401k Plan data: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN plan

UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN
Plan identification number	001

UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC

Employer identification number (EIN): 610730979

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-07-01 SHARMILA K. MAKHIJA, M.D. 2014-10-09
001 2013-07-01 SHARMILA K. MAKHIJA 2014-08-29
001 2012-07-01 SHARMILA K. MAKHIJA
001 2011-07-01 LEO T. BROWN
001 2010-07-01 CYNTHIA A. STRINGFELLOW
001 2009-07-01 CYNTHIA A. STRINGFELLOW

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2014-07-01	SHARMILA K. MAKHIJA, M.D.	2014-10-09
001	2013-07-01	SHARMILA K. MAKHIJA	2014-08-29
001	2012-07-01	SHARMILA K. MAKHIJA
001	2011-07-01	LEO T. BROWN
001	2010-07-01	CYNTHIA A. STRINGFELLOW
001	2009-07-01	CYNTHIA A. STRINGFELLOW

Plan Statistics for UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN

401k plan membership statisitcs for UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN

Measure Date Value
2012: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 101
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 63
Total of all active and inactive participants 2012-07-01 63
Total participants 2012-07-01 63
Number of participants with account balances 2012-07-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 114
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 48
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 53
Total of all active and inactive participants 2011-07-01 101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 101
Number of participants with account balances 2011-07-01 101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2010: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 122
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 61
Number of other retired or separated participants entitled to future benefits 2010-07-01 52
Total of all active and inactive participants 2010-07-01 113
Total participants 2010-07-01 113
Number of participants with account balances 2010-07-01 113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 0
2009: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 124
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 70
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 51
Total of all active and inactive participants 2009-07-01 121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 121
Number of participants with account balances 2009-07-01 121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2012: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	101
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	63
Total of all active and inactive participants	2012-07-01	63
Total participants	2012-07-01	63
Number of participants with account balances	2012-07-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	114
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	48
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	53
Total of all active and inactive participants	2011-07-01	101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	101
Number of participants with account balances	2011-07-01	101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2010: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	122
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	61
Number of other retired or separated participants entitled to future benefits	2010-07-01	52
Total of all active and inactive participants	2010-07-01	113
Total participants	2010-07-01	113
Number of participants with account balances	2010-07-01	113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	0
2009: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	124
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	70
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	51
Total of all active and inactive participants	2009-07-01	121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	121
Number of participants with account balances	2009-07-01	121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN

Measure	Date	Value
2013 : UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-06-30	$139,276
Total of all expenses incurred	2013-06-30	$2,557,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$2,528,396
Expenses. Certain deemed distributions of participant loans	2013-06-30	$28,817
Value of total assets at end of year	2013-06-30	$628,294
Value of total assets at beginning of year	2013-06-30	$3,046,466
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$235
Total interest from all sources	2013-06-30	$452
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$14,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-06-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$14,755
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$500,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Participant contributions at end of year	2013-06-30	$4,939
Participant contributions at beginning of year	2013-06-30	$33,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$-2,418,172
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$628,294
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$3,046,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$623,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$2,934,342
Interest on participant loans	2013-06-30	$452
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$124,069
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Employer contributions (assets) at beginning of year	2013-06-30	$78,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$2,528,396
Contract administrator fees	2013-06-30	$235
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	DEMING MALONE LIVESAY & OSTROFF
Accountancy firm EIN	2013-06-30	611064249
2012 : UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-06-30	$104,444
Total of all expenses incurred	2012-06-30	$228,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$228,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$114,243
Value of total assets at end of year	2012-06-30	$3,046,466
Value of total assets at beginning of year	2012-06-30	$3,170,727
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$690
Total interest from all sources	2012-06-30	$744
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$49,834
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-06-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$49,834
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$500,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$35,799
Participant contributions at end of year	2012-06-30	$33,680
Participant contributions at beginning of year	2012-06-30	$12,098
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$-124,261
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$3,046,466
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$3,170,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$2,934,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$3,077,927
Interest on participant loans	2012-06-30	$744
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-60,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$78,444
Employer contributions (assets) at end of year	2012-06-30	$78,444
Employer contributions (assets) at beginning of year	2012-06-30	$80,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$228,015
Contract administrator fees	2012-06-30	$690
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	DEMING MAJONE LIVESAY & OSTROFF
Accountancy firm EIN	2012-06-30	611064249
2011 : UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-06-30	$650,575
Total of all expenses incurred	2011-06-30	$327,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$326,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$120,958
Value of total assets at end of year	2011-06-30	$3,170,727
Value of total assets at beginning of year	2011-06-30	$2,847,199
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$492
Total interest from all sources	2011-06-30	$1,168
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$54,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$54,346
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$500,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$40,256
Participant contributions at end of year	2011-06-30	$12,098
Participant contributions at beginning of year	2011-06-30	$22,143
Income. Received or receivable in cash from other sources (including rollovers)	2011-06-30	$587
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$323,528
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$3,170,727
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$2,847,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$3,077,927
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$2,733,529
Interest on participant loans	2011-06-30	$1,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$474,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$80,115
Employer contributions (assets) at end of year	2011-06-30	$80,115
Employer contributions (assets) at beginning of year	2011-06-30	$91,527
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$326,555
Contract administrator fees	2011-06-30	$492
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	DEMING MALONE LIVESAY & OSTROFF
Accountancy firm EIN	2011-06-30	611064249
2010 : UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN

2012: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UNIVERSITY OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, PSC
Employer identification number (EIN):	610730979
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)