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FOUR RIVERS COMBINED 401(K) PLAN 401k Plan overview

Plan NameFOUR RIVERS COMBINED 401(K) PLAN
Plan identification number 001

FOUR RIVERS COMBINED 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WESTERN KENTUCKY REGIONAL MENTAL HEALTH MENTAL RETARDATION ADVISORY has sponsored the creation of one or more 401k plans.

Company Name:WESTERN KENTUCKY REGIONAL MENTAL HEALTH MENTAL RETARDATION ADVISORY
Employer identification number (EIN):610659633
NAIC Classification:621420
NAIC Description:Outpatient Mental Health and Substance Abuse Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FOUR RIVERS COMBINED 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01KIRT LANGSTON2023-10-03
0012021-01-01KIRT LANGSTON2022-10-11
0012020-01-01KIRT LANGSTON2021-10-11
0012019-01-01KIRT LANGSTON2020-07-23
0012018-01-01KIRT LANGSTON2019-10-14
0012017-01-01
0012016-01-01
0012015-01-01KIRT LANGSTON2016-06-22

Plan Statistics for FOUR RIVERS COMBINED 401(K) PLAN

401k plan membership statisitcs for FOUR RIVERS COMBINED 401(K) PLAN

Measure Date Value
2022: FOUR RIVERS COMBINED 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01294
Total number of active participants reported on line 7a of the Form 55002022-01-01208
Number of other retired or separated participants entitled to future benefits2022-01-0188
Total of all active and inactive participants2022-01-01296
Total participants2022-01-01296
Number of participants with account balances2022-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0120
2021: FOUR RIVERS COMBINED 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01281
Total number of active participants reported on line 7a of the Form 55002021-01-01250
Number of other retired or separated participants entitled to future benefits2021-01-0144
Total of all active and inactive participants2021-01-01294
Total participants2021-01-01294
Number of participants with account balances2021-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0131
2020: FOUR RIVERS COMBINED 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01312
Total number of active participants reported on line 7a of the Form 55002020-01-01250
Number of other retired or separated participants entitled to future benefits2020-01-0131
Total of all active and inactive participants2020-01-01281
Total participants2020-01-01281
Number of participants with account balances2020-01-01228
2019: FOUR RIVERS COMBINED 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01270
Total number of active participants reported on line 7a of the Form 55002019-01-01274
Number of other retired or separated participants entitled to future benefits2019-01-0138
Total of all active and inactive participants2019-01-01312
Total participants2019-01-01312
Number of participants with account balances2019-01-01200
2018: FOUR RIVERS COMBINED 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01278
Total number of active participants reported on line 7a of the Form 55002018-01-01245
Number of other retired or separated participants entitled to future benefits2018-01-0125
Total of all active and inactive participants2018-01-01270
Total participants2018-01-01270
Number of participants with account balances2018-01-01197
2017: FOUR RIVERS COMBINED 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01301
Total number of active participants reported on line 7a of the Form 55002017-01-01230
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0124
Total of all active and inactive participants2017-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01254
Number of participants with account balances2017-01-01182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0120
2016: FOUR RIVERS COMBINED 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01193
Total number of active participants reported on line 7a of the Form 55002016-01-01220
Number of other retired or separated participants entitled to future benefits2016-01-0137
Total of all active and inactive participants2016-01-01257
Total participants2016-01-01257
Number of participants with account balances2016-01-01158

Financial Data on FOUR RIVERS COMBINED 401(K) PLAN

Measure Date Value
2022 : FOUR RIVERS COMBINED 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-235,400
Total of all expenses incurred2022-12-31$473,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$413,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$469,919
Value of total assets at end of year2022-12-31$3,568,170
Value of total assets at beginning of year2022-12-31$4,277,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$60,196
Total interest from all sources2022-12-31$689
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$83,802
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$83,802
Administrative expenses professional fees incurred2022-12-31$8,083
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$302,515
Participant contributions at end of year2022-12-31$1,630
Participant contributions at beginning of year2022-12-31$1,375
Administrative expenses (other) incurred2022-12-31$10,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-708,987
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,568,170
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$4,277,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$17,108
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,507,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$4,228,885
Interest earned on other investments2022-12-31$689
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$58,802
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$45,340
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-789,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$167,404
Employer contributions (assets) at end of year2022-12-31$391
Employer contributions (assets) at beginning of year2022-12-31$1,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$413,391
Contract administrator fees2022-12-31$24,055
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BLUE & CO., LLC
Accountancy firm EIN2022-12-31351178661
2021 : FOUR RIVERS COMBINED 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$1,081,646
Total of all expenses incurred2021-12-31$330,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$263,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$540,007
Value of total assets at end of year2021-12-31$4,277,157
Value of total assets at beginning of year2021-12-31$3,525,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$66,260
Total interest from all sources2021-12-31$644
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$87,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$87,464
Administrative expenses professional fees incurred2021-12-31$2,386
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$328,417
Participant contributions at end of year2021-12-31$1,375
Administrative expenses (other) incurred2021-12-31$20,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$751,450
Value of net assets at end of year (total assets less liabilities)2021-12-31$4,277,157
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,525,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$19,191
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$4,228,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,438,781
Interest earned on other investments2021-12-31$644
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$45,340
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$86,926
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$453,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$211,590
Employer contributions (assets) at end of year2021-12-31$1,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$263,936
Contract administrator fees2021-12-31$23,983
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BLUE & CO., LLC
Accountancy firm EIN2021-12-31351178661
2020 : FOUR RIVERS COMBINED 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$909,893
Total of all expenses incurred2020-12-31$206,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$160,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$481,161
Value of total assets at end of year2020-12-31$3,525,707
Value of total assets at beginning of year2020-12-31$2,821,828
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$45,684
Total interest from all sources2020-12-31$869
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$60,325
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$60,325
Administrative expenses professional fees incurred2020-12-31$2,029
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$300,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$296,207
Other income not declared elsewhere2020-12-31$1,186
Administrative expenses (other) incurred2020-12-31$9,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$703,879
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,525,707
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,821,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$16,757
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,438,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,764,475
Interest earned on other investments2020-12-31$869
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$86,926
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$57,353
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$366,352
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$184,954
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$160,330
Contract administrator fees2020-12-31$17,348
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BLUE & CO., LLC
Accountancy firm EIN2020-12-31351178661
2019 : FOUR RIVERS COMBINED 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$889,281
Total of all expenses incurred2019-12-31$128,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$99,037
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$406,217
Value of total assets at end of year2019-12-31$2,821,828
Value of total assets at beginning of year2019-12-31$2,060,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$29,415
Total interest from all sources2019-12-31$583
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$2,275
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$300,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$241,014
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$2,069
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$25,866
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$760,829
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,821,828
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,060,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$11,911
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,764,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,020,426
Interest on participant loans2019-12-31$47
Interest earned on other investments2019-12-31$536
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$57,353
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$38,504
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$482,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$139,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$99,037
Contract administrator fees2019-12-31$15,229
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BLUE & CO., LLC
Accountancy firm EIN2019-12-31351178661
2018 : FOUR RIVERS COMBINED 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$202,011
Total of all expenses incurred2018-12-31$211,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$184,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$362,191
Value of total assets at end of year2018-12-31$2,060,999
Value of total assets at beginning of year2018-12-31$2,070,261
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$26,445
Total interest from all sources2018-12-31$661
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$50,861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$50,861
Administrative expenses professional fees incurred2018-12-31$2,343
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$300,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$225,697
Participant contributions at end of year2018-12-31$2,069
Participant contributions at beginning of year2018-12-31$4,472
Participant contributions at beginning of year2018-12-31$7,847
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,162
Other income not declared elsewhere2018-12-31$703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-9,262
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,060,999
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,070,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$10,667
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,020,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,968,667
Interest on participant loans2018-12-31$175
Interest earned on other investments2018-12-31$486
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$38,504
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$84,857
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-212,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$133,332
Employer contributions (assets) at beginning of year2018-12-31$4,418
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$184,828
Contract administrator fees2018-12-31$13,435
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MCM CPAS & ADVISORS LLP
Accountancy firm EIN2018-12-31271235638
2017 : FOUR RIVERS COMBINED 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$606,941
Total of all expenses incurred2017-12-31$186,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$164,408
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$321,808
Value of total assets at end of year2017-12-31$2,070,261
Value of total assets at beginning of year2017-12-31$1,649,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$22,072
Total interest from all sources2017-12-31$1,040
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$40,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$40,531
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$300,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$208,453
Participant contributions at end of year2017-12-31$4,472
Participant contributions at beginning of year2017-12-31$7,352
Participant contributions at end of year2017-12-31$7,847
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,698
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$420,461
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,070,261
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,649,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,968,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,568,407
Interest on participant loans2017-12-31$314
Interest earned on other investments2017-12-31$726
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$84,857
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$74,041
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$243,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$111,657
Employer contributions (assets) at end of year2017-12-31$4,418
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$164,408
Contract administrator fees2017-12-31$22,072
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MCM CPAS & ADVISORS LLP
Accountancy firm EIN2017-12-31271235638
2016 : FOUR RIVERS COMBINED 401(K) PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$1,333,546
Total income from all sources (including contributions)2016-12-31$439,286
Total of all expenses incurred2016-12-31$264,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$250,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$218,058
Value of total assets at end of year2016-12-31$1,649,800
Value of total assets at beginning of year2016-12-31$141,361
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,108
Total interest from all sources2016-12-31$1,168
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$32,467
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$32,467
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$200,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$152,846
Participant contributions at end of year2016-12-31$7,352
Participant contributions at beginning of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$14,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$174,893
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,649,800
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$141,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,568,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$91,495
Interest on participant loans2016-12-31$419
Interest earned on other investments2016-12-31$749
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$74,041
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$187,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$65,212
Employer contributions (assets) at beginning of year2016-12-31$35,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$250,285
Contract administrator fees2016-12-31$14,108
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOUNTJOY CHILTON MEDLEY LLP
Accountancy firm EIN2016-12-31271235638

Form 5500 Responses for FOUR RIVERS COMBINED 401(K) PLAN

2022: FOUR RIVERS COMBINED 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FOUR RIVERS COMBINED 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FOUR RIVERS COMBINED 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FOUR RIVERS COMBINED 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FOUR RIVERS COMBINED 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FOUR RIVERS COMBINED 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FOUR RIVERS COMBINED 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512534-000
Policy instance 1
Insurance contract or identification number512534-000
Number of Individuals Covered204
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,877
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1877
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512534-000
Policy instance 1
Insurance contract or identification number512534-000
Number of Individuals Covered246
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,993
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1993
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512534-000
Policy instance 1
Insurance contract or identification number512534-000
Number of Individuals Covered228
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,468
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1468
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512534
Policy instance 1
Insurance contract or identification number512534
Total amount of fees paid to insurance companyUSD $1,240
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1240
Additional information about fees paid to insurance brokerTPA
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512534
Policy instance 1
Insurance contract or identification number512534
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,077
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1077
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512534
Policy instance 1
Insurance contract or identification number512534
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $933
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees933
Additional information about fees paid to insurance brokerTPA DISTRIBUTION FEES
Insurance broker organization code?5
Insurance broker nameANEW 401K TPA LLC

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