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SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN 401k Plan overview

Plan NameSCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN
Plan identification number 001

SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SCHAEFFER & BARTELL, PLLC has sponsored the creation of one or more 401k plans.

Company Name:SCHAEFFER & BARTELL, PLLC
Employer identification number (EIN):611432420
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-11-01
0012021-11-01
0012020-11-01
0012019-11-01
0012018-11-01
0012017-11-01
0012016-11-01
0012015-11-01RYAN DUVAL2017-04-11
0012014-11-01RYAN DUVAL2016-08-10
0012013-11-01RYAN DUVAL2015-08-13
0012012-11-01J. THOMAS SCHAEFFER J. THOMAS SCHAEFFER2014-05-14
0012011-11-01J. THOMAS SCHAEFFER J. THOMAS SCHAEFFER2013-05-01
0012010-11-01J. THOMAS SCHAEFFER
0012009-11-01J. THOMAS SCHAEFFER J. THOMAS SCHAEFFER2011-08-01
0012009-11-01J. THOMAS SCHAEFFER J. THOMAS SCHAEFFER2011-08-25

Plan Statistics for SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN

401k plan membership statisitcs for SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN

Measure Date Value
2012: SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-013
Total number of active participants reported on line 7a of the Form 55002012-11-013
Total of all active and inactive participants2012-11-013
Total participants2012-11-013
2011: SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-013
Total number of active participants reported on line 7a of the Form 55002011-11-013
Total of all active and inactive participants2011-11-013
Total participants2011-11-013
2010: SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-11-013
Total number of active participants reported on line 7a of the Form 55002010-11-013
Total of all active and inactive participants2010-11-013
Total participants2010-11-013
2009: SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-11-013
Total number of active participants reported on line 7a of the Form 55002009-11-013
Total of all active and inactive participants2009-11-013
Total participants2009-11-013

Financial Data on SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN

Measure Date Value
2013 : SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-10-31$195,912
Expenses. Total of all expenses incurred2013-10-31$0
Total plan assets at end of year2013-10-31$904,956
Total plan assets at beginning of year2013-10-31$709,044
Other income received2013-10-31$162,162
Net income (gross income less expenses)2013-10-31$195,912
Net plan assets at end of year (total assets less liabilities)2013-10-31$904,956
Net plan assets at beginning of year (total assets less liabilities)2013-10-31$709,044
Total contributions received or receivable from employer(s)2013-10-31$33,750
2012 : SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-10-31$107,760
Total plan assets at end of year2012-10-31$709,044
Total plan assets at beginning of year2012-10-31$601,284
Other income received2012-10-31$65,818
Net income (gross income less expenses)2012-10-31$107,760
Net plan assets at end of year (total assets less liabilities)2012-10-31$709,044
Net plan assets at beginning of year (total assets less liabilities)2012-10-31$601,284
Total contributions received or receivable from employer(s)2012-10-31$41,942
2011 : SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-10-31$22,004
Total plan assets at end of year2011-10-31$601,284
Total plan assets at beginning of year2011-10-31$579,280
Other income received2011-10-31$-939
Net income (gross income less expenses)2011-10-31$22,004
Net plan assets at end of year (total assets less liabilities)2011-10-31$601,284
Net plan assets at beginning of year (total assets less liabilities)2011-10-31$579,280
Total contributions received or receivable from employer(s)2011-10-31$22,943

Form 5500 Responses for SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN

2012: SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedNo
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – InsuranceYes
2012-11-01Plan benefit arrangement – InsuranceYes
2011: SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – InsuranceYes
2011-11-01Plan benefit arrangement – InsuranceYes
2010: SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN 2010 form 5500 responses
2010-11-01Type of plan entitySingle employer plan
2010-11-01Submission has been amendedNo
2010-11-01This submission is the final filingNo
2010-11-01This return/report is a short plan year return/report (less than 12 months)No
2010-11-01Plan is a collectively bargained planNo
2010-11-01Plan funding arrangement – InsuranceYes
2010-11-01Plan benefit arrangement – InsuranceYes
2009: SCHAEFFER & BARTELL, PLLC PROFIT SHARING PLAN 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01Submission has been amendedYes
2009-11-01This submission is the final filingNo
2009-11-01Plan funding arrangement – InsuranceYes
2009-11-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberA010116161
Policy instance 1
Insurance contract or identification numberA010116161
Number of Individuals Covered3
Insurance policy start date2010-11-01
Insurance policy end date2011-10-31
Total amount of commissions paid to insurance brokerUSD $269
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

Potentially related plans

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