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BROOKS REHABILITATION 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameBROOKS REHABILITATION 401(K) RETIREMENT PLAN
Plan identification number 003

BROOKS REHABILITATION 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GENESIS HEALTH, INC. D/B/A BROOKS REHABILITATION has sponsored the creation of one or more 401k plans.

Company Name:GENESIS HEALTH, INC. D/B/A BROOKS REHABILITATION
Employer identification number (EIN):592249370
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROOKS REHABILITATION 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01JENNIFER SMITH
0032016-01-01KAREN GALLAGHER
0032015-01-01KAREN GALLAGHER
0032014-01-01KAREN GALLAGHER
0032013-01-01KAREN GALLAGHER

Plan Statistics for BROOKS REHABILITATION 401(K) RETIREMENT PLAN

401k plan membership statisitcs for BROOKS REHABILITATION 401(K) RETIREMENT PLAN

Measure Date Value
2022: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01873
Total number of active participants reported on line 7a of the Form 55002022-01-01766
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01152
Total of all active and inactive participants2022-01-01918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01919
Number of participants with account balances2022-01-01473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0149
2021: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01933
Total number of active participants reported on line 7a of the Form 55002021-01-01761
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01111
Total of all active and inactive participants2021-01-01872
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01873
Number of participants with account balances2021-01-01486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0139
2020: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01999
Total number of active participants reported on line 7a of the Form 55002020-01-01862
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0169
Total of all active and inactive participants2020-01-01931
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01933
Number of participants with account balances2020-01-01437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0150
2019: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,137
Total number of active participants reported on line 7a of the Form 55002019-01-01904
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0194
Total of all active and inactive participants2019-01-01998
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01999
Number of participants with account balances2019-01-01463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0163
2018: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,074
Total number of active participants reported on line 7a of the Form 55002018-01-011,069
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0166
Total of all active and inactive participants2018-01-011,135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-011,137
Number of participants with account balances2018-01-01439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0150
2017: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01613
Total number of active participants reported on line 7a of the Form 55002017-01-011,017
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0155
Total of all active and inactive participants2017-01-011,072
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-011,074
Number of participants with account balances2017-01-01391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0151
2016: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01584
Total number of active participants reported on line 7a of the Form 55002016-01-01559
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0152
Total of all active and inactive participants2016-01-01611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01613
Number of participants with account balances2016-01-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0142
2015: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01522
Total number of active participants reported on line 7a of the Form 55002015-01-01540
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0143
Total of all active and inactive participants2015-01-01583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01584
Number of participants with account balances2015-01-01281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0119
2014: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01446
Total number of active participants reported on line 7a of the Form 55002014-01-01488
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0133
Total of all active and inactive participants2014-01-01521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01522
Number of participants with account balances2014-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0114
2013: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01180
Total number of active participants reported on line 7a of the Form 55002013-01-01407
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0138
Total of all active and inactive participants2013-01-01445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01446
Number of participants with account balances2013-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110

Financial Data on BROOKS REHABILITATION 401(K) RETIREMENT PLAN

Measure Date Value
2022 : BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-453,659
Total of all expenses incurred2022-12-31$1,495,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,438,080
Expenses. Certain deemed distributions of participant loans2022-12-31$15,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,794,881
Value of total assets at end of year2022-12-31$12,460,204
Value of total assets at beginning of year2022-12-31$14,409,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$42,101
Total interest from all sources2022-12-31$26,883
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$235,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$235,375
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,280,364
Participant contributions at end of year2022-12-31$291,391
Participant contributions at beginning of year2022-12-31$281,351
Participant contributions at end of year2022-12-31$92,914
Participant contributions at beginning of year2022-12-31$51,528
Assets. Other investments not covered elsewhere at end of year2022-12-31$28,308
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$29,407
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$45,432
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$2,089
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$1,122
Other income not declared elsewhere2022-12-31$-1,716
Administrative expenses (other) incurred2022-12-31$33,404
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,949,270
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,460,204
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,409,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$8,697
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$11,233,571
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$13,654,533
Interest on participant loans2022-12-31$14,501
Interest earned on other investments2022-12-31$12,382
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$779,206
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$370,552
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,509,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$469,085
Employer contributions (assets) at end of year2022-12-31$32,725
Employer contributions (assets) at beginning of year2022-12-31$20,981
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,438,080
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$3,776,904
Total of all expenses incurred2021-12-31$1,149,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,108,502
Expenses. Certain deemed distributions of participant loans2021-12-31$1,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,145,989
Value of total assets at end of year2021-12-31$14,409,474
Value of total assets at beginning of year2021-12-31$11,782,356
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$39,689
Total interest from all sources2021-12-31$21,712
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$229,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$229,866
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,372,491
Participant contributions at end of year2021-12-31$281,351
Participant contributions at beginning of year2021-12-31$210,471
Participant contributions at end of year2021-12-31$51,528
Participant contributions at beginning of year2021-12-31$49,154
Assets. Other investments not covered elsewhere at end of year2021-12-31$29,407
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$25,122
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$222,835
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,122
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$678
Other income not declared elsewhere2021-12-31$2,828
Administrative expenses (other) incurred2021-12-31$31,353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,627,118
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,409,474
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,782,356
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$8,336
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,654,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$11,252,996
Interest on participant loans2021-12-31$15,213
Interest earned on other investments2021-12-31$6,499
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$370,552
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$227,017
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,376,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$550,663
Employer contributions (assets) at end of year2021-12-31$20,981
Employer contributions (assets) at beginning of year2021-12-31$16,918
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,108,502
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,342,527
Total of all expenses incurred2020-12-31$1,235,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,112,110
Expenses. Certain deemed distributions of participant loans2020-12-31$27,617
Value of total corrective distributions2020-12-31$19,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,819,400
Value of total assets at end of year2020-12-31$11,782,356
Value of total assets at beginning of year2020-12-31$9,675,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$76,308
Total interest from all sources2020-12-31$17,250
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$187,702
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$187,702
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,303,584
Participant contributions at end of year2020-12-31$210,471
Participant contributions at beginning of year2020-12-31$190,111
Participant contributions at end of year2020-12-31$49,154
Assets. Other investments not covered elsewhere at end of year2020-12-31$25,122
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$36,865
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$87,530
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$678
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$873
Other income not declared elsewhere2020-12-31$244
Administrative expenses (other) incurred2020-12-31$25,068
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,106,940
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,782,356
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,675,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$51,240
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$11,252,996
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$9,274,198
Interest on participant loans2020-12-31$12,284
Interest earned on other investments2020-12-31$4,966
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$227,017
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$173,369
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,317,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$428,286
Employer contributions (assets) at end of year2020-12-31$16,918
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,112,110
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2020-12-31560747981
2019 : BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,411,306
Total income from all sources (including contributions)2019-12-31$3,411,306
Total of all expenses incurred2019-12-31$676,585
Total of all expenses incurred2019-12-31$676,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$630,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$630,209
Expenses. Certain deemed distributions of participant loans2019-12-31$13,932
Expenses. Certain deemed distributions of participant loans2019-12-31$13,932
Value of total corrective distributions2019-12-31$1,470
Value of total corrective distributions2019-12-31$1,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,773,504
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,773,504
Value of total assets at end of year2019-12-31$9,675,416
Value of total assets at end of year2019-12-31$9,675,416
Value of total assets at beginning of year2019-12-31$6,940,695
Value of total assets at beginning of year2019-12-31$6,940,695
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$30,974
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$30,974
Total interest from all sources2019-12-31$14,042
Total interest from all sources2019-12-31$14,042
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$194,466
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$194,466
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$194,466
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$194,466
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,226,514
Contributions received from participants2019-12-31$1,226,514
Participant contributions at end of year2019-12-31$190,111
Participant contributions at end of year2019-12-31$190,111
Participant contributions at beginning of year2019-12-31$159,425
Participant contributions at beginning of year2019-12-31$159,425
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$36,865
Assets. Other investments not covered elsewhere at end of year2019-12-31$36,865
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$28,139
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$28,139
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$179,848
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$179,848
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$873
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$873
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$260
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$260
Other income not declared elsewhere2019-12-31$5,865
Other income not declared elsewhere2019-12-31$5,865
Administrative expenses (other) incurred2019-12-31$26,048
Administrative expenses (other) incurred2019-12-31$26,048
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$8,400
Total non interest bearing cash at beginning of year2019-12-31$8,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,734,721
Value of net income/loss2019-12-31$2,734,721
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,675,416
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,675,416
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,940,695
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,940,695
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$4,926
Investment advisory and management fees2019-12-31$4,926
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,274,198
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,274,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,568,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,568,579
Interest on participant loans2019-12-31$10,406
Interest on participant loans2019-12-31$10,406
Interest earned on other investments2019-12-31$3,543
Interest earned on other investments2019-12-31$3,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$50,775
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$50,775
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$50,775
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$50,775
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$93
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$93
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$173,369
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$173,369
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$125,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$125,117
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,423,429
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,423,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$367,142
Contributions received in cash from employer2019-12-31$367,142
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$630,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$630,209
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2019-12-31560747981
2018 : BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,360,662
Total of all expenses incurred2018-12-31$513,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$472,590
Expenses. Certain deemed distributions of participant loans2018-12-31$1,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,818,746
Value of total assets at end of year2018-12-31$6,940,695
Value of total assets at beginning of year2018-12-31$6,093,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$39,372
Total interest from all sources2018-12-31$10,343
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$156,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$156,083
Administrative expenses professional fees incurred2018-12-31$12,500
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,239,495
Participant contributions at end of year2018-12-31$159,425
Participant contributions at beginning of year2018-12-31$77,787
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$19,459
Assets. Other investments not covered elsewhere at end of year2018-12-31$28,139
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$28,758
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$166,938
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$260
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$117
Other income not declared elsewhere2018-12-31$-3,265
Administrative expenses (other) incurred2018-12-31$22,520
Total non interest bearing cash at end of year2018-12-31$8,400
Total non interest bearing cash at beginning of year2018-12-31$8,593
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$847,659
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,940,695
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,093,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$4,352
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,568,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,790,908
Interest on participant loans2018-12-31$8,254
Interest earned on other investments2018-12-31$2,008
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$50,775
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$38,422
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$38,422
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$81
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$125,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$120,753
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-621,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$412,313
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$8,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$472,590
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2018-12-31560747981
2017 : BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,768,283
Total of all expenses incurred2017-12-31$605,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$580,004
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,939,458
Value of total assets at end of year2017-12-31$6,093,036
Value of total assets at beginning of year2017-12-31$3,930,188
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$25,431
Total interest from all sources2017-12-31$6,745
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$107,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$107,320
Administrative expenses professional fees incurred2017-12-31$10,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$956,853
Participant contributions at end of year2017-12-31$77,787
Participant contributions at beginning of year2017-12-31$102,249
Participant contributions at end of year2017-12-31$19,459
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$28,758
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$150
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$668,867
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$117
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$145
Other income not declared elsewhere2017-12-31$1,141
Administrative expenses (other) incurred2017-12-31$15,431
Total non interest bearing cash at end of year2017-12-31$8,593
Total non interest bearing cash at beginning of year2017-12-31$929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,162,848
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,093,036
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,930,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,790,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,618,158
Interest on participant loans2017-12-31$4,619
Interest earned on other investments2017-12-31$2,090
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$38,422
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$29,787
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$29,787
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$36
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$120,753
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$178,770
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$713,619
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$313,738
Employer contributions (assets) at end of year2017-12-31$8,239
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$580,004
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DIXION HUGHES GOODMAN LLP
Accountancy firm EIN2017-12-31560747981
2016 : BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,288,461
Total of all expenses incurred2016-12-31$405,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$382,533
Expenses. Certain deemed distributions of participant loans2016-12-31$6,678
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,010,602
Value of total assets at end of year2016-12-31$3,930,188
Value of total assets at beginning of year2016-12-31$3,047,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,069
Total interest from all sources2016-12-31$7,562
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$67,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$67,394
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$576,267
Participant contributions at end of year2016-12-31$102,249
Participant contributions at beginning of year2016-12-31$113,595
Assets. Other investments not covered elsewhere at end of year2016-12-31$150
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$150
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$244,895
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$145
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$370
Administrative expenses (other) incurred2016-12-31$12,971
Total non interest bearing cash at end of year2016-12-31$929
Total non interest bearing cash at beginning of year2016-12-31$597
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$883,181
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,930,188
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,047,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$3,098
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,618,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,660,673
Interest on participant loans2016-12-31$5,082
Interest earned on other investments2016-12-31$2,480
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$29,787
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$15,487
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$15,487
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$178,770
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$256,135
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$202,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$189,440
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$382,533
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2016-12-31560747981
2015 : BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$820,333
Total of all expenses incurred2015-12-31$667,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$625,433
Expenses. Certain deemed distributions of participant loans2015-12-31$1,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$850,779
Value of total assets at end of year2015-12-31$3,047,007
Value of total assets at beginning of year2015-12-31$2,893,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$40,734
Total interest from all sources2015-12-31$8,220
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$58,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$58,714
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$570,619
Participant contributions at end of year2015-12-31$113,595
Participant contributions at beginning of year2015-12-31$113,501
Assets. Other investments not covered elsewhere at end of year2015-12-31$150
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$149
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$101,166
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$370
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$246
Administrative expenses (other) incurred2015-12-31$10,684
Total non interest bearing cash at end of year2015-12-31$597
Total non interest bearing cash at beginning of year2015-12-31$302
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$153,135
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,047,007
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,893,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$30,050
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,660,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,675,356
Interest on participant loans2015-12-31$5,704
Interest earned on other investments2015-12-31$2,343
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$15,487
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$8,452
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$8,452
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$173
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$256,135
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$95,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-97,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$178,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$625,433
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2015-12-31560747981
2014 : BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2014 401k financial data
Expenses. Interest paid2014-12-31$5,083
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$5,083
Total income from all sources (including contributions)2014-12-31$818,277
Total of all expenses incurred2014-12-31$445,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$431,901
Expenses. Certain deemed distributions of participant loans2014-12-31$390
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$632,740
Value of total assets at end of year2014-12-31$2,893,872
Value of total assets at beginning of year2014-12-31$2,521,380
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$8,411
Total interest from all sources2014-12-31$6,783
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$50,685
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$50,685
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$424,766
Participant contributions at end of year2014-12-31$113,501
Participant contributions at beginning of year2014-12-31$102,236
Assets. Other investments not covered elsewhere at end of year2014-12-31$149
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$149
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$118,733
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$246
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$79
Administrative expenses (other) incurred2014-12-31$8,411
Total non interest bearing cash at end of year2014-12-31$302
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$372,492
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,893,872
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,521,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,675,356
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,277,861
Interest on participant loans2014-12-31$5,132
Interest earned on other investments2014-12-31$1,649
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$8,452
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$28,573
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$28,573
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$95,866
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$112,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$128,069
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$89,241
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$431,901
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2014-12-31560747981
2013 : BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$1,741,915
Total income from all sources (including contributions)2013-12-31$398,152
Total of all expenses incurred2013-12-31$149,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$146,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$190,534
Value of total assets at end of year2013-12-31$2,521,380
Value of total assets at beginning of year2013-12-31$531,261
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,137
Total interest from all sources2013-12-31$11,735
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$36,962
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$36,962
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$700,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$155,384
Participant contributions at end of year2013-12-31$102,236
Participant contributions at beginning of year2013-12-31$11,217
Assets. Other investments not covered elsewhere at end of year2013-12-31$149
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$109
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,956
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$79
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$3,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$248,204
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,521,380
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$531,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,277,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$205,479
Interest on participant loans2013-12-31$5,705
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$28,573
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$6,030
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$112,482
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$314,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$158,921
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$32,194
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$146,811
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2013-12-31560747981

Form 5500 Responses for BROOKS REHABILITATION 401(K) RETIREMENT PLAN

2022: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BROOKS REHABILITATION 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberTA080500
Policy instance 1
Insurance contract or identification numberTA080500
Number of Individuals Covered473
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberTA080500
Policy instance 1
Insurance contract or identification numberTA080500
Number of Individuals Covered486
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberTA080500
Policy instance 1
Insurance contract or identification numberTA080500
Number of Individuals Covered437
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberTA080500
Policy instance 2
Insurance contract or identification numberTA080500
Number of Individuals Covered463
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA080500
Policy instance 1
Insurance contract or identification numberTA080500
Number of Individuals Covered463
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number51985
Policy instance 2
Insurance contract or identification number51985
Number of Individuals Covered2
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA080500
Policy instance 1
Insurance contract or identification numberTA080500
Number of Individuals Covered437
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number51985
Policy instance 2
Insurance contract or identification number51985
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA080500
Policy instance 1
Insurance contract or identification numberTA080500
Number of Individuals Covered389
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number51985
Policy instance 2
Insurance contract or identification number51985
Number of Individuals Covered3
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA080500
Policy instance 1
Insurance contract or identification numberTA080500
Number of Individuals Covered278
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number51985
Policy instance 2
Insurance contract or identification number51985
Number of Individuals Covered3
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA080500
Policy instance 1
Insurance contract or identification numberTA080500
Number of Individuals Covered197
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number51985
Policy instance 3
Insurance contract or identification number51985
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-09-30
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number51985
Policy instance 2
Insurance contract or identification number51985
Number of Individuals Covered4
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA080500
Policy instance 1
Insurance contract or identification numberTA080500
Number of Individuals Covered151
Insurance policy start date2013-10-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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