401k Plan data: FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN plan

FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 401k Plan overview

Plan Name	FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN
Plan identification number	001

FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PSF, PLLC D/B/A FAMILY ALLERGY AND ASTHMA has sponsored the creation of one or more 401k plans.

Company Name: PSF, PLLC D/B/A FAMILY ALLERGY AND ASTHMA

Employer identification number (EIN): 611389493

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 KAY TYLER
001 2016-01-01 JAMES L. SUBLETT
001 2015-01-01 JAMES SUBLETT
001 2014-01-01 JAMES SUBLETT
001 2013-01-01 JAMES SUBLETT 2014-06-24
001 2012-01-01 JAMES SUBLETT 2013-07-17
001 2011-01-01 JAMES SUBLETT 2012-03-16
001 2010-01-01 JAMES SUBLETT 2011-09-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2017-01-01	KAY TYLER
001	2016-01-01	JAMES L. SUBLETT
001	2015-01-01	JAMES SUBLETT
001	2014-01-01	JAMES SUBLETT
001	2013-01-01	JAMES SUBLETT	2014-06-24
001	2012-01-01	JAMES SUBLETT	2013-07-17
001	2011-01-01	JAMES SUBLETT	2012-03-16
001	2010-01-01	JAMES SUBLETT	2011-09-01

Plan Statistics for FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN

401k plan membership statisitcs for FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN

Measure Date Value
2017: FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 138
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 31
Total of all active and inactive participants 2017-01-01 169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 169
Number of participants with account balances 2017-01-01 163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 6
2016: FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 134
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 18
Total of all active and inactive participants 2016-01-01 152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 153
Number of participants with account balances 2016-01-01 143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 140
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 118
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 24
Total of all active and inactive participants 2015-01-01 142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 142
Number of participants with account balances 2015-01-01 141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 12
2014: FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 112
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 20
Total of all active and inactive participants 2014-01-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 132
Number of participants with account balances 2014-01-01 132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 11

Measure	Date	Value
2017: FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	138
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	31
Total of all active and inactive participants	2017-01-01	169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	169
Number of participants with account balances	2017-01-01	163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	6
2016: FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	134
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	18
Total of all active and inactive participants	2016-01-01	152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	153
Number of participants with account balances	2016-01-01	143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	140
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	118
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	24
Total of all active and inactive participants	2015-01-01	142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	142
Number of participants with account balances	2015-01-01	141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	12
2014: FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	112
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	20
Total of all active and inactive participants	2014-01-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	132
Number of participants with account balances	2014-01-01	132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	11

Financial Data on FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN

Measure	Date	Value
2017 : FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$1,866
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$2,141
Total income from all sources (including contributions)	2017-12-31	$4,369,364
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$534,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$502,020
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,089,121
Value of total assets at end of year	2017-12-31	$16,624,746
Value of total assets at beginning of year	2017-12-31	$12,790,082
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$32,405
Total interest from all sources	2017-12-31	$8,090
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$644,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$644,862
Administrative expenses professional fees incurred	2017-12-31	$9,100
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$699,893
Participant contributions at end of year	2017-12-31	$186,919
Participant contributions at beginning of year	2017-12-31	$157,798
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$190,908
Liabilities. Value of operating payables at end of year	2017-12-31	$1,866
Liabilities. Value of operating payables at beginning of year	2017-12-31	$2,141
Total non interest bearing cash at end of year	2017-12-31	$10,649
Total non interest bearing cash at beginning of year	2017-12-31	$2,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,834,939
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$16,622,880
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$12,787,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$5,160
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$15,147,006
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$11,682,824
Interest on participant loans	2017-12-31	$8,090
Value of interest in common/collective trusts at end of year	2017-12-31	$465,414
Value of interest in common/collective trusts at beginning of year	2017-12-31	$241,330
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,620,775
Net investment gain or loss from common/collective trusts	2017-12-31	$6,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,198,320
Employer contributions (assets) at end of year	2017-12-31	$814,758
Employer contributions (assets) at beginning of year	2017-12-31	$705,989
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$502,020
Contract administrator fees	2017-12-31	$18,145
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	DEMING MALONE LIVESAY & OSTROFF
Accountancy firm EIN	2017-12-31	611064249
2016 : FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$2,141
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,615,308
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$797,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$774,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,756,728
Value of total assets at end of year	2016-12-31	$12,790,082
Value of total assets at beginning of year	2016-12-31	$10,969,874
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$22,571
Total interest from all sources	2016-12-31	$9,228
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$230,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$230,337
Administrative expenses professional fees incurred	2016-12-31	$8,800
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$612,505
Participant contributions at end of year	2016-12-31	$157,798
Participant contributions at beginning of year	2016-12-31	$179,819
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$93,434
Liabilities. Value of operating payables at end of year	2016-12-31	$2,141
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$2,141
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,818,067
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$12,787,941
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$10,969,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$4,928
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$11,682,824
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$10,133,085
Interest on participant loans	2016-12-31	$9,228
Value of interest in common/collective trusts at end of year	2016-12-31	$241,330
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$617,198
Net investment gain or loss from common/collective trusts	2016-12-31	$1,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,050,789
Employer contributions (assets) at end of year	2016-12-31	$705,989
Employer contributions (assets) at beginning of year	2016-12-31	$656,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$774,670
Contract administrator fees	2016-12-31	$8,843
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	DEMING MALONE LIVESAY & OSTROFF
Accountancy firm EIN	2016-12-31	611064249
2015 : FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,249,989
Total of all expenses incurred	2015-12-31	$551,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$541,604
Expenses. Certain deemed distributions of participant loans	2015-12-31	$1,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,515,752
Value of total assets at end of year	2015-12-31	$10,969,874
Value of total assets at beginning of year	2015-12-31	$10,271,472
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$8,429
Total interest from all sources	2015-12-31	$9,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$546,642
Participant contributions at end of year	2015-12-31	$179,819
Participant contributions at beginning of year	2015-12-31	$170,020
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$14,842
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$698,402
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$10,969,874
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$10,271,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$8,429
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$10,133,085
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$9,507,387
Interest on participant loans	2015-12-31	$9,328
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$15
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-275,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$954,268
Employer contributions (assets) at end of year	2015-12-31	$656,970
Employer contributions (assets) at beginning of year	2015-12-31	$594,065
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$541,604
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	DEMING MALONE LIVESAY & OSTROFF
Accountancy firm EIN	2015-12-31	611064249
2014 : FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,866,638
Total of all expenses incurred	2014-12-31	$572,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$564,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,407,430
Value of total assets at end of year	2014-12-31	$10,271,472
Value of total assets at beginning of year	2014-12-31	$8,977,769
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$8,619
Total interest from all sources	2014-12-31	$7,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$523,298
Participant contributions at end of year	2014-12-31	$170,020
Participant contributions at beginning of year	2014-12-31	$133,670
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$2,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,293,703
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$10,271,472
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$8,977,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$8,619
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$9,507,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$8,314,085
Interest on participant loans	2014-12-31	$7,478
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$30
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$451,700
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$881,643
Employer contributions (assets) at end of year	2014-12-31	$594,065
Employer contributions (assets) at beginning of year	2014-12-31	$530,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$564,316
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DEMING MALONE LIVESAY & OSTROFF
Accountancy firm EIN	2014-12-31	611064249

Form 5500 Responses for FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN

2017: FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FAMILY ALLERGY AND ASTHMA SAFE HARBOR 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-823685

Policy instance

Insurance contract or identification number	GA-823685
Number of Individuals Covered	139
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $38,098
Total amount of fees paid to insurance company	USD $0
Commission paid to Insurance Broker	USD $33,336
Insurance broker organization code?	3
Insurance broker name	MOUNTJOY CHILTON MEDLEY LLP

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-823685

Policy instance

Insurance contract or identification number	GA-823685
Number of Individuals Covered	128
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $32,943
Total amount of fees paid to insurance company	USD $0
Commission paid to Insurance Broker	USD $28,825
Insurance broker organization code?	3
Insurance broker name	MOUNTJOY CHILTON MEDLEY LLP

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	PSF, PLLC D/B/A FAMILY ALLERGY AND ASTHMA
Employer identification number (EIN):	611389493
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)