401k Plan data: BAGLEY & BAGLEY, INC. 401K PLAN plan

BAGLEY & BAGLEY, INC. 401K PLAN 401k Plan overview

Plan Name	BAGLEY & BAGLEY, INC. 401K PLAN
Plan identification number	002

BAGLEY & BAGLEY, INC. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BAGLEY & BAGLEY, INC. has sponsored the creation of one or more 401k plans.

Company Name: BAGLEY & BAGLEY, INC.

Employer identification number (EIN): 621427636

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAGLEY & BAGLEY, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01 BATTLE BAGLEY III 2024-06-04
002 2022-01-01 BATTLE BAGLEY III 2023-07-14
002 2021-01-01 BATTLE BAGLEY III 2022-05-18
002 2020-01-01 BATTLE BAGLEY III 2021-10-12
002 2019-01-01 BATTLE BAGLEY III 2020-07-24
002 2018-01-01 BATTLE BAGLEY III 2019-10-10
002 2017-01-01 BATTLE BAGLEY III 2018-07-16
002 2016-01-01 BATTLE BAGLEY III 2017-10-12
002 2015-01-01 BATTLE BAGLEY III 2016-09-22
002 2014-01-01 L. BATTLE BAGLEY L. BATTLE BAGLEY 2015-09-29
002 2013-01-01 L. BATTLE BAGLEY L. BATTLE BAGLEY 2014-08-28
002 2012-01-01 L. BATTLE BAGLEY L. BATTLE BAGLEY 2013-07-24
002 2011-01-01 L. BATTLE BAGLEY L. BATTLE BAGLEY 2012-08-03
002 2010-01-01 L. BATTLE BAGLEY L. BATTLE BAGLEY 2011-08-16
002 2009-01-01 L. BATTLE BAGLEY L. BATTLE BAGLEY 2010-08-09

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2023-01-01	BATTLE BAGLEY III	2024-06-04
002	2022-01-01	BATTLE BAGLEY III	2023-07-14
002	2021-01-01	BATTLE BAGLEY III	2022-05-18
002	2020-01-01	BATTLE BAGLEY III	2021-10-12
002	2019-01-01	BATTLE BAGLEY III	2020-07-24
002	2018-01-01	BATTLE BAGLEY III	2019-10-10
002	2017-01-01	BATTLE BAGLEY III	2018-07-16
002	2016-01-01	BATTLE BAGLEY III	2017-10-12
002	2015-01-01	BATTLE BAGLEY III	2016-09-22
002	2014-01-01	L. BATTLE BAGLEY		L. BATTLE BAGLEY	2015-09-29
002	2013-01-01	L. BATTLE BAGLEY		L. BATTLE BAGLEY	2014-08-28
002	2012-01-01	L. BATTLE BAGLEY		L. BATTLE BAGLEY	2013-07-24
002	2011-01-01	L. BATTLE BAGLEY		L. BATTLE BAGLEY	2012-08-03
002	2010-01-01	L. BATTLE BAGLEY		L. BATTLE BAGLEY	2011-08-16
002	2009-01-01	L. BATTLE BAGLEY		L. BATTLE BAGLEY	2010-08-09

Plan Statistics for BAGLEY & BAGLEY, INC. 401K PLAN

401k plan membership statisitcs for BAGLEY & BAGLEY, INC. 401K PLAN

Measure Date Value
2014: BAGLEY & BAGLEY, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 6
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 6
Number of participants with account balances 2014-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: BAGLEY & BAGLEY, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 6
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 6
Number of participants with account balances 2013-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: BAGLEY & BAGLEY, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 7
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 8
Number of participants with account balances 2012-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: BAGLEY & BAGLEY, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 9
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 9
Number of participants with account balances 2011-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: BAGLEY & BAGLEY, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 8
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 8
Number of participants with account balances 2010-01-01 7
2009: BAGLEY & BAGLEY, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 6
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 6
Number of participants with account balances 2009-01-01 6

Measure	Date	Value
2014: BAGLEY & BAGLEY, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	6
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	6
Number of participants with account balances	2014-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: BAGLEY & BAGLEY, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	6
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	6
Number of participants with account balances	2013-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: BAGLEY & BAGLEY, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	7
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	8
Number of participants with account balances	2012-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: BAGLEY & BAGLEY, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	9
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	9
Number of participants with account balances	2011-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: BAGLEY & BAGLEY, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	8
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	8
Number of participants with account balances	2010-01-01	7
2009: BAGLEY & BAGLEY, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	6
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	6
Number of participants with account balances	2009-01-01	6

Financial Data on BAGLEY & BAGLEY, INC. 401K PLAN

Measure	Date	Value
2014 : BAGLEY & BAGLEY, INC. 401K PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$125,851
Total plan assets at end of year	2014-12-31	$1,642,833
Total plan assets at beginning of year	2014-12-31	$1,516,982
Value of fidelity bond covering the plan	2014-12-31	$200,000
Total contributions received or receivable from participants	2014-12-31	$37,646
Other income received	2014-12-31	$42,571
Net income (gross income less expenses)	2014-12-31	$125,851
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,642,833
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,516,982
Total contributions received or receivable from employer(s)	2014-12-31	$45,634
2013 : BAGLEY & BAGLEY, INC. 401K PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$322,953
Expenses. Total of all expenses incurred	2013-12-31	$633
Benefits paid (including direct rollovers)	2013-12-31	$633
Total plan assets at end of year	2013-12-31	$1,516,982
Total plan assets at beginning of year	2013-12-31	$1,194,662
Value of fidelity bond covering the plan	2013-12-31	$125,000
Total contributions received or receivable from participants	2013-12-31	$37,657
Other income received	2013-12-31	$245,716
Net income (gross income less expenses)	2013-12-31	$322,320
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,516,982
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,194,662
Total contributions received or receivable from employer(s)	2013-12-31	$39,580
2012 : BAGLEY & BAGLEY, INC. 401K PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$158,693
Expenses. Total of all expenses incurred	2012-12-31	$17,415
Benefits paid (including direct rollovers)	2012-12-31	$17,415
Total plan assets at end of year	2012-12-31	$1,194,662
Total plan assets at beginning of year	2012-12-31	$1,053,384
Value of fidelity bond covering the plan	2012-12-31	$125,000
Total contributions received or receivable from participants	2012-12-31	$18,148
Other income received	2012-12-31	$102,702
Net income (gross income less expenses)	2012-12-31	$141,278
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,194,662
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,053,384
Total contributions received or receivable from employer(s)	2012-12-31	$37,843
2011 : BAGLEY & BAGLEY, INC. 401K PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$-7,180
Total plan assets at end of year	2011-12-31	$1,053,384
Total plan assets at beginning of year	2011-12-31	$1,060,564
Value of fidelity bond covering the plan	2011-12-31	$125,000
Total contributions received or receivable from participants	2011-12-31	$18,148
Other income received	2011-12-31	$-63,370
Net income (gross income less expenses)	2011-12-31	$-7,180
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,053,384
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,060,564
Total contributions received or receivable from employer(s)	2011-12-31	$38,042
2010 : BAGLEY & BAGLEY, INC. 401K PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$18,156
Expenses. Total of all expenses incurred	2010-12-31	$41
Total plan assets at end of year	2010-12-31	$1,060,564
Total plan assets at beginning of year	2010-12-31	$1,042,449
Value of fidelity bond covering the plan	2010-12-31	$125,000
Total contributions received or receivable from participants	2010-12-31	$8,549
Other income received	2010-12-31	$-29,106
Net income (gross income less expenses)	2010-12-31	$18,115
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,060,564
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,042,449
Total contributions received or receivable from employer(s)	2010-12-31	$38,713
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$41

Form 5500 Responses for BAGLEY & BAGLEY, INC. 401K PLAN

2014: BAGLEY & BAGLEY, INC. 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BAGLEY & BAGLEY, INC. 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BAGLEY & BAGLEY, INC. 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BAGLEY & BAGLEY, INC. 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: BAGLEY & BAGLEY, INC. 401K PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: BAGLEY & BAGLEY, INC. 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BAGLEY & BAGLEY, INC.
Employer identification number (EIN):	621427636
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages