401k Plan data: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN plan

WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 401k Plan overview

Plan Name	WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN
Plan identification number	001

WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WASMER, SCHROEDER & COMPANY INC. has sponsored the creation of one or more 401k plans.

Company Name: WASMER, SCHROEDER & COMPANY INC.

Employer identification number (EIN): 592771369

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 JOSEPHINE DIMOLFETTA
001 2015-01-01 JO DIMOLFETTA
001 2014-01-01 JOSEPHINE HAINES
001 2013-01-01 IRENE GARDELLA
001 2012-01-01 JOSEPHINE HAINES
001 2011-05-01 JOSEPHINE HAINES

Plan id#	Filing Submission Date	Name of Administrator
001	2016-01-01	JOSEPHINE DIMOLFETTA
001	2015-01-01	JO DIMOLFETTA
001	2014-01-01	JOSEPHINE HAINES
001	2013-01-01	IRENE GARDELLA
001	2012-01-01	JOSEPHINE HAINES
001	2011-05-01	JOSEPHINE HAINES

Plan Statistics for WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN

401k plan membership statisitcs for WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN

Measure Date Value
2016: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 38
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 43
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 2
Total of all active and inactive participants 2016-01-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 45
Number of participants with account balances 2016-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 36
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 2
Total of all active and inactive participants 2015-01-01 38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 38
Number of participants with account balances 2015-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 39
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 40
Number of participants with account balances 2014-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 39
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 40
Number of participants with account balances 2013-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 41
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 43
Number of participants with account balances 2012-01-01 43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-05-01 46
Total number of active participants reported on line 7a of the Form 5500 2011-05-01 43
Number of retired or separated participants receiving benefits 2011-05-01 0
Number of other retired or separated participants entitled to future benefits 2011-05-01 1
Total of all active and inactive participants 2011-05-01 44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-05-01 0
Total participants 2011-05-01 44
Number of participants with account balances 2011-05-01 44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-05-01 2

Measure	Date	Value
2016: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	38
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	43
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	2
Total of all active and inactive participants	2016-01-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	45
Number of participants with account balances	2016-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	36
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	2
Total of all active and inactive participants	2015-01-01	38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	38
Number of participants with account balances	2015-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	39
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	40
Number of participants with account balances	2014-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	39
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	40
Number of participants with account balances	2013-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	41
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	43
Number of participants with account balances	2012-01-01	43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-05-01	46
Total number of active participants reported on line 7a of the Form 5500	2011-05-01	43
Number of retired or separated participants receiving benefits	2011-05-01	0
Number of other retired or separated participants entitled to future benefits	2011-05-01	1
Total of all active and inactive participants	2011-05-01	44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-05-01	0
Total participants	2011-05-01	44
Number of participants with account balances	2011-05-01	44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-05-01	2

Financial Data on WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN

Measure	Date	Value
2016 : WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$1,034,180
Expenses. Total of all expenses incurred	2016-12-31	$2,681
Benefits paid (including direct rollovers)	2016-12-31	$382
Total plan assets at end of year	2016-12-31	$4,614,873
Total plan assets at beginning of year	2016-12-31	$3,583,374
Value of fidelity bond covering the plan	2016-12-31	$3,500,872
Total contributions received or receivable from participants	2016-12-31	$465,578
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$45,558
Other income received	2016-12-31	$331,186
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$1,031,499
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$4,614,873
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$3,583,374
Assets. Value of participant loans	2016-12-31	$60,842
Total contributions received or receivable from employer(s)	2016-12-31	$191,858
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$2,299
2015 : WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$555,425
Expenses. Total of all expenses incurred	2015-12-31	$94,181
Benefits paid (including direct rollovers)	2015-12-31	$92,057
Total plan assets at end of year	2015-12-31	$3,583,374
Total plan assets at beginning of year	2015-12-31	$3,122,130
Value of fidelity bond covering the plan	2015-12-31	$3,500,872
Total contributions received or receivable from participants	2015-12-31	$438,619
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-57,851
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$461,244
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,583,374
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,122,130
Assets. Value of participant loans	2015-12-31	$70,314
Total contributions received or receivable from employer(s)	2015-12-31	$174,657
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$2,124
2014 : WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$805,879
Expenses. Total of all expenses incurred	2014-12-31	$279,703
Benefits paid (including direct rollovers)	2014-12-31	$277,719
Total plan assets at end of year	2014-12-31	$3,122,130
Total plan assets at beginning of year	2014-12-31	$2,595,954
Value of fidelity bond covering the plan	2014-12-31	$3,500,872
Total contributions received or receivable from participants	2014-12-31	$439,644
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$191,949
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$526,176
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,122,130
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,595,954
Assets. Value of participant loans	2014-12-31	$40,884
Total contributions received or receivable from employer(s)	2014-12-31	$174,286
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$1,984
2013 : WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$1,231,660
Expenses. Total of all expenses incurred	2013-12-31	$49,755
Benefits paid (including direct rollovers)	2013-12-31	$47,815
Total plan assets at end of year	2013-12-31	$2,595,954
Total plan assets at beginning of year	2013-12-31	$1,414,049
Value of fidelity bond covering the plan	2013-12-31	$3,500,872
Total contributions received or receivable from participants	2013-12-31	$427,256
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$300,906
Other income received	2013-12-31	$336,033
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$1,181,905
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,595,954
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,414,049
Assets. Value of participant loans	2013-12-31	$67,028
Total contributions received or receivable from employer(s)	2013-12-31	$167,465
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,940
2012 : WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$727,178
Expenses. Total of all expenses incurred	2012-12-31	$9,541
Benefits paid (including direct rollovers)	2012-12-31	$7,797
Total plan assets at end of year	2012-12-31	$1,414,049
Total plan assets at beginning of year	2012-12-31	$696,412
Value of fidelity bond covering the plan	2012-12-31	$3,500,872
Total contributions received or receivable from participants	2012-12-31	$420,685
Contributions received from other sources (not participants or employers)	2012-12-31	$25,462
Other income received	2012-12-31	$96,850
Net income (gross income less expenses)	2012-12-31	$717,637
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,414,049
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$696,412
Assets. Value of participant loans	2012-12-31	$49,909
Total contributions received or receivable from employer(s)	2012-12-31	$184,181
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$1,744
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$700,927
Expenses. Total of all expenses incurred	2011-12-31	$4,515
Benefits paid (including direct rollovers)	2011-12-31	$2,921
Total plan assets at end of year	2011-12-31	$696,412
Total plan assets at beginning of year	2011-12-31	$0
Value of fidelity bond covering the plan	2011-12-31	$3,000,000
Total contributions received or receivable from participants	2011-12-31	$293,467
Contributions received from other sources (not participants or employers)	2011-12-31	$321,931
Other income received	2011-12-31	$-14,730
Net income (gross income less expenses)	2011-12-31	$696,412
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$696,412
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$0
Assets. Value of participant loans	2011-12-31	$43,000
Total contributions received or receivable from employer(s)	2011-12-31	$100,259
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$1,594
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0

Form 5500 Responses for WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN

2016: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WASMER, SCHROEDER & COMPANY, INC. 401(K) PLAN 2011 form 5500 responses
2011-05-01	Type of plan entity	Single employer plan
2011-05-01	First time form 5500 has been submitted	Yes
2011-05-01	Submission has been amended	Yes
2011-05-01	This submission is the final filing	No
2011-05-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-05-01	Plan is a collectively bargained plan	No
2011-05-01	Plan funding arrangement – Trust	Yes
2011-05-01	Plan benefit arrangement - Trust	Yes

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Company Name:	WASMER, SCHROEDER & COMPANY INC.
Employer identification number (EIN):	592771369
NAIC Classification:	523900