401k Plan data: WALTERS, BALIDO & CRAIN RETIREMENT PLAN plan

WALTERS, BALIDO & CRAIN RETIREMENT PLAN 401k Plan overview

Plan Name	WALTERS, BALIDO & CRAIN RETIREMENT PLAN
Plan identification number	001

WALTERS, BALIDO & CRAIN RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WALTERS, BALIDO, & CRAIN L.L.P. has sponsored the creation of one or more 401k plans.

Company Name: WALTERS, BALIDO, & CRAIN L.L.P.

Employer identification number (EIN): 611497895

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WALTERS, BALIDO & CRAIN RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01 GREG AVE 2020-10-14
001 2018-01-01 GREG AVE 2019-07-22
001 2017-01-01 GREG AVE 2018-09-11
001 2016-01-01 GREG AVE 2017-06-15
001 2015-01-01 GREG AVE 2016-07-20
001 2014-01-01 GREG AVE 2015-08-15
001 2013-01-01 GREG AVE 2014-08-22
001 2012-01-01 GREG AVE 2013-06-29
001 2011-01-01 GREGORY R. AVE 2012-06-25
001 2009-01-01 GREGORY R. AVE

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01	GREG AVE	2020-10-14
001	2018-01-01	GREG AVE	2019-07-22
001	2017-01-01	GREG AVE	2018-09-11
001	2016-01-01	GREG AVE	2017-06-15
001	2015-01-01	GREG AVE	2016-07-20
001	2014-01-01	GREG AVE	2015-08-15
001	2013-01-01	GREG AVE	2014-08-22
001	2012-01-01	GREG AVE	2013-06-29
001	2011-01-01	GREGORY R. AVE	2012-06-25
001	2009-01-01	GREGORY R. AVE

Plan Statistics for WALTERS, BALIDO & CRAIN RETIREMENT PLAN

401k plan membership statisitcs for WALTERS, BALIDO & CRAIN RETIREMENT PLAN

Measure Date Value
2023: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 107
Number of retired or separated participants receiving benefits 2023-01-01 6
Number of other retired or separated participants entitled to future benefits 2023-01-01 43
Total of all active and inactive participants 2023-01-01 156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 156
Number of participants with account balances 2023-01-01 154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 12
2022: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 101
Number of retired or separated participants receiving benefits 2022-01-01 8
Number of other retired or separated participants entitled to future benefits 2022-01-01 37
Total of all active and inactive participants 2022-01-01 146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 146
Number of participants with account balances 2022-01-01 146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 7
2021: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 93
Number of retired or separated participants receiving benefits 2021-01-01 5
Number of other retired or separated participants entitled to future benefits 2021-01-01 35
Total of all active and inactive participants 2021-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 133
Number of participants with account balances 2021-01-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 16
2020: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 103
Number of retired or separated participants receiving benefits 2020-01-01 6
Number of other retired or separated participants entitled to future benefits 2020-01-01 32
Total of all active and inactive participants 2020-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 141
Number of participants with account balances 2020-01-01 141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 16
2019: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 89
Number of retired or separated participants receiving benefits 2019-01-01 9
Number of other retired or separated participants entitled to future benefits 2019-01-01 35
Total of all active and inactive participants 2019-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 133
Number of participants with account balances 2019-01-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 28
2009: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 41
Number of retired or separated participants receiving benefits 2009-01-01 3
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 49
Number of participants with account balances 2009-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2023: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	107
Number of retired or separated participants receiving benefits	2023-01-01	6
Number of other retired or separated participants entitled to future benefits	2023-01-01	43
Total of all active and inactive participants	2023-01-01	156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	156
Number of participants with account balances	2023-01-01	154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	12
2022: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	101
Number of retired or separated participants receiving benefits	2022-01-01	8
Number of other retired or separated participants entitled to future benefits	2022-01-01	37
Total of all active and inactive participants	2022-01-01	146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	146
Number of participants with account balances	2022-01-01	146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	7
2021: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	93
Number of retired or separated participants receiving benefits	2021-01-01	5
Number of other retired or separated participants entitled to future benefits	2021-01-01	35
Total of all active and inactive participants	2021-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	133
Number of participants with account balances	2021-01-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	16
2020: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	103
Number of retired or separated participants receiving benefits	2020-01-01	6
Number of other retired or separated participants entitled to future benefits	2020-01-01	32
Total of all active and inactive participants	2020-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	141
Number of participants with account balances	2020-01-01	141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	16
2019: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	89
Number of retired or separated participants receiving benefits	2019-01-01	9
Number of other retired or separated participants entitled to future benefits	2019-01-01	35
Total of all active and inactive participants	2019-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	133
Number of participants with account balances	2019-01-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	28
2009: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	41
Number of retired or separated participants receiving benefits	2009-01-01	3
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	49
Number of participants with account balances	2009-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on WALTERS, BALIDO & CRAIN RETIREMENT PLAN

Measure	Date	Value
2023 : WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$4,395,346
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$3,585,152
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$3,581,281
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$1,704,924
Value of total assets at end of year	2023-12-31	$18,770,290
Value of total assets at beginning of year	2023-12-31	$17,960,096
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$3,871
Total interest from all sources	2023-12-31	$4,487
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$776,255
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$776,255
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$500,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$904,477
Participant contributions at end of year	2023-12-31	$109,585
Participant contributions at beginning of year	2023-12-31	$79,947
Administrative expenses (other) incurred	2023-12-31	$3,871
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$810,194
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$18,770,290
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$17,960,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$17,168,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$13,741,631
Interest on participant loans	2023-12-31	$4,487
Value of interest in common/collective trusts at end of year	2023-12-31	$1,492,084
Value of interest in common/collective trusts at beginning of year	2023-12-31	$4,138,518
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$1,641,517
Net investment gain or loss from common/collective trusts	2023-12-31	$268,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$800,447
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$3,581,281
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	BROWN ROGERS & CO LLC
Accountancy firm EIN	2023-12-31	464195990
2022 : WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-1,076,624
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$759,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$757,145
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,537,202
Value of total assets at end of year	2022-12-31	$17,960,096
Value of total assets at beginning of year	2022-12-31	$19,796,168
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$2,303
Total interest from all sources	2022-12-31	$3,220
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$665,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$665,938
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$803,500
Participant contributions at end of year	2022-12-31	$79,947
Participant contributions at beginning of year	2022-12-31	$51,909
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$6,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,836,072
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$17,960,096
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$19,796,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$13,741,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$15,483,220
Interest on participant loans	2022-12-31	$3,220
Value of interest in common/collective trusts at end of year	2022-12-31	$4,138,518
Value of interest in common/collective trusts at beginning of year	2022-12-31	$4,261,039
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,967,043
Net investment gain or loss from common/collective trusts	2022-12-31	$-315,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$726,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$757,145
Contract administrator fees	2022-12-31	$2,303
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BROWN ROGERS & CO LLC
Accountancy firm EIN	2022-12-31	464195990
2021 : WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$4,330,370
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$2,456,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,453,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,370,287
Value of total assets at end of year	2021-12-31	$19,796,168
Value of total assets at beginning of year	2021-12-31	$17,922,639
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$3,015
Total interest from all sources	2021-12-31	$1,472
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,194,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,194,314
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$693,627
Participant contributions at end of year	2021-12-31	$51,909
Participant contributions at beginning of year	2021-12-31	$35,362
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,873,529
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$19,796,168
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$17,922,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$15,483,220
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$13,332,662
Interest on participant loans	2021-12-31	$1,472
Value of interest in common/collective trusts at end of year	2021-12-31	$4,261,039
Value of interest in common/collective trusts at beginning of year	2021-12-31	$4,554,615
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,393,902
Net investment gain or loss from common/collective trusts	2021-12-31	$370,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$676,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,453,826
Contract administrator fees	2021-12-31	$3,015
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BROWN ROGERS & CO LLC
Accountancy firm EIN	2021-12-31	464195990
2020 : WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$3,192,715
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,703,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,700,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,331,299
Value of total assets at end of year	2020-12-31	$17,922,639
Value of total assets at beginning of year	2020-12-31	$16,432,969
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$2,959
Total interest from all sources	2020-12-31	$2,274
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$651,664
Participant contributions at end of year	2020-12-31	$35,362
Participant contributions at beginning of year	2020-12-31	$57,861
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,489,670
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$17,922,639
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$16,432,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$13,332,662
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$12,356,095
Interest on participant loans	2020-12-31	$2,274
Value of interest in common/collective trusts at end of year	2020-12-31	$4,554,615
Value of interest in common/collective trusts at beginning of year	2020-12-31	$4,019,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,599,678
Net investment gain or loss from common/collective trusts	2020-12-31	$259,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$679,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,700,086
Contract administrator fees	2020-12-31	$2,959
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BROWN ROGERS & CO LLC
Accountancy firm EIN	2020-12-31	464195990
2019 : WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$4,045,408
Total income from all sources (including contributions)	2019-12-31	$4,045,408
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$58,703
Total of all expenses incurred	2019-12-31	$58,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$55,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$55,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,244,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,244,671
Value of total assets at end of year	2019-12-31	$16,432,969
Value of total assets at end of year	2019-12-31	$16,432,969
Value of total assets at beginning of year	2019-12-31	$12,446,264
Value of total assets at beginning of year	2019-12-31	$12,446,264
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$2,862
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$2,862
Total interest from all sources	2019-12-31	$3,162
Total interest from all sources	2019-12-31	$3,162
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$581,628
Contributions received from participants	2019-12-31	$581,628
Participant contributions at end of year	2019-12-31	$57,861
Participant contributions at end of year	2019-12-31	$57,861
Participant contributions at beginning of year	2019-12-31	$68,999
Participant contributions at beginning of year	2019-12-31	$68,999
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$3,986,705
Value of net income/loss	2019-12-31	$3,986,705
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$16,432,969
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$16,432,969
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$12,446,264
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$12,446,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$12,356,095
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$12,356,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$7,785,173
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$7,785,173
Interest on participant loans	2019-12-31	$3,162
Interest on participant loans	2019-12-31	$3,162
Value of interest in common/collective trusts at end of year	2019-12-31	$4,019,013
Value of interest in common/collective trusts at end of year	2019-12-31	$4,019,013
Value of interest in common/collective trusts at beginning of year	2019-12-31	$4,592,092
Value of interest in common/collective trusts at beginning of year	2019-12-31	$4,592,092
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,289,175
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,289,175
Net investment gain or loss from common/collective trusts	2019-12-31	$508,400
Net investment gain or loss from common/collective trusts	2019-12-31	$508,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$663,043
Contributions received in cash from employer	2019-12-31	$663,043
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$55,841
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$55,841
Contract administrator fees	2019-12-31	$2,862
Contract administrator fees	2019-12-31	$2,862
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BROWN ROGERS & CO
Accountancy firm name	2019-12-31	BROWN ROGERS & CO
Accountancy firm EIN	2019-12-31	464195990
Accountancy firm EIN	2019-12-31	464195990
2010 : WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$856,170
Expenses. Total of all expenses incurred	2010-12-31	$82,550
Benefits paid (including direct rollovers)	2010-12-31	$43,756
Total plan assets at end of year	2010-12-31	$3,746,899
Total plan assets at beginning of year	2010-12-31	$2,973,279
Value of fidelity bond covering the plan	2010-12-31	$400,000
Total contributions received or receivable from participants	2010-12-31	$242,274
Contributions received from other sources (not participants or employers)	2010-12-31	$16,885
Other income received	2010-12-31	$268,846
Net income (gross income less expenses)	2010-12-31	$773,620
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,746,899
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,973,279
Assets. Value of participant loans	2010-12-31	$61,407
Total contributions received or receivable from employer(s)	2010-12-31	$328,165
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$38,794
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for WALTERS, BALIDO & CRAIN RETIREMENT PLAN

2023: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2009: WALTERS, BALIDO & CRAIN RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	WALTERS, BALIDO, & CRAIN L.L.P.
Employer identification number (EIN):	611497895
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers