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THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan NameTHE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN
Plan identification number 001

THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY has sponsored the creation of one or more 401k plans.

Company Name:UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY
Employer identification number (EIN):620902005
NAIC Classification:624200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-07-01
0012018-07-01
0012017-07-01
0012016-07-01CONNIE SHOCKLEY
0012015-07-01CONNIE SHOCKLEY
0012014-07-01CONNIE SHOCKLEY
0012014-07-01CONNIE SHOCKLEY
0012013-07-01CONNIE SHOCKLEY
0012012-07-01CONNIE SHOCKLEY
0012011-07-01CONNIE SHOCKLEY
0012010-07-01CONNIE SHOCKLEY
0012009-07-01CONNIE SHOCKLEY
0012009-07-01CONNIE SHOCKLEY
0012009-01-01CONNIE SHOCKLEY

Plan Statistics for THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2019: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01111
Total number of active participants reported on line 7a of the Form 55002019-07-010
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-010
Total of all active and inactive participants2019-07-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-010
Number of participants with account balances2019-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01116
Total number of active participants reported on line 7a of the Form 55002018-07-0189
Number of retired or separated participants receiving benefits2018-07-012
Number of other retired or separated participants entitled to future benefits2018-07-0118
Total of all active and inactive participants2018-07-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-012
Total participants2018-07-01111
Number of participants with account balances2018-07-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
2017: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01121
Total number of active participants reported on line 7a of the Form 55002017-07-0199
Number of retired or separated participants receiving benefits2017-07-014
Number of other retired or separated participants entitled to future benefits2017-07-0112
Total of all active and inactive participants2017-07-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-011
Total participants2017-07-01116
Number of participants with account balances2017-07-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
2016: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01130
Total number of active participants reported on line 7a of the Form 55002016-07-01104
Number of retired or separated participants receiving benefits2016-07-013
Number of other retired or separated participants entitled to future benefits2016-07-0113
Total of all active and inactive participants2016-07-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-011
Total participants2016-07-01121
Number of participants with account balances2016-07-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01141
Total number of active participants reported on line 7a of the Form 55002015-07-01111
Number of retired or separated participants receiving benefits2015-07-014
Number of other retired or separated participants entitled to future benefits2015-07-0113
Total of all active and inactive participants2015-07-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-012
Total participants2015-07-01130
Number of participants with account balances2015-07-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01147
Total number of active participants reported on line 7a of the Form 55002014-07-01118
Number of retired or separated participants receiving benefits2014-07-013
Number of other retired or separated participants entitled to future benefits2014-07-0118
Total of all active and inactive participants2014-07-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-012
Total participants2014-07-01141
Number of participants with account balances2014-07-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01151
Total number of active participants reported on line 7a of the Form 55002013-07-01127
Number of retired or separated participants receiving benefits2013-07-014
Number of other retired or separated participants entitled to future benefits2013-07-0114
Total of all active and inactive participants2013-07-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-012
Total participants2013-07-01147
Number of participants with account balances2013-07-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01253
Number of retired or separated participants receiving benefits2012-07-014
Number of other retired or separated participants entitled to future benefits2012-07-0113
Total of all active and inactive participants2012-07-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-012
Total participants2012-07-0119
Number of participants with account balances2012-07-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01260
Total number of active participants reported on line 7a of the Form 55002011-07-01233
Number of retired or separated participants receiving benefits2011-07-014
Number of other retired or separated participants entitled to future benefits2011-07-0116
Total of all active and inactive participants2011-07-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01253
Number of participants with account balances2011-07-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2010: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year2010-07-01283
Total number of active participants reported on line 7a of the Form 55002010-07-01245
Number of retired or separated participants receiving benefits2010-07-013
Number of other retired or separated participants entitled to future benefits2010-07-0112
Total of all active and inactive participants2010-07-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-010
Total participants2010-07-01260
Number of participants with account balances2010-07-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-011
2009: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01178
Total number of active participants reported on line 7a of the Form 55002009-07-01265
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0117
Total of all active and inactive participants2009-07-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-011
Total participants2009-07-01283
Number of participants with account balances2009-07-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010
Total participants, beginning-of-year2009-01-01178
Total number of active participants reported on line 7a of the Form 55002009-01-01265
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0117
Total of all active and inactive participants2009-01-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01283
Number of participants with account balances2009-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2020 : THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-02-25$35,762
Total of all expenses incurred2020-02-25$1,388,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-02-25$1,386,065
Value of total assets at end of year2020-02-25$0
Value of total assets at beginning of year2020-02-25$1,352,334
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-02-25$2,031
Total interest from all sources2020-02-25$15,907
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-02-25Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-02-25$0
Was this plan covered by a fidelity bond2020-02-25Yes
Value of fidelity bond cover2020-02-25$250,000
If this is an individual account plan, was there a blackout period2020-02-25No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-02-25$0
Were there any nonexempt tranactions with any party-in-interest2020-02-25No
Administrative expenses (other) incurred2020-02-25$2,031
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-02-25No
Value of net income/loss2020-02-25$-1,352,334
Value of net assets at end of year (total assets less liabilities)2020-02-25$0
Value of net assets at beginning of year (total assets less liabilities)2020-02-25$1,352,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-02-25No
Were any loans by the plan or fixed income obligations due to the plan in default2020-02-25No
Were any leases to which the plan was party in default or uncollectible2020-02-25No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-02-25$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-02-25$273,690
Value of interest in pooled separate accounts at end of year2020-02-25$0
Value of interest in pooled separate accounts at beginning of year2020-02-25$432
Interest earned on other investments2020-02-25$15,907
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-02-25$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-02-25$1,078,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-02-25$19,848
Net investment gain/loss from pooled separate accounts2020-02-25$7
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-02-25No
Was there a failure to transmit to the plan any participant contributions2020-02-25No
Has the plan failed to provide any benefit when due under the plan2020-02-25No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-02-25$1,386,065
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-02-25No
Did the plan have assets held for investment2020-02-25No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-02-25No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-02-25Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-02-25Yes
Opinion of an independent qualified public accountant for this plan2020-02-25Disclaimer
Accountancy firm name2020-02-25REDEFER MOSS & CO PLLC
Accountancy firm EIN2020-02-25621690032
2019 : THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-06-30$78,221
Total of all expenses incurred2019-06-30$270,550
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$270,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$23,285
Value of total assets at end of year2019-06-30$1,352,334
Value of total assets at beginning of year2019-06-30$1,544,663
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$80
Total interest from all sources2019-06-30$41,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$250,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$23,285
Participant contributions at beginning of year2019-06-30$410
Administrative expenses (other) incurred2019-06-30$80
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$-192,329
Value of net assets at end of year (total assets less liabilities)2019-06-30$1,352,334
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$1,544,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$273,690
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$271,559
Value of interest in pooled separate accounts at end of year2019-06-30$432
Value of interest in pooled separate accounts at beginning of year2019-06-30$407
Interest earned on other investments2019-06-30$41,289
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$1,078,212
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$1,272,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$13,635
Net investment gain/loss from pooled separate accounts2019-06-30$12
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$270,470
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-06-30No
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30REDEFER MOSS & CO PLLC
Accountancy firm EIN2019-06-30621690032
2018 : THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-06-30$106,900
Total of all expenses incurred2018-06-30$132,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$130,315
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$23,539
Value of total assets at end of year2018-06-30$1,544,663
Value of total assets at beginning of year2018-06-30$1,570,323
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$2,245
Total interest from all sources2018-06-30$45,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Administrative expenses professional fees incurred2018-06-30$2,017
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$250,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$23,539
Participant contributions at end of year2018-06-30$410
Administrative expenses (other) incurred2018-06-30$228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$-25,660
Value of net assets at end of year (total assets less liabilities)2018-06-30$1,544,663
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$1,570,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$271,559
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$236,415
Value of interest in pooled separate accounts at end of year2018-06-30$407
Value of interest in pooled separate accounts at beginning of year2018-06-30$383
Interest earned on other investments2018-06-30$45,771
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$1,272,287
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$1,333,525
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$37,578
Net investment gain/loss from pooled separate accounts2018-06-30$12
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$130,315
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-06-30No
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30REDEFER MOSS & CO PLLC
Accountancy firm EIN2018-06-30621690032
2017 : THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-06-30$104,631
Total of all expenses incurred2017-06-30$234,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$223,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$20,909
Value of total assets at end of year2017-06-30$1,570,323
Value of total assets at beginning of year2017-06-30$1,699,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$10,919
Total interest from all sources2017-06-30$47,987
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Administrative expenses professional fees incurred2017-06-30$10,650
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$250,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$20,909
Administrative expenses (other) incurred2017-06-30$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$-129,466
Value of net assets at end of year (total assets less liabilities)2017-06-30$1,570,323
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$1,699,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Investment advisory and management fees2017-06-30$239
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$236,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$261,738
Value of interest in pooled separate accounts at end of year2017-06-30$383
Value of interest in pooled separate accounts at beginning of year2017-06-30$809
Interest earned on other investments2017-06-30$47,987
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$1,333,525
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$1,437,242
Net investment gain/loss from pooled separate accounts2017-06-30$35,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$223,178
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-06-30No
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30RODEFER MOSS & CO PLLC
Accountancy firm EIN2017-06-30621690032
2016 : THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-06-30$64,762
Total of all expenses incurred2016-06-30$174,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$164,305
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$21,518
Value of total assets at end of year2016-06-30$1,699,789
Value of total assets at beginning of year2016-06-30$1,809,908
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$10,576
Total interest from all sources2016-06-30$50,990
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Administrative expenses professional fees incurred2016-06-30$10,300
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$250,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$21,518
Other income not declared elsewhere2016-06-30$23
Administrative expenses (other) incurred2016-06-30$276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-110,119
Value of net assets at end of year (total assets less liabilities)2016-06-30$1,699,789
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$1,809,908
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$261,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$283,401
Value of interest in pooled separate accounts at end of year2016-06-30$809
Value of interest in pooled separate accounts at beginning of year2016-06-30$751
Interest earned on other investments2016-06-30$50,990
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$1,437,242
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$1,525,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-7,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$164,305
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-06-30No
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30RODEFER MOSS & COMP, PLLC
Accountancy firm EIN2016-06-30621690032
2015 : THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-06-30$94,797
Total of all expenses incurred2015-06-30$232,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$222,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$21,094
Value of total assets at end of year2015-06-30$1,809,908
Value of total assets at beginning of year2015-06-30$1,947,916
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$10,655
Total interest from all sources2015-06-30$54,025
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Administrative expenses professional fees incurred2015-06-30$9,975
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$250,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$21,094
Administrative expenses (other) incurred2015-06-30$680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$-138,008
Value of net assets at end of year (total assets less liabilities)2015-06-30$1,809,908
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$1,947,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$283,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$291,446
Value of interest in pooled separate accounts at end of year2015-06-30$751
Value of interest in pooled separate accounts at beginning of year2015-06-30$672
Interest earned on other investments2015-06-30$54,025
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$1,525,756
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$1,655,798
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$19,657
Net investment gain/loss from pooled separate accounts2015-06-30$21
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30Yes
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$222,150
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-06-30No
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30RODEFER MOSS & COMP, PLLC
Accountancy firm EIN2015-06-30621690032
2014 : THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-06-30$175,375
Total of all expenses incurred2014-06-30$505,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$495,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$35,901
Value of total assets at end of year2014-06-30$1,947,916
Value of total assets at beginning of year2014-06-30$2,278,110
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$10,223
Total interest from all sources2014-06-30$59,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Administrative expenses professional fees incurred2014-06-30$9,850
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$250,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$35,901
Administrative expenses (other) incurred2014-06-30$373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$-330,194
Value of net assets at end of year (total assets less liabilities)2014-06-30$1,947,916
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$2,278,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$291,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$430,185
Value of interest in pooled separate accounts at end of year2014-06-30$672
Value of interest in pooled separate accounts at beginning of year2014-06-30$607
Interest earned on other investments2014-06-30$59,863
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$1,655,798
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$1,847,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$79,592
Net investment gain/loss from pooled separate accounts2014-06-30$19
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$495,346
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-06-30No
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30RODEFER MOSS & COMP, PLLC
Accountancy firm EIN2014-06-30621690032
2013 : THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-06-30$174,419
Total of all expenses incurred2013-06-30$274,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$263,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$44,050
Value of total assets at end of year2013-06-30$2,278,110
Value of total assets at beginning of year2013-06-30$2,378,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$11,187
Total interest from all sources2013-06-30$63,862
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$66,490
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$66,490
Administrative expenses professional fees incurred2013-06-30$9,850
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$250,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$44,050
Administrative expenses (other) incurred2013-06-30$1,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$-100,003
Value of net assets at end of year (total assets less liabilities)2013-06-30$2,278,110
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$2,378,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$430,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$471,144
Value of interest in pooled separate accounts at end of year2013-06-30$607
Value of interest in pooled separate accounts at beginning of year2013-06-30$529
Interest earned on other investments2013-06-30$63,862
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$1,847,318
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$1,906,440
Net investment gain/loss from pooled separate accounts2013-06-30$17
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$263,235
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-06-30No
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30RODEFER MOSS & COMP, PLLC
Accountancy firm EIN2013-06-30621690032
2012 : THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-06-30$113,647
Total of all expenses incurred2012-06-30$147,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$135,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$48,533
Value of total assets at end of year2012-06-30$2,378,113
Value of total assets at beginning of year2012-06-30$2,411,771
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$11,471
Total interest from all sources2012-06-30$66,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Administrative expenses professional fees incurred2012-06-30$9,850
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$250,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$48,533
Administrative expenses (other) incurred2012-06-30$1,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$-33,658
Value of net assets at end of year (total assets less liabilities)2012-06-30$2,378,113
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$2,411,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$471,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$480,729
Value of interest in pooled separate accounts at end of year2012-06-30$529
Value of interest in pooled separate accounts at beginning of year2012-06-30$448
Interest earned on other investments2012-06-30$66,206
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$1,906,440
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$1,930,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-1,106
Net investment gain/loss from pooled separate accounts2012-06-30$14
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$135,834
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-06-30No
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30RODEFER MOSS & COMP, PLLC
Accountancy firm EIN2012-06-30621690032
2011 : THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-06-30$223,862
Total of all expenses incurred2011-06-30$190,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$178,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$50,171
Value of total assets at end of year2011-06-30$2,411,771
Value of total assets at beginning of year2011-06-30$2,377,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$11,685
Total interest from all sources2011-06-30$66,809
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Administrative expenses professional fees incurred2011-06-30$11,260
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$250,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$50,171
Administrative expenses (other) incurred2011-06-30$425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$33,816
Value of net assets at end of year (total assets less liabilities)2011-06-30$2,411,771
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$2,377,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$480,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$368,260
Value of interest in pooled separate accounts at end of year2011-06-30$448
Value of interest in pooled separate accounts at beginning of year2011-06-30$367
Interest earned on other investments2011-06-30$66,809
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$1,930,594
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$2,009,328
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$106,870
Net investment gain/loss from pooled separate accounts2011-06-30$12
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$178,361
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-06-30No
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30RODEFER MOSS & COMP, PLLC
Accountancy firm EIN2011-06-30621690032
2010 : THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0
2009 : THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN

2019: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01This submission is the final filingYes
2019-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedYes
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2010: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2010-07-01Plan benefit arrangement - TrustYes
2009: THE UPPER EAST TENNESSEE HUMAN DEVELOPMENT AGENCY TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedYes
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA068602
Policy instance 1
Insurance contract or identification numberFA068602
Number of Individuals Covered0
Insurance policy start date2019-07-01
Insurance policy end date2020-02-25
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA068602
Policy instance 1
Insurance contract or identification numberFA068602
Number of Individuals Covered111
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA068602
Policy instance 1
Insurance contract or identification numberFA068602
Number of Individuals Covered116
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA068602
Policy instance 1
Insurance contract or identification numberFA068602
Number of Individuals Covered130
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA068602
Policy instance 1
Insurance contract or identification numberFA068602
Number of Individuals Covered141
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA068602
Policy instance 1
Insurance contract or identification numberFA068602
Number of Individuals Covered147
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA068602
Policy instance 1
Insurance contract or identification numberFA068602
Number of Individuals Covered151
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA068602
Policy instance 1
Insurance contract or identification numberFA068602
Number of Individuals Covered161
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA068602
Policy instance 1
Insurance contract or identification numberFA068602
Number of Individuals Covered163
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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