401k Plan data: NANCY BAILEY & ASSOCIATES, INC. SAFE HARBOR 401(K) PLAN plan

NANCY BAILEY & ASSOCIATES, INC. SAFE HARBOR 401(K) PLAN 401k Plan overview

Plan Name	NANCY BAILEY & ASSOCIATES, INC. SAFE HARBOR 401(K) PLAN
Plan identification number	002

NANCY BAILEY & ASSOCIATES, INC. SAFE HARBOR 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NANCY BAILEY & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: NANCY BAILEY & ASSOCIATES, INC.

Employer identification number (EIN): 592197639

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NANCY BAILEY & ASSOCIATES, INC. SAFE HARBOR 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2012-01-01 NANCY BAILEY 2015-03-10
002 2011-01-01 CELIA ASPREA 2012-10-12
002 2010-01-01 CELIA ASPREA 2011-09-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2012-01-01	NANCY BAILEY	2015-03-10
002	2011-01-01	CELIA ASPREA	2012-10-12
002	2010-01-01	CELIA ASPREA	2011-09-27

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Company Name:	NANCY BAILEY & ASSOCIATES, INC.
Employer identification number (EIN):	592197639
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services