401k Plan data: HOTC 401 (K) RETIREMENT PLAN plan

HOTC 401 (K) RETIREMENT PLAN 401k Plan overview

Plan Name	HOTC 401 (K) RETIREMENT PLAN
Plan identification number	001

HOTC 401 (K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HOSPICE OF THE COMFORTER has sponsored the creation of one or more 401k plans.

Company Name: HOSPICE OF THE COMFORTER

Employer identification number (EIN): 592935928

NAIC Classification: 623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOTC 401 (K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 TRISTAN SHAW
001 2014-01-01 JAY OH
001 2013-01-01 JAY OH
001 2012-01-01 JAY OH
001 2011-01-01 HEIDI VELEZ
001 2009-01-01 ROBERT G WILSON
001 2009-01-01 ROBERT G WILSON

Plan id#	Filing Submission Date	Name of Administrator
001	2015-01-01	TRISTAN SHAW
001	2014-01-01	JAY OH
001	2013-01-01	JAY OH
001	2012-01-01	JAY OH
001	2011-01-01	HEIDI VELEZ
001	2009-01-01	ROBERT G WILSON
001	2009-01-01	ROBERT G WILSON

Plan Statistics for HOTC 401 (K) RETIREMENT PLAN

401k plan membership statisitcs for HOTC 401 (K) RETIREMENT PLAN

Measure Date Value
2015: HOTC 401 (K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 338
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
2014: HOTC 401 (K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 445
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 265
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 73
Total of all active and inactive participants 2014-01-01 338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 338
Number of participants with account balances 2014-01-01 256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: HOTC 401 (K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 491
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 261
Number of retired or separated participants receiving benefits 2013-01-01 3
Number of other retired or separated participants entitled to future benefits 2013-01-01 169
Total of all active and inactive participants 2013-01-01 433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 433
Number of participants with account balances 2013-01-01 391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 15
2012: HOTC 401 (K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 468
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 319
Number of retired or separated participants receiving benefits 2012-01-01 3
Number of other retired or separated participants entitled to future benefits 2012-01-01 156
Total of all active and inactive participants 2012-01-01 478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 478
Number of participants with account balances 2012-01-01 424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 50
2011: HOTC 401 (K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 549
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 353
Number of retired or separated participants receiving benefits 2011-01-01 6
Number of other retired or separated participants entitled to future benefits 2011-01-01 92
Total of all active and inactive participants 2011-01-01 451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 451
Number of participants with account balances 2011-01-01 436
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 57
2009: HOTC 401 (K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 387
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 286
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 113
Total of all active and inactive participants 2009-01-01 401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 401
Number of participants with account balances 2009-01-01 373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 25

Measure	Date	Value
2015: HOTC 401 (K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	338
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
2014: HOTC 401 (K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	445
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	265
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	73
Total of all active and inactive participants	2014-01-01	338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	338
Number of participants with account balances	2014-01-01	256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: HOTC 401 (K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	491
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	261
Number of retired or separated participants receiving benefits	2013-01-01	3
Number of other retired or separated participants entitled to future benefits	2013-01-01	169
Total of all active and inactive participants	2013-01-01	433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	433
Number of participants with account balances	2013-01-01	391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	15
2012: HOTC 401 (K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	468
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	319
Number of retired or separated participants receiving benefits	2012-01-01	3
Number of other retired or separated participants entitled to future benefits	2012-01-01	156
Total of all active and inactive participants	2012-01-01	478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	478
Number of participants with account balances	2012-01-01	424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	50
2011: HOTC 401 (K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	549
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	353
Number of retired or separated participants receiving benefits	2011-01-01	6
Number of other retired or separated participants entitled to future benefits	2011-01-01	92
Total of all active and inactive participants	2011-01-01	451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	451
Number of participants with account balances	2011-01-01	436
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	57
2009: HOTC 401 (K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	387
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	286
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	113
Total of all active and inactive participants	2009-01-01	401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	401
Number of participants with account balances	2009-01-01	373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	25

Financial Data on HOTC 401 (K) RETIREMENT PLAN

Measure	Date	Value
2015 : HOTC 401 (K) RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$-38,510
Total of all expenses incurred	2015-12-31	$4,916,335
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$4,900,813
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$4,954,845
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$15,522
Total interest from all sources	2015-12-31	$1,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$75,267
Administrative expenses (other) incurred	2015-12-31	$15,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-4,954,845
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,954,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$3,259,872
Interest on participant loans	2015-12-31	$1,880
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,619,706
Net investment gain/loss from pooled separate accounts	2015-12-31	$-40,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$4,900,813
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BKHM, P.A.
Accountancy firm EIN	2015-12-31	593023516
2014 : HOTC 401 (K) RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$389,113
Total of all expenses incurred	2014-12-31	$1,306,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,288,659
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$139,420
Value of total assets at end of year	2014-12-31	$4,954,845
Value of total assets at beginning of year	2014-12-31	$5,871,858
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$17,467
Total interest from all sources	2014-12-31	$3,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$139,420
Participant contributions at end of year	2014-12-31	$75,267
Participant contributions at beginning of year	2014-12-31	$145,775
Other income not declared elsewhere	2014-12-31	$28,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-917,013
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,954,845
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,871,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$3,259,872
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$3,782,791
Interest on participant loans	2014-12-31	$3,643
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,619,706
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,943,292
Net investment gain/loss from pooled separate accounts	2014-12-31	$217,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,288,659
Contract administrator fees	2014-12-31	$17,467
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2014-12-31	410746749
2013 : HOTC 401 (K) RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$965,203
Total of all expenses incurred	2013-12-31	$1,339,288
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,321,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$297,076
Value of total assets at end of year	2013-12-31	$5,871,858
Value of total assets at beginning of year	2013-12-31	$6,245,943
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$17,741
Total interest from all sources	2013-12-31	$7,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$300,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$281,606
Participant contributions at end of year	2013-12-31	$145,775
Participant contributions at beginning of year	2013-12-31	$171,513
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$15,470
Other income not declared elsewhere	2013-12-31	$34,191
Total non interest bearing cash at beginning of year	2013-12-31	$134,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-374,085
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,871,858
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,245,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$3,782,791
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$4,001,945
Interest on participant loans	2013-12-31	$7,029
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,943,292
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,938,480
Net investment gain/loss from pooled separate accounts	2013-12-31	$626,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,321,547
Contract administrator fees	2013-12-31	$17,741
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2013-12-31	410746749
2012 : HOTC 401 (K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,605,076
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,086,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,067,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,110,957
Value of total assets at end of year	2012-12-31	$6,245,943
Value of total assets at beginning of year	2012-12-31	$5,727,418
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$19,152
Total interest from all sources	2012-12-31	$6,287
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	No
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$408,223
Participant contributions at end of year	2012-12-31	$171,513
Participant contributions at beginning of year	2012-12-31	$189,649
Participant contributions at beginning of year	2012-12-31	$27,064
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$646,827
Other income not declared elsewhere	2012-12-31	$30,568
Total non interest bearing cash at end of year	2012-12-31	$134,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$518,525
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,245,943
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,727,418
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$4,001,945
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$3,934,016
Interest on participant loans	2012-12-31	$6,287
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,938,480
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,576,689
Net investment gain/loss from pooled separate accounts	2012-12-31	$457,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$55,907
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,067,399
Contract administrator fees	2012-12-31	$19,152
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CLFTONLARSENALLEN, LLP
Accountancy firm EIN	2012-12-31	410746749
2011 : HOTC 401 (K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$389,868
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$740,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$721,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$537,126
Value of total assets at end of year	2011-12-31	$5,727,418
Value of total assets at beginning of year	2011-12-31	$6,077,624
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$18,092
Total interest from all sources	2011-12-31	$9,226
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	No
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$537,114
Participant contributions at end of year	2011-12-31	$189,649
Participant contributions at beginning of year	2011-12-31	$209,442
Participant contributions at end of year	2011-12-31	$27,064
Participant contributions at beginning of year	2011-12-31	$19,273
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$12
Other income not declared elsewhere	2011-12-31	$42,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-350,206
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,727,418
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,077,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$3,934,016
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$3,708,642
Interest on participant loans	2011-12-31	$9,226
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,576,689
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,450,543
Net investment gain/loss from pooled separate accounts	2011-12-31	$-198,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Employer contributions (assets) at beginning of year	2011-12-31	$689,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$721,982
Contract administrator fees	2011-12-31	$18,092
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LARSENALLEN, LLP
Accountancy firm EIN	2011-12-31	410746749
2010 : HOTC 401 (K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,029,267
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$483,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$461,480
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,502,661
Value of total assets at end of year	2010-12-31	$6,077,624
Value of total assets at beginning of year	2010-12-31	$4,531,874
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$22,037
Total interest from all sources	2010-12-31	$5,716
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$598,987
Participant contributions at end of year	2010-12-31	$209,442
Participant contributions at beginning of year	2010-12-31	$110,708
Participant contributions at end of year	2010-12-31	$19,273
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$241,400
Other income not declared elsewhere	2010-12-31	$37,717
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,545,750
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,077,624
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,531,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$3,708,642
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,728,396
Interest on participant loans	2010-12-31	$5,716
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,450,543
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$900,752
Net investment gain/loss from pooled separate accounts	2010-12-31	$483,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$662,274
Employer contributions (assets) at end of year	2010-12-31	$689,724
Employer contributions (assets) at beginning of year	2010-12-31	$792,018
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$461,480
Contract administrator fees	2010-12-31	$22,037
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LARSENALLEN, LLP
Accountancy firm EIN	2010-12-31	410746749
2009 : HOTC 401 (K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HOTC 401 (K) RETIREMENT PLAN

2015: HOTC 401 (K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	This submission is the final filing	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HOTC 401 (K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HOTC 401 (K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HOTC 401 (K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HOTC 401 (K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: HOTC 401 (K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997927-000

Policy instance

Insurance contract or identification number	997927-000
Number of Individuals Covered	0
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $8,991
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	8991
Insurance broker organization code?	3
Insurance broker name	DAVID R BILLSBOROUGH

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997927-000

Policy instance

Insurance contract or identification number	997927-000
Number of Individuals Covered	256
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $10,816
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,816
Insurance broker organization code?	3
Insurance broker name	DAVID R BILLSBOROUGH

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997927

Policy instance

Insurance contract or identification number	997927
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $12,015
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $12,015
Insurance broker organization code?	3
Insurance broker name	DAVID BILLSBOROUGH

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997927

Policy instance

Insurance contract or identification number	997927
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $11,102
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $11,102
Insurance broker organization code?	3
Insurance broker name	DAVID BILLSBOROUGH

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997927

Policy instance

Insurance contract or identification number	997927
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $11,194
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997927

Policy instance

Insurance contract or identification number	997927
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $17,799
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	HOSPICE OF THE COMFORTER
Employer identification number (EIN):	592935928
NAIC Classification:	623000
NAIC Description:	Nursing and Residential Care Facilities