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ORTHOTENNESSEE 401(K) PLAN 401k Plan overview

Plan NameORTHOTENNESSEE 401(K) PLAN
Plan identification number 002

ORTHOTENNESSEE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ORTHOTENNESSEE P.C. has sponsored the creation of one or more 401k plans.

Company Name:ORTHOTENNESSEE P.C.
Employer identification number (EIN):621700130
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORTHOTENNESSEE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01CHERYL LAYSON-PETERS
0022016-01-01CHERYL LAYSON-PETERS
0022015-01-01GLENN SUMNER
0022014-01-01GLENN SUMNER
0022013-01-01GLENN SUMNER GLENN SUMNER2014-10-14
0022012-01-01GLENN SUMNER
0022011-01-01GLENN SUMNER
0022010-01-01GLENN SUMNER
0022009-01-01CHERYL LAYSON

Plan Statistics for ORTHOTENNESSEE 401(K) PLAN

401k plan membership statisitcs for ORTHOTENNESSEE 401(K) PLAN

Measure Date Value
2022: ORTHOTENNESSEE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01783
Total number of active participants reported on line 7a of the Form 55002022-01-01628
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01193
Total of all active and inactive participants2022-01-01821
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01821
Number of participants with account balances2022-01-01758
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0113
2021: ORTHOTENNESSEE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01755
Total number of active participants reported on line 7a of the Form 55002021-01-01617
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01140
Total of all active and inactive participants2021-01-01757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01758
Number of participants with account balances2021-01-01748
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0115
2020: ORTHOTENNESSEE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01713
Total number of active participants reported on line 7a of the Form 55002020-01-01597
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01136
Total of all active and inactive participants2020-01-01733
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01733
Number of participants with account balances2020-01-01674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0114
2019: ORTHOTENNESSEE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01697
Total number of active participants reported on line 7a of the Form 55002019-01-01576
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01109
Total of all active and inactive participants2019-01-01685
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01685
Number of participants with account balances2019-01-01649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0115
2018: ORTHOTENNESSEE 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01690
Total number of active participants reported on line 7a of the Form 55002018-01-01561
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01122
Total of all active and inactive participants2018-01-01683
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01683
Number of participants with account balances2018-01-01649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0116
2017: ORTHOTENNESSEE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01642
Total number of active participants reported on line 7a of the Form 55002017-01-01551
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01116
Total of all active and inactive participants2017-01-01667
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01667
Number of participants with account balances2017-01-01625
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0113
2016: ORTHOTENNESSEE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01724
Total number of active participants reported on line 7a of the Form 55002016-01-01532
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01118
Total of all active and inactive participants2016-01-01650
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01650
Number of participants with account balances2016-01-01611
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0120
2015: ORTHOTENNESSEE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01572
Total number of active participants reported on line 7a of the Form 55002015-01-01505
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01100
Total of all active and inactive participants2015-01-01605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01606
Number of participants with account balances2015-01-01553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110
2014: ORTHOTENNESSEE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01616
Total number of active participants reported on line 7a of the Form 55002014-01-01489
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01130
Total of all active and inactive participants2014-01-01619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01620
Number of participants with account balances2014-01-01589
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: ORTHOTENNESSEE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01598
Total number of active participants reported on line 7a of the Form 55002013-01-01474
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01117
Total of all active and inactive participants2013-01-01591
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01592
Number of participants with account balances2013-01-01567
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: ORTHOTENNESSEE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01548
Total number of active participants reported on line 7a of the Form 55002012-01-01456
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01128
Total of all active and inactive participants2012-01-01584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01585
Number of participants with account balances2012-01-01568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: ORTHOTENNESSEE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01505
Total number of active participants reported on line 7a of the Form 55002011-01-01440
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0192
Total of all active and inactive participants2011-01-01532
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01533
Number of participants with account balances2011-01-01503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0122
2010: ORTHOTENNESSEE 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01463
Total number of active participants reported on line 7a of the Form 55002010-01-01411
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0150
Total of all active and inactive participants2010-01-01461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01462
Number of participants with account balances2010-01-01446
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0112
2009: ORTHOTENNESSEE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01440
Total number of active participants reported on line 7a of the Form 55002009-01-01400
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0162
Total of all active and inactive participants2009-01-01462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01463
Number of participants with account balances2009-01-01432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0113

Financial Data on ORTHOTENNESSEE 401(K) PLAN

Measure Date Value
2022 : ORTHOTENNESSEE 401(K) PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,924
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$161
Total income from all sources (including contributions)2022-12-31$-15,931,510
Total of all expenses incurred2022-12-31$9,020,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$8,665,987
Expenses. Certain deemed distributions of participant loans2022-12-31$89,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$7,971,918
Value of total assets at end of year2022-12-31$142,179,743
Value of total assets at beginning of year2022-12-31$167,128,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$265,006
Total interest from all sources2022-12-31$48,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$265,006
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,837,422
Participant contributions at end of year2022-12-31$947,947
Participant contributions at beginning of year2022-12-31$987,104
Participant contributions at end of year2022-12-31$50,877
Participant contributions at beginning of year2022-12-31$4,890
Assets. Other investments not covered elsewhere at end of year2022-12-31$7,292,461
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$8,986,174
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$292,134
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$2,924
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$161
Other income not declared elsewhere2022-12-31$-613,311
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-24,951,747
Value of net assets at end of year (total assets less liabilities)2022-12-31$142,176,819
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$167,128,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$88,939,677
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$112,168,695
Interest on participant loans2022-12-31$48,968
Value of interest in common/collective trusts at end of year2022-12-31$3,718,578
Value of interest in common/collective trusts at beginning of year2022-12-31$4,808,344
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$37,892,474
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$36,932,127
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-22,475,274
Net investment gain or loss from common/collective trusts2022-12-31$-863,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,842,362
Employer contributions (assets) at end of year2022-12-31$3,337,729
Employer contributions (assets) at beginning of year2022-12-31$3,241,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$8,665,987
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31COULTER & JUSTUS, P.C.
Accountancy firm EIN2022-12-31621532536
2021 : ORTHOTENNESSEE 401(K) PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$161
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$31,130
Total income from all sources (including contributions)2021-12-31$24,126,620
Total of all expenses incurred2021-12-31$7,702,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,335,515
Expenses. Certain deemed distributions of participant loans2021-12-31$56,184
Value of total corrective distributions2021-12-31$280
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,877,835
Value of total assets at end of year2021-12-31$167,128,727
Value of total assets at beginning of year2021-12-31$150,735,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$310,034
Total interest from all sources2021-12-31$55,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$310,034
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,647,454
Participant contributions at end of year2021-12-31$987,104
Participant contributions at beginning of year2021-12-31$1,046,436
Participant contributions at end of year2021-12-31$4,890
Participant contributions at beginning of year2021-12-31$56,187
Assets. Other investments not covered elsewhere at end of year2021-12-31$8,986,174
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$7,863,679
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$574,998
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$161
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$31,130
Other income not declared elsewhere2021-12-31$2,075,456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,424,607
Value of net assets at end of year (total assets less liabilities)2021-12-31$167,128,566
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$150,703,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$112,168,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$97,515,424
Interest on participant loans2021-12-31$55,232
Value of interest in common/collective trusts at end of year2021-12-31$4,808,344
Value of interest in common/collective trusts at beginning of year2021-12-31$5,451,999
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$36,932,127
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$35,460,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$14,077,992
Net investment gain or loss from common/collective trusts2021-12-31$40,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,655,383
Employer contributions (assets) at end of year2021-12-31$3,241,393
Employer contributions (assets) at beginning of year2021-12-31$3,341,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,335,515
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31COULTER & JUSTUS, P. C.
Accountancy firm EIN2021-12-31621532536
2020 : ORTHOTENNESSEE 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$31,130
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$161
Total income from all sources (including contributions)2020-12-31$23,628,789
Total of all expenses incurred2020-12-31$10,680,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$10,318,199
Expenses. Certain deemed distributions of participant loans2020-12-31$74,000
Value of total corrective distributions2020-12-31$872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,407,964
Value of total assets at end of year2020-12-31$150,735,089
Value of total assets at beginning of year2020-12-31$137,756,265
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$287,863
Total interest from all sources2020-12-31$61,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$287,863
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,326,410
Participant contributions at end of year2020-12-31$1,046,436
Participant contributions at beginning of year2020-12-31$1,256,025
Participant contributions at end of year2020-12-31$56,187
Assets. Other investments not covered elsewhere at end of year2020-12-31$7,863,679
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$6,853,537
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$325,349
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$31,130
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$161
Other income not declared elsewhere2020-12-31$1,954,591
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$12,947,855
Value of net assets at end of year (total assets less liabilities)2020-12-31$150,703,959
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$137,756,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$97,515,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$97,031,413
Interest on participant loans2020-12-31$61,860
Value of interest in common/collective trusts at end of year2020-12-31$5,451,999
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$35,460,302
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$29,748,665
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$14,546,240
Net investment gain or loss from common/collective trusts2020-12-31$658,134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,756,205
Employer contributions (assets) at end of year2020-12-31$3,341,062
Employer contributions (assets) at beginning of year2020-12-31$2,866,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$10,318,199
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31COULTER & JUSTUS, P. C.
Accountancy firm EIN2020-12-31621532536
2019 : ORTHOTENNESSEE 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$161
Total income from all sources (including contributions)2019-12-31$27,683,748
Total of all expenses incurred2019-12-31$5,794,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,376,840
Expenses. Certain deemed distributions of participant loans2019-12-31$123,858
Value of total corrective distributions2019-12-31$1,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,971,343
Value of total assets at end of year2019-12-31$137,756,265
Value of total assets at beginning of year2019-12-31$115,866,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$291,772
Total interest from all sources2019-12-31$73,287
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$291,772
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,452,482
Participant contributions at end of year2019-12-31$1,256,025
Participant contributions at beginning of year2019-12-31$1,356,964
Assets. Other investments not covered elsewhere at end of year2019-12-31$6,853,537
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$5,598,307
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$338,242
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$161
Other income not declared elsewhere2019-12-31$2,009,080
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$94,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$21,889,699
Value of net assets at end of year (total assets less liabilities)2019-12-31$137,756,104
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$115,866,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$97,031,413
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$78,467,609
Interest on participant loans2019-12-31$73,287
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$29,748,665
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$27,672,818
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$18,630,038
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,180,619
Employer contributions (assets) at end of year2019-12-31$2,866,625
Employer contributions (assets) at beginning of year2019-12-31$2,676,018
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,376,840
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31COULTER & JUSTUS, P. C.
Accountancy firm EIN2019-12-31621532536
2018 : ORTHOTENNESSEE 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$3,487,685
Total of all expenses incurred2018-12-31$11,702,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$11,129,019
Expenses. Certain deemed distributions of participant loans2018-12-31$76,642
Value of total corrective distributions2018-12-31$748
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,688,708
Value of total assets at end of year2018-12-31$115,866,405
Value of total assets at beginning of year2018-12-31$124,081,209
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$496,080
Total interest from all sources2018-12-31$60,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$496,080
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,370,504
Participant contributions at end of year2018-12-31$1,356,964
Participant contributions at beginning of year2018-12-31$1,207,824
Assets. Other investments not covered elsewhere at end of year2018-12-31$5,598,307
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$11,047,815
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$355,922
Other income not declared elsewhere2018-12-31$20,153
Total non interest bearing cash at end of year2018-12-31$94,689
Total non interest bearing cash at beginning of year2018-12-31$157,488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-8,214,804
Value of net assets at end of year (total assets less liabilities)2018-12-31$115,866,405
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$124,081,209
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$78,467,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$83,791,411
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$60,558
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$27,672,818
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$25,241,993
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,281,734
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,962,282
Employer contributions (assets) at end of year2018-12-31$2,676,018
Employer contributions (assets) at beginning of year2018-12-31$2,634,678
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$11,129,019
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31COULTER & JUSTUS, P. C.
Accountancy firm EIN2018-12-31621532536
2017 : ORTHOTENNESSEE 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$22,160,327
Total of all expenses incurred2017-12-31$3,831,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,197,211
Expenses. Certain deemed distributions of participant loans2017-12-31$49,788
Value of total corrective distributions2017-12-31$3,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,294,184
Value of total assets at end of year2017-12-31$124,081,209
Value of total assets at beginning of year2017-12-31$105,752,497
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$581,354
Total interest from all sources2017-12-31$51,933
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$581,354
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,231,646
Participant contributions at end of year2017-12-31$1,207,824
Participant contributions at beginning of year2017-12-31$1,131,015
Assets. Other investments not covered elsewhere at end of year2017-12-31$11,047,815
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$9,481,778
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$218,172
Other income not declared elsewhere2017-12-31$2,572,375
Total non interest bearing cash at end of year2017-12-31$157,488
Total non interest bearing cash at beginning of year2017-12-31$258,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$18,328,712
Value of net assets at end of year (total assets less liabilities)2017-12-31$124,081,209
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$105,752,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$83,791,411
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$61,335,836
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$9,073,671
Interest on participant loans2017-12-31$51,933
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$25,241,993
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$21,971,712
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$12,266,205
Net investment gain/loss from pooled separate accounts2017-12-31$975,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,844,366
Employer contributions (assets) at end of year2017-12-31$2,634,678
Employer contributions (assets) at beginning of year2017-12-31$2,500,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,197,211
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31COULTER & JUSTUS, P. C.
Accountancy firm EIN2017-12-31621532536
2016 : ORTHOTENNESSEE 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$12,904,348
Total of all expenses incurred2016-12-31$12,739,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$12,366,703
Expenses. Certain deemed distributions of participant loans2016-12-31$52,389
Value of total corrective distributions2016-12-31$660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,354,447
Value of total assets at end of year2016-12-31$105,752,497
Value of total assets at beginning of year2016-12-31$105,587,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$319,503
Total interest from all sources2016-12-31$46,170
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$319,503
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,204,945
Participant contributions at end of year2016-12-31$1,131,015
Participant contributions at beginning of year2016-12-31$1,097,172
Assets. Other investments not covered elsewhere at end of year2016-12-31$9,481,778
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$18,592,116
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$476,190
Other income not declared elsewhere2016-12-31$1,488,525
Total non interest bearing cash at end of year2016-12-31$258,296
Total non interest bearing cash at beginning of year2016-12-31$152,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$165,093
Value of net assets at end of year (total assets less liabilities)2016-12-31$105,752,497
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$105,587,404
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$61,335,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,247,125
Value of interest in pooled separate accounts at end of year2016-12-31$9,073,671
Value of interest in pooled separate accounts at beginning of year2016-12-31$49,407,988
Interest on participant loans2016-12-31$46,170
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$21,971,712
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$15,701,995
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,894,753
Net investment gain/loss from pooled separate accounts2016-12-31$1,120,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,673,312
Employer contributions (assets) at end of year2016-12-31$2,500,189
Employer contributions (assets) at beginning of year2016-12-31$2,388,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$12,366,703
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31COULTER & JUSTUS, P.C.
Accountancy firm EIN2016-12-31621532536
2015 : ORTHOTENNESSEE 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,440,239
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,658,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,391,307
Expenses. Certain deemed distributions of participant loans2015-12-31$72,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,736,503
Value of total assets at end of year2015-12-31$105,587,404
Value of total assets at beginning of year2015-12-31$103,805,801
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$194,846
Total interest from all sources2015-12-31$47,949
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$194,846
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,968,061
Participant contributions at end of year2015-12-31$1,097,172
Participant contributions at beginning of year2015-12-31$1,128,882
Assets. Other investments not covered elsewhere at end of year2015-12-31$18,592,116
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$18,126,636
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$328,937
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$81,420
Total non interest bearing cash at end of year2015-12-31$152,707
Total non interest bearing cash at beginning of year2015-12-31$138,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,781,603
Value of net assets at end of year (total assets less liabilities)2015-12-31$105,587,404
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$103,805,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,247,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,629,434
Value of interest in pooled separate accounts at end of year2015-12-31$49,407,988
Value of interest in pooled separate accounts at beginning of year2015-12-31$68,166,615
Interest on participant loans2015-12-31$47,949
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$15,701,995
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$12,307,292
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,171,722
Net investment gain/loss from pooled separate accounts2015-12-31$746,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,439,505
Employer contributions (assets) at end of year2015-12-31$2,388,301
Employer contributions (assets) at beginning of year2015-12-31$2,308,879
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,391,307
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31COULTER & JUSTUS, P.C.
Accountancy firm EIN2015-12-31621532536
2014 : ORTHOTENNESSEE 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$10,464,746
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$5,408,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,200,273
Expenses. Certain deemed distributions of participant loans2014-12-31$81,873
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,260,975
Value of total assets at end of year2014-12-31$103,805,801
Value of total assets at beginning of year2014-12-31$98,749,720
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$126,519
Total interest from all sources2014-12-31$53,985
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$126,519
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,881,333
Participant contributions at end of year2014-12-31$1,128,882
Participant contributions at beginning of year2014-12-31$1,382,444
Assets. Other investments not covered elsewhere at end of year2014-12-31$18,126,636
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$17,694,744
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$63,356
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$1,125,680
Total non interest bearing cash at end of year2014-12-31$138,063
Total non interest bearing cash at beginning of year2014-12-31$159,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,056,081
Value of net assets at end of year (total assets less liabilities)2014-12-31$103,805,801
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$98,749,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,629,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,634,964
Value of interest in pooled separate accounts at end of year2014-12-31$68,166,615
Value of interest in pooled separate accounts at beginning of year2014-12-31$66,007,006
Interest on participant loans2014-12-31$53,985
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$12,307,292
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$9,703,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-65,331
Net investment gain/loss from pooled separate accounts2014-12-31$4,089,437
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,316,286
Employer contributions (assets) at end of year2014-12-31$2,308,879
Employer contributions (assets) at beginning of year2014-12-31$2,167,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,200,273
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31COULTER & JUSTUS, P.C.
Accountancy firm EIN2014-12-31621532536
2013 : ORTHOTENNESSEE 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$20,151,557
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,746,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,580,342
Expenses. Certain deemed distributions of participant loans2013-12-31$45,758
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,200,195
Value of total assets at end of year2013-12-31$98,749,720
Value of total assets at beginning of year2013-12-31$83,344,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$120,659
Total interest from all sources2013-12-31$55,929
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$120,659
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,799,266
Participant contributions at end of year2013-12-31$1,382,444
Participant contributions at beginning of year2013-12-31$1,205,073
Assets. Other investments not covered elsewhere at end of year2013-12-31$17,694,744
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$15,957,271
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$238,291
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$9,796
Other income not declared elsewhere2013-12-31$2,665,078
Total non interest bearing cash at end of year2013-12-31$159,520
Total non interest bearing cash at beginning of year2013-12-31$185,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$15,404,798
Value of net assets at end of year (total assets less liabilities)2013-12-31$98,749,720
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$83,344,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,634,964
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$703,891
Value of interest in pooled separate accounts at end of year2013-12-31$66,007,006
Value of interest in pooled separate accounts at beginning of year2013-12-31$55,662,968
Interest on participant loans2013-12-31$55,929
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$9,703,149
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$7,564,284
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$-3,456
Net investment gain/loss from pooled separate accounts2013-12-31$12,233,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,162,638
Employer contributions (assets) at end of year2013-12-31$2,167,893
Employer contributions (assets) at beginning of year2013-12-31$2,056,485
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,580,342
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31COULTER & JUSTUS, P.C.
Accountancy firm EIN2013-12-31621532536
2012 : ORTHOTENNESSEE 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$14,683,169
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,704,558
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,498,676
Expenses. Certain deemed distributions of participant loans2012-12-31$99,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,880,679
Value of total assets at end of year2012-12-31$83,344,922
Value of total assets at beginning of year2012-12-31$72,366,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$106,863
Total interest from all sources2012-12-31$50,732
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$106,863
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,725,001
Participant contributions at end of year2012-12-31$1,205,073
Participant contributions at beginning of year2012-12-31$1,221,626
Assets. Other investments not covered elsewhere at end of year2012-12-31$15,957,271
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$15,825,014
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$147,152
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$9,796
Other income not declared elsewhere2012-12-31$2,336,567
Total non interest bearing cash at end of year2012-12-31$185,154
Total non interest bearing cash at beginning of year2012-12-31$141,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$10,978,611
Value of net assets at end of year (total assets less liabilities)2012-12-31$83,344,922
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$72,366,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$703,891
Value of interest in pooled separate accounts at end of year2012-12-31$55,662,968
Value of interest in pooled separate accounts at beginning of year2012-12-31$47,362,116
Interest on participant loans2012-12-31$50,732
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$7,564,284
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$5,802,835
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$59,416
Net investment gain/loss from pooled separate accounts2012-12-31$7,355,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,008,526
Employer contributions (assets) at end of year2012-12-31$2,056,485
Employer contributions (assets) at beginning of year2012-12-31$2,013,588
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,498,676
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31COULTER & JUSTUS, P.C.
Accountancy firm EIN2012-12-31621532536
2011 : ORTHOTENNESSEE 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,805,552
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,276,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,117,732
Expenses. Certain deemed distributions of participant loans2011-12-31$66,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,750,172
Value of total assets at end of year2011-12-31$72,366,311
Value of total assets at beginning of year2011-12-31$72,837,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$92,829
Total interest from all sources2011-12-31$48,867
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$92,829
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,619,187
Participant contributions at end of year2011-12-31$1,221,626
Participant contributions at beginning of year2011-12-31$943,940
Assets. Other investments not covered elsewhere at end of year2011-12-31$15,825,014
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$15,128,648
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$224,255
Other income not declared elsewhere2011-12-31$-514,928
Total non interest bearing cash at end of year2011-12-31$141,132
Total non interest bearing cash at beginning of year2011-12-31$455,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-471,323
Value of net assets at end of year (total assets less liabilities)2011-12-31$72,366,311
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$72,837,634
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$47,362,116
Value of interest in pooled separate accounts at beginning of year2011-12-31$46,936,884
Interest on participant loans2011-12-31$48,867
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$5,802,835
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$6,181,619
Net investment gain/loss from pooled separate accounts2011-12-31$-478,559
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,906,730
Employer contributions (assets) at end of year2011-12-31$2,013,588
Employer contributions (assets) at beginning of year2011-12-31$3,191,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,117,732
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31COULTER & JUSTUS, P.C.
Accountancy firm EIN2011-12-31621532536
2010 : ORTHOTENNESSEE 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$12,366,915
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,154,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,046,875
Expenses. Certain deemed distributions of participant loans2010-12-31$36,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,644,210
Value of total assets at end of year2010-12-31$72,837,634
Value of total assets at beginning of year2010-12-31$62,625,548
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$71,827
Total interest from all sources2010-12-31$45,717
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$71,827
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$828,217
Participant contributions at end of year2010-12-31$943,940
Participant contributions at beginning of year2010-12-31$773,418
Assets. Other investments not covered elsewhere at end of year2010-12-31$15,128,648
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$11,701,938
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$275,479
Other income not declared elsewhere2010-12-31$1,450,161
Total non interest bearing cash at end of year2010-12-31$455,061
Total non interest bearing cash at beginning of year2010-12-31$35,367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$10,212,086
Value of net assets at end of year (total assets less liabilities)2010-12-31$72,837,634
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$62,625,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$46,936,884
Value of interest in pooled separate accounts at beginning of year2010-12-31$41,481,954
Interest on participant loans2010-12-31$45,717
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$6,181,619
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$5,553,437
Net investment gain/loss from pooled separate accounts2010-12-31$6,226,827
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,540,514
Employer contributions (assets) at end of year2010-12-31$3,191,482
Employer contributions (assets) at beginning of year2010-12-31$3,079,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,046,875
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31COULTER & JUSTUS, P.C.
Accountancy firm EIN2010-12-31621532536
2009 : ORTHOTENNESSEE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ORTHOTENNESSEE 401(K) PLAN

2022: ORTHOTENNESSEE 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ORTHOTENNESSEE 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ORTHOTENNESSEE 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ORTHOTENNESSEE 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ORTHOTENNESSEE 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ORTHOTENNESSEE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ORTHOTENNESSEE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ORTHOTENNESSEE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ORTHOTENNESSEE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ORTHOTENNESSEE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ORTHOTENNESSEE 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ORTHOTENNESSEE 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ORTHOTENNESSEE 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ORTHOTENNESSEE 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82925-2
Policy instance 1
Insurance contract or identification numberRM 82925-2
Number of Individuals Covered306
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82925-2
Policy instance 1
Insurance contract or identification numberRM 82925-2
Number of Individuals Covered748
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82925-2
Policy instance 1
Insurance contract or identification numberRM 82925-2
Number of Individuals Covered674
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82925-2
Policy instance 1
Insurance contract or identification numberRM 82925-2
Number of Individuals Covered649
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS8111
Policy instance 2
Insurance contract or identification numberPFS8111
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $577
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $577
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS8111
Policy instance 2
Insurance contract or identification numberPFS8111
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,099
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,099
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82925-2
Policy instance 1
Insurance contract or identification numberRM 82925-2
Number of Individuals Covered649
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS8111
Policy instance 2
Insurance contract or identification numberPFS8111
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of fees paid to insurance companyUSD $1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1
Insurance broker organization code?3
Insurance broker nameGENEOS WEALTH MANAGEMENT INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82925-2
Policy instance 1
Insurance contract or identification numberRM 82925-2
Number of Individuals Covered625
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS8111
Policy instance 2
Insurance contract or identification numberPFS8111
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $551
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $551
Insurance broker organization code?3
Insurance broker nameALEEN SWOFFORD
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82925-2
Policy instance 1
Insurance contract or identification numberRM 82925-2
Number of Individuals Covered553
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS8111
Policy instance 2
Insurance contract or identification numberPFS8111
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,018
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,018
Insurance broker organization code?3
Insurance broker nameALEEN SWOFFORD
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82925-2
Policy instance 1
Insurance contract or identification numberRM 82925-2
Number of Individuals Covered589
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82925-2
Policy instance 1
Insurance contract or identification numberRM 82925-2
Number of Individuals Covered565
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $44,355
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $44,355
Insurance broker organization code?1
Insurance broker nameCETERA ADVISOR NETWORKS LLC
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS8111
Policy instance 2
Insurance contract or identification numberPFS8111
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $933
Total amount of fees paid to insurance companyUSD $1
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $933
Insurance broker organization code?3
Amount paid for insurance broker fees1
Additional information about fees paid to insurance brokerFIXED EXPENSE
Insurance broker nameWOODBURY FIN SVCS INC
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS8111
Policy instance 2
Insurance contract or identification numberPFS8111
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $853
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $853
Insurance broker organization code?3
Insurance broker nameALEEN SWOFFORD
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82925-2
Policy instance 1
Insurance contract or identification numberRM 82925-2
Number of Individuals Covered568
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $127,604
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $127,604
Insurance broker organization code?1
Insurance broker nameFINANCIAL NETWORK INVESTMENT CORP
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS8111
Policy instance 2
Insurance contract or identification numberPFS8111
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $498
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82925-2
Policy instance 1
Insurance contract or identification numberRM 82925-2
Number of Individuals Covered502
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $112,162
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS8111
Policy instance 2
Insurance contract or identification numberPFS8111
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,600
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,600
Insurance broker organization code?3
Insurance broker nameALEEN SWOFFORD
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82925-2
Policy instance 1
Insurance contract or identification numberRM 82925-2
Number of Individuals Covered446
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $98,610
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $98,610
Insurance broker organization code?1
Insurance broker nameFINANCIAL NETWORK INVESTMENT CORP

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