AVIVA INVESTORS AMERICAS LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN
401k plan membership statisitcs for AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2023 401k membership |
|---|
| Total participants, beginning-of-year | 2023-01-01 | 88 |
| Total number of active participants reported on line 7a of the Form 5500 | 2023-01-01 | 27 |
| Number of retired or separated participants receiving benefits | 2023-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2023-01-01 | 56 |
| Total of all active and inactive participants | 2023-01-01 | 83 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2023-01-01 | 0 |
| Total participants | 2023-01-01 | 83 |
| Number of participants with account balances | 2023-01-01 | 83 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2023-01-01 | 1 |
| 2022: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 106 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 57 |
| Total of all active and inactive participants | 2022-01-01 | 88 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
| Total participants | 2022-01-01 | 88 |
| Number of participants with account balances | 2022-01-01 | 88 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
| 2021: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 105 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 53 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 53 |
| Total of all active and inactive participants | 2021-01-01 | 106 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 106 |
| Number of participants with account balances | 2021-01-01 | 105 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 3 |
| 2020: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 104 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 68 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 37 |
| Total of all active and inactive participants | 2020-01-01 | 105 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 105 |
| Number of participants with account balances | 2020-01-01 | 103 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 84 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 66 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 38 |
| Total of all active and inactive participants | 2019-01-01 | 104 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 104 |
| Number of participants with account balances | 2019-01-01 | 104 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 1 |
| 2017: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 87 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 61 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 30 |
| Total of all active and inactive participants | 2017-01-01 | 91 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 91 |
| Number of participants with account balances | 2017-01-01 | 90 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 83 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 59 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 28 |
| Total of all active and inactive participants | 2016-01-01 | 87 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 87 |
| Number of participants with account balances | 2016-01-01 | 87 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 3 |
| 2015: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 90 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 60 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 23 |
| Total of all active and inactive participants | 2015-01-01 | 83 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 83 |
| Number of participants with account balances | 2015-01-01 | 83 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 1 |
| 2014: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 131 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 59 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 31 |
| Total of all active and inactive participants | 2014-01-01 | 90 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 90 |
| Number of participants with account balances | 2014-01-01 | 90 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 6 |
| 2013: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-04-01 | 118 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-04-01 | 115 |
| Number of retired or separated participants receiving benefits | 2013-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-04-01 | 16 |
| Total of all active and inactive participants | 2013-04-01 | 131 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-04-01 | 0 |
| Total participants | 2013-04-01 | 131 |
| Number of participants with account balances | 2013-04-01 | 131 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-04-01 | 4 |
| Measure | Date | Value |
|---|
| 2023 : AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2023 401k financial data |
|---|
| Total income from all sources | 2023-12-31 | $3,021,579 |
| Expenses. Total of all expenses incurred | 2023-12-31 | $3,059,854 |
| Benefits paid (including direct rollovers) | 2023-12-31 | $3,058,998 |
| Total plan assets at end of year | 2023-12-31 | $14,370,887 |
| Total plan assets at beginning of year | 2023-12-31 | $14,409,162 |
| Value of fidelity bond covering the plan | 2023-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2023-12-31 | $492,166 |
| Other income received | 2023-12-31 | $2,165,883 |
| Net income (gross income less expenses) | 2023-12-31 | $-38,275 |
| Net plan assets at end of year (total assets less liabilities) | 2023-12-31 | $14,370,887 |
| Net plan assets at beginning of year (total assets less liabilities) | 2023-12-31 | $14,409,162 |
| Assets. Value of participant loans | 2023-12-31 | $66,851 |
| Total contributions received or receivable from employer(s) | 2023-12-31 | $363,530 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2023-12-31 | $856 |
| 2022 : AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2022 401k financial data |
|---|
| Total income from all sources | 2022-12-31 | $-1,909,022 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $3,033,714 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $3,032,350 |
| Total plan assets at end of year | 2022-12-31 | $14,409,162 |
| Total plan assets at beginning of year | 2022-12-31 | $19,351,898 |
| Value of fidelity bond covering the plan | 2022-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2022-12-31 | $705,857 |
| Other income received | 2022-12-31 | $-3,180,641 |
| Net income (gross income less expenses) | 2022-12-31 | $-4,942,736 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $14,409,162 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $19,351,898 |
| Assets. Value of participant loans | 2022-12-31 | $28,029 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $565,762 |
| Value of corrective distributions | 2022-12-31 | $71 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $1,293 |
| 2021 : AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2021 401k financial data |
|---|
| Total income from all sources | 2021-12-31 | $5,491,191 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $1,361,473 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $1,360,402 |
| Total plan assets at end of year | 2021-12-31 | $19,351,898 |
| Total plan assets at beginning of year | 2021-12-31 | $15,222,180 |
| Value of fidelity bond covering the plan | 2021-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2021-12-31 | $1,092,340 |
| Contributions received from other sources (not participants or employers) | 2021-12-31 | $1,360,974 |
| Other income received | 2021-12-31 | $2,235,401 |
| Net income (gross income less expenses) | 2021-12-31 | $4,129,718 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $19,351,898 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $15,222,180 |
| Assets. Value of participant loans | 2021-12-31 | $31,410 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $802,476 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $1,071 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| 2020 : AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2020 401k financial data |
|---|
| Total income from all sources | 2020-12-31 | $4,348,833 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $3,957,907 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $3,951,610 |
| Total plan assets at end of year | 2020-12-31 | $15,222,180 |
| Total plan assets at beginning of year | 2020-12-31 | $14,831,254 |
| Value of fidelity bond covering the plan | 2020-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2020-12-31 | $946,628 |
| Contributions received from other sources (not participants or employers) | 2020-12-31 | $149,559 |
| Other income received | 2020-12-31 | $2,564,156 |
| Net income (gross income less expenses) | 2020-12-31 | $390,926 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $15,222,180 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $14,831,254 |
| Assets. Value of participant loans | 2020-12-31 | $154,655 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $688,490 |
| Value of corrective distributions | 2020-12-31 | $4,055 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $2,242 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| 2019 : AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $4,713,653 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $752,460 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $751,109 |
| Total plan assets at end of year | 2019-12-31 | $14,831,254 |
| Total plan assets at beginning of year | 2019-12-31 | $10,870,061 |
| Value of fidelity bond covering the plan | 2019-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $798,451 |
| Contributions received from other sources (not participants or employers) | 2019-12-31 | $702,250 |
| Other income received | 2019-12-31 | $2,602,533 |
| Net income (gross income less expenses) | 2019-12-31 | $3,961,193 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $14,831,254 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $10,870,061 |
| Assets. Value of participant loans | 2019-12-31 | $181,146 |
| Assets. Value of assets in partnership/joint-venture interests | 2019-12-31 | $36,495 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $610,419 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $1,351 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| 2018 : AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $723,893 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $2,822,047 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $2,820,721 |
| Total plan assets at end of year | 2018-12-31 | $10,870,061 |
| Total plan assets at beginning of year | 2018-12-31 | $12,968,215 |
| Value of fidelity bond covering the plan | 2018-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $750,254 |
| Contributions received from other sources (not participants or employers) | 2018-12-31 | $124,220 |
| Other income received | 2018-12-31 | $-716,059 |
| Net income (gross income less expenses) | 2018-12-31 | $-2,098,154 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $10,870,061 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $12,968,215 |
| Assets. Value of participant loans | 2018-12-31 | $130,338 |
| Assets. Value of assets in partnership/joint-venture interests | 2018-12-31 | $41,158 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $565,478 |
| Value of corrective distributions | 2018-12-31 | $572 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $754 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| 2017 : AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $3,270,265 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $2,572,622 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $2,571,984 |
| Total plan assets at end of year | 2017-12-31 | $12,968,215 |
| Total plan assets at beginning of year | 2017-12-31 | $12,270,572 |
| Value of fidelity bond covering the plan | 2017-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $746,181 |
| Contributions received from other sources (not participants or employers) | 2017-12-31 | $72,210 |
| Other income received | 2017-12-31 | $1,865,877 |
| Net income (gross income less expenses) | 2017-12-31 | $697,643 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $12,968,215 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $12,270,572 |
| Assets. Value of participant loans | 2017-12-31 | $223,746 |
| Assets. Value of assets in partnership/joint-venture interests | 2017-12-31 | $82,588 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $585,997 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $638 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2016 : AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $2,090,174 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $842,963 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $841,914 |
| Total plan assets at end of year | 2016-12-31 | $12,270,572 |
| Total plan assets at beginning of year | 2016-12-31 | $11,023,361 |
| Value of fidelity bond covering the plan | 2016-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $765,584 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $76,761 |
| Other income received | 2016-12-31 | $706,549 |
| Net income (gross income less expenses) | 2016-12-31 | $1,247,211 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $12,270,572 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $11,023,361 |
| Assets. Value of participant loans | 2016-12-31 | $213,293 |
| Assets. Value of assets in partnership/joint-venture interests | 2016-12-31 | $9,183 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $541,280 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $1,049 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| 2015 : AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $1,406,500 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $731,200 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $730,102 |
| Total plan assets at end of year | 2015-12-31 | $11,023,361 |
| Total plan assets at beginning of year | 2015-12-31 | $10,348,061 |
| Value of fidelity bond covering the plan | 2015-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $756,272 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $84,599 |
| Other income received | 2015-12-31 | $-8,911 |
| Net income (gross income less expenses) | 2015-12-31 | $675,300 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $11,023,361 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $10,348,061 |
| Assets. Value of participant loans | 2015-12-31 | $189,933 |
| Assets. Value of assets in partnership/joint-venture interests | 2015-12-31 | $8,087 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $574,540 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $1,098 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $57,336 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $57,336 |
| Total transfer of assets to this plan | 2014-12-31 | $16,872 |
| Total transfer of assets from this plan | 2014-12-31 | $5,950,731 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $3,714,821 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,947,639 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,946,787 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,992,953 |
| Value of total assets at end of year | 2014-12-31 | $10,348,061 |
| Value of total assets at beginning of year | 2014-12-31 | $14,514,738 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $852 |
| Total interest from all sources | 2014-12-31 | $54,681 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $110,050 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $110,050 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,404,882 |
| Participant contributions at end of year | 2014-12-31 | $154,931 |
| Participant contributions at beginning of year | 2014-12-31 | $107,562 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $372,467 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $1,048,739 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $513,646 |
| Other income not declared elsewhere | 2014-12-31 | $-23,441 |
| Administrative expenses (other) incurred | 2014-12-31 | $852 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $1,767,182 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $10,348,061 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $14,514,738 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2014-12-31 | $57,680 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $6,532,480 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $9,159,713 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $1,434,538 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $1,732,896 |
| Interest on participant loans | 2014-12-31 | $6,005 |
| Interest earned on other investments | 2014-12-31 | $48,676 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $1,795,965 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $2,465,828 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $417,653 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $105,589 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $1,074,425 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,946,787 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2014-12-31 | 410766749 |
| 2013 : AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $12,483,121 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $3,042,547 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $1,010,930 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,010,027 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,113,253 |
| Value of total assets at end of year | 2013-12-31 | $14,514,738 |
| Value of total assets at beginning of year | 2013-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $903 |
| Total interest from all sources | 2013-12-31 | $46,979 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $101,529 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $101,529 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $618,439 |
| Participant contributions at end of year | 2013-12-31 | $107,562 |
| Participant contributions at beginning of year | 2013-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $1,048,739 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $62,527 |
| Other income not declared elsewhere | 2013-12-31 | $171,579 |
| Administrative expenses (other) incurred | 2013-12-31 | $903 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $2,031,617 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $14,514,738 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $9,159,713 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $1,732,896 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $0 |
| Interest on participant loans | 2013-12-31 | $3,315 |
| Interest earned on other investments | 2013-12-31 | $43,664 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $2,465,828 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,379,761 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $229,446 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $432,287 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,010,027 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2013-12-31 | 410766749 |
| 2023: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2023 form 5500 responses |
|---|
| 2023-01-01 | Type of plan entity | Single employer plan |
| 2023-01-01 | Submission has been amended | No |
| 2023-01-01 | This submission is the final filing | No |
| 2023-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2023-01-01 | Plan is a collectively bargained plan | No |
| 2023-01-01 | Plan funding arrangement – Insurance | Yes |
| 2023-01-01 | Plan funding arrangement – Trust | Yes |
| 2023-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2023-01-01 | Plan benefit arrangement - Trust | Yes |
| 2022: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2022 form 5500 responses |
|---|
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Submission has been amended | No |
| 2022-01-01 | This submission is the final filing | No |
| 2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2022-01-01 | Plan is a collectively bargained plan | No |
| 2022-01-01 | Plan funding arrangement – Insurance | Yes |
| 2022-01-01 | Plan funding arrangement – Trust | Yes |
| 2022-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2022-01-01 | Plan benefit arrangement - Trust | Yes |
| 2021: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Submission has been amended | No |
| 2021-01-01 | This submission is the final filing | No |
| 2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-01-01 | Plan is a collectively bargained plan | No |
| 2021-01-01 | Plan funding arrangement – Insurance | Yes |
| 2021-01-01 | Plan funding arrangement – Trust | Yes |
| 2021-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2021-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Insurance | Yes |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | Yes |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN 2013 form 5500 responses |
|---|
| 2013-04-01 | Type of plan entity | Single employer plan |
| 2013-04-01 | First time form 5500 has been submitted | Yes |
| 2013-04-01 | Submission has been amended | Yes |
| 2013-04-01 | This submission is the final filing | No |
| 2013-04-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2013-04-01 | Plan is a collectively bargained plan | No |
| 2013-04-01 | Plan funding arrangement – Insurance | Yes |
| 2013-04-01 | Plan funding arrangement – Trust | Yes |
| 2013-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-04-01 | Plan benefit arrangement - Trust | Yes |
