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CMWA 401(K) PLAN 401k Plan overview

Plan NameCMWA 401(K) PLAN
Plan identification number 001

CMWA 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CENTRAL MOTOR WHEEL OF AMERICA has sponsored the creation of one or more 401k plans.

Company Name:CENTRAL MOTOR WHEEL OF AMERICA
Employer identification number (EIN):611107676
NAIC Classification:331400

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CMWA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01DAREN VARBLE
0012017-01-01DAREN VARBLE
0012016-01-01DAREN VARBLE
0012015-01-01DAREN VARBLE DAREN VARBLE2016-10-11
0012014-01-01DAREN VARBLE DAREN VARBLE2015-10-06
0012013-01-01JUNE POTERE JUNE POTERE2014-10-15
0012012-01-01JOSEPH FAST
0012011-01-01JOSEPH FAST
0012010-01-01JOSEPH FAST
0012009-01-01 JOE FAST2010-10-05
0012009-01-01JOSEPH FAST

Plan Statistics for CMWA 401(K) PLAN

401k plan membership statisitcs for CMWA 401(K) PLAN

Measure Date Value
2022: CMWA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01713
Total number of active participants reported on line 7a of the Form 55002022-01-01621
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01129
Total of all active and inactive participants2022-01-01751
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0110
Total participants2022-01-01761
Number of participants with account balances2022-01-01730
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01118
2021: CMWA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01589
Total number of active participants reported on line 7a of the Form 55002021-01-01566
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-01134
Total of all active and inactive participants2021-01-01701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0112
Total participants2021-01-01713
Number of participants with account balances2021-01-01687
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0148
2020: CMWA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01541
Total number of active participants reported on line 7a of the Form 55002020-01-01500
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-0178
Total of all active and inactive participants2020-01-01582
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-017
Total participants2020-01-01589
Number of participants with account balances2020-01-01582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0119
2019: CMWA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01517
Total number of active participants reported on line 7a of the Form 55002019-01-01472
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-0159
Total of all active and inactive participants2019-01-01535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-016
Total participants2019-01-01541
Number of participants with account balances2019-01-01528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0117
2018: CMWA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01508
Total number of active participants reported on line 7a of the Form 55002018-01-01453
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-0152
Total of all active and inactive participants2018-01-01510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-017
Total participants2018-01-01517
Number of participants with account balances2018-01-01506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0121
2017: CMWA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01612
Total number of active participants reported on line 7a of the Form 55002017-01-01473
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-0128
Total of all active and inactive participants2017-01-01504
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-014
Total participants2017-01-01508
Number of participants with account balances2017-01-01499
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: CMWA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01606
Total number of active participants reported on line 7a of the Form 55002016-01-01467
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-01137
Total of all active and inactive participants2016-01-01607
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-01612
Number of participants with account balances2016-01-01603
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: CMWA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01603
Total number of active participants reported on line 7a of the Form 55002015-01-01477
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01120
Total of all active and inactive participants2015-01-01599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-01606
Number of participants with account balances2015-01-01585
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0119
2014: CMWA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01630
Total number of active participants reported on line 7a of the Form 55002014-01-01538
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0160
Total of all active and inactive participants2014-01-01600
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-01603
Number of participants with account balances2014-01-01570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0115
2013: CMWA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01594
Total number of active participants reported on line 7a of the Form 55002013-01-01539
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0188
Total of all active and inactive participants2013-01-01627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-01630
Number of participants with account balances2013-01-01600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0112
2012: CMWA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01580
Total number of active participants reported on line 7a of the Form 55002012-01-01515
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0176
Total of all active and inactive participants2012-01-01591
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-01594
Number of participants with account balances2012-01-01568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: CMWA 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01531
Total number of active participants reported on line 7a of the Form 55002011-01-01495
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0183
Total of all active and inactive participants2011-01-01578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01580
Number of participants with account balances2011-01-01561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0116
2010: CMWA 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01483
Total number of active participants reported on line 7a of the Form 55002010-01-01465
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0161
Total of all active and inactive participants2010-01-01526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-015
Total participants2010-01-01531
Number of participants with account balances2010-01-01509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0112
2009: CMWA 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01658
Total number of active participants reported on line 7a of the Form 55002009-01-01447
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0135
Total of all active and inactive participants2009-01-01482
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01483
Number of participants with account balances2009-01-01469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0110

Financial Data on CMWA 401(K) PLAN

Measure Date Value
2022 : CMWA 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-5,433,099
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,866,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,832,387
Expenses. Certain deemed distributions of participant loans2022-12-31$7,528
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,907,546
Value of total assets at end of year2022-12-31$56,832,123
Value of total assets at beginning of year2022-12-31$68,131,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$26,352
Total interest from all sources2022-12-31$435,724
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,227,219
Participant contributions at end of year2022-12-31$1,937,451
Participant contributions at beginning of year2022-12-31$1,925,112
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$90,471
Other income not declared elsewhere2022-12-31$2,413
Administrative expenses (other) incurred2022-12-31$26,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-11,299,366
Value of net assets at end of year (total assets less liabilities)2022-12-31$56,832,123
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$68,131,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$39,896,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$50,814,959
Interest on participant loans2022-12-31$97,057
Interest earned on other investments2022-12-31$338,667
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$14,998,043
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$15,391,418
Net investment gain/loss from pooled separate accounts2022-12-31$-9,778,782
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,589,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,832,387
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2022-12-31273858252
2021 : CMWA 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$12,446,675
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,919,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,898,611
Expenses. Certain deemed distributions of participant loans2021-12-31$690
Value of total corrective distributions2021-12-31$306
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,378,976
Value of total assets at end of year2021-12-31$68,131,489
Value of total assets at beginning of year2021-12-31$59,604,740
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$20,319
Total interest from all sources2021-12-31$507,010
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,984,574
Participant contributions at end of year2021-12-31$1,925,112
Participant contributions at beginning of year2021-12-31$2,167,794
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$75,967
Other income not declared elsewhere2021-12-31$32,821
Administrative expenses (other) incurred2021-12-31$20,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,526,749
Value of net assets at end of year (total assets less liabilities)2021-12-31$68,131,489
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$59,604,740
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$50,814,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$40,674,154
Interest on participant loans2021-12-31$142,355
Interest earned on other investments2021-12-31$364,655
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$15,391,418
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$16,762,792
Net investment gain/loss from pooled separate accounts2021-12-31$8,527,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,318,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,898,611
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2021-12-31273858252
2020 : CMWA 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$9,982,117
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,457,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,414,666
Expenses. Certain deemed distributions of participant loans2020-12-31$25,833
Value of total corrective distributions2020-12-31$1,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,792,217
Value of total assets at end of year2020-12-31$59,604,740
Value of total assets at beginning of year2020-12-31$51,080,622
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$16,260
Total interest from all sources2020-12-31$440,368
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,667,849
Participant contributions at end of year2020-12-31$2,167,794
Participant contributions at beginning of year2020-12-31$1,888,770
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$15,253
Other income not declared elsewhere2020-12-31$14,880
Administrative expenses (other) incurred2020-12-31$16,260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$8,524,118
Value of net assets at end of year (total assets less liabilities)2020-12-31$59,604,740
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$51,080,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$40,674,154
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$34,535,239
Interest on participant loans2020-12-31$57,742
Interest earned on other investments2020-12-31$382,626
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$16,762,792
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$14,656,613
Net investment gain/loss from pooled separate accounts2020-12-31$6,734,652
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,109,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,414,666
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2020-12-31273858252
2019 : CMWA 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$10,704,997
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,565,281
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,527,003
Expenses. Certain deemed distributions of participant loans2019-12-31$15,761
Value of total corrective distributions2019-12-31$941
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,707,418
Value of total assets at end of year2019-12-31$51,080,622
Value of total assets at beginning of year2019-12-31$43,940,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$21,576
Total interest from all sources2019-12-31$473,465
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,608,987
Participant contributions at end of year2019-12-31$1,888,770
Participant contributions at beginning of year2019-12-31$1,914,276
Other income not declared elsewhere2019-12-31$1,413
Administrative expenses (other) incurred2019-12-31$21,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,139,716
Value of net assets at end of year (total assets less liabilities)2019-12-31$51,080,622
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$43,940,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$34,535,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$28,424,706
Interest on participant loans2019-12-31$93,371
Interest earned on other investments2019-12-31$380,094
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$14,656,613
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$13,601,924
Net investment gain/loss from pooled separate accounts2019-12-31$7,522,701
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,098,431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,527,003
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2019-12-31273858252
2018 : CMWA 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$755,503
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,096,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,071,170
Value of total corrective distributions2018-12-31$1,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,454,262
Value of total assets at end of year2018-12-31$43,940,906
Value of total assets at beginning of year2018-12-31$47,282,234
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$23,878
Total interest from all sources2018-12-31$501,591
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,433,215
Participant contributions at end of year2018-12-31$1,914,276
Participant contributions at beginning of year2018-12-31$1,749,624
Other income not declared elsewhere2018-12-31$2,633
Administrative expenses (other) incurred2018-12-31$23,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,341,328
Value of net assets at end of year (total assets less liabilities)2018-12-31$43,940,906
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$47,282,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$28,424,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$31,235,252
Interest on participant loans2018-12-31$92,660
Interest earned on other investments2018-12-31$408,931
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$13,601,924
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$14,297,358
Net investment gain/loss from pooled separate accounts2018-12-31$-2,202,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,021,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,071,170
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2018-12-31273858252
2017 : CMWA 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,878,487
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,014,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,977,859
Expenses. Certain deemed distributions of participant loans2017-12-31$5,428
Value of total corrective distributions2017-12-31$417
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,255,513
Value of total assets at end of year2017-12-31$47,282,234
Value of total assets at beginning of year2017-12-31$41,417,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$30,514
Total interest from all sources2017-12-31$498,947
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,306,376
Participant contributions at end of year2017-12-31$1,749,624
Participant contributions at beginning of year2017-12-31$1,526,448
Other income not declared elsewhere2017-12-31$734
Administrative expenses (other) incurred2017-12-31$30,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,864,269
Value of net assets at end of year (total assets less liabilities)2017-12-31$47,282,234
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$41,417,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$31,235,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$26,274,087
Interest on participant loans2017-12-31$84,234
Interest earned on other investments2017-12-31$414,713
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$14,297,358
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$13,617,430
Net investment gain/loss from pooled separate accounts2017-12-31$5,123,293
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$949,137
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,977,859
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2017-12-31273858252
2016 : CMWA 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,206,213
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,523,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,510,833
Expenses. Certain deemed distributions of participant loans2016-12-31$45
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,227,065
Value of total assets at end of year2016-12-31$41,417,965
Value of total assets at beginning of year2016-12-31$37,735,322
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$12,692
Total interest from all sources2016-12-31$462,910
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,225,122
Participant contributions at end of year2016-12-31$1,526,448
Participant contributions at beginning of year2016-12-31$1,219,528
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$122,888
Other income not declared elsewhere2016-12-31$969
Administrative expenses (other) incurred2016-12-31$12,692
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,682,643
Value of net assets at end of year (total assets less liabilities)2016-12-31$41,417,965
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$37,735,322
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$26,274,087
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$24,097,603
Interest on participant loans2016-12-31$70,576
Interest earned on other investments2016-12-31$392,334
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$13,617,430
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$12,418,191
Net investment gain/loss from pooled separate accounts2016-12-31$2,515,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$879,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,510,833
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSE COOPERS, LLP
Accountancy firm EIN2016-12-31134008324
2015 : CMWA 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,611,470
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,476,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,467,877
Expenses. Certain deemed distributions of participant loans2015-12-31$444
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,132,322
Value of total assets at end of year2015-12-31$37,735,322
Value of total assets at beginning of year2015-12-31$37,599,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$7,775
Total interest from all sources2015-12-31$394,981
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,184,732
Participant contributions at end of year2015-12-31$1,219,528
Participant contributions at beginning of year2015-12-31$1,368,976
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$31,316
Other income not declared elsewhere2015-12-31$-58
Administrative expenses (other) incurred2015-12-31$7,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$135,374
Value of net assets at end of year (total assets less liabilities)2015-12-31$37,735,322
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$37,599,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$24,097,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$26,100,394
Interest on participant loans2015-12-31$67,995
Interest earned on other investments2015-12-31$326,986
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$12,418,191
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$10,130,578
Net investment gain/loss from pooled separate accounts2015-12-31$84,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$916,274
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,467,877
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSE COOPERS, LLP
Accountancy firm EIN2015-12-31134008324
2014 : CMWA 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,406,106
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,078,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,061,506
Expenses. Certain deemed distributions of participant loans2014-12-31$1,423
Value of total corrective distributions2014-12-31$6,959
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,106,503
Value of total assets at end of year2014-12-31$37,599,948
Value of total assets at beginning of year2014-12-31$35,271,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$8,265
Total interest from all sources2014-12-31$376,733
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,162,518
Participant contributions at end of year2014-12-31$1,368,976
Participant contributions at beginning of year2014-12-31$1,374,256
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$52,630
Other income not declared elsewhere2014-12-31$798
Administrative expenses (other) incurred2014-12-31$8,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,327,953
Value of net assets at end of year (total assets less liabilities)2014-12-31$37,599,948
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$35,271,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$26,100,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$23,290,586
Interest on participant loans2014-12-31$71,588
Interest earned on other investments2014-12-31$305,145
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$10,130,578
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$10,607,153
Net investment gain/loss from pooled separate accounts2014-12-31$1,922,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$891,355
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,061,506
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSE COOPERS, LLP
Accountancy firm EIN2014-12-31134008324
2013 : CMWA 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,387,329
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,463,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,446,203
Expenses. Certain deemed distributions of participant loans2013-12-31$8,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,013,632
Value of total assets at end of year2013-12-31$35,271,995
Value of total assets at beginning of year2013-12-31$29,348,308
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$9,055
Total interest from all sources2013-12-31$374,967
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,145,876
Participant contributions at end of year2013-12-31$1,374,256
Participant contributions at beginning of year2013-12-31$1,228,935
Other income not declared elsewhere2013-12-31$1,108
Administrative expenses (other) incurred2013-12-31$9,055
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,923,687
Value of net assets at end of year (total assets less liabilities)2013-12-31$35,271,995
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$29,348,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$23,290,586
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$18,509,946
Interest on participant loans2013-12-31$63,547
Interest earned on other investments2013-12-31$311,420
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$10,607,153
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$9,609,427
Net investment gain/loss from pooled separate accounts2013-12-31$4,997,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$867,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,446,203
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSE COOPERS, LLP
Accountancy firm EIN2013-12-31134008324
2012 : CMWA 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,840,235
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,998,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,958,884
Expenses. Certain deemed distributions of participant loans2012-12-31$32,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,378,079
Value of total assets at end of year2012-12-31$29,348,308
Value of total assets at beginning of year2012-12-31$26,506,763
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,135
Total interest from all sources2012-12-31$339,277
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,180,143
Participant contributions at end of year2012-12-31$1,228,935
Participant contributions at beginning of year2012-12-31$1,302,580
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$302,779
Other income not declared elsewhere2012-12-31$1,012
Administrative expenses (other) incurred2012-12-31$7,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,841,545
Value of net assets at end of year (total assets less liabilities)2012-12-31$29,348,308
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$26,506,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$18,509,946
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$16,078,373
Interest on participant loans2012-12-31$62,476
Interest earned on other investments2012-12-31$276,801
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$9,609,427
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$9,125,810
Net investment gain/loss from pooled separate accounts2012-12-31$2,121,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$895,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,958,884
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSE COOPERS, LLP
Accountancy firm EIN2012-12-31134008324
2011 : CMWA 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$969,226
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,023,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,017,032
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,840,989
Value of total assets at end of year2011-12-31$26,506,763
Value of total assets at beginning of year2011-12-31$26,561,481
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,912
Total interest from all sources2011-12-31$331,721
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,041,113
Participant contributions at end of year2011-12-31$1,302,580
Participant contributions at beginning of year2011-12-31$1,157,299
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$11,945
Other income not declared elsewhere2011-12-31$208
Administrative expenses (other) incurred2011-12-31$6,912
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-54,718
Value of net assets at end of year (total assets less liabilities)2011-12-31$26,506,763
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$26,561,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$16,078,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$16,646,088
Interest on participant loans2011-12-31$60,523
Interest earned on other investments2011-12-31$271,198
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$9,125,810
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$8,758,094
Net investment gain/loss from pooled separate accounts2011-12-31$-1,203,692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$787,931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,017,032
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSE COOPERS, LLP
Accountancy firm EIN2011-12-31134008324
2010 : CMWA 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,121,787
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,021,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$996,158
Expenses. Certain deemed distributions of participant loans2010-12-31$19,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,843,432
Value of total assets at end of year2010-12-31$26,561,481
Value of total assets at beginning of year2010-12-31$23,461,261
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,065
Total interest from all sources2010-12-31$316,720
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,011,047
Participant contributions at end of year2010-12-31$1,157,299
Participant contributions at beginning of year2010-12-31$1,104,462
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$81,412
Other income not declared elsewhere2010-12-31$2,471
Administrative expenses (other) incurred2010-12-31$6,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,100,220
Value of net assets at end of year (total assets less liabilities)2010-12-31$26,561,481
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$23,461,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$16,646,088
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$14,386,132
Interest on participant loans2010-12-31$54,912
Interest earned on other investments2010-12-31$261,808
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$8,758,094
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$7,970,667
Net investment gain/loss from pooled separate accounts2010-12-31$1,959,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$750,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$996,158
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSE COOPERS, LLP
Accountancy firm EIN2010-12-31134008324

Form 5500 Responses for CMWA 401(K) PLAN

2022: CMWA 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CMWA 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CMWA 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CMWA 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CMWA 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CMWA 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CMWA 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CMWA 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CMWA 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CMWA 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CMWA 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CMWA 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CMWA 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CMWA 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number777787
Policy instance 1
Insurance contract or identification number777787
Number of Individuals Covered738
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ787
Policy instance 1
Insurance contract or identification numberPHZ787
Number of Individuals Covered713
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ787
Policy instance 1
Insurance contract or identification numberPHZ787
Number of Individuals Covered589
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ787
Policy instance 1
Insurance contract or identification numberPHZ787
Number of Individuals Covered541
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $62,785
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $62,785
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ787
Policy instance 1
Insurance contract or identification numberPHZ787
Number of Individuals Covered517
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $75,523
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $75,523
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ787
Policy instance 1
Insurance contract or identification numberPHZ787
Number of Individuals Covered508
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $72,491
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $72,491
Insurance broker organization code?3
Insurance broker nameRAYMOND JAMES INSURANCE GROUP, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ787
Policy instance 1
Insurance contract or identification numberPHZ787
Number of Individuals Covered606
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $66,625
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $66,625
Insurance broker organization code?3
Insurance broker nameRAYMOND JAMES INSURANCE GROUP, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ787
Policy instance 1
Insurance contract or identification numberPHZ787
Number of Individuals Covered603
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $64,710
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $64,710
Insurance broker organization code?3
Insurance broker nameRAYMOND JAMES INSURANCE GROUP, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ787
Policy instance 1
Insurance contract or identification numberPHZ787
Number of Individuals Covered630
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $60,633
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $50,875
Insurance broker organization code?3
Insurance broker nameMORGAN KEEGAN AND COMPANY INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ787
Policy instance 1
Insurance contract or identification numberPHZ787
Number of Individuals Covered594
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $56,979
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $56,979
Insurance broker organization code?3
Insurance broker nameMORGAN KEEGAN AND COMPANY INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ787
Policy instance 1
Insurance contract or identification numberPHZ787
Number of Individuals Covered579
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $55,863
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ787
Policy instance 1
Insurance contract or identification numberPHZ787
Number of Individuals Covered531
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $53,147
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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