401k Plan data: THE LILLY COMPANY 401(K) PLAN plan

THE LILLY COMPANY 401(K) PLAN 401k Plan overview

Plan Name	THE LILLY COMPANY 401(K) PLAN
Plan identification number	002

THE LILLY COMPANY 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE LILLY COMPANY has sponsored the creation of one or more 401k plans.

Company Name: THE LILLY COMPANY

Employer identification number (EIN): 620271840

NAIC Classification: 423800

Additional information about THE LILLY COMPANY

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 1969-01-03

Company Identification Number: C0560150

Legal Registered Office Address: 18980 Ventura Blvd #104

Tarzana
United States of America (USA)
91356

More information about THE LILLY COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE LILLY COMPANY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-10-01 CARLA HAMPTON 2022-11-21
002 2020-10-01 CARLA HAMPTON 2021-11-24
002 2019-10-01 CARLA HAMPTON 2020-11-19
002 2018-10-01 CARLA HAMPTON 2020-07-11
002 2017-10-01 CARLA HAMPTON 2019-07-11
002 2016-10-01 CARLA HAMPTON
002 2015-10-01 CARLA HAMPTON
002 2014-10-01 CARLA HAMPTON
002 2013-10-01 CARLA HAMPTON
002 2012-10-01 CARLA HAMPTON
002 2011-10-01 ROBERT DAVIDSON ROBERT DAVIDSON 2013-07-09
002 2009-10-01 ROBERT DAVIDSON
002 2008-10-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2021-10-01	CARLA HAMPTON	2022-11-21
002	2020-10-01	CARLA HAMPTON	2021-11-24
002	2019-10-01	CARLA HAMPTON	2020-11-19
002	2018-10-01	CARLA HAMPTON	2020-07-11
002	2017-10-01	CARLA HAMPTON	2019-07-11
002	2016-10-01	CARLA HAMPTON
002	2015-10-01	CARLA HAMPTON
002	2014-10-01	CARLA HAMPTON
002	2013-10-01	CARLA HAMPTON
002	2012-10-01	CARLA HAMPTON
002	2011-10-01	ROBERT DAVIDSON		ROBERT DAVIDSON	2013-07-09
002	2009-10-01	ROBERT DAVIDSON
002	2008-10-01

Plan Statistics for THE LILLY COMPANY 401(K) PLAN

401k plan membership statisitcs for THE LILLY COMPANY 401(K) PLAN

Measure Date Value
2021: THE LILLY COMPANY 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-10-01 274
Total number of active participants reported on line 7a of the Form 5500 2021-10-01 251
Number of retired or separated participants receiving benefits 2021-10-01 0
Number of other retired or separated participants entitled to future benefits 2021-10-01 36
Total of all active and inactive participants 2021-10-01 287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-10-01 0
Total participants 2021-10-01 287
Number of participants with account balances 2021-10-01 206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-10-01 3
2020: THE LILLY COMPANY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-10-01 372
Total number of active participants reported on line 7a of the Form 5500 2020-10-01 231
Number of retired or separated participants receiving benefits 2020-10-01 0
Number of other retired or separated participants entitled to future benefits 2020-10-01 43
Total of all active and inactive participants 2020-10-01 274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-10-01 0
Total participants 2020-10-01 274
Number of participants with account balances 2020-10-01 206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-10-01 6
2019: THE LILLY COMPANY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-10-01 389
Total number of active participants reported on line 7a of the Form 5500 2019-10-01 252
Number of retired or separated participants receiving benefits 2019-10-01 0
Number of other retired or separated participants entitled to future benefits 2019-10-01 120
Total of all active and inactive participants 2019-10-01 372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-10-01 0
Total participants 2019-10-01 372
Number of participants with account balances 2019-10-01 301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-10-01 6
2018: THE LILLY COMPANY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-10-01 356
Total number of active participants reported on line 7a of the Form 5500 2018-10-01 272
Number of retired or separated participants receiving benefits 2018-10-01 0
Number of other retired or separated participants entitled to future benefits 2018-10-01 117
Total of all active and inactive participants 2018-10-01 389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-10-01 0
Total participants 2018-10-01 389
Number of participants with account balances 2018-10-01 302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-10-01 13
2017: THE LILLY COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-10-01 335
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 255
Number of retired or separated participants receiving benefits 2017-10-01 0
Number of other retired or separated participants entitled to future benefits 2017-10-01 101
Total of all active and inactive participants 2017-10-01 356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-10-01 0
Total participants 2017-10-01 356
Number of participants with account balances 2017-10-01 299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-10-01 16
2016: THE LILLY COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 314
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 241
Number of retired or separated participants receiving benefits 2016-10-01 0
Number of other retired or separated participants entitled to future benefits 2016-10-01 95
Total of all active and inactive participants 2016-10-01 336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 0
Total participants 2016-10-01 336
Number of participants with account balances 2016-10-01 293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 23
2015: THE LILLY COMPANY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 298
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 247
Number of retired or separated participants receiving benefits 2015-10-01 0
Number of other retired or separated participants entitled to future benefits 2015-10-01 67
Total of all active and inactive participants 2015-10-01 314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 0
Total participants 2015-10-01 314
Number of participants with account balances 2015-10-01 263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 16
2014: THE LILLY COMPANY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 236
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 241
Number of retired or separated participants receiving benefits 2014-10-01 0
Number of other retired or separated participants entitled to future benefits 2014-10-01 57
Total of all active and inactive participants 2014-10-01 298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 298
Number of participants with account balances 2014-10-01 252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 7
2013: THE LILLY COMPANY 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 224
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 187
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 49
Total of all active and inactive participants 2013-10-01 236
Total participants 2013-10-01 236
Number of participants with account balances 2013-10-01 187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 7
2012: THE LILLY COMPANY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 248
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 176
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 48
Total of all active and inactive participants 2012-10-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 224
Number of participants with account balances 2012-10-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 6
2011: THE LILLY COMPANY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 249
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 169
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 79
Total of all active and inactive participants 2011-10-01 248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 248
Number of participants with account balances 2011-10-01 206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 9
2009: THE LILLY COMPANY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 256
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 164
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 74
Total of all active and inactive participants 2009-10-01 238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 238
Number of participants with account balances 2009-10-01 201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 3

Measure	Date	Value
2021: THE LILLY COMPANY 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-10-01	274
Total number of active participants reported on line 7a of the Form 5500	2021-10-01	251
Number of retired or separated participants receiving benefits	2021-10-01	0
Number of other retired or separated participants entitled to future benefits	2021-10-01	36
Total of all active and inactive participants	2021-10-01	287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-10-01	0
Total participants	2021-10-01	287
Number of participants with account balances	2021-10-01	206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-10-01	3
2020: THE LILLY COMPANY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-10-01	372
Total number of active participants reported on line 7a of the Form 5500	2020-10-01	231
Number of retired or separated participants receiving benefits	2020-10-01	0
Number of other retired or separated participants entitled to future benefits	2020-10-01	43
Total of all active and inactive participants	2020-10-01	274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-10-01	0
Total participants	2020-10-01	274
Number of participants with account balances	2020-10-01	206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-10-01	6
2019: THE LILLY COMPANY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-10-01	389
Total number of active participants reported on line 7a of the Form 5500	2019-10-01	252
Number of retired or separated participants receiving benefits	2019-10-01	0
Number of other retired or separated participants entitled to future benefits	2019-10-01	120
Total of all active and inactive participants	2019-10-01	372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-10-01	0
Total participants	2019-10-01	372
Number of participants with account balances	2019-10-01	301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-10-01	6
2018: THE LILLY COMPANY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-10-01	356
Total number of active participants reported on line 7a of the Form 5500	2018-10-01	272
Number of retired or separated participants receiving benefits	2018-10-01	0
Number of other retired or separated participants entitled to future benefits	2018-10-01	117
Total of all active and inactive participants	2018-10-01	389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-10-01	0
Total participants	2018-10-01	389
Number of participants with account balances	2018-10-01	302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-10-01	13
2017: THE LILLY COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-10-01	335
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	255
Number of retired or separated participants receiving benefits	2017-10-01	0
Number of other retired or separated participants entitled to future benefits	2017-10-01	101
Total of all active and inactive participants	2017-10-01	356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-10-01	0
Total participants	2017-10-01	356
Number of participants with account balances	2017-10-01	299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-10-01	16
2016: THE LILLY COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	314
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	241
Number of retired or separated participants receiving benefits	2016-10-01	0
Number of other retired or separated participants entitled to future benefits	2016-10-01	95
Total of all active and inactive participants	2016-10-01	336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	0
Total participants	2016-10-01	336
Number of participants with account balances	2016-10-01	293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	23
2015: THE LILLY COMPANY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	298
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	247
Number of retired or separated participants receiving benefits	2015-10-01	0
Number of other retired or separated participants entitled to future benefits	2015-10-01	67
Total of all active and inactive participants	2015-10-01	314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	0
Total participants	2015-10-01	314
Number of participants with account balances	2015-10-01	263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	16
2014: THE LILLY COMPANY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	236
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	241
Number of retired or separated participants receiving benefits	2014-10-01	0
Number of other retired or separated participants entitled to future benefits	2014-10-01	57
Total of all active and inactive participants	2014-10-01	298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	298
Number of participants with account balances	2014-10-01	252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	7
2013: THE LILLY COMPANY 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	224
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	187
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	49
Total of all active and inactive participants	2013-10-01	236
Total participants	2013-10-01	236
Number of participants with account balances	2013-10-01	187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	7
2012: THE LILLY COMPANY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	248
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	176
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	48
Total of all active and inactive participants	2012-10-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	224
Number of participants with account balances	2012-10-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	6
2011: THE LILLY COMPANY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	249
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	169
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	79
Total of all active and inactive participants	2011-10-01	248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	248
Number of participants with account balances	2011-10-01	206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	9
2009: THE LILLY COMPANY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	256
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	164
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	74
Total of all active and inactive participants	2009-10-01	238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	238
Number of participants with account balances	2009-10-01	201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	3

Financial Data on THE LILLY COMPANY 401(K) PLAN

Measure	Date	Value
2022 : THE LILLY COMPANY 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-09-30	$-3,197,191
Total unrealized appreciation/depreciation of assets	2022-09-30	$-3,197,191
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-09-30	$0
Total income from all sources (including contributions)	2022-09-30	$-1,295,598
Total loss/gain on sale of assets	2022-09-30	$0
Total of all expenses incurred	2022-09-30	$772,236
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-09-30	$746,503
Value of total corrective distributions	2022-09-30	$21,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-09-30	$1,885,404
Value of total assets at end of year	2022-09-30	$16,531,230
Value of total assets at beginning of year	2022-09-30	$18,599,064
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-09-30	$3,817
Total interest from all sources	2022-09-30	$16,189
Total dividends received (eg from common stock, registered investment company shares)	2022-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-09-30	No
Administrative expenses professional fees incurred	2022-09-30	$3,817
Was this plan covered by a fidelity bond	2022-09-30	Yes
Value of fidelity bond cover	2022-09-30	$500,000
If this is an individual account plan, was there a blackout period	2022-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-09-30	No
Contributions received from participants	2022-09-30	$1,112,671
Participant contributions at end of year	2022-09-30	$333,608
Participant contributions at beginning of year	2022-09-30	$319,731
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Value of net income/loss	2022-09-30	$-2,067,834
Value of net assets at end of year (total assets less liabilities)	2022-09-30	$16,531,230
Value of net assets at beginning of year (total assets less liabilities)	2022-09-30	$18,599,064
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-09-30	No
Were any leases to which the plan was party in default or uncollectible	2022-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-09-30	$15,424,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-09-30	$17,656,589
Interest on participant loans	2022-09-30	$16,189
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-09-30	No
Was there a failure to transmit to the plan any participant contributions	2022-09-30	No
Has the plan failed to provide any benefit when due under the plan	2022-09-30	No
Contributions received in cash from employer	2022-09-30	$772,733
Employer contributions (assets) at end of year	2022-09-30	$772,733
Employer contributions (assets) at beginning of year	2022-09-30	$622,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-09-30	$746,503
Did the plan have assets held for investment	2022-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-09-30	No
Opinion of an independent qualified public accountant for this plan	2022-09-30	Unqualified
Accountancy firm name	2022-09-30	REYNOLDS, BONE & GRIESBECK, PLC
Accountancy firm EIN	2022-09-30	620428728
2021 : THE LILLY COMPANY 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-09-30	$3,105,381
Total unrealized appreciation/depreciation of assets	2021-09-30	$3,105,381
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-09-30	$0
Total income from all sources (including contributions)	2021-09-30	$4,732,761
Total loss/gain on sale of assets	2021-09-30	$0
Total of all expenses incurred	2021-09-30	$1,275,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-09-30	$1,193,035
Expenses. Certain deemed distributions of participant loans	2021-09-30	$43,749
Value of total corrective distributions	2021-09-30	$31,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-09-30	$1,611,099
Value of total assets at end of year	2021-09-30	$18,599,064
Value of total assets at beginning of year	2021-09-30	$15,141,976
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-09-30	$6,897
Total interest from all sources	2021-09-30	$16,281
Total dividends received (eg from common stock, registered investment company shares)	2021-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-09-30	No
Administrative expenses professional fees incurred	2021-09-30	$6,897
Was this plan covered by a fidelity bond	2021-09-30	Yes
Value of fidelity bond cover	2021-09-30	$500,000
If this is an individual account plan, was there a blackout period	2021-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2021-09-30	No
Contributions received from participants	2021-09-30	$974,106
Participant contributions at end of year	2021-09-30	$319,731
Participant contributions at beginning of year	2021-09-30	$307,637
Income. Received or receivable in cash from other sources (including rollovers)	2021-09-30	$14,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Value of net income/loss	2021-09-30	$3,457,088
Value of net assets at end of year (total assets less liabilities)	2021-09-30	$18,599,064
Value of net assets at beginning of year (total assets less liabilities)	2021-09-30	$15,141,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-09-30	No
Were any leases to which the plan was party in default or uncollectible	2021-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-09-30	$17,656,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-09-30	$14,121,795
Interest on participant loans	2021-09-30	$16,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-09-30	No
Was there a failure to transmit to the plan any participant contributions	2021-09-30	No
Has the plan failed to provide any benefit when due under the plan	2021-09-30	No
Contributions received in cash from employer	2021-09-30	$622,744
Employer contributions (assets) at end of year	2021-09-30	$622,744
Employer contributions (assets) at beginning of year	2021-09-30	$712,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-09-30	$1,193,035
Did the plan have assets held for investment	2021-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-09-30	No
Opinion of an independent qualified public accountant for this plan	2021-09-30	Unqualified
Accountancy firm name	2021-09-30	REYNOLDS, BONE & GRIESBECK, PLC
Accountancy firm EIN	2021-09-30	620428728
2020 : THE LILLY COMPANY 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-09-30	$1,528,123
Total unrealized appreciation/depreciation of assets	2020-09-30	$1,528,123
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total income from all sources (including contributions)	2020-09-30	$3,294,822
Total loss/gain on sale of assets	2020-09-30	$0
Total of all expenses incurred	2020-09-30	$1,591,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-09-30	$1,551,332
Expenses. Certain deemed distributions of participant loans	2020-09-30	$24,494
Value of total corrective distributions	2020-09-30	$6,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-09-30	$1,748,075
Value of total assets at end of year	2020-09-30	$15,141,976
Value of total assets at beginning of year	2020-09-30	$13,439,133
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-09-30	$10,113
Total interest from all sources	2020-09-30	$18,624
Total dividends received (eg from common stock, registered investment company shares)	2020-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-09-30	No
Administrative expenses professional fees incurred	2020-09-30	$10,113
Was this plan covered by a fidelity bond	2020-09-30	Yes
Value of fidelity bond cover	2020-09-30	$500,000
If this is an individual account plan, was there a blackout period	2020-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-09-30	No
Contributions received from participants	2020-09-30	$1,002,661
Participant contributions at end of year	2020-09-30	$307,637
Participant contributions at beginning of year	2020-09-30	$341,744
Income. Received or receivable in cash from other sources (including rollovers)	2020-09-30	$32,870
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Value of net income/loss	2020-09-30	$1,702,843
Value of net assets at end of year (total assets less liabilities)	2020-09-30	$15,141,976
Value of net assets at beginning of year (total assets less liabilities)	2020-09-30	$13,439,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-09-30	No
Were any leases to which the plan was party in default or uncollectible	2020-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-09-30	$14,121,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-09-30	$12,443,744
Interest on participant loans	2020-09-30	$18,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-09-30	No
Was there a failure to transmit to the plan any participant contributions	2020-09-30	No
Has the plan failed to provide any benefit when due under the plan	2020-09-30	No
Contributions received in cash from employer	2020-09-30	$712,544
Employer contributions (assets) at end of year	2020-09-30	$712,544
Employer contributions (assets) at beginning of year	2020-09-30	$653,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-09-30	$1,551,332
Did the plan have assets held for investment	2020-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-09-30	Disclaimer
Accountancy firm name	2020-09-30	REYNOLDS, BONE & GRIESBECK, PLC
Accountancy firm EIN	2020-09-30	620428728
2019 : THE LILLY COMPANY 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-09-30	$385,701
Total unrealized appreciation/depreciation of assets	2019-09-30	$385,701
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$0
Total income from all sources (including contributions)	2019-09-30	$2,004,706
Total loss/gain on sale of assets	2019-09-30	$0
Total of all expenses incurred	2019-09-30	$769,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-09-30	$705,509
Expenses. Certain deemed distributions of participant loans	2019-09-30	$32,545
Value of total corrective distributions	2019-09-30	$27,946
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-09-30	$1,603,599
Value of total assets at end of year	2019-09-30	$13,439,133
Value of total assets at beginning of year	2019-09-30	$12,204,007
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-09-30	$3,580
Total interest from all sources	2019-09-30	$15,406
Total dividends received (eg from common stock, registered investment company shares)	2019-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-09-30	No
Administrative expenses professional fees incurred	2019-09-30	$3,580
Was this plan covered by a fidelity bond	2019-09-30	Yes
Value of fidelity bond cover	2019-09-30	$500,000
If this is an individual account plan, was there a blackout period	2019-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2019-09-30	No
Contributions received from participants	2019-09-30	$930,897
Participant contributions at end of year	2019-09-30	$341,744
Participant contributions at beginning of year	2019-09-30	$269,120
Participant contributions at beginning of year	2019-09-30	$105,999
Income. Received or receivable in cash from other sources (including rollovers)	2019-09-30	$19,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Value of net income/loss	2019-09-30	$1,235,126
Value of net assets at end of year (total assets less liabilities)	2019-09-30	$13,439,133
Value of net assets at beginning of year (total assets less liabilities)	2019-09-30	$12,204,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-09-30	No
Were any leases to which the plan was party in default or uncollectible	2019-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-09-30	$12,443,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-09-30	$11,198,666
Interest on participant loans	2019-09-30	$15,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-09-30	No
Was there a failure to transmit to the plan any participant contributions	2019-09-30	No
Has the plan failed to provide any benefit when due under the plan	2019-09-30	No
Contributions received in cash from employer	2019-09-30	$653,645
Employer contributions (assets) at end of year	2019-09-30	$653,645
Employer contributions (assets) at beginning of year	2019-09-30	$630,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-09-30	$705,509
Did the plan have assets held for investment	2019-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-09-30	Disclaimer
Accountancy firm name	2019-09-30	REYNOLDS, BONE & GRIESBECK, PLC
Accountancy firm EIN	2019-09-30	620428728
2018 : THE LILLY COMPANY 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-09-30	$1,059,033
Total unrealized appreciation/depreciation of assets	2018-09-30	$1,059,033
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$0
Total income from all sources (including contributions)	2018-09-30	$2,560,548
Total loss/gain on sale of assets	2018-09-30	$0
Total of all expenses incurred	2018-09-30	$907,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-09-30	$852,977
Expenses. Certain deemed distributions of participant loans	2018-09-30	$29,193
Value of total corrective distributions	2018-09-30	$21,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-09-30	$1,493,896
Value of total assets at end of year	2018-09-30	$12,204,007
Value of total assets at beginning of year	2018-09-30	$10,551,233
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-09-30	$4,283
Total interest from all sources	2018-09-30	$7,619
Total dividends received (eg from common stock, registered investment company shares)	2018-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-09-30	No
Administrative expenses professional fees incurred	2018-09-30	$4,283
Was this plan covered by a fidelity bond	2018-09-30	Yes
Value of fidelity bond cover	2018-09-30	$500,000
If this is an individual account plan, was there a blackout period	2018-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2018-09-30	No
Contributions received from participants	2018-09-30	$855,825
Participant contributions at end of year	2018-09-30	$269,120
Participant contributions at beginning of year	2018-09-30	$138,216
Participant contributions at end of year	2018-09-30	$105,999
Participant contributions at beginning of year	2018-09-30	$99,071
Income. Received or receivable in cash from other sources (including rollovers)	2018-09-30	$7,849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Value of net income/loss	2018-09-30	$1,652,774
Value of net assets at end of year (total assets less liabilities)	2018-09-30	$12,204,007
Value of net assets at beginning of year (total assets less liabilities)	2018-09-30	$10,551,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-09-30	No
Were any leases to which the plan was party in default or uncollectible	2018-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-09-30	$11,198,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-09-30	$9,747,488
Interest on participant loans	2018-09-30	$7,619
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-09-30	No
Was there a failure to transmit to the plan any participant contributions	2018-09-30	No
Has the plan failed to provide any benefit when due under the plan	2018-09-30	No
Contributions received in cash from employer	2018-09-30	$630,222
Employer contributions (assets) at end of year	2018-09-30	$630,222
Employer contributions (assets) at beginning of year	2018-09-30	$566,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-09-30	$852,977
Did the plan have assets held for investment	2018-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-09-30	Disclaimer
Accountancy firm name	2018-09-30	REYNOLDS, BONE & GRIESBECK, PLC
Accountancy firm EIN	2018-09-30	620428728
2017 : THE LILLY COMPANY 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-09-30	$1,146,422
Total unrealized appreciation/depreciation of assets	2017-09-30	$1,146,422
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Total income from all sources (including contributions)	2017-09-30	$2,456,577
Total loss/gain on sale of assets	2017-09-30	$0
Total of all expenses incurred	2017-09-30	$622,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-09-30	$576,077
Expenses. Certain deemed distributions of participant loans	2017-09-30	$8,730
Value of total corrective distributions	2017-09-30	$34,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-09-30	$1,304,116
Value of total assets at end of year	2017-09-30	$10,531,035
Value of total assets at beginning of year	2017-09-30	$8,697,011
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-09-30	$3,231
Total interest from all sources	2017-09-30	$6,039
Total dividends received (eg from common stock, registered investment company shares)	2017-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-09-30	No
Administrative expenses professional fees incurred	2017-09-30	$3,231
Was this plan covered by a fidelity bond	2017-09-30	Yes
Value of fidelity bond cover	2017-09-30	$500,000
If this is an individual account plan, was there a blackout period	2017-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-09-30	No
Contributions received from participants	2017-09-30	$755,557
Participant contributions at end of year	2017-09-30	$138,216
Participant contributions at beginning of year	2017-09-30	$149,524
Participant contributions at end of year	2017-09-30	$99,071
Income. Received or receivable in cash from other sources (including rollovers)	2017-09-30	$2,299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Value of net income/loss	2017-09-30	$1,834,024
Value of net assets at end of year (total assets less liabilities)	2017-09-30	$10,531,035
Value of net assets at beginning of year (total assets less liabilities)	2017-09-30	$8,697,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-09-30	No
Were any leases to which the plan was party in default or uncollectible	2017-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-09-30	$9,747,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-09-30	$8,014,681
Interest on participant loans	2017-09-30	$6,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-09-30	No
Was there a failure to transmit to the plan any participant contributions	2017-09-30	No
Has the plan failed to provide any benefit when due under the plan	2017-09-30	No
Contributions received in cash from employer	2017-09-30	$546,260
Employer contributions (assets) at end of year	2017-09-30	$546,260
Employer contributions (assets) at beginning of year	2017-09-30	$532,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-09-30	$576,077
Did the plan have assets held for investment	2017-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-09-30	Disclaimer
Accountancy firm name	2017-09-30	REYNOLDS, BONE & GRIESBECK, PLC
Accountancy firm EIN	2017-09-30	620428728
2016 : THE LILLY COMPANY 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-09-30	$768,405
Total unrealized appreciation/depreciation of assets	2016-09-30	$768,405
Total transfer of assets to this plan	2016-09-30	$0
Total transfer of assets from this plan	2016-09-30	$0
Total income from all sources (including contributions)	2016-09-30	$2,024,592
Total loss/gain on sale of assets	2016-09-30	$0
Total of all expenses incurred	2016-09-30	$826,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$782,482
Expenses. Certain deemed distributions of participant loans	2016-09-30	$12,453
Value of total corrective distributions	2016-09-30	$26,539
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$1,249,675
Value of total assets at end of year	2016-09-30	$8,697,011
Value of total assets at beginning of year	2016-09-30	$7,499,039
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$5,146
Total income from rents	2016-09-30	$0
Total interest from all sources	2016-09-30	$6,512
Total dividends received (eg from common stock, registered investment company shares)	2016-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-09-30	$0
Administrative expenses professional fees incurred	2016-09-30	$5,146
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$500,000
If this is an individual account plan, was there a blackout period	2016-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Contributions received from participants	2016-09-30	$679,249
Participant contributions at end of year	2016-09-30	$149,524
Participant contributions at beginning of year	2016-09-30	$195,141
Income. Received or receivable in cash from other sources (including rollovers)	2016-09-30	$38,341
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Income. Non cash contributions	2016-09-30	$0
Value of net income/loss	2016-09-30	$1,197,972
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$8,697,011
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$7,499,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-09-30	$8,014,681
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-09-30	$6,866,491
Interest on participant loans	2016-09-30	$6,512
Income. Interest from loans (other than to participants)	2016-09-30	$0
Interest earned on other investments	2016-09-30	$0
Income. Interest from US Government securities	2016-09-30	$0
Income. Interest from corporate debt instruments	2016-09-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	No
Was there a failure to transmit to the plan any participant contributions	2016-09-30	No
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Contributions received in cash from employer	2016-09-30	$532,085
Employer contributions (assets) at end of year	2016-09-30	$532,806
Employer contributions (assets) at beginning of year	2016-09-30	$437,407
Income. Dividends from preferred stock	2016-09-30	$0
Income. Dividends from common stock	2016-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$782,482
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Aggregate proceeds on sale of assets	2016-09-30	$0
Aggregate carrying amount (costs) on sale of assets	2016-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-09-30	Disclaimer
Accountancy firm name	2016-09-30	REYNOLDS, BONE & GRIESBECK, PLC
Accountancy firm EIN	2016-09-30	620428728
2015 : THE LILLY COMPANY 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-09-30	$-144,165
Total unrealized appreciation/depreciation of assets	2015-09-30	$-144,165
Total income from all sources (including contributions)	2015-09-30	$1,680,800
Total of all expenses incurred	2015-09-30	$708,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$671,919
Expenses. Certain deemed distributions of participant loans	2015-09-30	$5,014
Value of total corrective distributions	2015-09-30	$30,553
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$1,816,844
Value of total assets at end of year	2015-09-30	$7,499,039
Value of total assets at beginning of year	2015-09-30	$6,527,070
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$1,345
Total interest from all sources	2015-09-30	$8,121
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Administrative expenses professional fees incurred	2015-09-30	$1,345
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$500,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Contributions received from participants	2015-09-30	$544,406
Participant contributions at end of year	2015-09-30	$195,141
Participant contributions at beginning of year	2015-09-30	$208,511
Income. Received or receivable in cash from other sources (including rollovers)	2015-09-30	$835,031
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$971,969
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$7,499,039
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$6,527,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-09-30	$6,866,491
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-09-30	$5,970,497
Interest on participant loans	2015-09-30	$8,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Contributions received in cash from employer	2015-09-30	$437,407
Employer contributions (assets) at end of year	2015-09-30	$437,407
Employer contributions (assets) at beginning of year	2015-09-30	$348,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$671,919
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	REYNOLDS, BONE & GRIESBECK, PLC
Accountancy firm EIN	2015-09-30	620428728
2014 : THE LILLY COMPANY 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-09-30	$528,370
Total unrealized appreciation/depreciation of assets	2014-09-30	$528,370
Total income from all sources (including contributions)	2014-09-30	$1,321,070
Total of all expenses incurred	2014-09-30	$546,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$471,618
Expenses. Certain deemed distributions of participant loans	2014-09-30	$56,133
Value of total corrective distributions	2014-09-30	$15,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$782,937
Value of total assets at end of year	2014-09-30	$6,527,070
Value of total assets at beginning of year	2014-09-30	$5,752,474
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$2,784
Total interest from all sources	2014-09-30	$9,763
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Administrative expenses professional fees incurred	2014-09-30	$2,784
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$500,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$434,875
Participant contributions at end of year	2014-09-30	$208,511
Participant contributions at beginning of year	2014-09-30	$298,039
Participant contributions at beginning of year	2014-09-30	$48,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$774,596
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$6,527,070
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$5,752,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$5,970,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$5,127,057
Interest on participant loans	2014-09-30	$9,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Contributions received in cash from employer	2014-09-30	$348,062
Employer contributions (assets) at end of year	2014-09-30	$348,062
Employer contributions (assets) at beginning of year	2014-09-30	$278,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$471,618
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	REYNOLDS, BONE & GRIESBECK, PLC
Accountancy firm EIN	2014-09-30	620428728
2013 : THE LILLY COMPANY 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-09-30	$651,339
Total unrealized appreciation/depreciation of assets	2013-09-30	$651,339
Total income from all sources (including contributions)	2013-09-30	$1,308,837
Total of all expenses incurred	2013-09-30	$449,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$447,805
Expenses. Certain deemed distributions of participant loans	2013-09-30	$1,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$645,501
Value of total assets at end of year	2013-09-30	$5,752,474
Value of total assets at beginning of year	2013-09-30	$4,893,096
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$592
Total interest from all sources	2013-09-30	$11,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Administrative expenses professional fees incurred	2013-09-30	$592
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$500,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$362,994
Participant contributions at end of year	2013-09-30	$298,039
Participant contributions at beginning of year	2013-09-30	$292,373
Participant contributions at end of year	2013-09-30	$48,443
Income. Received or receivable in cash from other sources (including rollovers)	2013-09-30	$3,572
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$859,378
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$5,752,474
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$4,893,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$5,127,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$4,406,186
Interest on participant loans	2013-09-30	$11,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Contributions received in cash from employer	2013-09-30	$278,935
Employer contributions (assets) at end of year	2013-09-30	$278,935
Employer contributions (assets) at beginning of year	2013-09-30	$194,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$447,805
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	REYNOLDS, BONE & GRIESBECK, PLC
Accountancy firm EIN	2013-09-30	620428728
2012 : THE LILLY COMPANY 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-09-30	$647,513
Total unrealized appreciation/depreciation of assets	2012-09-30	$647,513
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$1,180,907
Total of all expenses incurred	2012-09-30	$381,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$373,223
Expenses. Certain deemed distributions of participant loans	2012-09-30	$6,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$523,753
Value of total assets at end of year	2012-09-30	$4,893,096
Value of total assets at beginning of year	2012-09-30	$4,093,661
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$1,989
Total interest from all sources	2012-09-30	$9,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Administrative expenses professional fees incurred	2012-09-30	$1,989
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$500,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Contributions received from participants	2012-09-30	$317,517
Participant contributions at end of year	2012-09-30	$292,373
Participant contributions at beginning of year	2012-09-30	$189,562
Income. Received or receivable in cash from other sources (including rollovers)	2012-09-30	$11,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$799,435
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$4,893,096
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$4,093,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$4,406,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$3,784,559
Interest on participant loans	2012-09-30	$9,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Contributions received in cash from employer	2012-09-30	$194,537
Employer contributions (assets) at end of year	2012-09-30	$194,537
Employer contributions (assets) at beginning of year	2012-09-30	$119,540
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$373,223
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	REYNOLDS, BONE & GRIESBECK, PLC
Accountancy firm EIN	2012-09-30	620428728
2011 : THE LILLY COMPANY 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-09-30	$-16,012
Total unrealized appreciation/depreciation of assets	2011-09-30	$-16,012
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$419,625
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$335,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$287,196
Expenses. Certain deemed distributions of participant loans	2011-09-30	$48,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$425,830
Value of total assets at end of year	2011-09-30	$4,093,661
Value of total assets at beginning of year	2011-09-30	$4,009,836
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$75
Total interest from all sources	2011-09-30	$9,807
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Administrative expenses professional fees incurred	2011-09-30	$75
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$304,592
Participant contributions at end of year	2011-09-30	$189,562
Participant contributions at beginning of year	2011-09-30	$221,737
Income. Received or receivable in cash from other sources (including rollovers)	2011-09-30	$1,698
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$83,825
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$4,093,661
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$4,009,836
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$3,784,559
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$3,788,099
Interest on participant loans	2011-09-30	$9,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Contributions received in cash from employer	2011-09-30	$119,540
Employer contributions (assets) at end of year	2011-09-30	$119,540
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$287,196
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	REYNOLDS, BONE & GRIESBECK, PLC
Accountancy firm EIN	2011-09-30	620428728