401k Plan data: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN plan

AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN
Plan identification number	001

AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AMTECK OF KENTUCKY, INC. has sponsored the creation of one or more 401k plans.

Company Name: AMTECK OF KENTUCKY, INC.

Employer identification number (EIN): 610925360

NAIC Classification: 336410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-12-01
001 2018-12-01
001 2018-12-01
001 2013-01-01 DAREN TURNER
001 2012-01-01 DAREN TURNER
001 2011-01-01 DAREN TURNER
001 2010-01-01 DAREN TURNER
001 2009-01-01 LESLIE O'BRYAN

Plan Statistics for AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN

401k plan membership statisitcs for AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN

Measure Date Value
2018: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-12-01 1,050
Total number of active participants reported on line 7a of the Form 5500 2018-12-01 1,050
Number of retired or separated participants receiving benefits 2018-12-01 0
Number of other retired or separated participants entitled to future benefits 2018-12-01 0
Total of all active and inactive participants 2018-12-01 1,050
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-12-01 0
Total participants 2018-12-01 1,050
Number of participants with account balances 2018-12-01 1,050
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-12-01 0
Number of employers contributing to the scheme 2018-12-01 19
2013: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 241
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 233
Number of retired or separated participants receiving benefits 2013-01-01 11
Number of other retired or separated participants entitled to future benefits 2013-01-01 30
Total of all active and inactive participants 2013-01-01 274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 275
Number of participants with account balances 2013-01-01 173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 226
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 186
Number of retired or separated participants receiving benefits 2012-01-01 14
Number of other retired or separated participants entitled to future benefits 2012-01-01 33
Total of all active and inactive participants 2012-01-01 233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 235
Number of participants with account balances 2012-01-01 183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 209
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 184
Number of retired or separated participants receiving benefits 2011-01-01 4
Number of other retired or separated participants entitled to future benefits 2011-01-01 35
Total of all active and inactive participants 2011-01-01 223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 224
Number of participants with account balances 2011-01-01 180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2010: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 226
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 179
Number of retired or separated participants receiving benefits 2010-01-01 1
Number of other retired or separated participants entitled to future benefits 2010-01-01 25
Total of all active and inactive participants 2010-01-01 205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 206
Number of participants with account balances 2010-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 2
2009: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 135
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 10
Total of all active and inactive participants 2009-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 146
Number of participants with account balances 2009-01-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 6

Measure	Date	Value
2018: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-12-01	1,050
Total number of active participants reported on line 7a of the Form 5500	2018-12-01	1,050
Number of retired or separated participants receiving benefits	2018-12-01	0
Number of other retired or separated participants entitled to future benefits	2018-12-01	0
Total of all active and inactive participants	2018-12-01	1,050
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-12-01	0
Total participants	2018-12-01	1,050
Number of participants with account balances	2018-12-01	1,050
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-12-01	0
Number of employers contributing to the scheme	2018-12-01	19
2013: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	241
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	233
Number of retired or separated participants receiving benefits	2013-01-01	11
Number of other retired or separated participants entitled to future benefits	2013-01-01	30
Total of all active and inactive participants	2013-01-01	274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	275
Number of participants with account balances	2013-01-01	173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	226
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	186
Number of retired or separated participants receiving benefits	2012-01-01	14
Number of other retired or separated participants entitled to future benefits	2012-01-01	33
Total of all active and inactive participants	2012-01-01	233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	235
Number of participants with account balances	2012-01-01	183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	209
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	184
Number of retired or separated participants receiving benefits	2011-01-01	4
Number of other retired or separated participants entitled to future benefits	2011-01-01	35
Total of all active and inactive participants	2011-01-01	223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	224
Number of participants with account balances	2011-01-01	180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2010: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	226
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	179
Number of retired or separated participants receiving benefits	2010-01-01	1
Number of other retired or separated participants entitled to future benefits	2010-01-01	25
Total of all active and inactive participants	2010-01-01	205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	206
Number of participants with account balances	2010-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	2
2009: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	135
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	10
Total of all active and inactive participants	2009-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	146
Number of participants with account balances	2009-01-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	6

Financial Data on AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN

Measure	Date	Value
2018 : AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-320,598
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$162,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$144,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$332,854
Value of total assets at end of year	2018-12-31	$17,222,986
Value of total assets at beginning of year	2018-12-31	$17,705,711
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$17,606
Total interest from all sources	2018-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$3,772
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$217,655
Participant contributions at end of year	2018-12-31	$430,599
Participant contributions at beginning of year	2018-12-31	$440,838
Participant contributions at end of year	2018-12-31	$85,222
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$32,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-482,725
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$17,222,986
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$17,705,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$579,964
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$579,964
Value of interest in pooled separate accounts at end of year	2018-12-31	$691,664
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$691,664
Value of interest in common/collective trusts at end of year	2018-12-31	$15,026,029
Value of interest in common/collective trusts at beginning of year	2018-12-31	$15,621,233
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$372,012
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$372,012
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-32,275
Net investment gain/loss from pooled separate accounts	2018-12-31	$-17,133
Net investment gain or loss from common/collective trusts	2018-12-31	$-604,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$82,563
Employer contributions (assets) at end of year	2018-12-31	$37,496
Employer contributions (assets) at beginning of year	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$144,521
Contract administrator fees	2018-12-31	$13,834
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	COOPER WILLIAMS
Accountancy firm EIN	2018-12-31	275169784
2013 : AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,544,266
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$624,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$598,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$540,553
Value of total assets at end of year	2013-12-31	$6,573,684
Value of total assets at beginning of year	2013-12-31	$5,654,284
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$26,760
Total interest from all sources	2013-12-31	$11,557
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$338,808
Participant contributions at end of year	2013-12-31	$274,055
Participant contributions at beginning of year	2013-12-31	$272,251
Participant contributions at end of year	2013-12-31	$1,430
Participant contributions at beginning of year	2013-12-31	$13,155
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$5,949
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$919,400
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,573,684
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,654,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$5,477,516
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$4,483,405
Interest on participant loans	2013-12-31	$11,557
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$694,475
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$749,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$992,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$195,796
Employer contributions (assets) at end of year	2013-12-31	$126,208
Employer contributions (assets) at beginning of year	2013-12-31	$135,572
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$598,106
Contract administrator fees	2013-12-31	$26,760
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	FAULKNER, KING, AND WENZ PSC
Accountancy firm EIN	2013-12-31	611038574
2012 : AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,088,313
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$546,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$528,549
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$516,235
Value of total assets at end of year	2012-12-31	$5,654,284
Value of total assets at beginning of year	2012-12-31	$5,112,554
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$18,034
Total interest from all sources	2012-12-31	$9,763
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$323,403
Participant contributions at end of year	2012-12-31	$272,251
Participant contributions at beginning of year	2012-12-31	$257,109
Participant contributions at end of year	2012-12-31	$13,155
Participant contributions at beginning of year	2012-12-31	$45,188
Administrative expenses (other) incurred	2012-12-31	$18,034
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$541,730
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,654,284
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,112,554
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$4,483,405
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$3,897,671
Interest on participant loans	2012-12-31	$9,763
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$749,901
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$777,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$562,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$192,832
Employer contributions (assets) at end of year	2012-12-31	$135,572
Employer contributions (assets) at beginning of year	2012-12-31	$135,462
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$528,549
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	FAULKNER, KING, AND WENZ PSC
Accountancy firm EIN	2012-12-31	611038574
2011 : AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,410,690
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$480,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$468,603
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,545,571
Value of total assets at end of year	2011-12-31	$5,112,554
Value of total assets at beginning of year	2011-12-31	$4,182,237
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$11,770
Total interest from all sources	2011-12-31	$6,383
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$400,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$348,279
Participant contributions at end of year	2011-12-31	$257,109
Participant contributions at beginning of year	2011-12-31	$239,086
Participant contributions at end of year	2011-12-31	$45,188
Participant contributions at beginning of year	2011-12-31	$19,133
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$576,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$930,317
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,112,554
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,182,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$11,770
Value of interest in pooled separate accounts at end of year	2011-12-31	$3,897,671
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$3,038,064
Interest on participant loans	2011-12-31	$6,383
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$777,124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$714,860
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-141,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$620,840
Employer contributions (assets) at end of year	2011-12-31	$135,462
Employer contributions (assets) at beginning of year	2011-12-31	$171,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$468,603
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FAULKNER, KING, AND WENZ PSC
Accountancy firm EIN	2011-12-31	611038574
2010 : AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,323,570
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$713,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$711,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$838,879
Value of total assets at end of year	2010-12-31	$4,182,237
Value of total assets at beginning of year	2010-12-31	$3,572,606
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,760
Total interest from all sources	2010-12-31	$7,212
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$400,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$261,413
Participant contributions at end of year	2010-12-31	$239,086
Participant contributions at beginning of year	2010-12-31	$155,861
Participant contributions at end of year	2010-12-31	$19,133
Participant contributions at beginning of year	2010-12-31	$23,118
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$609,631
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,182,237
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,572,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$2,760
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,685,765
Value of interest in pooled separate accounts at end of year	2010-12-31	$3,038,064
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$0
Interest on participant loans	2010-12-31	$7,212
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$714,860
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$661,862
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$477,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$577,466
Employer contributions (assets) at end of year	2010-12-31	$171,094
Employer contributions (assets) at beginning of year	2010-12-31	$46,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$711,179
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	FAULKNER, KING, AND WENZ PSC
Accountancy firm EIN	2010-12-31	611038574

Form 5500 Responses for AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN

2018: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-12-01	Type of plan entity	Multi-employer plan
2018-12-01	Submission has been amended	No
2018-12-01	This submission is the final filing	No
2018-12-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-12-01	Plan is a collectively bargained plan	Yes
2018-12-01	Plan funding arrangement – Insurance	Yes
2018-12-01	Plan funding arrangement – Trust	Yes
2018-12-01	Plan benefit arrangement – Insurance	Yes
2018-12-01	Plan benefit arrangement - Trust	Yes
2013: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: AMTECK OF KENTUCKY, INC. 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

810917

Policy instance

Insurance contract or identification number	810917
Number of Individuals Covered	4881
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $6
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	6
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	4881
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $5
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	5
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

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Company Name:	AMTECK OF KENTUCKY, INC.
Employer identification number (EIN):	610925360
NAIC Classification:	336410