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RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 401k Plan overview

Plan NameRISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN
Plan identification number 001

RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RISPOLI & ASSOCIATES ARCHITECTURE has sponsored the creation of one or more 401k plans.

Company Name:RISPOLI & ASSOCIATES ARCHITECTURE
Employer identification number (EIN):593263092
NAIC Classification:541310
NAIC Description:Architectural Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01JOSEPH RISPOLI2022-07-28
0012020-01-01JOSEPH RISPOLI2021-10-15
0012019-01-01JOSEPH RISPOLI2020-10-15
0012018-01-01JOSEPH RISPOLI2019-10-16
0012017-01-01JOSEPH RISPOLI2018-07-30
0012016-01-01JOSEPH RISPOLI2017-07-27
0012015-01-01JOSEPH RISPOLI2016-06-22 JOSEPH RISPOLI2016-06-22
0012014-01-01JOSEPH RISPOLI, AIA2015-06-11 JOSEPH RISPOLI, AIA2015-06-11
0012013-01-01JOE RISPOLI JOE RISPOLI2014-07-21
0012012-01-01JOE RISPOLI
0012011-01-01JOE RISPOLI
0012009-01-01
0012009-01-01
0012009-01-01JOE RISPOLI JOE RISPOLI2010-10-15
0012009-01-01JOE RISPOLI
0012009-01-01JOE RISPOLI JOE RISPOLI2010-10-15

Plan Statistics for RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN

401k plan membership statisitcs for RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN

Measure Date Value
2014: RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-018
Total number of active participants reported on line 7a of the Form 55002014-01-015
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012
Total of all active and inactive participants2014-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-017
Number of participants with account balances2014-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-018
Total number of active participants reported on line 7a of the Form 55002013-01-017
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-018
Number of participants with account balances2013-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-013
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012
Total of all active and inactive participants2012-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015
Number of participants with account balances2012-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016
Number of participants with account balances2011-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-018
Total number of active participants reported on line 7a of the Form 55002009-01-017
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-018
Number of participants with account balances2009-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN

Measure Date Value
2014 : RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total income from all sources2014-12-31$12,739
Expenses. Total of all expenses incurred2014-12-31$5,452
Benefits paid (including direct rollovers)2014-12-31$5,321
Total plan assets at end of year2014-12-31$146,175
Total plan assets at beginning of year2014-12-31$138,888
Value of fidelity bond covering the plan2014-12-31$222,591
Total contributions received or receivable from participants2014-12-31$6,400
Expenses. Other expenses not covered elsewhere2014-12-31$131
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$4,124
Net income (gross income less expenses)2014-12-31$7,287
Net plan assets at end of year (total assets less liabilities)2014-12-31$146,175
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$138,888
Assets. Value of participant loans2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$2,215
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total income from all sources2013-12-31$20,069
Expenses. Total of all expenses incurred2013-12-31$176,098
Benefits paid (including direct rollovers)2013-12-31$176,017
Total plan assets at end of year2013-12-31$138,888
Total plan assets at beginning of year2013-12-31$294,917
Value of fidelity bond covering the plan2013-12-31$222,591
Total contributions received or receivable from participants2013-12-31$6,076
Expenses. Other expenses not covered elsewhere2013-12-31$81
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$12,239
Net income (gross income less expenses)2013-12-31$-156,029
Net plan assets at end of year (total assets less liabilities)2013-12-31$138,888
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$294,917
Assets. Value of participant loans2013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$1,754
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total income from all sources2012-12-31$68,452
Expenses. Total of all expenses incurred2012-12-31$8,392
Benefits paid (including direct rollovers)2012-12-31$8,261
Total plan assets at end of year2012-12-31$294,917
Total plan assets at beginning of year2012-12-31$234,857
Value of fidelity bond covering the plan2012-12-31$222,591
Total contributions received or receivable from participants2012-12-31$7,800
Expenses. Other expenses not covered elsewhere2012-12-31$131
Contributions received from other sources (not participants or employers)2012-12-31$28,738
Other income received2012-12-31$27,474
Net income (gross income less expenses)2012-12-31$60,060
Net plan assets at end of year (total assets less liabilities)2012-12-31$294,917
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$234,857
Assets. Value of participant loans2012-12-31$0
Total contributions received or receivable from employer(s)2012-12-31$4,440
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total income from all sources2011-12-31$-3,558
Expenses. Total of all expenses incurred2011-12-31$150
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$234,857
Total plan assets at beginning of year2011-12-31$238,565
Value of fidelity bond covering the plan2011-12-31$222,591
Total contributions received or receivable from participants2011-12-31$3,520
Expenses. Other expenses not covered elsewhere2011-12-31$150
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-8,638
Net income (gross income less expenses)2011-12-31$-3,708
Net plan assets at end of year (total assets less liabilities)2011-12-31$234,857
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$238,565
Assets. Value of participant loans2011-12-31$0
Total contributions received or receivable from employer(s)2011-12-31$1,560
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
2010 : RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total income from all sources2010-12-31$46,773
Expenses. Total of all expenses incurred2010-12-31$30,869
Benefits paid (including direct rollovers)2010-12-31$30,707
Total plan assets at end of year2010-12-31$238,565
Total plan assets at beginning of year2010-12-31$222,661
Value of fidelity bond covering the plan2010-12-31$222,591
Total contributions received or receivable from participants2010-12-31$20,543
Expenses. Other expenses not covered elsewhere2010-12-31$162
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$20,008
Net income (gross income less expenses)2010-12-31$15,904
Net plan assets at end of year (total assets less liabilities)2010-12-31$238,565
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$222,661
Assets. Value of participant loans2010-12-31$0
Total contributions received or receivable from employer(s)2010-12-31$6,222
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN

2014: RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: RISPOLI & ASSOC. ARCHITECTURE INC., 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-807597
Policy instance 1
Insurance contract or identification numberGA-807597
Number of Individuals Covered5
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $434
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $434
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL INVESTMENT
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-807597
Policy instance 1
Insurance contract or identification numberGA-807597
Number of Individuals Covered6
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $649
Total amount of fees paid to insurance companyUSD $67
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-807597
Policy instance 1
Insurance contract or identification numberGA-807597
Number of Individuals Covered6
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $839
Total amount of fees paid to insurance companyUSD $76
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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