SENIOR MANAGEMENT ADVISORS INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SMA MULTIPLE-EMPLOYER RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2022: SMA MULTIPLE-EMPLOYER RETIREMENT PLAN 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 858 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 654 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 51 |
| Total of all active and inactive participants | 2022-01-01 | 705 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
| Total participants | 2022-01-01 | 705 |
| Number of participants with account balances | 2022-01-01 | 178 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 30 |
| 2021: SMA MULTIPLE-EMPLOYER RETIREMENT PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 910 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 820 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 22 |
| Total of all active and inactive participants | 2021-01-01 | 842 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 842 |
| Number of participants with account balances | 2021-01-01 | 196 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 21 |
| 2020: SMA MULTIPLE-EMPLOYER RETIREMENT PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 34 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 856 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 18 |
| Total of all active and inactive participants | 2020-01-01 | 874 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 874 |
| Number of participants with account balances | 2020-01-01 | 193 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 16 |
| 2009: SMA MULTIPLE-EMPLOYER RETIREMENT PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
| Total of all active and inactive participants | 2009-01-01 | 10 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 10 |
| Number of participants with account balances | 2009-01-01 | 6 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2022 : SMA MULTIPLE-EMPLOYER RETIREMENT PLAN 2022 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $47,062 |
| Total income from all sources (including contributions) | 2022-12-31 | $-26,292 |
| Total of all expenses incurred | 2022-12-31 | $636,862 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $574,106 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $919,488 |
| Value of total assets at end of year | 2022-12-31 | $4,862,714 |
| Value of total assets at beginning of year | 2022-12-31 | $5,572,930 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $62,756 |
| Total interest from all sources | 2022-12-31 | $3,046 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $8,296 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $8,296 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $698,882 |
| Participant contributions at end of year | 2022-12-31 | $58,875 |
| Participant contributions at beginning of year | 2022-12-31 | $68,200 |
| Participant contributions at end of year | 2022-12-31 | $8,864 |
| Participant contributions at beginning of year | 2022-12-31 | $11,224 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $71,620 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $1,955 |
| Assets. Loans (other than to participants) at beginning of year | 2022-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $47,062 |
| Other income not declared elsewhere | 2022-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-663,154 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $4,862,714 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $5,525,868 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $567,562 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $386,399 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $471,323 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $506,623 |
| Interest on participant loans | 2022-12-31 | $2,007 |
| Interest earned on other investments | 2022-12-31 | $1,039 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $3,697,716 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $4,589,688 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $56,529 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $5,233 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-957,122 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $148,986 |
| Employer contributions (assets) at end of year | 2022-12-31 | $1,845 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $5,563 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $572,151 |
| Contract administrator fees | 2022-12-31 | $62,756 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | ASSURANCE DIMENSIONS |
| Accountancy firm EIN | 2022-12-31 | 263429295 |
| 2021 : SMA MULTIPLE-EMPLOYER RETIREMENT PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $47,062 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $1,482,119 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $372,374 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $255,300 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $0 |
| Value of total corrective distributions | 2021-12-31 | $57,829 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $826,098 |
| Value of total assets at end of year | 2021-12-31 | $5,572,930 |
| Value of total assets at beginning of year | 2021-12-31 | $4,416,123 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $59,245 |
| Total interest from all sources | 2021-12-31 | $1,410 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,500 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,500 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $655,474 |
| Participant contributions at end of year | 2021-12-31 | $68,200 |
| Participant contributions at beginning of year | 2021-12-31 | $31,873 |
| Participant contributions at end of year | 2021-12-31 | $11,224 |
| Participant contributions at beginning of year | 2021-12-31 | $668 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $28,452 |
| Assets. Loans (other than to participants) at end of year | 2021-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $47,062 |
| Other income not declared elsewhere | 2021-12-31 | $16 |
| Total non interest bearing cash at end of year | 2021-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $38 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $1,109,745 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $5,525,868 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $4,416,123 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $386,399 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $325,512 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $506,623 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $319,508 |
| Interest on participant loans | 2021-12-31 | $1,354 |
| Interest earned on other investments | 2021-12-31 | $56 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $4,589,688 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $3,736,823 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $5,233 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $750 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $34,847 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $520,403 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $142,172 |
| Employer contributions (assets) at end of year | 2021-12-31 | $5,563 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $951 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $255,300 |
| Contract administrator fees | 2021-12-31 | $59,245 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | ASSURANCE DIMENSIONS |
| Accountancy firm EIN | 2021-12-31 | 263429295 |
| 2020 : SMA MULTIPLE-EMPLOYER RETIREMENT PLAN 2020 401k financial data |
|---|
| Transfers to/from the plan | 2020-12-31 | $3,328,668 |
| Total income from all sources | 2020-12-31 | $1,177,084 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $89,630 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $60,698 |
| Total plan assets at end of year | 2020-12-31 | $4,416,122 |
| Total plan assets at beginning of year | 2020-12-31 | $0 |
| Value of fidelity bond covering the plan | 2020-12-31 | $182,000 |
| Total contributions received or receivable from participants | 2020-12-31 | $329,302 |
| Expenses. Other expenses not covered elsewhere | 2020-12-31 | $28,932 |
| Contributions received from other sources (not participants or employers) | 2020-12-31 | $114,808 |
| Other income received | 2020-12-31 | $661,301 |
| Net income (gross income less expenses) | 2020-12-31 | $1,087,454 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $4,416,122 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $0 |
| Assets. Value of participant loans | 2020-12-31 | $31,872 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $71,673 |
