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UPA 401(K) SAVINGS PLAN 401k Plan overview

Plan NameUPA 401(K) SAVINGS PLAN
Plan identification number 001

UPA 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIVERSITY PHYSICIANS ASSOCIATION INC. has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY PHYSICIANS ASSOCIATION INC.
Employer identification number (EIN):621610351
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UPA 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SCOTT STUCKY
0012016-01-01SCOTT STUCKY
0012015-01-01SCOTT STUCKY
0012014-01-01SCOTT STUCKY
0012013-01-01KIMBERLY JANOYAN KIMBERLY JANOYAN2014-10-14
0012012-01-01SCOTT STUCKY
0012011-01-01SCOTT STUCKY
0012010-01-01TOMMY HORST
0012009-01-01TOMMY HORST

Plan Statistics for UPA 401(K) SAVINGS PLAN

401k plan membership statisitcs for UPA 401(K) SAVINGS PLAN

Measure Date Value
2022: UPA 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,207
Total number of active participants reported on line 7a of the Form 55002022-01-011,008
Number of retired or separated participants receiving benefits2022-01-0110
Number of other retired or separated participants entitled to future benefits2022-01-01438
Total of all active and inactive participants2022-01-011,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,456
Number of participants with account balances2022-01-011,401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UPA 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,279
Total number of active participants reported on line 7a of the Form 55002021-01-01895
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-01306
Total of all active and inactive participants2021-01-011,205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,205
Number of participants with account balances2021-01-011,081
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UPA 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,128
Total number of active participants reported on line 7a of the Form 55002020-01-01906
Number of retired or separated participants receiving benefits2020-01-016
Number of other retired or separated participants entitled to future benefits2020-01-01364
Total of all active and inactive participants2020-01-011,276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,276
Number of participants with account balances2020-01-011,201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0123
2019: UPA 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,169
Total number of active participants reported on line 7a of the Form 55002019-01-01904
Number of retired or separated participants receiving benefits2019-01-0113
Number of other retired or separated participants entitled to future benefits2019-01-01284
Total of all active and inactive participants2019-01-011,201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,201
Number of participants with account balances2019-01-011,117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: UPA 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,117
Total number of active participants reported on line 7a of the Form 55002018-01-01868
Number of retired or separated participants receiving benefits2018-01-0117
Number of other retired or separated participants entitled to future benefits2018-01-01283
Total of all active and inactive participants2018-01-011,168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,168
Number of participants with account balances2018-01-011,093
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: UPA 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,091
Total number of active participants reported on line 7a of the Form 55002017-01-01923
Number of retired or separated participants receiving benefits2017-01-0112
Number of other retired or separated participants entitled to future benefits2017-01-01183
Total of all active and inactive participants2017-01-011,118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,118
Number of participants with account balances2017-01-011,012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: UPA 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01954
Total number of active participants reported on line 7a of the Form 55002016-01-01919
Number of retired or separated participants receiving benefits2016-01-0112
Number of other retired or separated participants entitled to future benefits2016-01-01160
Total of all active and inactive participants2016-01-011,091
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,091
Number of participants with account balances2016-01-01966
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: UPA 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01813
Total number of active participants reported on line 7a of the Form 55002015-01-01742
Number of retired or separated participants receiving benefits2015-01-0129
Number of other retired or separated participants entitled to future benefits2015-01-01170
Total of all active and inactive participants2015-01-01941
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01941
Number of participants with account balances2015-01-01814
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: UPA 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01766
Total number of active participants reported on line 7a of the Form 55002014-01-01683
Number of retired or separated participants receiving benefits2014-01-0131
Number of other retired or separated participants entitled to future benefits2014-01-0197
Total of all active and inactive participants2014-01-01811
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01811
Number of participants with account balances2014-01-01450
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: UPA 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01702
Total number of active participants reported on line 7a of the Form 55002013-01-01636
Number of retired or separated participants receiving benefits2013-01-0139
Number of other retired or separated participants entitled to future benefits2013-01-0196
Total of all active and inactive participants2013-01-01771
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01771
Number of participants with account balances2013-01-01381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: UPA 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01627
Total number of active participants reported on line 7a of the Form 55002012-01-01593
Number of retired or separated participants receiving benefits2012-01-0127
Number of other retired or separated participants entitled to future benefits2012-01-0193
Total of all active and inactive participants2012-01-01713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01713
Number of participants with account balances2012-01-01329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UPA 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01584
Total number of active participants reported on line 7a of the Form 55002011-01-01498
Number of retired or separated participants receiving benefits2011-01-0118
Number of other retired or separated participants entitled to future benefits2011-01-0190
Total of all active and inactive participants2011-01-01606
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01606
Number of participants with account balances2011-01-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: UPA 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01484
Total number of active participants reported on line 7a of the Form 55002010-01-01527
Number of retired or separated participants receiving benefits2010-01-0110
Number of other retired or separated participants entitled to future benefits2010-01-0162
Total of all active and inactive participants2010-01-01599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01599
Number of participants with account balances2010-01-01279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: UPA 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01347
Total number of active participants reported on line 7a of the Form 55002009-01-01440
Number of retired or separated participants receiving benefits2009-01-014
Number of other retired or separated participants entitled to future benefits2009-01-0117
Total of all active and inactive participants2009-01-01461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01461
Number of participants with account balances2009-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UPA 401(K) SAVINGS PLAN

Measure Date Value
2022 : UPA 401(K) SAVINGS PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$625
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,969
Total income from all sources (including contributions)2022-12-31$1,023,009
Total of all expenses incurred2022-12-31$2,150,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,914,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,581,435
Value of total assets at end of year2022-12-31$26,988,736
Value of total assets at beginning of year2022-12-31$28,118,485
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$235,695
Total interest from all sources2022-12-31$36,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,382,937
Participant contributions at end of year2022-12-31$872,083
Participant contributions at beginning of year2022-12-31$788,332
Participant contributions at end of year2022-12-31$48,064
Participant contributions at beginning of year2022-12-31$14,011
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$410,147
Administrative expenses (other) incurred2022-12-31$235,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,127,405
Value of net assets at end of year (total assets less liabilities)2022-12-31$26,988,111
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$28,115,516
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$23,909,713
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$25,247,754
Interest on participant loans2022-12-31$36,450
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,059,491
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,007,959
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,594,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,788,351
Employer contributions (assets) at end of year2022-12-31$99,385
Employer contributions (assets) at beginning of year2022-12-31$60,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,914,719
Liabilities. Value of benefit claims payable at end of year2022-12-31$625
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$2,969
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PUGH & COMPANY
Accountancy firm EIN2022-12-31621142155
2021 : UPA 401(K) SAVINGS PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$1,054
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,969
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$7,045,513
Total of all expenses incurred2021-12-31$3,179,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,916,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,671,579
Value of total assets at end of year2021-12-31$28,118,485
Value of total assets at beginning of year2021-12-31$24,248,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$263,127
Total interest from all sources2021-12-31$32,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,991,920
Participant contributions at end of year2021-12-31$788,332
Participant contributions at beginning of year2021-12-31$683,630
Participant contributions at end of year2021-12-31$14,011
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$231,878
Administrative expenses (other) incurred2021-12-31$263,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,865,889
Value of net assets at end of year (total assets less liabilities)2021-12-31$28,115,516
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$24,248,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$25,247,754
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$21,676,469
Income. Interest from loans (other than to participants)2021-12-31$32,701
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,007,959
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,879,074
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,341,233
Net investment gain/loss from pooled separate accounts2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,447,781
Employer contributions (assets) at end of year2021-12-31$60,429
Employer contributions (assets) at beginning of year2021-12-31$9,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,916,497
Liabilities. Value of benefit claims payable at end of year2021-12-31$2,969
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PUGH & COMPANY
Accountancy firm EIN2021-12-31621142155
2020 : UPA 401(K) SAVINGS PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$38,591
Total income from all sources (including contributions)2020-12-31$6,782,616
Total of all expenses incurred2020-12-31$2,361,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,161,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,681,070
Value of total assets at end of year2020-12-31$24,248,573
Value of total assets at beginning of year2020-12-31$19,865,593
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$199,279
Total interest from all sources2020-12-31$35,313
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,869,006
Participant contributions at end of year2020-12-31$683,630
Participant contributions at beginning of year2020-12-31$631,063
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$284
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$477,351
Other income not declared elsewhere2020-12-31$40,914
Administrative expenses (other) incurred2020-12-31$199,279
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,421,571
Value of net assets at end of year (total assets less liabilities)2020-12-31$24,248,573
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$19,827,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$21,676,469
Value of interest in pooled separate accounts at beginning of year2020-12-31$17,366,503
Interest on participant loans2020-12-31$35,313
Interest earned on other investments2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,879,074
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,841,615
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from pooled separate accounts2020-12-31$3,025,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,334,713
Employer contributions (assets) at end of year2020-12-31$9,400
Employer contributions (assets) at beginning of year2020-12-31$26,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,161,766
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$38,591
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PUGH & COMPANY
Accountancy firm EIN2020-12-31621142155
2019 : UPA 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$38,591
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$38,591
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,830,893
Total income from all sources (including contributions)2019-12-31$6,830,893
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$6,507,860
Total of all expenses incurred2019-12-31$6,507,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,342,222
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,342,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,205,440
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,205,440
Value of total assets at end of year2019-12-31$19,865,593
Value of total assets at end of year2019-12-31$19,865,593
Value of total assets at beginning of year2019-12-31$19,503,969
Value of total assets at beginning of year2019-12-31$19,503,969
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$165,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$165,638
Total interest from all sources2019-12-31$32,266
Total interest from all sources2019-12-31$32,266
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,773,973
Contributions received from participants2019-12-31$1,773,973
Participant contributions at end of year2019-12-31$631,063
Participant contributions at beginning of year2019-12-31$576,971
Participant contributions at beginning of year2019-12-31$576,971
Participant contributions at end of year2019-12-31$284
Participant contributions at end of year2019-12-31$284
Participant contributions at beginning of year2019-12-31$284
Participant contributions at beginning of year2019-12-31$284
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$138,479
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$138,479
Administrative expenses (other) incurred2019-12-31$165,638
Administrative expenses (other) incurred2019-12-31$165,638
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$323,033
Value of net income/loss2019-12-31$323,033
Value of net assets at end of year (total assets less liabilities)2019-12-31$19,827,002
Value of net assets at end of year (total assets less liabilities)2019-12-31$19,827,002
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,503,969
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,503,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$17,366,503
Value of interest in pooled separate accounts at end of year2019-12-31$17,366,503
Value of interest in pooled separate accounts at beginning of year2019-12-31$16,724,225
Value of interest in pooled separate accounts at beginning of year2019-12-31$16,724,225
Interest on participant loans2019-12-31$32,266
Interest on participant loans2019-12-31$32,266
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,841,615
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,841,615
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,177,326
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,177,326
Net investment gain/loss from pooled separate accounts2019-12-31$3,593,187
Net investment gain/loss from pooled separate accounts2019-12-31$3,593,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,292,988
Contributions received in cash from employer2019-12-31$1,292,988
Employer contributions (assets) at end of year2019-12-31$26,128
Employer contributions (assets) at end of year2019-12-31$26,128
Employer contributions (assets) at beginning of year2019-12-31$25,163
Employer contributions (assets) at beginning of year2019-12-31$25,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,342,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,342,222
Liabilities. Value of benefit claims payable at end of year2019-12-31$38,591
Liabilities. Value of benefit claims payable at end of year2019-12-31$38,591
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PUGH & COMPANY
Accountancy firm name2019-12-31PUGH & COMPANY
Accountancy firm EIN2019-12-31621142155
Accountancy firm EIN2019-12-31621142155
2018 : UPA 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$3,455,372
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,487,350
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,333,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,509,047
Value of total assets at end of year2018-12-31$19,503,969
Value of total assets at beginning of year2018-12-31$17,535,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$153,817
Total interest from all sources2018-12-31$21,574
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,319,039
Participant contributions at end of year2018-12-31$576,971
Participant contributions at beginning of year2018-12-31$324,725
Participant contributions at end of year2018-12-31$284
Participant contributions at beginning of year2018-12-31$16,690
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$553,316
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$153,817
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,968,022
Value of net assets at end of year (total assets less liabilities)2018-12-31$19,503,969
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$17,535,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$16,724,225
Value of interest in pooled separate accounts at beginning of year2018-12-31$15,419,322
Interest on participant loans2018-12-31$21,574
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,177,326
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,768,917
Net investment gain/loss from pooled separate accounts2018-12-31$-1,075,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,636,692
Employer contributions (assets) at end of year2018-12-31$25,163
Employer contributions (assets) at beginning of year2018-12-31$6,293
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,333,533
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PUGH & COMPANY
Accountancy firm EIN2018-12-31621142155
2017 : UPA 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,384,653
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,356,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,230,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,308,465
Value of total assets at end of year2017-12-31$17,535,947
Value of total assets at beginning of year2017-12-31$12,508,139
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$126,642
Total interest from all sources2017-12-31$12,797
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,086,339
Participant contributions at end of year2017-12-31$324,725
Participant contributions at beginning of year2017-12-31$308,394
Participant contributions at end of year2017-12-31$16,690
Participant contributions at beginning of year2017-12-31$284
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$696,680
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Administrative expenses (other) incurred2017-12-31$126,642
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$5,027,808
Value of net assets at end of year (total assets less liabilities)2017-12-31$17,535,947
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,508,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$15,419,322
Value of interest in pooled separate accounts at beginning of year2017-12-31$12,113,249
Interest on participant loans2017-12-31$12,797
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,768,917
Net investment gain/loss from pooled separate accounts2017-12-31$2,063,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,525,446
Employer contributions (assets) at end of year2017-12-31$6,293
Employer contributions (assets) at beginning of year2017-12-31$86,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,230,203
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PUGH & COMPANY, P.C.
Accountancy firm EIN2017-12-31621142155
2016 : UPA 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,319,625
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,063,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$964,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,665,901
Value of total assets at end of year2016-12-31$12,508,139
Value of total assets at beginning of year2016-12-31$9,252,080
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$98,745
Total interest from all sources2016-12-31$9,086
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,731,620
Participant contributions at end of year2016-12-31$308,394
Participant contributions at beginning of year2016-12-31$161,147
Participant contributions at end of year2016-12-31$284
Participant contributions at beginning of year2016-12-31$14,446
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$568,525
Administrative expenses (other) incurred2016-12-31$98,745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,256,059
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,508,139
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,252,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$12,113,249
Value of interest in pooled separate accounts at beginning of year2016-12-31$9,044,680
Interest on participant loans2016-12-31$9,086
Net investment gain/loss from pooled separate accounts2016-12-31$644,638
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,365,756
Employer contributions (assets) at end of year2016-12-31$86,212
Employer contributions (assets) at beginning of year2016-12-31$31,807
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$964,821
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PUGH & COMPANY, P.C.
Accountancy firm EIN2016-12-31621142155
2015 : UPA 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,690,788
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$561,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$495,718
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,815,121
Value of total assets at end of year2015-12-31$9,252,651
Value of total assets at beginning of year2015-12-31$7,123,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$65,783
Total interest from all sources2015-12-31$6,924
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,458,986
Participant contributions at end of year2015-12-31$161,147
Participant contributions at beginning of year2015-12-31$114,212
Participant contributions at end of year2015-12-31$14,446
Participant contributions at beginning of year2015-12-31$17,893
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$286,649
Administrative expenses (other) incurred2015-12-31$65,783
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,129,287
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,252,651
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,123,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$9,045,251
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,766,366
Interest on participant loans2015-12-31$6,924
Value of interest in common/collective trusts at beginning of year2015-12-31$1,183,309
Net investment gain/loss from pooled separate accounts2015-12-31$-131,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,069,486
Employer contributions (assets) at end of year2015-12-31$31,807
Employer contributions (assets) at beginning of year2015-12-31$41,584
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$495,718
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PUGH & CO., P.C.
Accountancy firm EIN2015-12-31621142155
2014 : UPA 401(K) SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$287,751
Total unrealized appreciation/depreciation of assets2014-12-31$287,751
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,869,430
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$450,065
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$404,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,577,586
Value of total assets at end of year2014-12-31$7,123,364
Value of total assets at beginning of year2014-12-31$5,703,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$45,416
Total interest from all sources2014-12-31$4,093
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$45,416
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$795,580
Participant contributions at end of year2014-12-31$114,212
Participant contributions at beginning of year2014-12-31$100,945
Participant contributions at end of year2014-12-31$17,893
Participant contributions at beginning of year2014-12-31$24,689
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$218,044
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$1,419,365
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,123,364
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,703,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Value of interest in pooled separate accounts at end of year2014-12-31$5,766,366
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,450,977
Interest on participant loans2014-12-31$4,093
Value of interest in common/collective trusts at end of year2014-12-31$1,183,309
Value of interest in common/collective trusts at beginning of year2014-12-31$1,111,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$563,962
Employer contributions (assets) at end of year2014-12-31$41,584
Employer contributions (assets) at beginning of year2014-12-31$15,487
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$404,649
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PUGH & COMPANY
Accountancy firm EIN2014-12-31621142155
2013 : UPA 401(K) SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$778,140
Total unrealized appreciation/depreciation of assets2013-12-31$778,140
Total transfer of assets from this plan2013-12-31$327,256
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,871,349
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,017,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$978,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,090,944
Value of total assets at end of year2013-12-31$5,703,999
Value of total assets at beginning of year2013-12-31$5,177,676
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$38,795
Total interest from all sources2013-12-31$2,265
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$650,485
Participant contributions at end of year2013-12-31$100,945
Participant contributions at end of year2013-12-31$24,689
Participant contributions at beginning of year2013-12-31$17,000
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$10,320
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$38,795
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$4,776,964
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$853,579
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,703,999
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,177,676
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$4,450,977
Interest on participant loans2013-12-31$2,265
Value of interest in common/collective trusts at end of year2013-12-31$1,111,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$430,139
Employer contributions (assets) at end of year2013-12-31$15,487
Employer contributions (assets) at beginning of year2013-12-31$383,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$978,975
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PUGH & COMPANY
Accountancy firm EIN2013-12-31621142155
2012 : UPA 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,458,682
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$474,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$443,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,088,475
Value of total assets at end of year2012-12-31$5,177,676
Value of total assets at beginning of year2012-12-31$4,193,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$30,619
Total interest from all sources2012-12-31$36,682
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$547,967
Participant contributions at end of year2012-12-31$17,000
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$157,908
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$30,619
Total non interest bearing cash at end of year2012-12-31$4,776,964
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$984,445
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,177,676
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,193,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,720,883
Interest earned on other investments2012-12-31$36,682
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,095,809
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,095,809
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$333,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$382,600
Employer contributions (assets) at end of year2012-12-31$383,712
Employer contributions (assets) at beginning of year2012-12-31$376,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$443,618
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PUGH & COMPANY, P.C.
Accountancy firm EIN2012-12-31621142155
2011 : UPA 401(K) SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-59,595
Total unrealized appreciation/depreciation of assets2011-12-31$-59,595
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$925,278
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$357,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$331,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$959,526
Value of total assets at end of year2011-12-31$4,193,231
Value of total assets at beginning of year2011-12-31$3,625,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$26,150
Total interest from all sources2011-12-31$-46
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$25,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$25,393
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$157,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$520,292
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$61,492
Administrative expenses (other) incurred2011-12-31$26,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$567,888
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,193,231
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,625,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,720,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,281,396
Income. Interest from corporate debt instruments2011-12-31$-46
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,095,809
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,000,961
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,000,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$377,742
Employer contributions (assets) at end of year2011-12-31$376,539
Employer contributions (assets) at beginning of year2011-12-31$342,986
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$331,240
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PUGH & COMPANY, P.C.
Accountancy firm EIN2011-12-31621142155
2010 : UPA 401(K) SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$253,160
Total unrealized appreciation/depreciation of assets2010-12-31$253,160
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,409,887
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$93,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$79,230
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,122,055
Value of total assets at end of year2010-12-31$3,625,343
Value of total assets at beginning of year2010-12-31$2,309,316
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$14,630
Total interest from all sources2010-12-31$-23
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$34,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$34,695
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$157,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$456,821
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$27,943
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$323,355
Total non interest bearing cash at beginning of year2010-12-31$11,911
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$1,316,027
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,625,343
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,309,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$13,010
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,281,396
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,233,560
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,000,961
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$800,396
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$800,396
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$-23
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$341,879
Employer contributions (assets) at end of year2010-12-31$342,986
Employer contributions (assets) at beginning of year2010-12-31$235,506
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$79,230
Contract administrator fees2010-12-31$1,620
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PUGH & COMPANY, P.C.
Accountancy firm EIN2010-12-31621142155

Form 5500 Responses for UPA 401(K) SAVINGS PLAN

2022: UPA 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UPA 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UPA 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UPA 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UPA 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UPA 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UPA 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UPA 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UPA 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UPA 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UPA 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UPA 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UPA 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UPA 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number065-71249
Policy instance 1
Insurance contract or identification number065-71249
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number065-71249
Policy instance 1
Insurance contract or identification number065-71249
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932331-000
Policy instance 2
Insurance contract or identification number932331-000
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $9,912
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $8,326
Amount paid for insurance broker fees0
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number065-71249
Policy instance 1
Insurance contract or identification number065-71249
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932331-000
Policy instance 1
Insurance contract or identification number932331-000
Number of Individuals Covered1117
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $103,327
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $76,224
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932331-000
Policy instance 1
Insurance contract or identification number932331-000
Number of Individuals Covered1256
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $107,894
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $107,894
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932331-000
Policy instance 1
Insurance contract or identification number932331-000
Number of Individuals Covered900
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $87,722
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $81,636
Insurance broker organization code?3
Insurance broker nameWEH INSURANCE AGENCY, INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932331-000
Policy instance 1
Insurance contract or identification number932331-000
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker name
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932331-000
Policy instance 1
Insurance contract or identification number932331-000
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $30,617
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,617
Insurance broker organization code?3
Insurance broker nameWEH INSURANCE AGENCY, INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932331-000
Policy instance 1
Insurance contract or identification number932331-000
Number of Individuals Covered400
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $30,617
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $30,617
Insurance broker organization code?3
Insurance broker nameWEH INSURANCE AGENCY, INC.

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