401k Plan data: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN plan

ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 401k Plan overview

Plan Name	ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN
Plan identification number	001

ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALLAN BAKER, INC. DBA KORRECT OPTICAL has sponsored the creation of one or more 401k plans.

Company Name: ALLAN BAKER, INC. DBA KORRECT OPTICAL

Employer identification number (EIN): 611092878

NAIC Classification: 339110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 MELISSA DOYLE
001 2011-01-01 STEVEN BAKER
001 2010-01-01 STEVEN BAKER
001 2009-01-01 MELISSA DOYLE MELISSA DOYLE 2010-10-18
001 2009-01-01 MELISSA DOYLE

Plan Statistics for ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN

401k plan membership statisitcs for ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN

Measure Date Value
2019: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 418
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 359
Number of retired or separated participants receiving benefits 2019-01-01 22
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 381
Number of participants with account balances 2019-01-01 174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 416
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 365
Number of retired or separated participants receiving benefits 2018-01-01 16
Total of all active and inactive participants 2018-01-01 381
Total participants 2018-01-01 381
Number of participants with account balances 2018-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 366
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 330
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 14
Total of all active and inactive participants 2017-01-01 344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 344
Number of participants with account balances 2017-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 281
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 278
Number of retired or separated participants receiving benefits 2016-01-01 19
Total of all active and inactive participants 2016-01-01 297
Total participants 2016-01-01 297
Number of participants with account balances 2016-01-01 132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 246
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 224
Number of other retired or separated participants entitled to future benefits 2015-01-01 25
Total of all active and inactive participants 2015-01-01 249
Total participants 2015-01-01 249
Number of participants with account balances 2015-01-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 216
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 196
Number of other retired or separated participants entitled to future benefits 2014-01-01 19
Total of all active and inactive participants 2014-01-01 215
Total participants 2014-01-01 215
Number of participants with account balances 2014-01-01 95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 9
2013: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 188
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 182
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 12
Total of all active and inactive participants 2013-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 194
Number of participants with account balances 2013-01-01 84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 6
2012: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 181
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 159
Number of retired or separated participants receiving benefits 2012-01-01 3
Number of other retired or separated participants entitled to future benefits 2012-01-01 7
Total of all active and inactive participants 2012-01-01 169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 169
Number of participants with account balances 2012-01-01 79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 146
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 140
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 18
Total of all active and inactive participants 2011-01-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 158
Number of participants with account balances 2011-01-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 114
Number of other retired or separated participants entitled to future benefits 2010-01-01 8
Total of all active and inactive participants 2010-01-01 122
Total participants 2010-01-01 122
Number of participants with account balances 2010-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 5
2009: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 114
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 8
Total of all active and inactive participants 2009-01-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 122
Number of participants with account balances 2009-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	418
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	359
Number of retired or separated participants receiving benefits	2019-01-01	22
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	381
Number of participants with account balances	2019-01-01	174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	416
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	365
Number of retired or separated participants receiving benefits	2018-01-01	16
Total of all active and inactive participants	2018-01-01	381
Total participants	2018-01-01	381
Number of participants with account balances	2018-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	366
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	330
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	14
Total of all active and inactive participants	2017-01-01	344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	344
Number of participants with account balances	2017-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	281
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	278
Number of retired or separated participants receiving benefits	2016-01-01	19
Total of all active and inactive participants	2016-01-01	297
Total participants	2016-01-01	297
Number of participants with account balances	2016-01-01	132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	246
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	224
Number of other retired or separated participants entitled to future benefits	2015-01-01	25
Total of all active and inactive participants	2015-01-01	249
Total participants	2015-01-01	249
Number of participants with account balances	2015-01-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	216
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	196
Number of other retired or separated participants entitled to future benefits	2014-01-01	19
Total of all active and inactive participants	2014-01-01	215
Total participants	2014-01-01	215
Number of participants with account balances	2014-01-01	95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	9
2013: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	188
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	182
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	12
Total of all active and inactive participants	2013-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	194
Number of participants with account balances	2013-01-01	84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	6
2012: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	181
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	159
Number of retired or separated participants receiving benefits	2012-01-01	3
Number of other retired or separated participants entitled to future benefits	2012-01-01	7
Total of all active and inactive participants	2012-01-01	169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	169
Number of participants with account balances	2012-01-01	79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	146
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	140
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	18
Total of all active and inactive participants	2011-01-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	158
Number of participants with account balances	2011-01-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	114
Number of other retired or separated participants entitled to future benefits	2010-01-01	8
Total of all active and inactive participants	2010-01-01	122
Total participants	2010-01-01	122
Number of participants with account balances	2010-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	5
2009: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	114
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	8
Total of all active and inactive participants	2009-01-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	122
Number of participants with account balances	2009-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN

Measure	Date	Value
2019 : ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$1,789,897
Total of all expenses incurred	2019-12-31	$239,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$227,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$843,390
Value of total assets at end of year	2019-12-31	$5,379,983
Value of total assets at beginning of year	2019-12-31	$3,829,606
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$11,614
Total interest from all sources	2019-12-31	$6,873
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$164,769
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$164,769
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$548,531
Participant contributions at end of year	2019-12-31	$91,906
Participant contributions at beginning of year	2019-12-31	$125,905
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$18,704
Other income not declared elsewhere	2019-12-31	$5,902
Administrative expenses (other) incurred	2019-12-31	$11,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,550,377
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,379,983
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,829,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$5,143,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,602,458
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Interest on participant loans	2019-12-31	$6,873
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$144,730
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$101,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$768,963
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$276,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$227,906
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BLUE & COMPANY, LLC
Accountancy firm EIN	2019-12-31	351178661
2018 : ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$541,656
Total of all expenses incurred	2018-12-31	$466,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$441,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$781,483
Value of total assets at end of year	2018-12-31	$3,829,606
Value of total assets at beginning of year	2018-12-31	$3,754,049
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$25,068
Total interest from all sources	2018-12-31	$6,242
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$48,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$48,388
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$488,191
Participant contributions at end of year	2018-12-31	$125,905
Participant contributions at beginning of year	2018-12-31	$94,303
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$38,604
Other income not declared elsewhere	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$25,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$75,557
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,829,606
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,754,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$3,602,458
Value of interest in pooled separate accounts at end of year	2018-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$3,492,016
Interest on participant loans	2018-12-31	$6,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$101,243
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$167,730
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-461,531
Net investment gain/loss from pooled separate accounts	2018-12-31	$167,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$254,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$441,031
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BLUE & COMPANY, LLC
Accountancy firm EIN	2018-12-31	351178661
2017 : ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$1,068,547
Total of all expenses incurred	2017-12-31	$348,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$323,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$620,746
Value of total assets at end of year	2017-12-31	$3,754,049
Value of total assets at beginning of year	2017-12-31	$3,033,827
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$25,127
Total interest from all sources	2017-12-31	$3,942
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$381,177
Participant contributions at end of year	2017-12-31	$94,303
Participant contributions at beginning of year	2017-12-31	$67,720
Participant contributions at beginning of year	2017-12-31	$15,212
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$31,712
Administrative expenses (other) incurred	2017-12-31	$25,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$720,222
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,754,049
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,033,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,745,972
Value of interest in pooled separate accounts at end of year	2017-12-31	$3,492,016
Interest on participant loans	2017-12-31	$3,942
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$167,730
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$196,667
Net investment gain/loss from pooled separate accounts	2017-12-31	$443,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$207,857
Employer contributions (assets) at beginning of year	2017-12-31	$8,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$323,198
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BLUE & CO LLC
Accountancy firm EIN	2017-12-31	351178661
2016 : ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$754,348
Total of all expenses incurred	2016-12-31	$350,870
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$331,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$524,550
Value of total assets at end of year	2016-12-31	$3,033,827
Value of total assets at beginning of year	2016-12-31	$2,630,349
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$18,943
Total interest from all sources	2016-12-31	$3,585
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$300,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$314,713
Participant contributions at end of year	2016-12-31	$67,720
Participant contributions at beginning of year	2016-12-31	$44,843
Participant contributions at end of year	2016-12-31	$15,212
Participant contributions at beginning of year	2016-12-31	$2,333
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$39,315
Other income not declared elsewhere	2016-12-31	$2,077
Administrative expenses (other) incurred	2016-12-31	$18,943
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$403,478
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,033,827
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,630,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,745,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,481,554
Interest on participant loans	2016-12-31	$3,585
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$196,667
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$100,841
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$224,136
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$170,522
Employer contributions (assets) at end of year	2016-12-31	$8,256
Employer contributions (assets) at beginning of year	2016-12-31	$778
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$331,927
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	LOUIS T. ROTH & CO CPAS
Accountancy firm EIN	2016-12-31	610480236
2015 : ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$449,622
Total of all expenses incurred	2015-12-31	$246,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$229,562
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$484,119
Value of total assets at end of year	2015-12-31	$2,630,349
Value of total assets at beginning of year	2015-12-31	$2,427,556
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$17,267
Total interest from all sources	2015-12-31	$2,015
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$300,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$269,438
Participant contributions at end of year	2015-12-31	$44,843
Participant contributions at beginning of year	2015-12-31	$25,744
Participant contributions at end of year	2015-12-31	$2,333
Participant contributions at beginning of year	2015-12-31	$2,799
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$71,396
Other income not declared elsewhere	2015-12-31	$1,536
Administrative expenses (other) incurred	2015-12-31	$17,267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$202,793
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,630,349
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,427,556
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,481,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,299,365
Interest on participant loans	2015-12-31	$2,015
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$100,841
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$98,226
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-38,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$143,285
Employer contributions (assets) at end of year	2015-12-31	$778
Employer contributions (assets) at beginning of year	2015-12-31	$1,422
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$229,562
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LOUIS T. ROTH & CO. CPAS
Accountancy firm EIN	2015-12-31	610480236
2014 : ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$417
Total income from all sources (including contributions)	2014-12-31	$479,540
Total of all expenses incurred	2014-12-31	$361,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$318,778
Value of total corrective distributions	2014-12-31	$13,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$365,720
Value of total assets at end of year	2014-12-31	$2,427,556
Value of total assets at beginning of year	2014-12-31	$2,309,792
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$29,568
Total interest from all sources	2014-12-31	$1,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$10,352
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$300,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$222,361
Participant contributions at end of year	2014-12-31	$25,744
Participant contributions at beginning of year	2014-12-31	$28,438
Participant contributions at end of year	2014-12-31	$2,799
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$26,605
Other income not declared elsewhere	2014-12-31	$1,739
Administrative expenses (other) incurred	2014-12-31	$19,216
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$118,181
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,427,556
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,309,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,299,365
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,174,568
Interest on participant loans	2014-12-31	$1,393
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$98,226
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$106,786
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$110,688
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$116,754
Employer contributions (assets) at end of year	2014-12-31	$1,422
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$318,778
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$417
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	LOUIS T, ROTH & CO. CPAS
Accountancy firm EIN	2014-12-31	610480236
2013 : ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$417
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$642,283
Total of all expenses incurred	2013-12-31	$135,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$116,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$284,326
Value of total assets at end of year	2013-12-31	$2,309,792
Value of total assets at beginning of year	2013-12-31	$1,802,552
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$18,958
Total interest from all sources	2013-12-31	$1,324
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$200,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$197,225
Participant contributions at end of year	2013-12-31	$28,438
Participant contributions at beginning of year	2013-12-31	$19,638
Participant contributions at beginning of year	2013-12-31	$6,797
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$1,815
Administrative expenses (other) incurred	2013-12-31	$18,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$506,823
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,309,375
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,802,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,174,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,652,065
Interest on participant loans	2013-12-31	$1,324
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$106,786
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$121,049
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$354,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$87,101
Employer contributions (assets) at beginning of year	2013-12-31	$3,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$116,502
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$417
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	LOUIS T. ROTH & CO. CPAS
Accountancy firm EIN	2013-12-31	610480236
2012 : ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$144
Total income from all sources (including contributions)	2012-12-31	$456,071
Total of all expenses incurred	2012-12-31	$84,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$71,481
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$263,707
Value of total assets at end of year	2012-12-31	$1,802,552
Value of total assets at beginning of year	2012-12-31	$1,430,867
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$12,761
Total interest from all sources	2012-12-31	$719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$200,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$179,515
Participant contributions at end of year	2012-12-31	$19,638
Participant contributions at beginning of year	2012-12-31	$14,831
Participant contributions at end of year	2012-12-31	$6,797
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$144
Other income not declared elsewhere	2012-12-31	$2,424
Administrative expenses (other) incurred	2012-12-31	$12,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$371,829
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,802,552
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,430,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,652,065
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,290,209
Interest on participant loans	2012-12-31	$719
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$121,049
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$125,827
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$189,221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$84,192
Employer contributions (assets) at end of year	2012-12-31	$3,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$71,481
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LOUIS T. ROTH & CO. CPAS
Accountancy firm EIN	2012-12-31	610480236
2011 : ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$144
Total income from all sources (including contributions)	2011-12-31	$218,275
Total of all expenses incurred	2011-12-31	$100,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$90,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$250,700
Value of total assets at end of year	2011-12-31	$1,430,867
Value of total assets at beginning of year	2011-12-31	$1,312,875
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$9,585
Total interest from all sources	2011-12-31	$896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$200,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$173,616
Participant contributions at end of year	2011-12-31	$14,831
Participant contributions at beginning of year	2011-12-31	$18,701
Participant contributions at beginning of year	2011-12-31	$8,834
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$144
Other income not declared elsewhere	2011-12-31	$2,917
Administrative expenses (other) incurred	2011-12-31	$9,585
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$117,848
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,430,723
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,312,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,290,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,154,669
Interest on participant loans	2011-12-31	$896
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$125,827
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$126,691
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-36,238
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$77,084
Employer contributions (assets) at beginning of year	2011-12-31	$3,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$90,842
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LOUIS T. ROTH & CO. CPAS
Accountancy firm EIN	2011-12-31	610480236
2010 : ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$378,531
Total of all expenses incurred	2010-12-31	$148,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$148,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$193,190
Value of total assets at end of year	2010-12-31	$1,312,875
Value of total assets at beginning of year	2010-12-31	$1,083,238
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$848
Total interest from all sources	2010-12-31	$779
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$3,454
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$3,454
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$200,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$136,043
Participant contributions at end of year	2010-12-31	$18,701
Participant contributions at beginning of year	2010-12-31	$13,812
Participant contributions at end of year	2010-12-31	$8,834
Other income not declared elsewhere	2010-12-31	$1,683
Administrative expenses (other) incurred	2010-12-31	$848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$229,637
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,312,875
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,083,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,154,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$815,637
Interest on participant loans	2010-12-31	$779
Value of interest in common/collective trusts at beginning of year	2010-12-31	$124,054
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$129,735
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$129,735
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$126,691
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$179,776
Net investment gain or loss from common/collective trusts	2010-12-31	$-351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$57,147
Employer contributions (assets) at end of year	2010-12-31	$3,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$148,046
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LOUIS T. ROTH & CO. CPAS
Accountancy firm EIN	2010-12-31	610480236
2009 : ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN

2019: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ALLAN BAKER, INC DBA KORRECT OPTICAL 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

5174650000

Policy instance

Insurance contract or identification number	5174650000
Number of Individuals Covered	381
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $376
Total amount of fees paid to insurance company	USD $2,282
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	2282
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $376

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

5174650000

Policy instance

Insurance contract or identification number	5174650000
Number of Individuals Covered	381
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $80
Total amount of fees paid to insurance company	USD $469
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	469
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $80

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801379000

Policy instance

Insurance contract or identification number	801379000
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $14,328
Total amount of fees paid to insurance company	USD $1,436
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,676
Insurance broker organization code?	3
Amount paid for insurance broker fees	1436
Additional information about fees paid to insurance broker	TPA FEES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801379000

Policy instance

Insurance contract or identification number	801379000
Number of Individuals Covered	150
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $16,651
Total amount of fees paid to insurance company	USD $1,676
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $16,651
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	0
Insurance broker organization code?	3
Insurance broker name	RETIREMENT MANAGEMENT SERVICES, LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801379000

Policy instance

Insurance contract or identification number	801379000
Number of Individuals Covered	116
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $12,455
Total amount of fees paid to insurance company	USD $1,224
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $12,455
Insurance broker organization code?	3
Amount paid for insurance broker fees	1224
Additional information about fees paid to insurance broker	TPA COMPENSATION
Insurance broker name	RETIREMENT MANAGEMENT SERVICES, LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801379000

Policy instance

Insurance contract or identification number	801379000
Number of Individuals Covered	95
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $11,691
Total amount of fees paid to insurance company	USD $1,167
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,691
Insurance broker organization code?	3
Amount paid for insurance broker fees	1167
Additional information about fees paid to insurance broker	TPA COMPENSATION
Insurance broker name	RETIREMENT MANAGEMENT SERVICES, LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801379000

Policy instance

Insurance contract or identification number	801379000
Number of Individuals Covered	86
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $9,869
Total amount of fees paid to insurance company	USD $956
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,869
Insurance broker organization code?	3
Amount paid for insurance broker fees	956
Additional information about fees paid to insurance broker	TPA COMPENSATION
Insurance broker name	RETIREMENT MANAGEMENT SERVICES, LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801379000

Policy instance

Insurance contract or identification number	801379000
Number of Individuals Covered	79
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $7,970
Total amount of fees paid to insurance company	USD $782
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,970
Insurance broker organization code?	3
Amount paid for insurance broker fees	782
Additional information about fees paid to insurance broker	TPA COMPENSATION
Insurance broker name	RETIREMENT MANAGEMENT SERVICES, LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801379000

Policy instance

Insurance contract or identification number	801379000
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $4,442
Total amount of fees paid to insurance company	USD $1,197
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801379000

Policy instance

Insurance contract or identification number	801379000
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $6,013
Total amount of fees paid to insurance company	USD $2,602
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,013
Insurance broker organization code?	3
Amount paid for insurance broker fees	2602
Additional information about fees paid to insurance broker	TPA COMPENSATION
Insurance broker name	ADVANCED PENSION SOLUTIONS INC

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Company Name:	ALLAN BAKER, INC. DBA KORRECT OPTICAL
Employer identification number (EIN):	611092878
NAIC Classification:	339110