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PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 401k Plan overview

Plan NamePRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST
Plan identification number 001

PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PRIME CONSTRUCTION GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:PRIME CONSTRUCTION GROUP, INC.
Employer identification number (EIN):593210337
NAIC Classification:237990
NAIC Description:Other Heavy and Civil Engineering Construction

Additional information about PRIME CONSTRUCTION GROUP, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1993-11-08
Company Identification Number: P93000078767
Legal Registered Office Address: 1000 JETSTREAM DRIVE

ORLANDO

32824

More information about PRIME CONSTRUCTION GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01KEVIN CHEEZUM2024-08-29
0012023-01-01CHARLES J BRACKETT III2024-07-29
0012022-01-01CHARLES J BRACKETT III2023-07-24
0012021-01-01CHARLES J BRACKETT III2022-08-16
0012020-01-01CHARLES J BRACKETT III2021-03-26
0012019-01-01CHARLES J BRACKETT III2020-04-02
0012018-01-01CHARLES J BRACKETT III2019-06-24
0012017-01-01ROY W. SMITH, JR.
0012016-01-01ROY W. SMITH, JR.
0012015-01-01ROY W. SMITH, JR.
0012014-01-01ROY W. SMITH, JR.
0012013-01-01ROY W. SMITH, JR.
0012012-01-01ROY W. SMITH, JR.
0012011-01-01ROY W. SMITH, JR.
0012010-01-01ROY W. SMITH, JR. ROY W. SMITH, JR.2011-03-28
0012009-01-01ROY W. SMITH, JR. ROY W. SMITH, JR.2010-07-19

Plan Statistics for PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST

401k plan membership statisitcs for PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST

Measure Date Value
2017: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-0172
Total number of active participants reported on line 7a of the Form 55002017-01-0167
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0114
Total of all active and inactive participants2017-01-0181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0181
Number of participants with account balances2017-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0152
Total number of active participants reported on line 7a of the Form 55002016-01-0153
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0117
Total of all active and inactive participants2016-01-0170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-0171
Number of participants with account balances2016-01-0171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0139
Total number of active participants reported on line 7a of the Form 55002015-01-0128
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0113
Total of all active and inactive participants2015-01-0141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0141
Number of participants with account balances2015-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0141
Total number of active participants reported on line 7a of the Form 55002014-01-0126
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0113
Total of all active and inactive participants2014-01-0139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0139
Number of participants with account balances2014-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0143
Total number of active participants reported on line 7a of the Form 55002013-01-0126
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0115
Total of all active and inactive participants2013-01-0141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0141
Number of participants with account balances2013-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0158
Total number of active participants reported on line 7a of the Form 55002012-01-0122
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0121
Total of all active and inactive participants2012-01-0143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0143
Number of participants with account balances2012-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0157
Total number of active participants reported on line 7a of the Form 55002011-01-0126
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0132
Total of all active and inactive participants2011-01-0158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0158
Number of participants with account balances2011-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2010: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-0164
Total number of active participants reported on line 7a of the Form 55002010-01-0139
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0117
Total of all active and inactive participants2010-01-0156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0156
Number of participants with account balances2010-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0194
Total number of active participants reported on line 7a of the Form 55002009-01-0138
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0126
Total of all active and inactive participants2009-01-0164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0164
Number of participants with account balances2009-01-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST

Measure Date Value
2017 : PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2017 401k financial data
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$91
Total income from all sources2017-12-31$884,340
Expenses. Total of all expenses incurred2017-12-31$489,746
Benefits paid (including direct rollovers)2017-12-31$472,725
Total plan assets at end of year2017-12-31$3,235,573
Total plan assets at beginning of year2017-12-31$2,841,070
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$227,387
Contributions received from other sources (not participants or employers)2017-12-31$85,552
Other income received2017-12-31$370,060
Net income (gross income less expenses)2017-12-31$394,594
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,235,573
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,840,979
Total contributions received or receivable from employer(s)2017-12-31$201,341
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$17,021
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2016 401k financial data
Total plan liabilities at end of year2016-12-31$91
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$790,612
Expenses. Total of all expenses incurred2016-12-31$103,345
Benefits paid (including direct rollovers)2016-12-31$87,784
Total plan assets at end of year2016-12-31$2,841,070
Total plan assets at beginning of year2016-12-31$2,153,712
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$201,688
Expenses. Other expenses not covered elsewhere2016-12-31$180
Contributions received from other sources (not participants or employers)2016-12-31$216,867
Other income received2016-12-31$203,390
Net income (gross income less expenses)2016-12-31$687,267
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,840,979
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,153,712
Total contributions received or receivable from employer(s)2016-12-31$168,667
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$15,381
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$179,336
Expenses. Total of all expenses incurred2015-12-31$61,939
Benefits paid (including direct rollovers)2015-12-31$46,307
Total plan assets at end of year2015-12-31$2,153,712
Total plan assets at beginning of year2015-12-31$2,036,315
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$115,910
Other income received2015-12-31$-52,465
Net income (gross income less expenses)2015-12-31$117,397
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,153,712
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,036,315
Total contributions received or receivable from employer(s)2015-12-31$115,891
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$15,632
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$245,503
Expenses. Total of all expenses incurred2014-12-31$24,506
Benefits paid (including direct rollovers)2014-12-31$7,665
Total plan assets at end of year2014-12-31$2,036,315
Total plan assets at beginning of year2014-12-31$1,815,318
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$91,837
Other income received2014-12-31$99,994
Net income (gross income less expenses)2014-12-31$220,997
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,036,315
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,815,318
Total contributions received or receivable from employer(s)2014-12-31$53,672
Value of corrective distributions2014-12-31$1,328
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$15,513
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$336,622
Expenses. Total of all expenses incurred2013-12-31$57,139
Benefits paid (including direct rollovers)2013-12-31$27,523
Total plan assets at end of year2013-12-31$1,815,318
Total plan assets at beginning of year2013-12-31$1,535,835
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$58,037
Expenses. Other expenses not covered elsewhere2013-12-31$1
Other income received2013-12-31$278,585
Net income (gross income less expenses)2013-12-31$279,483
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,815,318
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,535,835
Total contributions received or receivable from employer(s)2013-12-31$0
Value of corrective distributions2013-12-31$15,298
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$14,317
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$226,323
Expenses. Total of all expenses incurred2012-12-31$172,910
Benefits paid (including direct rollovers)2012-12-31$158,346
Total plan assets at end of year2012-12-31$1,535,835
Total plan assets at beginning of year2012-12-31$1,482,422
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$60,152
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$166,171
Net income (gross income less expenses)2012-12-31$53,413
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,535,835
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,482,422
Total contributions received or receivable from employer(s)2012-12-31$0
Value of corrective distributions2012-12-31$1,380
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$13,184
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$59
Total income from all sources2011-12-31$51,611
Expenses. Total of all expenses incurred2011-12-31$383,487
Benefits paid (including direct rollovers)2011-12-31$368,118
Total plan assets at end of year2011-12-31$1,482,422
Total plan assets at beginning of year2011-12-31$1,814,357
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$74,871
Expenses. Other expenses not covered elsewhere2011-12-31$0
Other income received2011-12-31$-23,260
Net income (gross income less expenses)2011-12-31$-331,876
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,482,422
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,814,298
Total contributions received or receivable from employer(s)2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$15,369
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$59
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$340,950
Expenses. Total of all expenses incurred2010-12-31$247,800
Benefits paid (including direct rollovers)2010-12-31$230,525
Total plan assets at end of year2010-12-31$1,814,357
Total plan assets at beginning of year2010-12-31$1,721,148
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$114,562
Other income received2010-12-31$226,388
Net income (gross income less expenses)2010-12-31$93,150
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,814,298
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,721,148
Total contributions received or receivable from employer(s)2010-12-31$0
Value of corrective distributions2010-12-31$2,346
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$14,929
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST

2017: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: PRIME CONSTRUCTION GROUP, INC. 401(K) PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45568
Policy instance 1
Insurance contract or identification number45568
Number of Individuals Covered81
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $11,464
Total amount of fees paid to insurance companyUSD $3,016
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,464
Insurance broker organization code?3
Amount paid for insurance broker fees3016
Additional information about fees paid to insurance brokerTPA FEES TPA COMPENSATION
Insurance broker namePENCOR, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45568
Policy instance 1
Insurance contract or identification number45568
Number of Individuals Covered41
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $8,498
Total amount of fees paid to insurance companyUSD $1,024
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,498
Insurance broker organization code?3
Amount paid for insurance broker fees1024
Additional information about fees paid to insurance brokerTPA FEES TPA COMPENSATION
Insurance broker namePENCOR, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45568
Policy instance 1
Insurance contract or identification number45568
Number of Individuals Covered39
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $7,701
Total amount of fees paid to insurance companyUSD $1,034
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,701
Insurance broker organization code?3
Amount paid for insurance broker fees1034
Additional information about fees paid to insurance brokerTPA FEES TPA COMPENSATION
Insurance broker namePENCOR, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45568
Policy instance 1
Insurance contract or identification number45568
Number of Individuals Covered33
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $6,600
Total amount of fees paid to insurance companyUSD $1,290
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,600
Insurance broker organization code?3
Amount paid for insurance broker fees1290
Additional information about fees paid to insurance brokerTPA FEES TPA COMPENSATION
Insurance broker namePENCOR, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45568
Policy instance 1
Insurance contract or identification number45568
Number of Individuals Covered37
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $5,836
Total amount of fees paid to insurance companyUSD $1,185
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,836
Insurance broker organization code?3
Amount paid for insurance broker fees1175
Additional information about fees paid to insurance brokerTPA FEES TPA COMPENSATION
Insurance broker nameVANGUARD GROUP, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45568
Policy instance 1
Insurance contract or identification number45568
Number of Individuals Covered39
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $6,889
Total amount of fees paid to insurance companyUSD $1,894
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number45568
Policy instance 1
Insurance contract or identification number45568
Number of Individuals Covered54
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $6,662
Total amount of fees paid to insurance companyUSD $1,238
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $6,662
Insurance broker organization code?3
Amount paid for insurance broker fees1238
Additional information about fees paid to insurance brokerTPA FEES PAID TPA COMPENSATION
Insurance broker namePENCOR, INC.

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