401k Plan data: STEWART COMPANIES 401(K) PLAN plan

STEWART COMPANIES 401(K) PLAN 401k Plan overview

Plan Name	STEWART COMPANIES 401(K) PLAN
Plan identification number	001

STEWART COMPANIES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LLOYD'S MECHANICAL & ENGINEERING, INC. has sponsored the creation of one or more 401k plans.

Company Name: LLOYD'S MECHANICAL & ENGINEERING, INC.

Employer identification number (EIN): 610709643

NAIC Classification: 332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEWART COMPANIES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 ALLAN R. STEWART ALLAN R. STEWART 2017-07-18
001 2015-01-01 ALLAN R. STEWART ALLAN R. STEWART 2016-07-15
001 2014-01-01 ALLAN R. STEWART ALLAN R. STEWART 2015-07-13
001 2013-01-01 ALLAN R. STEWART ALLAN R. STEWART 2014-07-19
001 2012-01-01 ALLAN R. STEWART ALLAN R. STEWART 2013-07-23
001 2011-01-01 ALLAN R. STEWART ALLAN R. STEWART 2012-07-18
001 2010-10-01 ALLAN R. STEWART ALLAN R. STEWART 2011-08-26

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	ALLAN R. STEWART	ALLAN R. STEWART	2017-07-18
001	2015-01-01	ALLAN R. STEWART	ALLAN R. STEWART	2016-07-15
001	2014-01-01	ALLAN R. STEWART	ALLAN R. STEWART	2015-07-13
001	2013-01-01	ALLAN R. STEWART	ALLAN R. STEWART	2014-07-19
001	2012-01-01	ALLAN R. STEWART	ALLAN R. STEWART	2013-07-23
001	2011-01-01	ALLAN R. STEWART	ALLAN R. STEWART	2012-07-18
001	2010-10-01	ALLAN R. STEWART	ALLAN R. STEWART	2011-08-26

Plan Statistics for STEWART COMPANIES 401(K) PLAN

401k plan membership statisitcs for STEWART COMPANIES 401(K) PLAN

Measure Date Value
2016: STEWART COMPANIES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 9
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 9
Number of participants with account balances 2016-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: STEWART COMPANIES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 7
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 7
Number of participants with account balances 2015-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: STEWART COMPANIES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 8
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 8
Number of participants with account balances 2014-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: STEWART COMPANIES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 8
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 8
Number of participants with account balances 2013-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: STEWART COMPANIES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 7
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 7
Number of participants with account balances 2012-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: STEWART COMPANIES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 7
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 7
Number of participants with account balances 2011-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: STEWART COMPANIES 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-10-01 0
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 2
Number of retired or separated participants receiving benefits 2010-10-01 0
Number of other retired or separated participants entitled to future benefits 2010-10-01 0
Total of all active and inactive participants 2010-10-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 0
Total participants 2010-10-01 2
Number of participants with account balances 2010-10-01 2

Measure	Date	Value
2016: STEWART COMPANIES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	9
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	9
Number of participants with account balances	2016-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: STEWART COMPANIES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	7
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	7
Number of participants with account balances	2015-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: STEWART COMPANIES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	8
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	8
Number of participants with account balances	2014-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: STEWART COMPANIES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	8
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	8
Number of participants with account balances	2013-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: STEWART COMPANIES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	7
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	7
Number of participants with account balances	2012-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: STEWART COMPANIES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	7
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	7
Number of participants with account balances	2011-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: STEWART COMPANIES 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-10-01	0
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	2
Number of retired or separated participants receiving benefits	2010-10-01	0
Number of other retired or separated participants entitled to future benefits	2010-10-01	0
Total of all active and inactive participants	2010-10-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	0
Total participants	2010-10-01	2
Number of participants with account balances	2010-10-01	2

Financial Data on STEWART COMPANIES 401(K) PLAN

Measure	Date	Value
2016 : STEWART COMPANIES 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$163,443
Total plan assets at end of year	2016-12-31	$1,202,091
Total plan assets at beginning of year	2016-12-31	$1,038,648
Value of fidelity bond covering the plan	2016-12-31	$100,000
Total contributions received or receivable from participants	2016-12-31	$28,903
Other income received	2016-12-31	$118,713
Net income (gross income less expenses)	2016-12-31	$163,443
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,202,091
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,038,648
Total contributions received or receivable from employer(s)	2016-12-31	$15,827
2015 : STEWART COMPANIES 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$15,276
Expenses. Total of all expenses incurred	2015-12-31	$6,852
Benefits paid (including direct rollovers)	2015-12-31	$6,827
Total plan assets at end of year	2015-12-31	$1,038,648
Total plan assets at beginning of year	2015-12-31	$1,030,224
Value of fidelity bond covering the plan	2015-12-31	$100,000
Total contributions received or receivable from participants	2015-12-31	$21,603
Expenses. Other expenses not covered elsewhere	2015-12-31	$25
Contributions received from other sources (not participants or employers)	2015-12-31	$11,000
Other income received	2015-12-31	$-28,727
Net income (gross income less expenses)	2015-12-31	$8,424
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,038,648
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,030,224
Total contributions received or receivable from employer(s)	2015-12-31	$11,400
2014 : STEWART COMPANIES 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$97,668
Total plan assets at end of year	2014-12-31	$1,030,224
Total plan assets at beginning of year	2014-12-31	$932,556
Value of fidelity bond covering the plan	2014-12-31	$100,000
Total contributions received or receivable from participants	2014-12-31	$25,336
Contributions received from other sources (not participants or employers)	2014-12-31	$21,000
Other income received	2014-12-31	$37,930
Net income (gross income less expenses)	2014-12-31	$97,668
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,030,224
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$932,556
Total contributions received or receivable from employer(s)	2014-12-31	$13,402
2013 : STEWART COMPANIES 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$187,281
Total plan assets at end of year	2013-12-31	$932,556
Total plan assets at beginning of year	2013-12-31	$745,275
Value of fidelity bond covering the plan	2013-12-31	$100,000
Total contributions received or receivable from participants	2013-12-31	$76,362
Other income received	2013-12-31	$90,147
Net income (gross income less expenses)	2013-12-31	$187,281
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$932,556
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$745,275
Total contributions received or receivable from employer(s)	2013-12-31	$20,772
2012 : STEWART COMPANIES 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$175,565
Total plan assets at end of year	2012-12-31	$745,275
Total plan assets at beginning of year	2012-12-31	$569,710
Value of fidelity bond covering the plan	2012-12-31	$70,000
Total contributions received or receivable from participants	2012-12-31	$88,570
Other income received	2012-12-31	$67,135
Net income (gross income less expenses)	2012-12-31	$175,565
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$745,275
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$569,710
Total contributions received or receivable from employer(s)	2012-12-31	$19,860
2011 : STEWART COMPANIES 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$520,631
Total plan assets at end of year	2011-12-31	$569,710
Total plan assets at beginning of year	2011-12-31	$49,079
Value of fidelity bond covering the plan	2011-12-31	$10,000
Total contributions received or receivable from participants	2011-12-31	$70,322
Contributions received from other sources (not participants or employers)	2011-12-31	$451,217
Other income received	2011-12-31	$-13,456
Net income (gross income less expenses)	2011-12-31	$520,631
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$569,710
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$49,079
Total contributions received or receivable from employer(s)	2011-12-31	$12,548
2010 : STEWART COMPANIES 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$49,079
Total plan assets at end of year	2010-12-31	$49,079
Value of fidelity bond covering the plan	2010-12-31	$10,000
Total contributions received or receivable from participants	2010-12-31	$44,000
Net income (gross income less expenses)	2010-12-31	$49,079
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$49,079
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$0
Total contributions received or receivable from employer(s)	2010-12-31	$5,079

Form 5500 Responses for STEWART COMPANIES 401(K) PLAN

2016: STEWART COMPANIES 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: STEWART COMPANIES 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: STEWART COMPANIES 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: STEWART COMPANIES 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: STEWART COMPANIES 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: STEWART COMPANIES 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: STEWART COMPANIES 401(K) PLAN 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	First time form 5500 has been submitted	Yes
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-825204

Policy instance

Insurance contract or identification number	GA-825204
Number of Individuals Covered	7
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $4,147
Are there contracts with allocated funds for group deferred annuity?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,147
Additional information about fees paid to insurance broker	RETIREMENT INVESTMENT
Insurance broker organization code?	3
Insurance broker name	LPL FINANCAL CORPORATION

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-825204

Policy instance

Insurance contract or identification number	GA-825204
Number of Individuals Covered	8
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $3,729
Are there contracts with allocated funds for group deferred annuity?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,731
Additional information about fees paid to insurance broker	RETIREMENT INVESTMENT
Insurance broker organization code?	3
Insurance broker name	LPL FINANCAL CORPORATION

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-825204

Policy instance

Insurance contract or identification number	GA-825204
Number of Individuals Covered	8
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $3,007
Are there contracts with allocated funds for group deferred annuity?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,007
Additional information about fees paid to insurance broker	RETIREMENT INVESTMENT
Insurance broker organization code?	3
Insurance broker name	LINCOLN FINANCIAL SECURITIES

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

Policy instance

Number of Individuals Covered	7
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $2,382
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,382
Additional information about fees paid to insurance broker	RETIREMENT INVESTMENT
Insurance broker organization code?	3
Insurance broker name	LINCOLN FINANCIAL SECURITIES

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Company Name:	LLOYD'S MECHANICAL & ENGINEERING, INC.
Employer identification number (EIN):	610709643
NAIC Classification:	332900