JAMES MOORE & CO., P.L. has sponsored the creation of one or more 401k plans.
Additional information about JAMES MOORE & CO., P.L.
Submission information for form 5500 for 401k plan JAMES MOORE & CO., P.L. 401(K) RETIREMENT PLAN
401k plan membership statisitcs for JAMES MOORE & CO., P.L. 401(K) RETIREMENT PLAN
Measure | Date | Value |
---|
2022 : JAMES MOORE & CO., P.L. 401(K) RETIREMENT PLAN 2022 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2022-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-10-31 | $0 |
Total income from all sources (including contributions) | 2022-10-31 | $-3,645,951 |
Total loss/gain on sale of assets | 2022-10-31 | $0 |
Total of all expenses incurred | 2022-10-31 | $543,274 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-10-31 | $438,839 |
Value of total corrective distributions | 2022-10-31 | $6,157 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-10-31 | $2,899,671 |
Value of total assets at end of year | 2022-10-31 | $35,455,895 |
Value of total assets at beginning of year | 2022-10-31 | $39,645,120 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-10-31 | $98,278 |
Total interest from all sources | 2022-10-31 | $22,950 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-10-31 | $1,146,922 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-10-31 | $1,146,922 |
Was this plan covered by a fidelity bond | 2022-10-31 | Yes |
Value of fidelity bond cover | 2022-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-10-31 | No |
Contributions received from participants | 2022-10-31 | $1,549,923 |
Participant contributions at end of year | 2022-10-31 | $170,339 |
Participant contributions at beginning of year | 2022-10-31 | $109,265 |
Assets. Other investments not covered elsewhere at end of year | 2022-10-31 | $283,457 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-10-31 | $474,853 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-10-31 | $194,021 |
Other income not declared elsewhere | 2022-10-31 | $0 |
Administrative expenses (other) incurred | 2022-10-31 | $98,278 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-10-31 | No |
Value of net income/loss | 2022-10-31 | $-4,189,225 |
Value of net assets at end of year (total assets less liabilities) | 2022-10-31 | $35,455,895 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-10-31 | $39,645,120 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-10-31 | $32,955,845 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-10-31 | $36,960,974 |
Interest on participant loans | 2022-10-31 | $7,724 |
Value of interest in common/collective trusts at end of year | 2022-10-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2022-10-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-10-31 | $2,046,254 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-10-31 | $2,100,028 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-10-31 | $2,100,028 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-10-31 | $15,226 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-10-31 | $-7,715,494 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-10-31 | No |
Contributions received in cash from employer | 2022-10-31 | $1,155,727 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-10-31 | $438,839 |
Did the plan have assets held for investment | 2022-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-10-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-10-31 | Unqualified |
Accountancy firm name | 2022-10-31 | FAW, CASSON & CO, LLP |
Accountancy firm EIN | 2022-10-31 | 520619968 |
2021 : JAMES MOORE & CO., P.L. 401(K) RETIREMENT PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-10-31 | $0 |
Total income from all sources (including contributions) | 2021-10-31 | $10,478,235 |
Total loss/gain on sale of assets | 2021-10-31 | $0 |
Total of all expenses incurred | 2021-10-31 | $571,643 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-10-31 | $458,435 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-10-31 | $2,356,517 |
Value of total assets at end of year | 2021-10-31 | $39,645,120 |
Value of total assets at beginning of year | 2021-10-31 | $29,738,528 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-10-31 | $113,208 |
Total interest from all sources | 2021-10-31 | $6,313 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-10-31 | $776,615 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-10-31 | $776,615 |
Was this plan covered by a fidelity bond | 2021-10-31 | Yes |
Value of fidelity bond cover | 2021-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-10-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-10-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-10-31 | No |
Contributions received from participants | 2021-10-31 | $1,211,089 |
Participant contributions at end of year | 2021-10-31 | $109,265 |
Participant contributions at beginning of year | 2021-10-31 | $113,384 |
Assets. Other investments not covered elsewhere at end of year | 2021-10-31 | $474,853 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-10-31 | $374,644 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-10-31 | $92,930 |
Administrative expenses (other) incurred | 2021-10-31 | $113,208 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-10-31 | No |
Value of net income/loss | 2021-10-31 | $9,906,592 |
Value of net assets at end of year (total assets less liabilities) | 2021-10-31 | $39,645,120 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-10-31 | $29,738,528 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-10-31 | $36,960,974 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-10-31 | $27,797,034 |
Interest on participant loans | 2021-10-31 | $6,102 |
Value of interest in common/collective trusts at end of year | 2021-10-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2021-10-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-10-31 | $2,100,028 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-10-31 | $1,453,466 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-10-31 | $1,453,466 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-10-31 | $211 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-10-31 | $7,338,790 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-10-31 | No |
Contributions received in cash from employer | 2021-10-31 | $1,052,498 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-10-31 | $458,435 |
Did the plan have assets held for investment | 2021-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-10-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-10-31 | Disclaimer |
Accountancy firm name | 2021-10-31 | FAW, CASSON & CO, LLP |
Accountancy firm EIN | 2021-10-31 | 520619968 |
2020 : JAMES MOORE & CO., P.L. 401(K) RETIREMENT PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-10-31 | $0 |
Total income from all sources (including contributions) | 2020-10-31 | $4,163,235 |
Total loss/gain on sale of assets | 2020-10-31 | $0 |
Total of all expenses incurred | 2020-10-31 | $804,368 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-10-31 | $728,858 |
Value of total corrective distributions | 2020-10-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-10-31 | $2,067,208 |
Value of total assets at end of year | 2020-10-31 | $29,738,528 |
Value of total assets at beginning of year | 2020-10-31 | $26,379,661 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-10-31 | $75,510 |
Total interest from all sources | 2020-10-31 | $14,790 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-10-31 | $751,556 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-10-31 | $751,556 |
Was this plan covered by a fidelity bond | 2020-10-31 | Yes |
Value of fidelity bond cover | 2020-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-10-31 | No |
Contributions received from participants | 2020-10-31 | $990,963 |
Participant contributions at end of year | 2020-10-31 | $113,384 |
Participant contributions at beginning of year | 2020-10-31 | $133,253 |
Assets. Other investments not covered elsewhere at end of year | 2020-10-31 | $374,644 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-10-31 | $237,292 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-10-31 | $191,489 |
Other income not declared elsewhere | 2020-10-31 | $0 |
Administrative expenses (other) incurred | 2020-10-31 | $75,510 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-10-31 | No |
Value of net income/loss | 2020-10-31 | $3,358,867 |
Value of net assets at end of year (total assets less liabilities) | 2020-10-31 | $29,738,528 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-10-31 | $26,379,661 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-10-31 | $27,797,034 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-10-31 | $24,636,020 |
Interest on participant loans | 2020-10-31 | $7,105 |
Value of interest in common/collective trusts at end of year | 2020-10-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2020-10-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-10-31 | $1,453,466 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-10-31 | $1,373,096 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-10-31 | $1,373,096 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-10-31 | $7,685 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-10-31 | $1,329,681 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-10-31 | No |
Contributions received in cash from employer | 2020-10-31 | $884,756 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-10-31 | $728,858 |
Did the plan have assets held for investment | 2020-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-10-31 | Disclaimer |
Accountancy firm name | 2020-10-31 | FAW, CASSON & CO, LLP |
Accountancy firm EIN | 2020-10-31 | 520619968 |
2019 : JAMES MOORE & CO., P.L. 401(K) RETIREMENT PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-10-31 | $0 |
Total income from all sources (including contributions) | 2019-10-31 | $4,750,367 |
Total loss/gain on sale of assets | 2019-10-31 | $0 |
Total of all expenses incurred | 2019-10-31 | $1,680,149 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-10-31 | $1,600,043 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-10-31 | $1,857,456 |
Value of total assets at end of year | 2019-10-31 | $26,379,661 |
Value of total assets at beginning of year | 2019-10-31 | $23,309,443 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-10-31 | $80,106 |
Total interest from all sources | 2019-10-31 | $7,886 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-10-31 | $921,208 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-10-31 | $921,208 |
Was this plan covered by a fidelity bond | 2019-10-31 | Yes |
Value of fidelity bond cover | 2019-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-10-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-10-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-10-31 | No |
Contributions received from participants | 2019-10-31 | $839,346 |
Participant contributions at end of year | 2019-10-31 | $133,253 |
Participant contributions at beginning of year | 2019-10-31 | $95,861 |
Assets. Other investments not covered elsewhere at end of year | 2019-10-31 | $237,292 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-10-31 | $242,697 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-10-31 | $212,232 |
Administrative expenses (other) incurred | 2019-10-31 | $80,106 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-10-31 | No |
Value of net income/loss | 2019-10-31 | $3,070,218 |
Value of net assets at end of year (total assets less liabilities) | 2019-10-31 | $26,379,661 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-10-31 | $23,309,443 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-10-31 | $24,636,020 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-10-31 | $21,461,992 |
Interest on participant loans | 2019-10-31 | $6,031 |
Value of interest in common/collective trusts at end of year | 2019-10-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2019-10-31 | $512,195 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-10-31 | $1,373,096 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-10-31 | $996,698 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-10-31 | $996,698 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-10-31 | $1,855 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-10-31 | $1,963,817 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-10-31 | No |
Contributions received in cash from employer | 2019-10-31 | $805,878 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-10-31 | $1,600,043 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-10-31 | No |
Did the plan have assets held for investment | 2019-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-10-31 | Disclaimer |
Accountancy firm name | 2019-10-31 | FAW, CASSON & CO, LLP |
Accountancy firm EIN | 2019-10-31 | 520619968 |
2018 : JAMES MOORE & CO., P.L. 401(K) RETIREMENT PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-31 | $0 |
Total income from all sources (including contributions) | 2018-10-31 | $1,809,858 |
Total loss/gain on sale of assets | 2018-10-31 | $0 |
Total of all expenses incurred | 2018-10-31 | $1,630,056 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-10-31 | $1,551,473 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-10-31 | $1,837,253 |
Value of total assets at end of year | 2018-10-31 | $23,309,443 |
Value of total assets at beginning of year | 2018-10-31 | $23,129,641 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-10-31 | $78,583 |
Total interest from all sources | 2018-10-31 | $17,713 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-10-31 | $698,928 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-10-31 | $698,928 |
Was this plan covered by a fidelity bond | 2018-10-31 | Yes |
Value of fidelity bond cover | 2018-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-10-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-10-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-10-31 | No |
Contributions received from participants | 2018-10-31 | $715,375 |
Participant contributions at end of year | 2018-10-31 | $95,861 |
Participant contributions at beginning of year | 2018-10-31 | $146,475 |
Assets. Other investments not covered elsewhere at end of year | 2018-10-31 | $242,697 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-10-31 | $237,405 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-10-31 | $354,440 |
Other income not declared elsewhere | 2018-10-31 | $0 |
Administrative expenses (other) incurred | 2018-10-31 | $78,583 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-31 | No |
Value of net income/loss | 2018-10-31 | $179,802 |
Value of net assets at end of year (total assets less liabilities) | 2018-10-31 | $23,309,443 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-10-31 | $23,129,641 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-10-31 | $21,461,992 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-10-31 | $22,141,362 |
Interest on participant loans | 2018-10-31 | $5,246 |
Value of interest in common/collective trusts at end of year | 2018-10-31 | $512,195 |
Value of interest in common/collective trusts at beginning of year | 2018-10-31 | $604,399 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-10-31 | $996,698 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-10-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-10-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-10-31 | $12,467 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-10-31 | $-744,036 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-10-31 | No |
Contributions received in cash from employer | 2018-10-31 | $767,438 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-10-31 | $1,551,473 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-10-31 | No |
Did the plan have assets held for investment | 2018-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-10-31 | Disclaimer |
Accountancy firm name | 2018-10-31 | FAW, CASSON & CO, LLP |
Accountancy firm EIN | 2018-10-31 | 520619968 |
2017 : JAMES MOORE & CO., P.L. 401(K) RETIREMENT PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-10-31 | $0 |
Total income from all sources (including contributions) | 2017-10-31 | $4,749,536 |
Total loss/gain on sale of assets | 2017-10-31 | $0 |
Total of all expenses incurred | 2017-10-31 | $444,291 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-10-31 | $349,461 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-10-31 | $1,343,547 |
Value of total assets at end of year | 2017-10-31 | $23,129,641 |
Value of total assets at beginning of year | 2017-10-31 | $18,824,396 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-10-31 | $94,830 |
Total interest from all sources | 2017-10-31 | $7,866 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-10-31 | $535,459 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-10-31 | $535,459 |
Was this plan covered by a fidelity bond | 2017-10-31 | Yes |
Value of fidelity bond cover | 2017-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-10-31 | No |
Contributions received from participants | 2017-10-31 | $545,002 |
Participant contributions at end of year | 2017-10-31 | $146,475 |
Participant contributions at beginning of year | 2017-10-31 | $141,590 |
Assets. Other investments not covered elsewhere at end of year | 2017-10-31 | $237,405 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-10-31 | $166,316 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-10-31 | $15,340 |
Other income not declared elsewhere | 2017-10-31 | $0 |
Administrative expenses (other) incurred | 2017-10-31 | $94,830 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-10-31 | No |
Value of net income/loss | 2017-10-31 | $4,305,245 |
Value of net assets at end of year (total assets less liabilities) | 2017-10-31 | $23,129,641 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-10-31 | $18,824,396 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-10-31 | $22,141,362 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-10-31 | $17,877,110 |
Interest on participant loans | 2017-10-31 | $5,915 |
Interest earned on other investments | 2017-10-31 | $1,951 |
Value of interest in common/collective trusts at end of year | 2017-10-31 | $604,399 |
Value of interest in common/collective trusts at beginning of year | 2017-10-31 | $639,380 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-10-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-10-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-10-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-10-31 | $2,862,664 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-10-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2017-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-10-31 | No |
Contributions received in cash from employer | 2017-10-31 | $783,205 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-10-31 | $349,461 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-10-31 | No |
Did the plan have assets held for investment | 2017-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-10-31 | Disclaimer |
Accountancy firm name | 2017-10-31 | FAW, CASSON & CO, LLP |
Accountancy firm EIN | 2017-10-31 | 520619968 |
2016 : JAMES MOORE & CO., P.L. 401(K) RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-10-31 | $0 |
Total income from all sources (including contributions) | 2016-10-31 | $1,694,628 |
Total loss/gain on sale of assets | 2016-10-31 | $0 |
Total of all expenses incurred | 2016-10-31 | $1,075,566 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-10-31 | $1,023,027 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-10-31 | $1,385,004 |
Value of total assets at end of year | 2016-10-31 | $18,824,396 |
Value of total assets at beginning of year | 2016-10-31 | $18,205,334 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-10-31 | $52,539 |
Total interest from all sources | 2016-10-31 | $7,947 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-10-31 | $728,486 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-10-31 | $728,486 |
Was this plan covered by a fidelity bond | 2016-10-31 | Yes |
Value of fidelity bond cover | 2016-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-10-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-10-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-10-31 | No |
Contributions received from participants | 2016-10-31 | $574,375 |
Participant contributions at end of year | 2016-10-31 | $141,590 |
Participant contributions at beginning of year | 2016-10-31 | $222,918 |
Assets. Other investments not covered elsewhere at end of year | 2016-10-31 | $166,316 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-10-31 | $146,798 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-10-31 | $1,469 |
Other income not declared elsewhere | 2016-10-31 | $-3,496 |
Administrative expenses (other) incurred | 2016-10-31 | $52,539 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
Value of net income/loss | 2016-10-31 | $619,062 |
Value of net assets at end of year (total assets less liabilities) | 2016-10-31 | $18,824,396 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-10-31 | $18,205,334 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-10-31 | $17,877,110 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-10-31 | $17,388,586 |
Interest on participant loans | 2016-10-31 | $7,913 |
Interest earned on other investments | 2016-10-31 | $34 |
Value of interest in common/collective trusts at end of year | 2016-10-31 | $639,380 |
Value of interest in common/collective trusts at beginning of year | 2016-10-31 | $447,032 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-10-31 | $-423,313 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-10-31 | No |
Contributions received in cash from employer | 2016-10-31 | $809,160 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-10-31 | $1,023,027 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-10-31 | No |
Did the plan have assets held for investment | 2016-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-10-31 | Disclaimer |
Accountancy firm name | 2016-10-31 | FAW, CASSON & CO, LLP |
Accountancy firm EIN | 2016-10-31 | 520619968 |
2015 : JAMES MOORE & CO., P.L. 401(K) RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-10-31 | $0 |
Total income from all sources (including contributions) | 2015-10-31 | $1,289,286 |
Total loss/gain on sale of assets | 2015-10-31 | $0 |
Total of all expenses incurred | 2015-10-31 | $341,855 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-10-31 | $288,201 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-10-31 | $1,224,458 |
Value of total assets at end of year | 2015-10-31 | $18,205,334 |
Value of total assets at beginning of year | 2015-10-31 | $17,257,903 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-10-31 | $53,654 |
Total interest from all sources | 2015-10-31 | $8,347 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-10-31 | $717,285 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-10-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-10-31 | $717,285 |
Administrative expenses professional fees incurred | 2015-10-31 | $53,654 |
Was this plan covered by a fidelity bond | 2015-10-31 | Yes |
Value of fidelity bond cover | 2015-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-10-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-10-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-10-31 | No |
Contributions received from participants | 2015-10-31 | $475,740 |
Participant contributions at end of year | 2015-10-31 | $222,918 |
Participant contributions at beginning of year | 2015-10-31 | $219,821 |
Assets. Other investments not covered elsewhere at end of year | 2015-10-31 | $146,798 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-10-31 | $132,393 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-10-31 | $572 |
Other income not declared elsewhere | 2015-10-31 | $-31,490 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-10-31 | No |
Value of net income/loss | 2015-10-31 | $947,431 |
Value of net assets at end of year (total assets less liabilities) | 2015-10-31 | $18,205,334 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-10-31 | $17,257,903 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-10-31 | $17,388,586 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-10-31 | $16,905,689 |
Interest on participant loans | 2015-10-31 | $8,342 |
Value of interest in common/collective trusts at end of year | 2015-10-31 | $447,032 |
Value of interest in common/collective trusts at beginning of year | 2015-10-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-10-31 | $5 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-10-31 | $-629,442 |
Net investment gain or loss from common/collective trusts | 2015-10-31 | $128 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-10-31 | No |
Contributions received in cash from employer | 2015-10-31 | $748,146 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-10-31 | $288,201 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-10-31 | No |
Did the plan have assets held for investment | 2015-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-10-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-10-31 | Disclaimer |
Accountancy firm name | 2015-10-31 | FAW, CASSON & CO, LLP |
Accountancy firm EIN | 2015-10-31 | 520619968 |
2014 : JAMES MOORE & CO., P.L. 401(K) RETIREMENT PLAN 2014 401k financial data |
---|
Total income from all sources | 2014-10-31 | $2,700,229 |
Expenses. Total of all expenses incurred | 2014-10-31 | $434,255 |
Benefits paid (including direct rollovers) | 2014-10-31 | $384,349 |
Total plan assets at end of year | 2014-10-31 | $17,257,903 |
Total plan assets at beginning of year | 2014-10-31 | $14,991,929 |
Value of fidelity bond covering the plan | 2014-10-31 | $500,000 |
Total contributions received or receivable from participants | 2014-10-31 | $459,198 |
Contributions received from other sources (not participants or employers) | 2014-10-31 | $40,082 |
Other income received | 2014-10-31 | $1,430,089 |
Net income (gross income less expenses) | 2014-10-31 | $2,265,974 |
Net plan assets at end of year (total assets less liabilities) | 2014-10-31 | $17,257,903 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-10-31 | $14,991,929 |
Assets. Value of participant loans | 2014-10-31 | $219,821 |
Total contributions received or receivable from employer(s) | 2014-10-31 | $770,860 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-10-31 | $49,906 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-10-31 | $0 |
2013 : JAMES MOORE & CO., P.L. 401(K) RETIREMENT PLAN 2013 401k financial data |
---|
Total income from all sources | 2013-10-31 | $2,390,388 |
Expenses. Total of all expenses incurred | 2013-10-31 | $607,290 |
Benefits paid (including direct rollovers) | 2013-10-31 | $573,071 |
Total plan assets at end of year | 2013-10-31 | $14,991,929 |
Total plan assets at beginning of year | 2013-10-31 | $13,208,831 |
Value of fidelity bond covering the plan | 2013-10-31 | $500,000 |
Total contributions received or receivable from participants | 2013-10-31 | $430,985 |
Contributions received from other sources (not participants or employers) | 2013-10-31 | $109,700 |
Other income received | 2013-10-31 | $1,844,965 |
Net income (gross income less expenses) | 2013-10-31 | $1,783,098 |
Net plan assets at end of year (total assets less liabilities) | 2013-10-31 | $14,991,929 |
Net plan assets at beginning of year (total assets less liabilities) | 2013-10-31 | $13,208,831 |
Total contributions received or receivable from employer(s) | 2013-10-31 | $4,738 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2013-10-31 | $34,219 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-10-31 | $0 |