Logo

THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN 401k Plan overview

Plan NameTHE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN
Plan identification number 001

THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE FIRST CAPITAL BANK OF KENTUCKY has sponsored the creation of one or more 401k plans.

Company Name:THE FIRST CAPITAL BANK OF KENTUCKY
Employer identification number (EIN):611292794
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01JOHN STEWART JOHN STEWART2018-01-30
0012016-01-01DEREK STEWART
0012015-01-01KIMBERLY M. KARST
0012014-01-01KIMBERLY M. KARST2015-07-22
0012013-01-01KIMBERLY M. KARST2014-07-24
0012012-01-01KIMBERLY M. KARST2013-07-22
0012011-01-01KIMBERLY M. KARST2012-07-26
0012010-01-01KIMBERLY M. KARST2011-10-05

Plan Statistics for THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN

401k plan membership statisitcs for THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN

Measure Date Value
2017: THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01152
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01145
Total number of active participants reported on line 7a of the Form 55002016-01-01111
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0139
Total of all active and inactive participants2016-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01150
Number of participants with account balances2016-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01129
Total number of active participants reported on line 7a of the Form 55002015-01-01109
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0134
Total of all active and inactive participants2015-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01143
Number of participants with account balances2015-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0117

Financial Data on THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN

Measure Date Value
2017 : THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-08-16$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-16$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-16$0
Total income from all sources (including contributions)2017-08-16$683,982
Total loss/gain on sale of assets2017-08-16$0
Total of all expenses incurred2017-08-16$6,799,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-08-16$6,786,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-08-16$225,859
Value of total assets at end of year2017-08-16$0
Value of total assets at beginning of year2017-08-16$6,115,080
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-08-16$12,586
Total interest from all sources2017-08-16$0
Total dividends received (eg from common stock, registered investment company shares)2017-08-16$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-08-16Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-08-16$0
Administrative expenses professional fees incurred2017-08-16$4,333
Was this plan covered by a fidelity bond2017-08-16Yes
Value of fidelity bond cover2017-08-16$7,500,000
If this is an individual account plan, was there a blackout period2017-08-16Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-08-16$0
Were there any nonexempt tranactions with any party-in-interest2017-08-16No
Contributions received from participants2017-08-16$164,578
Income. Received or receivable in cash from other sources (including rollovers)2017-08-16$841
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-16No
Value of net income/loss2017-08-16$-6,115,080
Value of net assets at end of year (total assets less liabilities)2017-08-16$0
Value of net assets at beginning of year (total assets less liabilities)2017-08-16$6,115,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-08-16No
Were any loans by the plan or fixed income obligations due to the plan in default2017-08-16No
Were any leases to which the plan was party in default or uncollectible2017-08-16No
Value of interest in pooled separate accounts at end of year2017-08-16$0
Value of interest in pooled separate accounts at beginning of year2017-08-16$6,115,080
Net investment gain/loss from pooled separate accounts2017-08-16$458,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-08-16No
Was there a failure to transmit to the plan any participant contributions2017-08-16No
Has the plan failed to provide any benefit when due under the plan2017-08-16No
Contributions received in cash from employer2017-08-16$60,440
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-08-16$6,786,476
Contract administrator fees2017-08-16$8,253
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-08-16Yes
Did the plan have assets held for investment2017-08-16No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-16No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-08-16Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-08-16Yes
Opinion of an independent qualified public accountant for this plan2017-08-16Disclaimer
Accountancy firm name2017-08-16CROWE HORWATH, LLP
Accountancy firm EIN2017-08-16350921680
2016 : THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,192,090
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,335,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,332,935
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$868,417
Value of total assets at end of year2016-12-31$6,115,080
Value of total assets at beginning of year2016-12-31$6,258,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,286
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$7,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$480,685
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$208,119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-143,131
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,115,080
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,258,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$6,115,080
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,258,211
Net investment gain/loss from pooled separate accounts2016-12-31$323,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$179,613
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,332,935
Contract administrator fees2016-12-31$2,286
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CROWE HORWATH LLP
Accountancy firm EIN2016-12-31350921680
2015 : THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$571,553
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$130,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$128,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$626,554
Value of total assets at end of year2015-12-31$6,258,211
Value of total assets at beginning of year2015-12-31$5,817,041
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,367
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$6,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$459,734
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$441,170
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,258,211
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,817,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$6,258,211
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,817,041
Net investment gain/loss from pooled separate accounts2015-12-31$-55,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$166,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$128,016
Contract administrator fees2015-12-31$2,367
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH LLP
Accountancy firm EIN2015-12-31350921680

Form 5500 Responses for THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN

2017: THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE FIRST CAPITAL BANK OF KENTUCKY 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number067796
Policy instance 1
Insurance contract or identification number067796
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-08-16
Total amount of commissions paid to insurance brokerUSD $16,056
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,028
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameKESTRA INVESTMENT SERVICES, LLC
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number067796
Policy instance 1
Insurance contract or identification number067796
Number of Individuals Covered143
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $30,580
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $15,290
Insurance broker organization code?3
Insurance broker nameNFP ADVISORY SERVICES

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1