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RIO GRANDE UROLOGY, P.A. 401(K) PLAN 401k Plan overview

Plan NameRIO GRANDE UROLOGY, P.A. 401(K) PLAN
Plan identification number 001

RIO GRANDE UROLOGY, P.A. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RIO GRANDE UROLOGY, P.A. has sponsored the creation of one or more 401k plans.

Company Name:RIO GRANDE UROLOGY, P.A.
Employer identification number (EIN):611519241
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RIO GRANDE UROLOGY, P.A. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01HECTOR SANTANA2023-10-13 HECTOR SANTANA2023-10-13
0012021-01-01HECTOR SANTANA2022-10-14 HECTOR SANTANA2022-10-14
0012020-01-01HECTOR SANTANA2021-10-18
0012019-01-01HECTOR SANTANA2020-10-13
0012018-01-01
0012017-01-01HECTOR SANTANA
0012016-01-01HECTOR SANTANA HECTOR SANTANA2017-09-19
0012015-01-01HECTOR SANTANA HECTOR SANTANA2016-10-17
0012014-01-01HECTOR SANTANA HECTOR SANTANA2015-10-15
0012013-01-01NEPHTALI MATTA NEPHTALI MATTA2014-10-15
0012012-01-01NEPHTALI MATTA NEPHTALI MATTA2013-10-15
0012011-01-01NEPHTALI MATTA2012-09-28 NEPHTALI MATTA2012-09-28
0012010-01-01NEPHTALI MATTA2011-10-12 NEPHTALI MATTA2011-10-12

Plan Statistics for RIO GRANDE UROLOGY, P.A. 401(K) PLAN

401k plan membership statisitcs for RIO GRANDE UROLOGY, P.A. 401(K) PLAN

Measure Date Value
2022: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01229
Total number of active participants reported on line 7a of the Form 55002022-01-01217
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0156
Total of all active and inactive participants2022-01-01273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01273
Number of participants with account balances2022-01-01254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0123
2021: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01233
Total number of active participants reported on line 7a of the Form 55002021-01-01184
Number of retired or separated participants receiving benefits2021-01-0110
Number of other retired or separated participants entitled to future benefits2021-01-0170
Total of all active and inactive participants2021-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01264
Number of participants with account balances2021-01-01231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0116
2020: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01187
Total number of active participants reported on line 7a of the Form 55002020-01-01192
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0123
Total of all active and inactive participants2020-01-01215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01215
Number of participants with account balances2020-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01187
Total number of active participants reported on line 7a of the Form 55002019-01-01175
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0118
Total of all active and inactive participants2019-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01194
Number of participants with account balances2019-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0111
2018: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01199
Total number of active participants reported on line 7a of the Form 55002018-01-01166
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0112
Total of all active and inactive participants2018-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01178
Number of participants with account balances2018-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0111
2017: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01202
Total number of active participants reported on line 7a of the Form 55002017-01-01190
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-019
Total of all active and inactive participants2017-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01199
Number of participants with account balances2017-01-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0117
2016: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01135
Total number of active participants reported on line 7a of the Form 55002016-01-01152
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0150
Total of all active and inactive participants2016-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01202
Number of participants with account balances2016-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0122
2015: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01169
Total number of active participants reported on line 7a of the Form 55002015-01-01101
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0139
Total of all active and inactive participants2015-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01140
Number of participants with account balances2015-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0119
2014: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01157
Total number of active participants reported on line 7a of the Form 55002014-01-01111
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0152
Total of all active and inactive participants2014-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01163
Number of participants with account balances2014-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0114
2013: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01151
Total number of active participants reported on line 7a of the Form 55002013-01-01117
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0137
Total of all active and inactive participants2013-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01154
Number of participants with account balances2013-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01133
Total number of active participants reported on line 7a of the Form 55002012-01-01110
Number of retired or separated participants receiving benefits2012-01-0132
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01142
Number of participants with account balances2012-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0115

Financial Data on RIO GRANDE UROLOGY, P.A. 401(K) PLAN

Measure Date Value
2022 : RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-2,705,437
Total unrealized appreciation/depreciation of assets2022-12-31$-2,705,437
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-675,658
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$722,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$543,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,655,985
Value of total assets at end of year2022-12-31$15,339,502
Value of total assets at beginning of year2022-12-31$16,737,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$178,619
Total interest from all sources2022-12-31$6,196
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$362,481
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$362,481
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$562,429
Participant contributions at end of year2022-12-31$129,512
Participant contributions at beginning of year2022-12-31$194,361
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$415,359
Other income not declared elsewhere2022-12-31$5,117
Administrative expenses (other) incurred2022-12-31$154,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,398,070
Value of net assets at end of year (total assets less liabilities)2022-12-31$15,339,502
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$16,737,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$23,741
Value of interest in pooled separate accounts at end of year2022-12-31$15,209,990
Value of interest in pooled separate accounts at beginning of year2022-12-31$16,543,211
Income. Interest from loans (other than to participants)2022-12-31$6,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$678,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$543,793
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LAUTERBACH, BORSCHOW & COMPANY
Accountancy firm EIN2022-12-31742014723
2021 : RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$1,286,369
Total unrealized appreciation/depreciation of assets2021-12-31$1,286,369
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,834,123
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$452,849
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$442,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,190,561
Value of total assets at end of year2021-12-31$16,737,572
Value of total assets at beginning of year2021-12-31$14,356,298
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$10,507
Total interest from all sources2021-12-31$6,462
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$350,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$350,028
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$536,820
Participant contributions at end of year2021-12-31$194,361
Participant contributions at beginning of year2021-12-31$127,722
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Other income not declared elsewhere2021-12-31$703
Administrative expenses (other) incurred2021-12-31$580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,381,274
Value of net assets at end of year (total assets less liabilities)2021-12-31$16,737,572
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$14,356,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$9,927
Value of interest in pooled separate accounts at end of year2021-12-31$16,543,211
Value of interest in pooled separate accounts at beginning of year2021-12-31$14,228,576
Interest on participant loans2021-12-31$6,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$653,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$442,342
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LAUTERBACH, BORSCHOW & COMPANY
Accountancy firm EIN2021-12-31742014723
2020 : RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-64,476
Total unrealized appreciation/depreciation of assets2020-12-31$-64,476
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,703,786
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,589,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,547,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,396,622
Value of total assets at end of year2020-12-31$14,356,298
Value of total assets at beginning of year2020-12-31$13,241,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$41,986
Total interest from all sources2020-12-31$5,951
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$342,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$342,710
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$540,529
Participant contributions at end of year2020-12-31$127,722
Participant contributions at beginning of year2020-12-31$110,339
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$41,716
Administrative expenses (other) incurred2020-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,114,544
Value of net assets at end of year (total assets less liabilities)2020-12-31$14,356,298
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$13,241,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$41,886
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,973,572
Value of interest in pooled separate accounts at end of year2020-12-31$14,228,576
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$5,951
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$157,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,022,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$814,377
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,547,256
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31LAUTERBACH, BORSCHOW & COMPANY
Accountancy firm EIN2020-12-31742014723
2019 : RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,846,488
Total income from all sources (including contributions)2019-12-31$4,846,488
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,000,751
Total of all expenses incurred2019-12-31$1,000,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$961,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$961,853
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,838,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,838,701
Value of total assets at end of year2019-12-31$13,241,754
Value of total assets at end of year2019-12-31$13,241,754
Value of total assets at beginning of year2019-12-31$9,396,017
Value of total assets at beginning of year2019-12-31$9,396,017
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$38,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$38,898
Total interest from all sources2019-12-31$5,503
Total interest from all sources2019-12-31$5,503
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$400,936
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$400,936
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$400,936
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$400,936
Administrative expenses professional fees incurred2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$474,746
Participant contributions at end of year2019-12-31$110,339
Participant contributions at end of year2019-12-31$110,339
Participant contributions at beginning of year2019-12-31$106,948
Participant contributions at beginning of year2019-12-31$106,948
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,758,119
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$246
Administrative expenses (other) incurred2019-12-31$246
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,845,737
Value of net income/loss2019-12-31$3,845,737
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,241,754
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,241,754
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,396,017
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,396,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$34,277
Investment advisory and management fees2019-12-31$34,277
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,973,572
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,973,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,120,024
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,120,024
Interest on participant loans2019-12-31$5,503
Interest on participant loans2019-12-31$5,503
Value of interest in common/collective trusts at end of year2019-12-31$157,843
Value of interest in common/collective trusts at end of year2019-12-31$157,843
Value of interest in common/collective trusts at beginning of year2019-12-31$169,045
Value of interest in common/collective trusts at beginning of year2019-12-31$169,045
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,601,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,601,258
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$90
Net investment gain or loss from common/collective trusts2019-12-31$90
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$605,836
Contributions received in cash from employer2019-12-31$605,836
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$961,853
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$961,853
Contract administrator fees2019-12-31$4,375
Contract administrator fees2019-12-31$4,375
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LAUTERBACH, BORSCHOW & COMPANY
Accountancy firm name2019-12-31LAUTERBACH, BORSCHOW & COMPANY
Accountancy firm EIN2019-12-31742014723
2018 : RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$703,093
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$514,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$478,092
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,213,995
Value of total assets at end of year2018-12-31$9,396,017
Value of total assets at beginning of year2018-12-31$9,207,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$36,084
Total interest from all sources2018-12-31$5,319
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$379,129
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$379,129
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$487,847
Participant contributions at end of year2018-12-31$106,948
Participant contributions at beginning of year2018-12-31$60,297
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$-663
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Other income not declared elsewhere2018-12-31$0
Administrative expenses (other) incurred2018-12-31$183
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$188,917
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,396,017
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,207,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$31,066
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,120,024
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,058,409
Interest on participant loans2018-12-31$5,319
Interest earned on other investments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$169,045
Value of interest in common/collective trusts at beginning of year2018-12-31$88,394
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-895,435
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$85
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$726,811
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$478,092
Contract administrator fees2018-12-31$4,835
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LAUTERBACH, BORSCHOW & COMPANY
Accountancy firm EIN2018-12-31742014723
2017 : RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$47
Total income from all sources (including contributions)2017-12-31$1,582,448
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$184,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$161,139
Expenses. Certain deemed distributions of participant loans2017-12-31$937
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$515,215
Value of total assets at end of year2017-12-31$9,207,100
Value of total assets at beginning of year2017-12-31$7,808,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$22,184
Total interest from all sources2017-12-31$3,233
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$255,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$255,300
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$469,683
Participant contributions at end of year2017-12-31$60,297
Participant contributions at beginning of year2017-12-31$45,214
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$45,532
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Other income not declared elsewhere2017-12-31$2,543
Administrative expenses (other) incurred2017-12-31$37
Total non interest bearing cash at beginning of year2017-12-31$7,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,398,188
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,207,100
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,808,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$18,225
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,058,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,094,350
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$3,232
Interest earned on other investments2017-12-31$1
Value of interest in common/collective trusts at end of year2017-12-31$88,394
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$115
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$515,076
Net investment gain/loss from pooled separate accounts2017-12-31$290,535
Net investment gain or loss from common/collective trusts2017-12-31$546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$661,512
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$161,139
Contract administrator fees2017-12-31$3,922
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$47
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LAUTERBACH, BORSCHOW & COMPANY
Accountancy firm EIN2017-12-31742014723
2016 : RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$47
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$18,000
Total income from all sources (including contributions)2016-12-31$1,494,064
Total of all expenses incurred2016-12-31$170,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$153,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,084,315
Value of total assets at end of year2016-12-31$7,808,959
Value of total assets at beginning of year2016-12-31$6,502,951
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,802
Total interest from all sources2016-12-31$14,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$422,803
Participant contributions at end of year2016-12-31$45,214
Participant contributions at beginning of year2016-12-31$155,634
Total non interest bearing cash at end of year2016-12-31$7,768
Total non interest bearing cash at beginning of year2016-12-31$52,164
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,323,961
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,808,912
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,484,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$14,883
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,094,350
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,778,758
Interest on participant loans2016-12-31$5,459
Interest earned on other investments2016-12-31$8,625
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$115
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$0
Net investment gain/loss from pooled separate accounts2016-12-31$395,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$661,512
Employer contributions (assets) at end of year2016-12-31$661,512
Employer contributions (assets) at beginning of year2016-12-31$516,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$153,301
Contract administrator fees2016-12-31$1,919
Liabilities. Value of benefit claims payable at end of year2016-12-31$47
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$18,000
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LAUTERBACH, BORSCHOW & COMPANY
Accountancy firm EIN2016-12-31742014723
2015 : RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$18,000
Total income from all sources (including contributions)2015-12-31$824,783
Total of all expenses incurred2015-12-31$487,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$450,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$875,857
Value of total assets at end of year2015-12-31$6,502,951
Value of total assets at beginning of year2015-12-31$6,147,331
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$36,297
Total interest from all sources2015-12-31$25,493
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$1,930
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$359,462
Participant contributions at end of year2015-12-31$155,634
Participant contributions at beginning of year2015-12-31$157,508
Total non interest bearing cash at end of year2015-12-31$52,164
Total non interest bearing cash at beginning of year2015-12-31$26,016
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$337,620
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,484,951
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,147,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$33,809
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,778,758
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,384,293
Interest on participant loans2015-12-31$6,927
Interest earned on other investments2015-12-31$18,566
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$16,366
Net investment gain/loss from pooled separate accounts2015-12-31$-76,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$516,395
Employer contributions (assets) at end of year2015-12-31$516,395
Employer contributions (assets) at beginning of year2015-12-31$563,148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$450,866
Contract administrator fees2015-12-31$558
Liabilities. Value of benefit claims payable at end of year2015-12-31$18,000
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LAUTERBACH, BORSCHOW & COMPANY
Accountancy firm EIN2015-12-31742014723
2014 : RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,118,951
Total of all expenses incurred2014-12-31$84,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$55,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$871,767
Value of total assets at end of year2014-12-31$6,147,331
Value of total assets at beginning of year2014-12-31$5,113,277
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$29,632
Total interest from all sources2014-12-31$5,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$1,130
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$308,619
Participant contributions at end of year2014-12-31$157,508
Participant contributions at beginning of year2014-12-31$114,133
Other income not declared elsewhere2014-12-31$52
Total non interest bearing cash at end of year2014-12-31$26,016
Total non interest bearing cash at beginning of year2014-12-31$18,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,034,054
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,147,331
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,113,277
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$26,007
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,384,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,459,557
Interest on participant loans2014-12-31$5,170
Interest earned on other investments2014-12-31$74
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$16,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$16,369
Net investment gain/loss from pooled separate accounts2014-12-31$241,888
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$563,148
Employer contributions (assets) at end of year2014-12-31$563,148
Employer contributions (assets) at beginning of year2014-12-31$504,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$55,265
Contract administrator fees2014-12-31$2,495
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LAUTERBACH, BORSCHOW & COMPANY
Accountancy firm EIN2014-12-31742014723
2013 : RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,441,617
Total of all expenses incurred2013-12-31$112,595
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$87,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$843,470
Value of total assets at end of year2013-12-31$5,113,277
Value of total assets at beginning of year2013-12-31$3,784,255
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$24,806
Total interest from all sources2013-12-31$6,141
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$1,470
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$339,140
Participant contributions at end of year2013-12-31$114,133
Participant contributions at beginning of year2013-12-31$94,925
Other income not declared elsewhere2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$18,888
Total non interest bearing cash at beginning of year2013-12-31$9,446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,329,022
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,113,277
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,784,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$20,104
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,459,557
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,258,973
Interest on participant loans2013-12-31$6,126
Interest earned on other investments2013-12-31$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$16,369
Net investment gain/loss from pooled separate accounts2013-12-31$592,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$504,330
Employer contributions (assets) at end of year2013-12-31$504,330
Employer contributions (assets) at beginning of year2013-12-31$420,911
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$87,789
Contract administrator fees2013-12-31$3,232
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LAUTERBACH, BORSCHOW & COMPANY
Accountancy firm EIN2013-12-31742014723
2012 : RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,061,411
Total of all expenses incurred2012-12-31$125,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$106,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$733,003
Value of total assets at end of year2012-12-31$3,784,255
Value of total assets at beginning of year2012-12-31$2,848,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$18,807
Total interest from all sources2012-12-31$5,445
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$765
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$312,010
Participant contributions at end of year2012-12-31$94,925
Participant contributions at beginning of year2012-12-31$88,301
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$82
Total non interest bearing cash at end of year2012-12-31$9,446
Total non interest bearing cash at beginning of year2012-12-31$15,371
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$936,135
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,784,255
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,848,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$14,932
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,258,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,364,944
Interest on participant loans2012-12-31$5,445
Net investment gain/loss from pooled separate accounts2012-12-31$322,963
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$420,911
Employer contributions (assets) at end of year2012-12-31$420,911
Employer contributions (assets) at beginning of year2012-12-31$379,504
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$106,469
Contract administrator fees2012-12-31$3,110
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LAUTERBACH, BORSCHOW & COMPANY
Accountancy firm EIN2012-12-31742014723

Form 5500 Responses for RIO GRANDE UROLOGY, P.A. 401(K) PLAN

2022: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RIO GRANDE UROLOGY, P.A. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62381-1
Policy instance 4
Insurance contract or identification numberMR 62381-1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-07
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number551619
Policy instance 3
Insurance contract or identification number551619
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62381-1
Policy instance 2
Insurance contract or identification numberMR 62381-1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-07
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number551619
Policy instance 1
Insurance contract or identification number551619
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62381-1
Policy instance 4
Insurance contract or identification numberMR 62381-1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-07
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number551619
Policy instance 3
Insurance contract or identification number551619
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62381-1
Policy instance 2
Insurance contract or identification numberMR 62381-1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-07
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number551619
Policy instance 1
Insurance contract or identification number551619
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62381-1
Policy instance 2
Insurance contract or identification numberMR 62381-1
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-07
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number551619
Policy instance 1
Insurance contract or identification number551619
Number of Individuals Covered189
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number91501
Policy instance 2
Insurance contract or identification number91501
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-04-17
Total amount of commissions paid to insurance brokerUSD $604
Total amount of fees paid to insurance companyUSD $285
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $604
Amount paid for insurance broker fees285
Additional information about fees paid to insurance brokerSERVICE FEE
Insurance broker organization code?5
Insurance broker namePENSION STRATEGIES, LLC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62381
Policy instance 1
Insurance contract or identification numberMR 62381
Number of Individuals Covered199
Insurance policy start date2017-04-17
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number91501
Policy instance 1
Insurance contract or identification number91501
Number of Individuals Covered132
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $32,025
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2918
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker organization code?5
Insurance broker nameCFO SOLUTIONS OF ARIZONA
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number91501
Policy instance 1
Insurance contract or identification number91501
Number of Individuals Covered161
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $28,584
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2577
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker organization code?5
Insurance broker nameCFO SOLUTIONS OF ARIZONA
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number91501
Policy instance 1
Insurance contract or identification number91501
Number of Individuals Covered133
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,989
Total amount of fees paid to insurance companyUSD $21,574
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,989
Amount paid for insurance broker fees1470
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker organization code?5
Insurance broker nameCFO SOLUTIONS OF ARIZONA
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number91501
Policy instance 1
Insurance contract or identification number91501
Number of Individuals Covered120
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $17,185
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2253
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
Insurance broker nameCFO SOLUTIONS OF ARIZONA

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