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ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN
Plan identification number 001

ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ASTEC INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:ASTEC INDUSTRIES, INC.
Employer identification number (EIN):620873631
NAIC Classification:333100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01JOHNNY ROBERTS JR
0012023-01-01
0012023-01-01TROY GILSTRAP
0012022-01-01
0012022-01-01TROY GILSTRAP
0012021-01-01
0012021-01-01TROY GILSTRAP
0012020-01-01
0012019-01-01
0012018-01-01TROY GILSTRAP
0012017-01-01TROY GILSTRAP
0012016-01-01TROY GILSTRAP
0012015-01-01TROY GILSTRAP
0012014-01-01TROY GILSTRAP
0012013-01-01TROY GILSTRAP
0012012-01-01TROY GILSTRAP
0012011-01-01TROY GILSTRAP
0012009-01-01TROY GILSTRAP

Plan Statistics for ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN

401k plan membership statisitcs for ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN

Measure Date Value
2023: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-014,442
Total number of active participants reported on line 7a of the Form 55002023-01-013,459
Number of retired or separated participants receiving benefits2023-01-0174
Number of other retired or separated participants entitled to future benefits2023-01-01899
Total of all active and inactive participants2023-01-014,432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0132
Total participants2023-01-014,464
Number of participants with account balances2023-01-014,206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-014,114
Total number of active participants reported on line 7a of the Form 55002022-01-013,444
Number of retired or separated participants receiving benefits2022-01-0163
Number of other retired or separated participants entitled to future benefits2022-01-01908
Total of all active and inactive participants2022-01-014,415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0126
Total participants2022-01-014,441
Number of participants with account balances2022-01-014,063
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,790
Total number of active participants reported on line 7a of the Form 55002021-01-013,093
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01997
Total of all active and inactive participants2021-01-014,090
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0124
Total participants2021-01-014,114
Number of participants with account balances2021-01-013,906
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,011
Total number of active participants reported on line 7a of the Form 55002020-01-012,823
Number of retired or separated participants receiving benefits2020-01-0196
Number of other retired or separated participants entitled to future benefits2020-01-01851
Total of all active and inactive participants2020-01-013,770
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0118
Total participants2020-01-013,788
Number of participants with account balances2020-01-013,644
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014,495
Total number of active participants reported on line 7a of the Form 55002019-01-013,198
Number of retired or separated participants receiving benefits2019-01-0144
Number of other retired or separated participants entitled to future benefits2019-01-01759
Total of all active and inactive participants2019-01-014,001
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-019
Total participants2019-01-014,010
Number of participants with account balances2019-01-013,811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,655
Total number of active participants reported on line 7a of the Form 55002018-01-013,900
Number of retired or separated participants receiving benefits2018-01-0126
Number of other retired or separated participants entitled to future benefits2018-01-01559
Total of all active and inactive participants2018-01-014,485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0110
Total participants2018-01-014,495
Number of participants with account balances2018-01-014,133
2017: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,347
Total number of active participants reported on line 7a of the Form 55002017-01-013,961
Number of retired or separated participants receiving benefits2017-01-0115
Number of other retired or separated participants entitled to future benefits2017-01-01668
Total of all active and inactive participants2017-01-014,644
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0111
Total participants2017-01-014,655
Number of participants with account balances2017-01-014,235
2016: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,065
Total number of active participants reported on line 7a of the Form 55002016-01-013,677
Number of retired or separated participants receiving benefits2016-01-0113
Number of other retired or separated participants entitled to future benefits2016-01-01647
Total of all active and inactive participants2016-01-014,337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-019
Total participants2016-01-014,346
Number of participants with account balances2016-01-013,916
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014,060
Total number of active participants reported on line 7a of the Form 55002015-01-013,214
Number of retired or separated participants receiving benefits2015-01-01314
Number of other retired or separated participants entitled to future benefits2015-01-01518
Total of all active and inactive participants2015-01-014,046
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0115
Total participants2015-01-014,061
Number of participants with account balances2015-01-013,778
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014,100
Total number of active participants reported on line 7a of the Form 55002014-01-013,289
Number of retired or separated participants receiving benefits2014-01-01276
Number of other retired or separated participants entitled to future benefits2014-01-01477
Total of all active and inactive participants2014-01-014,042
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0116
Total participants2014-01-014,058
Number of participants with account balances2014-01-013,720
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014,200
Total number of active participants reported on line 7a of the Form 55002013-01-013,373
Number of retired or separated participants receiving benefits2013-01-01261
Number of other retired or separated participants entitled to future benefits2013-01-01451
Total of all active and inactive participants2013-01-014,085
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0113
Total participants2013-01-014,098
Number of participants with account balances2013-01-013,619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,012
Total number of active participants reported on line 7a of the Form 55002012-01-013,514
Number of retired or separated participants receiving benefits2012-01-01232
Number of other retired or separated participants entitled to future benefits2012-01-01441
Total of all active and inactive participants2012-01-014,187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-019
Total participants2012-01-014,196
Number of participants with account balances2012-01-013,836
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,592
Total number of active participants reported on line 7a of the Form 55002011-01-013,378
Number of retired or separated participants receiving benefits2011-01-01212
Number of other retired or separated participants entitled to future benefits2011-01-01415
Total of all active and inactive participants2011-01-014,005
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-017
Total participants2011-01-014,012
Number of participants with account balances2011-01-013,609
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,231
Total number of active participants reported on line 7a of the Form 55002009-01-012,850
Number of retired or separated participants receiving benefits2009-01-01120
Number of other retired or separated participants entitled to future benefits2009-01-01597
Total of all active and inactive participants2009-01-013,567
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-017
Total participants2009-01-013,574
Number of participants with account balances2009-01-013,266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN

Measure Date Value
2023 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2023 401k financial data
Unrealized appreciation/depreciation of real estate assets2023-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$-232,833
Total unrealized appreciation/depreciation of assets2023-12-31$-232,833
Total transfer of assets to this plan2023-12-31$0
Total transfer of assets from this plan2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Expenses. Interest paid2023-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022023-12-31$0
Total income from all sources (including contributions)2023-12-31$75,901,134
Total loss/gain on sale of assets2023-12-31$49,406
Total of all expenses incurred2023-12-31$36,403,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$35,656,784
Expenses. Certain deemed distributions of participant loans2023-12-31$78,822
Value of total corrective distributions2023-12-31$29,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$30,266,010
Value of total assets at end of year2023-12-31$317,889,492
Value of total assets at beginning of year2023-12-31$278,392,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$638,763
Total income from rents2023-12-31$0
Total interest from all sources2023-12-31$381,235
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$5,458,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$5,420,481
Assets. Real estate other than employer real property at end of year2023-12-31$0
Assets. Real estate other than employer real property at beginning of year2023-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2023-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2023-12-31$0
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$3,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$20,720,684
Participant contributions at end of year2023-12-31$5,864,192
Participant contributions at beginning of year2023-12-31$4,984,384
Participant contributions at end of year2023-12-31$3,753
Participant contributions at beginning of year2023-12-31$173,355
Assets. Other investments not covered elsewhere at end of year2023-12-31$3,676,506
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$3,247,998
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$1,718,703
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2023-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$299,267
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$0
Assets. Loans (other than to participants) at end of year2023-12-31$0
Assets. Loans (other than to participants) at beginning of year2023-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$0
Other income not declared elsewhere2023-12-31$520,399
Administrative expenses (other) incurred2023-12-31$10,703
Liabilities. Value of operating payables at end of year2023-12-31$0
Liabilities. Value of operating payables at beginning of year2023-12-31$0
Total non interest bearing cash at end of year2023-12-31$0
Total non interest bearing cash at beginning of year2023-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Income. Non cash contributions2023-12-31$0
Value of net income/loss2023-12-31$39,497,386
Value of net assets at end of year (total assets less liabilities)2023-12-31$317,889,492
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$278,392,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Assets. partnership/joint venture interests at end of year2023-12-31$0
Assets. partnership/joint venture interests at beginning of year2023-12-31$0
Investment advisory and management fees2023-12-31$281,336
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$241,975,445
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$229,006,926
Value of interest in pooled separate accounts at end of year2023-12-31$28,229,893
Value of interest in pooled separate accounts at beginning of year2023-12-31$0
Interest on participant loans2023-12-31$381,235
Income. Interest from loans (other than to participants)2023-12-31$0
Interest earned on other investments2023-12-31$0
Income. Interest from US Government securities2023-12-31$0
Income. Interest from corporate debt instruments2023-12-31$0
Value of interest in master investment trust accounts at end of year2023-12-31$0
Value of interest in master investment trust accounts at beginning of year2023-12-31$0
Value of interest in common/collective trusts at end of year2023-12-31$32,223,514
Value of interest in common/collective trusts at beginning of year2023-12-31$33,626,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2023-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2023-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$2,685,027
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$3,913,608
Expenses. Payments to insurance carriers foe the provision of benefits2023-12-31$0
Asset value of US Government securities at end of year2023-12-31$0
Asset value of US Government securities at beginning of year2023-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$37,949,931
Net investment gain/loss from pooled separate accounts2023-12-31$1,068,263
Net investment gain or loss from common/collective trusts2023-12-31$440,633
Net gain/loss from 103.12 investment entities2023-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Assets. Invements in employer securities at end of year2023-12-31$2,518,605
Assets. Invements in employer securities at beginning of year2023-12-31$3,099,915
Assets. Value of employer real property at end of year2023-12-31$0
Assets. Value of employer real property at beginning of year2023-12-31$0
Contributions received in cash from employer2023-12-31$7,826,623
Employer contributions (assets) at end of year2023-12-31$413,290
Employer contributions (assets) at beginning of year2023-12-31$339,574
Income. Dividends from preferred stock2023-12-31$0
Income. Dividends from common stock2023-12-31$37,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$35,656,784
Asset. Corporate debt instrument preferred debt at end of year2023-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2023-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2023-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2023-12-31$0
Contract administrator fees2023-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2023-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2023-12-31$0
Liabilities. Value of benefit claims payable at end of year2023-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2023-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2023-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2023-12-31$0
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$749,611
Aggregate carrying amount (costs) on sale of assets2023-12-31$700,205
Liabilities. Value of acquisition indebtedness at end of year2023-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2023-12-31$0
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31LBMC,PC
Accountancy firm EIN2023-12-31621199757
Unrealized appreciation/depreciation of real estate assets2023-01-01$0
Unrealized appreciation/depreciation of other (non real estate) assets2023-01-01$-232,833
Total unrealized appreciation/depreciation of assets2023-01-01$-232,833
Total transfer of assets to this plan2023-01-01$0
Total transfer of assets from this plan2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$75,901,134
Total loss/gain on sale of assets2023-01-01$49,406
Total of all expenses incurred2023-01-01$36,403,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$35,656,784
Expenses. Certain deemed distributions of participant loans2023-01-01$78,822
Value of total corrective distributions2023-01-01$29,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$30,266,010
Value of total assets at end of year2023-01-01$317,889,492
Value of total assets at beginning of year2023-01-01$278,392,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$638,763
Total income from rents2023-01-01$0
Total interest from all sources2023-01-01$381,235
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$5,458,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$5,420,481
Assets. Real estate other than employer real property at end of year2023-01-01$0
Assets. Real estate other than employer real property at beginning of year2023-01-01$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2023-01-01$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2023-01-01$0
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$3,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$20,720,684
Participant contributions at end of year2023-01-01$5,864,192
Participant contributions at beginning of year2023-01-01$4,984,384
Participant contributions at end of year2023-01-01$3,753
Participant contributions at beginning of year2023-01-01$173,355
Assets. Other investments not covered elsewhere at end of year2023-01-01$3,676,506
Assets. Other investments not covered elsewhere at beginning of year2023-01-01$3,247,998
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$1,718,703
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2023-01-01$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-01-01$299,267
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-01-01$0
Assets. Loans (other than to participants) at end of year2023-01-01$0
Assets. Loans (other than to participants) at beginning of year2023-01-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-01-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-01-01$0
Other income not declared elsewhere2023-01-01$520,399
Administrative expenses (other) incurred2023-01-01$10,703
Liabilities. Value of operating payables at end of year2023-01-01$0
Liabilities. Value of operating payables at beginning of year2023-01-01$0
Total non interest bearing cash at end of year2023-01-01$0
Total non interest bearing cash at beginning of year2023-01-01$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Income. Non cash contributions2023-01-01$0
Value of net income/loss2023-01-01$39,497,386
Value of net assets at end of year (total assets less liabilities)2023-01-01$317,889,492
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$278,392,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Assets. partnership/joint venture interests at end of year2023-01-01$0
Assets. partnership/joint venture interests at beginning of year2023-01-01$0
Investment advisory and management fees2023-01-01$281,336
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$241,975,445
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$229,006,926
Value of interest in pooled separate accounts at end of year2023-01-01$28,229,893
Value of interest in pooled separate accounts at beginning of year2023-01-01$0
Interest on participant loans2023-01-01$381,235
Income. Interest from loans (other than to participants)2023-01-01$0
Interest earned on other investments2023-01-01$0
Income. Interest from US Government securities2023-01-01$0
Income. Interest from corporate debt instruments2023-01-01$0
Value of interest in master investment trust accounts at end of year2023-01-01$0
Value of interest in master investment trust accounts at beginning of year2023-01-01$0
Value of interest in common/collective trusts at end of year2023-01-01$32,223,514
Value of interest in common/collective trusts at beginning of year2023-01-01$33,626,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-01$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$0
Assets. Value of investments in 103.12 investment entities at end of year2023-01-01$0
Assets. Value of investments in 103.12 investment entities at beginning of year2023-01-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-01$2,685,027
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-01$3,913,608
Expenses. Payments to insurance carriers foe the provision of benefits2023-01-01$0
Asset value of US Government securities at end of year2023-01-01$0
Asset value of US Government securities at beginning of year2023-01-01$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$37,949,931
Net investment gain/loss from pooled separate accounts2023-01-01$1,068,263
Net investment gain or loss from common/collective trusts2023-01-01$440,633
Net gain/loss from 103.12 investment entities2023-01-01$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01Yes
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Assets. Invements in employer securities at end of year2023-01-01$2,518,605
Assets. Invements in employer securities at beginning of year2023-01-01$3,099,915
Assets. Value of employer real property at end of year2023-01-01$0
Assets. Value of employer real property at beginning of year2023-01-01$0
Contributions received in cash from employer2023-01-01$7,826,623
Employer contributions (assets) at end of year2023-01-01$413,290
Employer contributions (assets) at beginning of year2023-01-01$339,574
Income. Dividends from preferred stock2023-01-01$0
Income. Dividends from common stock2023-01-01$37,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$35,656,784
Asset. Corporate debt instrument preferred debt at end of year2023-01-01$0
Asset. Corporate debt instrument preferred debt at beginning of year2023-01-01$0
Asset. Corporate debt instrument debt (other) at end of year2023-01-01$0
Asset. Corporate debt instrument debt (other) at beginning of year2023-01-01$0
Contract administrator fees2023-01-01$0
Assets. Corporate common stocks other than exployer securities at end of year2023-01-01$0
Assets. Corporate common stocks other than exployer securities at beginning of year2023-01-01$0
Liabilities. Value of benefit claims payable at end of year2023-01-01$0
Liabilities. Value of benefit claims payable at beginning of year2023-01-01$0
Assets. Value of buildings and other operty used in plan operation at end of year2023-01-01$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2023-01-01$0
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Aggregate proceeds on sale of assets2023-01-01$749,611
Aggregate carrying amount (costs) on sale of assets2023-01-01$700,205
Liabilities. Value of acquisition indebtedness at end of year2023-01-01$0
Liabilities. Value of acquisition indebtedness at beginning of year2023-01-01$0
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01LBMC,PC
Accountancy firm EIN2023-01-01621199757
2022 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-1,964,316
Total unrealized appreciation/depreciation of assets2022-12-31$-1,964,316
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-18,774,412
Total loss/gain on sale of assets2022-12-31$-303,803
Total of all expenses incurred2022-12-31$27,437,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$26,518,660
Expenses. Certain deemed distributions of participant loans2022-12-31$305,718
Value of total corrective distributions2022-12-31$5,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$29,857,179
Value of total assets at end of year2022-12-31$278,392,106
Value of total assets at beginning of year2022-12-31$324,604,033
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$607,263
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$293,966
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$5,619,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$5,582,205
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$1,200
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$18,609,994
Participant contributions at end of year2022-12-31$4,984,384
Participant contributions at beginning of year2022-12-31$5,208,533
Participant contributions at end of year2022-12-31$173,355
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$3,247,998
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$3,237,883
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,911,811
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$212
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$-616,386
Administrative expenses (other) incurred2022-12-31$262,810
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-46,211,927
Value of net assets at end of year (total assets less liabilities)2022-12-31$278,392,106
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$324,604,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$343,253
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$229,006,926
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$272,181,310
Interest on participant loans2022-12-31$293,966
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$33,626,346
Value of interest in common/collective trusts at beginning of year2022-12-31$38,218,424
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$3,913,608
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-52,161,347
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$500,503
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$3,099,915
Assets. Invements in employer securities at beginning of year2022-12-31$5,570,617
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$7,335,374
Employer contributions (assets) at end of year2022-12-31$339,574
Employer contributions (assets) at beginning of year2022-12-31$187,054
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$37,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$26,518,660
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$608,547
Aggregate carrying amount (costs) on sale of assets2022-12-31$912,350
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LBMC,PC
Accountancy firm EIN2022-12-31621199757
Unrealized appreciation/depreciation of real estate assets2022-01-01$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-01-01$-1,964,316
Total unrealized appreciation/depreciation of assets2022-01-01$-1,964,316
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-18,774,412
Total loss/gain on sale of assets2022-01-01$-303,803
Total of all expenses incurred2022-01-01$27,437,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$26,518,660
Expenses. Certain deemed distributions of participant loans2022-01-01$305,718
Value of total corrective distributions2022-01-01$5,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$29,857,179
Value of total assets at end of year2022-01-01$278,392,106
Value of total assets at beginning of year2022-01-01$324,604,033
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$607,263
Total income from rents2022-01-01$0
Total interest from all sources2022-01-01$293,966
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$5,619,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$5,582,205
Assets. Real estate other than employer real property at end of year2022-01-01$0
Assets. Real estate other than employer real property at beginning of year2022-01-01$0
Administrative expenses professional fees incurred2022-01-01$1,200
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-01-01$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-01-01$0
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$3,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$18,609,994
Participant contributions at end of year2022-01-01$4,984,384
Participant contributions at beginning of year2022-01-01$5,208,533
Participant contributions at end of year2022-01-01$173,355
Participant contributions at beginning of year2022-01-01$0
Assets. Other investments not covered elsewhere at end of year2022-01-01$3,247,998
Assets. Other investments not covered elsewhere at beginning of year2022-01-01$3,237,883
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$3,911,811
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-01-01$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-01-01$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-01-01$212
Assets. Loans (other than to participants) at end of year2022-01-01$0
Assets. Loans (other than to participants) at beginning of year2022-01-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-01-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-01-01$0
Other income not declared elsewhere2022-01-01$-616,386
Administrative expenses (other) incurred2022-01-01$262,810
Total non interest bearing cash at end of year2022-01-01$0
Total non interest bearing cash at beginning of year2022-01-01$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Income. Non cash contributions2022-01-01$0
Value of net income/loss2022-01-01$-46,211,927
Value of net assets at end of year (total assets less liabilities)2022-01-01$278,392,106
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$324,604,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Assets. partnership/joint venture interests at end of year2022-01-01$0
Assets. partnership/joint venture interests at beginning of year2022-01-01$0
Investment advisory and management fees2022-01-01$343,253
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$229,006,926
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$272,181,310
Interest on participant loans2022-01-01$293,966
Income. Interest from loans (other than to participants)2022-01-01$0
Interest earned on other investments2022-01-01$0
Income. Interest from US Government securities2022-01-01$0
Income. Interest from corporate debt instruments2022-01-01$0
Value of interest in master investment trust accounts at end of year2022-01-01$0
Value of interest in master investment trust accounts at beginning of year2022-01-01$0
Value of interest in common/collective trusts at end of year2022-01-01$33,626,346
Value of interest in common/collective trusts at beginning of year2022-01-01$38,218,424
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$0
Assets. Value of investments in 103.12 investment entities at end of year2022-01-01$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-01-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$3,913,608
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-01-01$0
Asset value of US Government securities at end of year2022-01-01$0
Asset value of US Government securities at beginning of year2022-01-01$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-52,161,347
Net investment gain/loss from pooled separate accounts2022-01-01$0
Net investment gain or loss from common/collective trusts2022-01-01$500,503
Net gain/loss from 103.12 investment entities2022-01-01$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Assets. Invements in employer securities at end of year2022-01-01$3,099,915
Assets. Invements in employer securities at beginning of year2022-01-01$5,570,617
Assets. Value of employer real property at end of year2022-01-01$0
Assets. Value of employer real property at beginning of year2022-01-01$0
Contributions received in cash from employer2022-01-01$7,335,374
Employer contributions (assets) at end of year2022-01-01$339,574
Employer contributions (assets) at beginning of year2022-01-01$187,054
Income. Dividends from preferred stock2022-01-01$0
Income. Dividends from common stock2022-01-01$37,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$26,518,660
Asset. Corporate debt instrument preferred debt at end of year2022-01-01$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-01-01$0
Asset. Corporate debt instrument debt (other) at end of year2022-01-01$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-01-01$0
Contract administrator fees2022-01-01$0
Assets. Corporate common stocks other than exployer securities at end of year2022-01-01$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-01-01$0
Liabilities. Value of benefit claims payable at end of year2022-01-01$0
Liabilities. Value of benefit claims payable at beginning of year2022-01-01$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-01-01$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-01-01$0
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Aggregate proceeds on sale of assets2022-01-01$608,547
Aggregate carrying amount (costs) on sale of assets2022-01-01$912,350
Liabilities. Value of acquisition indebtedness at end of year2022-01-01$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-01-01$0
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01LBMC,PC
Accountancy firm EIN2022-01-01621199757
2021 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$862,794
Total unrealized appreciation/depreciation of assets2021-12-31$862,794
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$22,549
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$70,927,786
Total loss/gain on sale of assets2021-12-31$175,455
Total of all expenses incurred2021-12-31$39,753,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$38,780,466
Expenses. Certain deemed distributions of participant loans2021-12-31$375,061
Value of total corrective distributions2021-12-31$5,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$28,749,418
Value of total assets at end of year2021-12-31$324,604,033
Value of total assets at beginning of year2021-12-31$293,451,976
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$591,915
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$344,056
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$15,773,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$15,734,249
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$1,200
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$16,333,464
Participant contributions at end of year2021-12-31$5,208,533
Participant contributions at beginning of year2021-12-31$6,045,786
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$61,218
Assets. Other investments not covered elsewhere at end of year2021-12-31$3,237,883
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$2,401,771
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,904,586
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$212
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,567
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$210,992
Administrative expenses (other) incurred2021-12-31$242,338
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$31,174,606
Value of net assets at end of year (total assets less liabilities)2021-12-31$324,604,033
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$293,429,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$348,377
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$272,181,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$242,956,283
Interest on participant loans2021-12-31$344,056
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$38,218,424
Value of interest in common/collective trusts at beginning of year2021-12-31$36,228,103
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$24,219,129
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$592,100
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$5,570,617
Assets. Invements in employer securities at beginning of year2021-12-31$5,544,422
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$6,511,368
Employer contributions (assets) at end of year2021-12-31$187,054
Employer contributions (assets) at beginning of year2021-12-31$212,826
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$39,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$38,780,466
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$22,549
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$1,501,661
Aggregate carrying amount (costs) on sale of assets2021-12-31$1,326,206
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LBMC,PC
Accountancy firm EIN2021-12-31621199757
2020 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$1,490,657
Total unrealized appreciation/depreciation of assets2020-12-31$1,490,657
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$22,549
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$66,119
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$60,422,041
Total loss/gain on sale of assets2020-12-31$174,770
Total of all expenses incurred2020-12-31$58,504,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$57,498,295
Expenses. Certain deemed distributions of participant loans2020-12-31$403,364
Value of total corrective distributions2020-12-31$42,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$24,909,781
Value of total assets at end of year2020-12-31$293,451,976
Value of total assets at beginning of year2020-12-31$291,578,204
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$561,001
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$451,642
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$10,390,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$10,343,853
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$1,200
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$15,349,724
Participant contributions at end of year2020-12-31$6,045,786
Participant contributions at beginning of year2020-12-31$7,857,919
Participant contributions at end of year2020-12-31$61,218
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$2,401,771
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,072,298
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,147,911
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,567
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$443,586
Administrative expenses (other) incurred2020-12-31$259,126
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$1,917,342
Value of net assets at end of year (total assets less liabilities)2020-12-31$293,429,427
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$291,512,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Investment advisory and management fees2020-12-31$300,675
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$242,956,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$245,620,351
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$451,642
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in master investment trust accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$36,228,103
Value of interest in common/collective trusts at beginning of year2020-12-31$32,159,188
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,529
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,529
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$21,858,877
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$702,052
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$5,544,422
Assets. Invements in employer securities at beginning of year2020-12-31$4,744,071
Assets. Value of employer real property at end of year2020-12-31$0
Assets. Value of employer real property at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$6,412,146
Employer contributions (assets) at end of year2020-12-31$212,826
Employer contributions (assets) at beginning of year2020-12-31$122,848
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$46,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$57,498,295
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Contract administrator fees2020-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Liabilities. Value of benefit claims payable at end of year2020-12-31$22,549
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$66,119
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$1,339,273
Aggregate carrying amount (costs) on sale of assets2020-12-31$1,164,503
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31LBMC,PC
Accountancy firm EIN2020-12-31621199757
2019 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,266,196
Total unrealized appreciation/depreciation of assets2019-12-31$1,266,196
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$66,119
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$38,896
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$74,855,644
Total loss/gain on sale of assets2019-12-31$61,830
Total of all expenses incurred2019-12-31$35,337,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$34,502,540
Expenses. Certain deemed distributions of participant loans2019-12-31$224,823
Value of total corrective distributions2019-12-31$74,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$21,789,100
Value of total assets at end of year2019-12-31$291,578,204
Value of total assets at beginning of year2019-12-31$252,033,209
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$536,193
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$480,147
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$19,161,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$19,112,355
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$1,200
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$14,286,975
Participant contributions at end of year2019-12-31$7,857,919
Participant contributions at beginning of year2019-12-31$8,225,196
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,072,298
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$841,170
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,039,679
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$242,839
Administrative expenses (other) incurred2019-12-31$254,454
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$39,517,772
Value of net assets at end of year (total assets less liabilities)2019-12-31$291,512,085
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$251,994,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$280,539
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$245,620,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$206,026,765
Interest on participant loans2019-12-31$480,147
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$32,159,188
Value of interest in common/collective trusts at beginning of year2019-12-31$33,417,812
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,529
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,156
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,156
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$31,149,791
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$703,949
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$4,744,071
Assets. Invements in employer securities at beginning of year2019-12-31$3,367,497
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$6,462,446
Employer contributions (assets) at end of year2019-12-31$122,848
Employer contributions (assets) at beginning of year2019-12-31$153,613
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$49,437
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$34,502,540
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Contract administrator fees2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at end of year2019-12-31$66,119
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$38,896
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$543,897
Aggregate carrying amount (costs) on sale of assets2019-12-31$482,067
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31LBMC,PC
Accountancy firm EIN2019-12-31621199757
2018 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-3,033,911
Total unrealized appreciation/depreciation of assets2018-12-31$-3,033,911
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$38,897
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$109,213
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$5,486,042
Total loss/gain on sale of assets2018-12-31$-203,707
Total of all expenses incurred2018-12-31$33,153,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$32,296,040
Expenses. Certain deemed distributions of participant loans2018-12-31$160,026
Value of total corrective distributions2018-12-31$56,985
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$23,274,305
Value of total assets at end of year2018-12-31$252,033,210
Value of total assets at beginning of year2018-12-31$279,771,249
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$640,714
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$432,834
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$12,448,151
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$12,398,773
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$14,812,028
Participant contributions at end of year2018-12-31$8,225,196
Participant contributions at beginning of year2018-12-31$8,304,717
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$841,171
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$760,871
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,475,230
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$137,420
Administrative expenses (other) incurred2018-12-31$350,378
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-27,667,723
Value of net assets at end of year (total assets less liabilities)2018-12-31$251,994,313
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$279,662,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$290,336
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$206,026,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$229,444,494
Interest on participant loans2018-12-31$432,834
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in master investment trust accounts at end of year2018-12-31$0
Value of interest in master investment trust accounts at beginning of year2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$33,417,812
Value of interest in common/collective trusts at beginning of year2018-12-31$34,001,465
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,156
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-28,297,436
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$728,386
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$3,367,497
Assets. Invements in employer securities at beginning of year2018-12-31$7,100,983
Assets. Value of employer real property at end of year2018-12-31$0
Assets. Value of employer real property at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$6,987,047
Employer contributions (assets) at end of year2018-12-31$153,613
Employer contributions (assets) at beginning of year2018-12-31$158,719
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$49,378
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$32,296,040
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Contract administrator fees2018-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Liabilities. Value of benefit claims payable at end of year2018-12-31$38,897
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$109,213
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,118,894
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,322,601
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31LBMC, PC
Accountancy firm EIN2018-12-31621199757
2017 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-976,178
Total unrealized appreciation/depreciation of assets2017-12-31$-976,178
Total transfer of assets to this plan2017-12-31$1,415,449
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$109,213
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$60,149
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$62,041,021
Total loss/gain on sale of assets2017-12-31$-157,497
Total of all expenses incurred2017-12-31$19,452,781
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$18,798,199
Expenses. Certain deemed distributions of participant loans2017-12-31$55,410
Value of total corrective distributions2017-12-31$55,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$23,288,489
Value of total assets at end of year2017-12-31$279,771,249
Value of total assets at beginning of year2017-12-31$235,718,496
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$543,763
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$347,120
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$8,238,859
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$8,189,419
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$13,616,445
Participant contributions at end of year2017-12-31$8,304,717
Participant contributions at beginning of year2017-12-31$7,936,564
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$44,398
Assets. Other investments not covered elsewhere at end of year2017-12-31$760,871
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$656,301
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,003,146
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$245,367
Administrative expenses (other) incurred2017-12-31$287,568
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$42,588,240
Value of net assets at end of year (total assets less liabilities)2017-12-31$279,662,036
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$235,658,347
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$256,195
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$229,444,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$183,239,317
Interest on participant loans2017-12-31$347,120
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$34,001,465
Value of interest in common/collective trusts at beginning of year2017-12-31$35,207,616
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$30,352,941
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$701,920
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$7,100,983
Assets. Invements in employer securities at beginning of year2017-12-31$8,475,306
Assets. Value of employer real property at end of year2017-12-31$0
Assets. Value of employer real property at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$6,668,898
Employer contributions (assets) at end of year2017-12-31$158,719
Employer contributions (assets) at beginning of year2017-12-31$158,994
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$49,440
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$18,798,199
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Contract administrator fees2017-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Liabilities. Value of benefit claims payable at end of year2017-12-31$109,213
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$60,149
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$974,139
Aggregate carrying amount (costs) on sale of assets2017-12-31$1,131,636
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31LBMC, PC
Accountancy firm EIN2017-12-31621199757
2016 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$2,727,016
Total unrealized appreciation/depreciation of assets2016-12-31$2,727,016
Total transfer of assets to this plan2016-12-31$9,507,908
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$60,149
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$105,792
Total income from all sources (including contributions)2016-12-31$35,695,001
Total loss/gain on sale of assets2016-12-31$787,473
Total of all expenses incurred2016-12-31$18,842,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$18,336,960
Expenses. Certain deemed distributions of participant loans2016-12-31$83,159
Value of total corrective distributions2016-12-31$-3,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$18,856,818
Value of total assets at end of year2016-12-31$235,718,496
Value of total assets at beginning of year2016-12-31$209,404,203
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$426,072
Total interest from all sources2016-12-31$338,208
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$7,308,913
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$7,256,107
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$11,828,146
Participant contributions at end of year2016-12-31$7,936,564
Participant contributions at beginning of year2016-12-31$7,936,288
Participant contributions at end of year2016-12-31$44,398
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$656,301
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$611,081
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,337,740
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$80,092
Administrative expenses (other) incurred2016-12-31$203,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$16,852,028
Value of net assets at end of year (total assets less liabilities)2016-12-31$235,658,347
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$209,298,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$222,377
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$183,239,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$161,583,777
Interest on participant loans2016-12-31$338,208
Value of interest in common/collective trusts at end of year2016-12-31$35,207,616
Value of interest in common/collective trusts at beginning of year2016-12-31$33,488,304
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$3,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$3,737
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,897,219
Net investment gain or loss from common/collective trusts2016-12-31$699,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$8,475,306
Assets. Invements in employer securities at beginning of year2016-12-31$5,670,191
Contributions received in cash from employer2016-12-31$5,690,932
Employer contributions (assets) at end of year2016-12-31$158,994
Employer contributions (assets) at beginning of year2016-12-31$110,825
Income. Dividends from common stock2016-12-31$52,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$18,336,960
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Liabilities. Value of benefit claims payable at end of year2016-12-31$60,149
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$105,792
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,629,793
Aggregate carrying amount (costs) on sale of assets2016-12-31$842,320
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31LATIMORE, BLACK, MORGAN & CAIN PC
Accountancy firm EIN2016-12-31621199757
2015 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-103,471
Total unrealized appreciation/depreciation of assets2015-12-31$-103,471
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$105,792
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$64,404
Total income from all sources (including contributions)2015-12-31$17,178,589
Total loss/gain on sale of assets2015-12-31$282,346
Total of all expenses incurred2015-12-31$19,884,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$19,430,727
Expenses. Certain deemed distributions of participant loans2015-12-31$83,678
Value of total corrective distributions2015-12-31$105,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$17,318,586
Value of total assets at end of year2015-12-31$209,404,203
Value of total assets at beginning of year2015-12-31$212,068,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$263,913
Total interest from all sources2015-12-31$337,475
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$11,148,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$11,090,876
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$11,335,666
Participant contributions at end of year2015-12-31$7,936,288
Participant contributions at beginning of year2015-12-31$7,694,880
Participant contributions at beginning of year2015-12-31$596
Assets. Other investments not covered elsewhere at end of year2015-12-31$611,081
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$623,484
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$672,963
Other income not declared elsewhere2015-12-31$-18,308
Administrative expenses (other) incurred2015-12-31$43,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,705,521
Value of net assets at end of year (total assets less liabilities)2015-12-31$209,298,411
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$212,003,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$220,913
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$161,583,777
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$166,151,723
Interest on participant loans2015-12-31$337,475
Value of interest in common/collective trusts at end of year2015-12-31$33,488,304
Value of interest in common/collective trusts at beginning of year2015-12-31$31,571,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$3,737
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,773
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,773
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-12,043,113
Net investment gain or loss from common/collective trusts2015-12-31$256,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$5,670,191
Assets. Invements in employer securities at beginning of year2015-12-31$5,891,490
Contributions received in cash from employer2015-12-31$5,309,957
Employer contributions (assets) at end of year2015-12-31$110,825
Employer contributions (assets) at beginning of year2015-12-31$131,501
Income. Dividends from common stock2015-12-31$57,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$19,430,727
Liabilities. Value of benefit claims payable at end of year2015-12-31$105,792
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$64,404
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,038,926
Aggregate carrying amount (costs) on sale of assets2015-12-31$756,580
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31LATIMORE, BLACK, MORGAN & CAIN PC
Accountancy firm EIN2015-12-31621199757
2014 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-183,431
Total unrealized appreciation/depreciation of assets2014-12-31$-183,431
Total transfer of assets from this plan2014-12-31$2,824
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$64,404
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$62,061
Total income from all sources (including contributions)2014-12-31$29,938,032
Total loss/gain on sale of assets2014-12-31$292,219
Total of all expenses incurred2014-12-31$16,819,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$16,453,116
Expenses. Certain deemed distributions of participant loans2014-12-31$47,642
Value of total corrective distributions2014-12-31$64,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$16,207,061
Value of total assets at end of year2014-12-31$212,068,336
Value of total assets at beginning of year2014-12-31$198,950,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$254,531
Total interest from all sources2014-12-31$314,821
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$10,732,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$10,670,975
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$10,893,899
Participant contributions at end of year2014-12-31$7,694,880
Participant contributions at beginning of year2014-12-31$7,067,054
Participant contributions at end of year2014-12-31$596
Participant contributions at beginning of year2014-12-31$41,904
Assets. Other investments not covered elsewhere at end of year2014-12-31$623,484
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$746,780
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$178,043
Other income not declared elsewhere2014-12-31$9,454
Administrative expenses (other) incurred2014-12-31$38,331
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$13,118,339
Value of net assets at end of year (total assets less liabilities)2014-12-31$212,003,932
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$198,888,417
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$216,200
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$166,151,723
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$156,200,852
Interest on participant loans2014-12-31$314,821
Value of interest in common/collective trusts at end of year2014-12-31$31,571,889
Value of interest in common/collective trusts at beginning of year2014-12-31$28,726,662
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,773
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,147
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,147
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,883,673
Net investment gain or loss from common/collective trusts2014-12-31$682,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$5,891,490
Assets. Invements in employer securities at beginning of year2014-12-31$6,025,840
Contributions received in cash from employer2014-12-31$5,135,119
Employer contributions (assets) at end of year2014-12-31$131,501
Employer contributions (assets) at beginning of year2014-12-31$139,239
Income. Dividends from common stock2014-12-31$61,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$16,453,116
Liabilities. Value of benefit claims payable at end of year2014-12-31$64,404
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$62,061
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$815,739
Aggregate carrying amount (costs) on sale of assets2014-12-31$523,520
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31LATTIMORE BLACK MORGAN AND CAIN PC
Accountancy firm EIN2014-12-31621199757
2013 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$494,661
Total unrealized appreciation/depreciation of assets2013-12-31$494,661
Total transfer of assets from this plan2013-12-31$5,841,244
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$62,061
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$42,534
Total income from all sources (including contributions)2013-12-31$47,507,753
Total loss/gain on sale of assets2013-12-31$368,645
Total of all expenses incurred2013-12-31$18,347,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$18,015,213
Expenses. Certain deemed distributions of participant loans2013-12-31$38,718
Value of total corrective distributions2013-12-31$62,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$16,031,360
Value of total assets at end of year2013-12-31$198,950,478
Value of total assets at beginning of year2013-12-31$175,611,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$231,481
Total interest from all sources2013-12-31$282,216
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$7,262,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$7,214,484
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$10,369,697
Participant contributions at end of year2013-12-31$7,067,054
Participant contributions at beginning of year2013-12-31$6,509,117
Participant contributions at end of year2013-12-31$41,904
Participant contributions at beginning of year2013-12-31$6,001
Assets. Other investments not covered elsewhere at end of year2013-12-31$746,780
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$776,265
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$689,092
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$42,534
Other income not declared elsewhere2013-12-31$22,943
Administrative expenses (other) incurred2013-12-31$42,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$29,160,280
Value of net assets at end of year (total assets less liabilities)2013-12-31$198,888,417
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$175,569,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$189,281
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$156,200,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$130,949,958
Interest on participant loans2013-12-31$282,216
Value of interest in common/collective trusts at end of year2013-12-31$28,726,662
Value of interest in common/collective trusts at beginning of year2013-12-31$31,277,234
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,147
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$7,838
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$7,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$23,227,649
Net investment gain or loss from common/collective trusts2013-12-31$-182,012
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$6,025,840
Assets. Invements in employer securities at beginning of year2013-12-31$5,968,271
Contributions received in cash from employer2013-12-31$4,972,571
Employer contributions (assets) at end of year2013-12-31$139,239
Employer contributions (assets) at beginning of year2013-12-31$117,231
Income. Dividends from common stock2013-12-31$47,807
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$18,015,213
Liabilities. Value of benefit claims payable at end of year2013-12-31$62,061
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,413,208
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,044,563
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31LATTIMORE BLACK MORGAN AND CAIN PC
Accountancy firm EIN2013-12-31621199757
2012 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$32,859
Total unrealized appreciation/depreciation of assets2012-12-31$32,859
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$42,534
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$112,191
Total income from all sources (including contributions)2012-12-31$36,591,421
Total loss/gain on sale of assets2012-12-31$175,541
Total of all expenses incurred2012-12-31$13,873,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$13,544,480
Expenses. Certain deemed distributions of participant loans2012-12-31$79,030
Value of total corrective distributions2012-12-31$42,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$16,685,176
Value of total assets at end of year2012-12-31$175,611,915
Value of total assets at beginning of year2012-12-31$152,964,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$207,948
Total interest from all sources2012-12-31$266,377
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,537,959
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,360,874
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$10,832,929
Participant contributions at end of year2012-12-31$6,509,117
Participant contributions at beginning of year2012-12-31$5,737,716
Participant contributions at end of year2012-12-31$6,001
Participant contributions at beginning of year2012-12-31$83,025
Assets. Other investments not covered elsewhere at end of year2012-12-31$776,265
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$767,482
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$754,792
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$42,534
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$112,191
Other income not declared elsewhere2012-12-31$33,668
Administrative expenses (other) incurred2012-12-31$43,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$22,717,429
Value of net assets at end of year (total assets less liabilities)2012-12-31$175,569,381
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$152,851,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$164,398
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$130,949,958
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$112,769,514
Interest on participant loans2012-12-31$266,377
Value of interest in common/collective trusts at end of year2012-12-31$31,277,234
Value of interest in common/collective trusts at beginning of year2012-12-31$27,676,975
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$7,838
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$11
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$11
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$14,903,348
Net investment gain or loss from common/collective trusts2012-12-31$956,493
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$5,968,271
Assets. Invements in employer securities at beginning of year2012-12-31$5,809,432
Contributions received in cash from employer2012-12-31$5,097,455
Employer contributions (assets) at end of year2012-12-31$117,231
Employer contributions (assets) at beginning of year2012-12-31$119,988
Income. Dividends from common stock2012-12-31$177,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$13,544,480
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,019,900
Aggregate carrying amount (costs) on sale of assets2012-12-31$844,359
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST & YOUNG
Accountancy firm EIN2012-12-31346565596
2011 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-332,547
Total unrealized appreciation/depreciation of assets2011-12-31$-332,547
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$112,191
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$129,535
Total income from all sources (including contributions)2011-12-31$13,404,214
Total loss/gain on sale of assets2011-12-31$303,177
Total of all expenses incurred2011-12-31$7,986,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,815,503
Expenses. Certain deemed distributions of participant loans2011-12-31$5,699
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$15,162,320
Value of total assets at end of year2011-12-31$152,964,143
Value of total assets at beginning of year2011-12-31$147,563,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$165,074
Total interest from all sources2011-12-31$267,171
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$3,011,121
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$3,011,121
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$9,696,483
Participant contributions at end of year2011-12-31$5,737,716
Participant contributions at beginning of year2011-12-31$5,696,772
Participant contributions at end of year2011-12-31$83,025
Participant contributions at beginning of year2011-12-31$1,295
Assets. Other investments not covered elsewhere at end of year2011-12-31$767,482
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$778,953
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$945,815
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$112,191
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$129,535
Other income not declared elsewhere2011-12-31$-32,630
Administrative expenses (other) incurred2011-12-31$36,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$5,417,938
Value of net assets at end of year (total assets less liabilities)2011-12-31$152,851,952
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$147,434,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$128,324
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$112,769,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$111,455,100
Interest on participant loans2011-12-31$267,160
Value of interest in common/collective trusts at end of year2011-12-31$27,676,975
Value of interest in common/collective trusts at beginning of year2011-12-31$23,543,363
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$11
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$11
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-5,788,871
Net investment gain or loss from common/collective trusts2011-12-31$814,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$5,809,432
Assets. Invements in employer securities at beginning of year2011-12-31$6,025,110
Contributions received in cash from employer2011-12-31$4,520,022
Employer contributions (assets) at end of year2011-12-31$119,988
Employer contributions (assets) at beginning of year2011-12-31$62,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,815,503
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$980,245
Aggregate carrying amount (costs) on sale of assets2011-12-31$677,068
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ERNST & YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$896,904
Total unrealized appreciation/depreciation of assets2010-12-31$896,904
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$129,535
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$137,424
Total income from all sources (including contributions)2010-12-31$29,355,612
Total loss/gain on sale of assets2010-12-31$150,142
Total of all expenses incurred2010-12-31$11,319,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$11,179,059
Expenses. Certain deemed distributions of participant loans2010-12-31$15,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$12,490,556
Value of total assets at end of year2010-12-31$147,563,549
Value of total assets at beginning of year2010-12-31$129,535,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$125,522
Total interest from all sources2010-12-31$306,956
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,423,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,423,775
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$8,494,476
Participant contributions at end of year2010-12-31$5,696,772
Participant contributions at beginning of year2010-12-31$5,335,791
Participant contributions at end of year2010-12-31$1,295
Participant contributions at beginning of year2010-12-31$1,475
Assets. Other investments not covered elsewhere at end of year2010-12-31$778,953
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$800,446
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$107,686
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$129,535
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$137,424
Other income not declared elsewhere2010-12-31$91,593
Administrative expenses (other) incurred2010-12-31$40,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$18,035,879
Value of net assets at end of year (total assets less liabilities)2010-12-31$147,434,014
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$129,398,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$84,672
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$111,455,100
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$96,642,797
Interest on participant loans2010-12-31$306,956
Value of interest in common/collective trusts at end of year2010-12-31$23,543,363
Value of interest in common/collective trusts at beginning of year2010-12-31$21,557,046
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$11,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$11,029
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$12,850,149
Net investment gain or loss from common/collective trusts2010-12-31$1,145,422
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$6,025,110
Assets. Invements in employer securities at beginning of year2010-12-31$5,107,197
Contributions received in cash from employer2010-12-31$3,888,394
Employer contributions (assets) at end of year2010-12-31$62,956
Employer contributions (assets) at beginning of year2010-12-31$79,778
Income. Dividends from common stock2010-12-31$115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$11,179,059
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$693,838
Aggregate carrying amount (costs) on sale of assets2010-12-31$543,696
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ERNST & YOUNG
Accountancy firm EIN2010-12-31346565596
2009 : ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN

2023: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ASTEC INDUSTRIES, INC. 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number150126-01
Policy instance 1
Insurance contract or identification number150126-01
Number of Individuals Covered378
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number063666
Policy instance 2
Insurance contract or identification number063666
Number of Individuals Covered848
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number063666
Policy instance 1
Insurance contract or identification number063666
Number of Individuals Covered848
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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