WOODARD & SONS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN
401k plan membership statisitcs for WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2017: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 5 |
| Total of all active and inactive participants | 2017-01-01 | 18 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 18 |
| Number of participants with account balances | 2017-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 17 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 1 |
| Total of all active and inactive participants | 2016-01-01 | 18 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 18 |
| Number of participants with account balances | 2016-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 17 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 16 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
| Total of all active and inactive participants | 2015-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 16 |
| Number of participants with account balances | 2015-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 14 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 15 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 2 |
| Total of all active and inactive participants | 2014-01-01 | 17 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 17 |
| Number of participants with account balances | 2014-01-01 | 17 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 1 |
| 2013: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 13 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 12 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 2 |
| Total of all active and inactive participants | 2013-01-01 | 14 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 14 |
| Number of participants with account balances | 2013-01-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 15 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 13 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 13 |
| Number of participants with account balances | 2012-01-01 | 13 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 10 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 14 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1 |
| Total of all active and inactive participants | 2011-01-01 | 15 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 15 |
| Number of participants with account balances | 2011-01-01 | 15 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
| 2010: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 0 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 0 |
| Total of all active and inactive participants | 2010-01-01 | 10 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 10 |
| Number of participants with account balances | 2010-01-01 | 10 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 1 |
| Measure | Date | Value |
|---|
| 2017 : WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $212,767 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $20,002 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $20,002 |
| Total plan assets at end of year | 2017-12-31 | $660,780 |
| Total plan assets at beginning of year | 2017-12-31 | $468,015 |
| Value of fidelity bond covering the plan | 2017-12-31 | $50,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $88,427 |
| Other income received | 2017-12-31 | $91,527 |
| Net income (gross income less expenses) | 2017-12-31 | $192,765 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $660,780 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $468,015 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $32,813 |
| 2016 : WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $141,629 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $15,686 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $15,636 |
| Total plan assets at end of year | 2016-12-31 | $468,015 |
| Total plan assets at beginning of year | 2016-12-31 | $342,072 |
| Value of fidelity bond covering the plan | 2016-12-31 | $40,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $78,146 |
| Other income received | 2016-12-31 | $28,248 |
| Net income (gross income less expenses) | 2016-12-31 | $125,943 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $468,015 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $342,072 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $35,235 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $50 |
| 2015 : WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $91,064 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $12,164 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $11,531 |
| Total plan assets at end of year | 2015-12-31 | $342,072 |
| Total plan assets at beginning of year | 2015-12-31 | $263,172 |
| Value of fidelity bond covering the plan | 2015-12-31 | $35,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $64,633 |
| Other income received | 2015-12-31 | $-5,055 |
| Net income (gross income less expenses) | 2015-12-31 | $78,900 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $342,072 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $263,172 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $31,486 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $633 |
| 2014 : WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $90,879 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $2,580 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $499 |
| Total plan assets at end of year | 2014-12-31 | $263,172 |
| Total plan assets at beginning of year | 2014-12-31 | $174,873 |
| Value of fidelity bond covering the plan | 2014-12-31 | $35,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $52,948 |
| Other income received | 2014-12-31 | $8,668 |
| Net income (gross income less expenses) | 2014-12-31 | $88,299 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $263,172 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $174,873 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $29,263 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $2,081 |
| 2013 : WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $82,467 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $4,779 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $3,480 |
| Total plan assets at end of year | 2013-12-31 | $174,873 |
| Total plan assets at beginning of year | 2013-12-31 | $97,185 |
| Value of fidelity bond covering the plan | 2013-12-31 | $20,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $39,514 |
| Other income received | 2013-12-31 | $20,434 |
| Net income (gross income less expenses) | 2013-12-31 | $77,688 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $174,873 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $97,185 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $22,519 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $1,299 |
| 2012 : WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $40,422 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $1,624 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $812 |
| Total plan assets at end of year | 2012-12-31 | $97,185 |
| Total plan assets at beginning of year | 2012-12-31 | $58,387 |
| Value of fidelity bond covering the plan | 2012-12-31 | $10,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $18,259 |
| Other income received | 2012-12-31 | $6,661 |
| Net income (gross income less expenses) | 2012-12-31 | $38,798 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $97,185 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $58,387 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $15,502 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $812 |
| 2011 : WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $23,315 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $13,244 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $13,244 |
| Total plan assets at end of year | 2011-12-31 | $58,387 |
| Total plan assets at beginning of year | 2011-12-31 | $48,316 |
| Value of fidelity bond covering the plan | 2011-12-31 | $10,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $12,936 |
| Other income received | 2011-12-31 | $-2,010 |
| Net income (gross income less expenses) | 2011-12-31 | $10,071 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $58,387 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $48,316 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $12,389 |
| 2010 : WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $50,216 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $1,900 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $1,900 |
| Total plan assets at end of year | 2010-12-31 | $48,316 |
| Value of fidelity bond covering the plan | 2010-12-31 | $10,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $11,099 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $34,290 |
| Other income received | 2010-12-31 | $1,461 |
| Net income (gross income less expenses) | 2010-12-31 | $48,316 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $48,316 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $0 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $3,366 |
| 2017: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: WOODARD HEATING & COOLING 401(K) RETIREMENT PLAN 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | First time form 5500 has been submitted | Yes |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-820473 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-820473 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-03-31 | | Total amount of commissions paid to insurance broker | USD $176 | | Are there contracts with allocated funds for group deferred annuity? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $176 | | Insurance broker organization code? | 3 | | Insurance broker name | J.J.B. HILLIARD W.L. LYONS, LLC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-820473 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-820473 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $556 | | Are there contracts with allocated funds for group deferred annuity? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $556 | | Insurance broker organization code? | 3 | | Insurance broker name | J.J.B. HILLIARD W.L. LYONS, LLC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-820473 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-820473 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $333 | | Are there contracts with allocated funds for group deferred annuity? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $333 | | Insurance broker name | J.J.B. HILLIARD W.L. LYONS, LLC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-820473 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-820473 | | Number of Individuals Covered | 15 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of fees paid to insurance company | USD $205 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 205 | | Insurance broker name | J.J.B. HILLIARD W.L. LYONS, LLC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | |
| Policy instance | 1 |
| Number of Individuals Covered | 14 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of fees paid to insurance company | USD $212 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | |
| Policy instance | 1 |
| Number of Individuals Covered | 9 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $385 | | Total amount of fees paid to insurance company | USD $78 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $385 | | Amount paid for insurance broker fees | 51 | | Insurance broker organization code? | 3 | | Insurance broker name | DYATECH, LLC |
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