401k Plan data: TOPS BAR-B-Q, INC. RETIREMENT PLAN plan

TOPS BAR-B-Q, INC. RETIREMENT PLAN 401k Plan overview

Plan Name	TOPS BAR-B-Q, INC. RETIREMENT PLAN
Plan identification number	002

TOPS BAR-B-Q, INC. RETIREMENT PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

TOPS BAR-B-Q, INC. has sponsored the creation of one or more 401k plans.

Company Name: TOPS BAR-B-Q, INC.

Employer identification number (EIN): 620643369

NAIC Classification: 722513
NAIC Description: Limited-Service Restaurants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TOPS BAR-B-Q, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-07-01 RENEE WEBBER RENEE WEBBER 2016-07-15
002 2014-07-01 RENEE WEBBER RENEE WEBBER 2016-04-14
002 2014-07-01 RENEE WEBBER RENEE WEBBER 2016-04-20
002 2013-07-01 BOBBIE BENDER BOBBIE BENDER 2015-03-13
002 2012-07-01 BOBBIE BENDER BOBBIE BENDER 2014-04-14
002 2010-07-01 BOBBIE BENDER 2012-04-02 BOBBIE BENDER 2012-04-02

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2015-07-01	RENEE WEBBER		RENEE WEBBER	2016-07-15
002	2014-07-01	RENEE WEBBER		RENEE WEBBER	2016-04-14
002	2014-07-01	RENEE WEBBER		RENEE WEBBER	2016-04-20
002	2013-07-01	BOBBIE BENDER		BOBBIE BENDER	2015-03-13
002	2012-07-01	BOBBIE BENDER		BOBBIE BENDER	2014-04-14
002	2010-07-01	BOBBIE BENDER	2012-04-02	BOBBIE BENDER	2012-04-02

Plan Statistics for TOPS BAR-B-Q, INC. RETIREMENT PLAN

401k plan membership statisitcs for TOPS BAR-B-Q, INC. RETIREMENT PLAN

Measure Date Value
2015: TOPS BAR-B-Q, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 106
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 0
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 0
Total of all active and inactive participants 2015-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 0
Number of participants with account balances 2015-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: TOPS BAR-B-Q, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 108
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 44
Number of retired or separated participants receiving benefits 2014-07-01 13
Number of other retired or separated participants entitled to future benefits 2014-07-01 50
Total of all active and inactive participants 2014-07-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 107
Number of participants with account balances 2014-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: TOPS BAR-B-Q, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 111
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 44
Number of retired or separated participants receiving benefits 2013-07-01 13
Number of other retired or separated participants entitled to future benefits 2013-07-01 50
Total of all active and inactive participants 2013-07-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 1
Total participants 2013-07-01 108
Number of participants with account balances 2013-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: TOPS BAR-B-Q, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 123
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 44
Number of retired or separated participants receiving benefits 2012-07-01 14
Number of other retired or separated participants entitled to future benefits 2012-07-01 52
Total of all active and inactive participants 2012-07-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 1
Total participants 2012-07-01 111
Number of participants with account balances 2012-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 13

Measure	Date	Value
2015: TOPS BAR-B-Q, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	106
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	0
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	0
Total of all active and inactive participants	2015-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	0
Number of participants with account balances	2015-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: TOPS BAR-B-Q, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	108
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	44
Number of retired or separated participants receiving benefits	2014-07-01	13
Number of other retired or separated participants entitled to future benefits	2014-07-01	50
Total of all active and inactive participants	2014-07-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	107
Number of participants with account balances	2014-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: TOPS BAR-B-Q, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	111
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	44
Number of retired or separated participants receiving benefits	2013-07-01	13
Number of other retired or separated participants entitled to future benefits	2013-07-01	50
Total of all active and inactive participants	2013-07-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	1
Total participants	2013-07-01	108
Number of participants with account balances	2013-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: TOPS BAR-B-Q, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	123
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	44
Number of retired or separated participants receiving benefits	2012-07-01	14
Number of other retired or separated participants entitled to future benefits	2012-07-01	52
Total of all active and inactive participants	2012-07-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	1
Total participants	2012-07-01	111
Number of participants with account balances	2012-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	13

Financial Data on TOPS BAR-B-Q, INC. RETIREMENT PLAN

Measure	Date	Value
2015 : TOPS BAR-B-Q, INC. RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-09-30	$0
Total transfer of assets to this plan	2015-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total income from all sources (including contributions)	2015-09-30	$-222,278
Total loss/gain on sale of assets	2015-09-30	$0
Total of all expenses incurred	2015-09-30	$1,925,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$1,929,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$0
Value of total assets at end of year	2015-09-30	$0
Value of total assets at beginning of year	2015-09-30	$2,148,134
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$-4,120
Total interest from all sources	2015-09-30	$-170
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-09-30	$139,258
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$250,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Amount of non-exempt transactions with any party-in-interest	2015-09-30	$0
Contributions received from participants	2015-09-30	$0
Participant contributions at end of year	2015-09-30	$0
Participant contributions at beginning of year	2015-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-09-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-09-30	$873
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-09-30	$0
Other income not declared elsewhere	2015-09-30	$-143,799
Liabilities. Value of operating payables at end of year	2015-09-30	$0
Liabilities. Value of operating payables at beginning of year	2015-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$-2,148,134
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$2,148,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2015-09-30	$0
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2015-09-30	$0
Value of interest in pooled separate accounts at end of year	2015-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2015-09-30	$2,174,456
Interest earned on other investments	2015-09-30	$-170
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-09-30	$-26,322
Expenses. Payments to insurance carriers foe the provision of benefits	2015-09-30	$500,431
Net investment gain/loss from pooled separate accounts	2015-09-30	$-78,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Contributions received in cash from employer	2015-09-30	$0
Employer contributions (assets) at end of year	2015-09-30	$0
Employer contributions (assets) at beginning of year	2015-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$1,428,672
Contract administrator fees	2015-09-30	$-4,120
Liabilities. Value of benefit claims payable at end of year	2015-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-09-30	$0
Did the plan have assets held for investment	2015-09-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	Yes
Liabilities. Value of acquisition indebtedness at end of year	2015-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	REYNOLDS, BONE & GRIESBECK PLC
Accountancy firm EIN	2015-09-30	620428728
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total transfer of assets to this plan	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$103,906
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$189,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$174,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$0
Value of total assets at end of year	2015-06-30	$2,148,134
Value of total assets at beginning of year	2015-06-30	$2,233,287
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$14,841
Total interest from all sources	2015-06-30	$25
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-06-30	$0
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$250,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Amount of non-exempt transactions with any party-in-interest	2015-06-30	$0
Contributions received from participants	2015-06-30	$0
Participant contributions at end of year	2015-06-30	$0
Participant contributions at beginning of year	2015-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-06-30	$0
Other income not declared elsewhere	2015-06-30	$-28,345
Liabilities. Value of operating payables at end of year	2015-06-30	$0
Liabilities. Value of operating payables at beginning of year	2015-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$-85,153
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$2,148,134
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$2,233,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2015-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2015-06-30	$0
Value of interest in pooled separate accounts at end of year	2015-06-30	$2,174,456
Value of interest in pooled separate accounts at beginning of year	2015-06-30	$2,260,727
Interest earned on other investments	2015-06-30	$25
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$-26,322
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$-27,440
Expenses. Payments to insurance carriers foe the provision of benefits	2015-06-30	$0
Net investment gain/loss from pooled separate accounts	2015-06-30	$132,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$0
Employer contributions (assets) at end of year	2015-06-30	$0
Employer contributions (assets) at beginning of year	2015-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$174,218
Contract administrator fees	2015-06-30	$14,841
Liabilities. Value of benefit claims payable at end of year	2015-06-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-06-30	$0
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Liabilities. Value of acquisition indebtedness at end of year	2015-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	REYNOLDS, BONE & GRIESBECK PLC
Accountancy firm EIN	2015-06-30	620428728
2014 : TOPS BAR-B-Q, INC. RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total transfer of assets to this plan	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$409,667
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$104,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$84,230
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$30,000
Value of total assets at end of year	2014-06-30	$2,233,287
Value of total assets at beginning of year	2014-06-30	$1,928,618
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$20,768
Total interest from all sources	2014-06-30	$-1
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-06-30	$0
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$250,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Amount of non-exempt transactions with any party-in-interest	2014-06-30	$0
Contributions received from participants	2014-06-30	$0
Participant contributions at end of year	2014-06-30	$0
Participant contributions at beginning of year	2014-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-06-30	$0
Other income not declared elsewhere	2014-06-30	$10,702
Liabilities. Value of operating payables at end of year	2014-06-30	$0
Liabilities. Value of operating payables at beginning of year	2014-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$304,669
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$2,233,287
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$1,928,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2014-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2014-06-30	$0
Value of interest in pooled separate accounts at end of year	2014-06-30	$2,260,727
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$1,951,920
Interest earned on other investments	2014-06-30	$-1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$-27,440
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$-23,302
Expenses. Payments to insurance carriers foe the provision of benefits	2014-06-30	$2,008
Net investment gain/loss from pooled separate accounts	2014-06-30	$368,966
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$30,000
Employer contributions (assets) at end of year	2014-06-30	$0
Employer contributions (assets) at beginning of year	2014-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$82,222
Contract administrator fees	2014-06-30	$20,768
Liabilities. Value of benefit claims payable at end of year	2014-06-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-06-30	$0
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Liabilities. Value of acquisition indebtedness at end of year	2014-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	REYNOLDS,BONE,GRIESBECK,PLC
Accountancy firm EIN	2014-06-30	620428728
2013 : TOPS BAR-B-Q, INC. RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total transfer of assets to this plan	2013-06-30	$0
Total transfer of assets from this plan	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$286,297
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$251,158
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$210,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$42,157
Value of total assets at end of year	2013-06-30	$1,928,618
Value of total assets at beginning of year	2013-06-30	$1,893,479
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$40,956
Total interest from all sources	2013-06-30	$353
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$250,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Amount of non-exempt transactions with any party-in-interest	2013-06-30	$0
Contributions received from participants	2013-06-30	$0
Participant contributions at end of year	2013-06-30	$0
Participant contributions at beginning of year	2013-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-06-30	$0
Other income not declared elsewhere	2013-06-30	$0
Administrative expenses (other) incurred	2013-06-30	$22,318
Liabilities. Value of operating payables at end of year	2013-06-30	$0
Liabilities. Value of operating payables at beginning of year	2013-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$35,139
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$1,928,618
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$1,893,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2013-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2013-06-30	$0
Value of interest in pooled separate accounts at end of year	2013-06-30	$1,951,920
Value of interest in pooled separate accounts at beginning of year	2013-06-30	$1,756,949
Interest earned on other investments	2013-06-30	$353
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$-23,302
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$-1,159
Expenses. Payments to insurance carriers foe the provision of benefits	2013-06-30	$0
Net investment gain/loss from pooled separate accounts	2013-06-30	$243,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$42,157
Employer contributions (assets) at end of year	2013-06-30	$0
Employer contributions (assets) at beginning of year	2013-06-30	$137,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$210,202
Contract administrator fees	2013-06-30	$18,638
Liabilities. Value of benefit claims payable at end of year	2013-06-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-06-30	$0
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Liabilities. Value of acquisition indebtedness at end of year	2013-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	WATKINS-UIBERALL
Accountancy firm EIN	2013-06-30	621804252
2012 : TOPS BAR-B-Q, INC. RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total transfer of assets to this plan	2012-06-30	$0
Total transfer of assets from this plan	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$-43,878
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$240,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$201,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$24,711
Value of total assets at end of year	2012-06-30	$1,756,949
Value of total assets at beginning of year	2012-06-30	$2,041,200
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$39,219
Total interest from all sources	2012-06-30	$1,169
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$250,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Amount of non-exempt transactions with any party-in-interest	2012-06-30	$0
Contributions received from participants	2012-06-30	$0
Participant contributions at end of year	2012-06-30	$0
Participant contributions at beginning of year	2012-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-06-30	$0
Other income not declared elsewhere	2012-06-30	$-13,420
Administrative expenses (other) incurred	2012-06-30	$19,924
Liabilities. Value of operating payables at end of year	2012-06-30	$0
Liabilities. Value of operating payables at beginning of year	2012-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$-284,251
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$1,756,949
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$2,041,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2012-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2012-06-30	$0
Value of interest in pooled separate accounts at end of year	2012-06-30	$1,756,949
Value of interest in pooled separate accounts at beginning of year	2012-06-30	$1,721,627
Interest earned on other investments	2012-06-30	$1,169
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2012-06-30	$0
Net investment gain/loss from pooled separate accounts	2012-06-30	$-56,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$24,711
Employer contributions (assets) at end of year	2012-06-30	$0
Employer contributions (assets) at beginning of year	2012-06-30	$319,573
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$201,154
Contract administrator fees	2012-06-30	$19,295
Liabilities. Value of benefit claims payable at end of year	2012-06-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-06-30	$0
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Liabilities. Value of acquisition indebtedness at end of year	2012-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	WATKINS UIBERALL PLLC
Accountancy firm EIN	2012-06-30	621804252

Form 5500 Responses for TOPS BAR-B-Q, INC. RETIREMENT PLAN

2015: TOPS BAR-B-Q, INC. RETIREMENT PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	This submission is the final filing	Yes
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2014: TOPS BAR-B-Q, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	Yes
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2013: TOPS BAR-B-Q, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2012: TOPS BAR-B-Q, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

363686

Policy instance

Insurance contract or identification number	363686
Number of Individuals Covered	0
Insurance policy start date	2015-07-01
Insurance policy end date	2015-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

363686

Policy instance

Insurance contract or identification number	363686
Number of Individuals Covered	107
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

363686

Policy instance

Insurance contract or identification number	363686
Number of Individuals Covered	108
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $555
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $555
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	MML INSURANCE AGENCY LLC

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

363686

Policy instance

Insurance contract or identification number	363686
Number of Individuals Covered	111
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $1,770
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,770
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	MML INSURANCE AGENCY LLC

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Company Name:	TOPS BAR-B-Q, INC.
Employer identification number (EIN):	620643369
NAIC Classification:	722513
NAIC Description:	Limited-Service Restaurants