JAMES C. HAILEY & COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2016: JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 34 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 34 |
| Total of all active and inactive participants | 2016-01-01 | 34 |
| Total participants | 2016-01-01 | 34 |
| Number of participants with account balances | 2016-01-01 | 34 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 34 |
| Total of all active and inactive participants | 2015-01-01 | 34 |
| Total participants | 2015-01-01 | 34 |
| Number of participants with account balances | 2015-01-01 | 34 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 35 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 36 |
| Total of all active and inactive participants | 2014-01-01 | 36 |
| Total participants | 2014-01-01 | 36 |
| Number of participants with account balances | 2014-01-01 | 36 |
| 2013: JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 37 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 35 |
| Total of all active and inactive participants | 2013-01-01 | 35 |
| Total participants | 2013-01-01 | 35 |
| Number of participants with account balances | 2013-01-01 | 35 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 2 |
| 2012: JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 38 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 37 |
| Total of all active and inactive participants | 2012-01-01 | 37 |
| Total participants | 2012-01-01 | 37 |
| Number of participants with account balances | 2012-01-01 | 37 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
| 2011: JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 37 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 39 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
| Total of all active and inactive participants | 2011-01-01 | 39 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 39 |
| Number of participants with account balances | 2011-01-01 | 39 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2010: JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 38 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 0 |
| Total of all active and inactive participants | 2010-01-01 | 38 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 38 |
| Number of participants with account balances | 2010-01-01 | 38 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 1 |
| 2009: JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 36 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
| Total of all active and inactive participants | 2009-01-01 | 36 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 36 |
| Number of participants with account balances | 2009-01-01 | 36 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2016 : JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $730,367 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $275,972 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $257,436 |
| Total plan assets at end of year | 2016-12-31 | $4,177,243 |
| Total plan assets at beginning of year | 2016-12-31 | $3,722,848 |
| Value of fidelity bond covering the plan | 2016-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $122,303 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $45,968 |
| Other income received | 2016-12-31 | $428,697 |
| Net income (gross income less expenses) | 2016-12-31 | $454,395 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $4,177,243 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,722,848 |
| Assets. Value of participant loans | 2016-12-31 | $2,609 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $133,399 |
| Value of corrective distributions | 2016-12-31 | $4,811 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $13,725 |
| 2015 : JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Transfers to/from the plan | 2015-12-31 | $-831,724 |
| Total income from all sources | 2015-12-31 | $28,810 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $430,924 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $420,853 |
| Total plan assets at end of year | 2015-12-31 | $3,722,848 |
| Total plan assets at beginning of year | 2015-12-31 | $4,956,686 |
| Value of fidelity bond covering the plan | 2015-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $132,846 |
| Other income received | 2015-12-31 | $-247,448 |
| Net income (gross income less expenses) | 2015-12-31 | $-402,114 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $3,722,848 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,956,686 |
| Assets. Value of participant loans | 2015-12-31 | $4,415 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $143,412 |
| Value of certain deemed distributions of participant loans | 2015-12-31 | $6,012 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $4,059 |
| 2014 : JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-12-31 | $-586,337 |
| Total income from all sources | 2014-12-31 | $327,652 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $182,320 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $181,529 |
| Total plan assets at end of year | 2014-12-31 | $4,956,686 |
| Total plan assets at beginning of year | 2014-12-31 | $5,397,691 |
| Value of fidelity bond covering the plan | 2014-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $136,146 |
| Contributions received from other sources (not participants or employers) | 2014-12-31 | $1,220 |
| Other income received | 2014-12-31 | $31,082 |
| Net income (gross income less expenses) | 2014-12-31 | $145,332 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $4,956,686 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $5,397,691 |
| Assets. Value of participant loans | 2014-12-31 | $10,692 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $159,204 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $791 |
| 2013 : JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $945,715 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $95,191 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $95,022 |
| Total plan assets at end of year | 2013-12-31 | $5,397,691 |
| Total plan assets at beginning of year | 2013-12-31 | $4,547,167 |
| Value of fidelity bond covering the plan | 2013-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $130,006 |
| Contributions received from other sources (not participants or employers) | 2013-12-31 | $7,904 |
| Other income received | 2013-12-31 | $666,813 |
| Net income (gross income less expenses) | 2013-12-31 | $850,524 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $5,397,691 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $4,547,167 |
| Assets. Value of participant loans | 2013-12-31 | $15,617 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $140,992 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $169 |
| 2012 : JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $788,185 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $53,412 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $33,313 |
| Total plan assets at end of year | 2012-12-31 | $4,547,167 |
| Total plan assets at beginning of year | 2012-12-31 | $3,812,394 |
| Value of fidelity bond covering the plan | 2012-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $142,265 |
| Contributions received from other sources (not participants or employers) | 2012-12-31 | $20,456 |
| Other income received | 2012-12-31 | $473,623 |
| Net income (gross income less expenses) | 2012-12-31 | $734,773 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $4,547,167 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,812,394 |
| Assets. Value of participant loans | 2012-12-31 | $11,179 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $151,841 |
| Value of corrective distributions | 2012-12-31 | $20,036 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $63 |
| 2011 : JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $-117,192 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $129,844 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $129,744 |
| Total plan assets at end of year | 2011-12-31 | $3,812,394 |
| Total plan assets at beginning of year | 2011-12-31 | $4,059,430 |
| Value of fidelity bond covering the plan | 2011-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $132,283 |
| Other income received | 2011-12-31 | $-431,305 |
| Net income (gross income less expenses) | 2011-12-31 | $-247,036 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $3,812,394 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,059,430 |
| Assets. Value of participant loans | 2011-12-31 | $14,374 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $181,830 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $100 |
| 2010 : JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $1,044,254 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $22,472 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $22,417 |
| Total plan assets at end of year | 2010-12-31 | $4,059,430 |
| Total plan assets at beginning of year | 2010-12-31 | $3,037,648 |
| Value of fidelity bond covering the plan | 2010-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $141,835 |
| Expenses. Other expenses not covered elsewhere | 2010-12-31 | $5 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $965 |
| Other income received | 2010-12-31 | $625,031 |
| Noncash contributions received | 2010-12-31 | $0 |
| Net income (gross income less expenses) | 2010-12-31 | $1,021,782 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $4,059,430 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,037,648 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $276,423 |
| Value of certain deemed distributions of participant loans | 2010-12-31 | $0 |
| Value of corrective distributions | 2010-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $50 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : JAMES C. HAILEY & COMPANY 401(K) PROFIT SHARING PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 331060-01 |
| Policy instance | 1 |
| Insurance contract or identification number | 331060-01 | | Number of Individuals Covered | 10 | | Insurance policy start date | 2016-01-01 | | Insurance policy end date | 2016-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309021360 |
| Policy instance | 2 |
| Insurance contract or identification number | 309021360 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2016-01-01 | | Insurance policy end date | 2016-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Insurance broker organization code? | 3 | | Insurance broker name | PAUL CULBRETH, CFP |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309021360 |
| Policy instance | 4 |
| Insurance contract or identification number | 309021360 | | Number of Individuals Covered | 1 | | Total amount of commissions paid to insurance broker | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Insurance broker organization code? | 3 | | Insurance broker name | PAUL CULBRETH, CFP |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 331060-01 |
| Policy instance | 3 |
| Insurance contract or identification number | 331060-01 | | Number of Individuals Covered | 10 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $1,193 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,193 | | Insurance broker organization code? | 3 | | Insurance broker name | JAMES IZETT |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309021393 |
| Policy instance | 2 |
| Insurance contract or identification number | 309021393 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Insurance broker organization code? | 3 | | Insurance broker name | PAUL CULBRETH, CFP |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309024490 |
| Policy instance | 1 |
| Insurance contract or identification number | 309024490 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Insurance broker organization code? | 3 | | Insurance broker name | PAUL CULBRETH, CFP |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309024490 |
| Policy instance | 1 |
| Insurance contract or identification number | 309024490 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | PAUL CULBRETH, CFP |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309021360 |
| Policy instance | 3 |
| Insurance contract or identification number | 309021360 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | PAUL CULBRETH, CFP |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 331060-01 |
| Policy instance | 5 |
| Insurance contract or identification number | 331060-01 | | Number of Individuals Covered | 44 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $19,091 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $13,695 | | Insurance broker organization code? | 3 | | Insurance broker name | JAMES IZETT |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309033690 |
| Policy instance | 2 |
| Insurance contract or identification number | 309033690 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | PAUL CULBRETH, CFP |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309021393 |
| Policy instance | 4 |
| Insurance contract or identification number | 309021393 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | PAUL CULBRETH, CFP |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309021393 |
| Policy instance | 4 |
| Insurance contract or identification number | 309021393 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | AL CULBRETH, CFP, CHFC, CLU |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 331060-01 |
| Policy instance | 5 |
| Insurance contract or identification number | 331060-01 | | Number of Individuals Covered | 44 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $16,147 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $16,147 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | JAMES IZETT |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309021360 |
| Policy instance | 3 |
| Insurance contract or identification number | 309021360 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | AL CULBRETH, CFP, CHFC, CLU |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309024490 |
| Policy instance | 1 |
| Insurance contract or identification number | 309024490 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | AL CULBRETH, CFP, CHFC, CLU |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309033690 |
| Policy instance | 2 |
| Insurance contract or identification number | 309033690 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | AL CULBRETH, CFP, CHFC, CLU |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309024490 |
| Policy instance | 1 |
| Insurance contract or identification number | 309024490 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | AL CULBRETH, CFP, CHFC, CLU |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 331060-01 |
| Policy instance | 5 |
| Insurance contract or identification number | 331060-01 | | Number of Individuals Covered | 48 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $11,383 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,765 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | JAMES IZETT |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309021393 |
| Policy instance | 4 |
| Insurance contract or identification number | 309021393 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | AL CULBRETH, CFP, CHFC, CLU |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309021360 |
| Policy instance | 3 |
| Insurance contract or identification number | 309021360 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | AL CULBRETH, CFP, CHFC, CLU |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309033690 |
| Policy instance | 2 |
| Insurance contract or identification number | 309033690 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | AL CULBRETH, CFP, CHFC, CLU |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309021393 |
| Policy instance | 4 |
| Insurance contract or identification number | 309021393 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309021360 |
| Policy instance | 3 |
| Insurance contract or identification number | 309021360 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309033690 |
| Policy instance | 2 |
| Insurance contract or identification number | 309033690 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309024490 |
| Policy instance | 1 |
| Insurance contract or identification number | 309024490 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 331060-01 |
| Policy instance | 5 |
| Insurance contract or identification number | 331060-01 | | Number of Individuals Covered | 49 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $10,792 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309021393 |
| Policy instance | 5 |
| Insurance contract or identification number | 309021393 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | JAMES IZETT, CHFC, CLU |
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| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 331060-01 |
| Policy instance | 6 |
| Insurance contract or identification number | 331060-01 | | Number of Individuals Covered | 49 | | Insurance policy start date | 2010-04-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $6,067 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $6,067 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | JAMES IZETT |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309033690 |
| Policy instance | 3 |
| Insurance contract or identification number | 309033690 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | JAMES IZETT, CHFC, CLU |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309024490 |
| Policy instance | 2 |
| Insurance contract or identification number | 309024490 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | JAMES IZETT, CHFC, CLU |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 652670 |
| Policy instance | 1 |
| Insurance contract or identification number | 652670 | | Number of Individuals Covered | 36 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $1,588 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,588 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | JAMES IZETT, CHFC, CLU |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 309021360 |
| Policy instance | 4 |
| Insurance contract or identification number | 309021360 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | JAMES IZETT, CHFC, CLU |
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