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LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 401k Plan overview

Plan NameLIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN
Plan identification number 004

LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LIBERTY NATIONAL LIFE INSURANCE CO has sponsored the creation of one or more 401k plans.

Company Name:LIBERTY NATIONAL LIFE INSURANCE CO
Employer identification number (EIN):630124600
NAIC Classification:524140

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042017-01-01MICHELE CRAVEN CORY NEWMAN2017-10-13
0042016-01-01MICHELE CRAVEN CORY NEWMAN2017-09-06
0042015-01-01MICHELE C. CRAVEN CORY NEWMAN2016-10-13
0042014-01-01CHRISTOPHER G. GRAVES CORY NEWMAN2015-10-15
0042013-01-01CORY NEWMAN
0042012-01-01JENNY BOWDEN CORY NEWMAN2013-10-15
0042011-01-01DARYL MARTIN CORY NEWMAN2012-09-12
0042010-01-01DARYL MARTIN CORY NEWMAN2011-10-13
0042009-01-01DARYL MARTIN CORY NEWMAN2010-10-08

Plan Statistics for LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN

401k plan membership statisitcs for LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN

Measure Date Value
2017: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01335
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01427
Total number of active participants reported on line 7a of the Form 55002016-01-01163
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01172
Total of all active and inactive participants2016-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01335
Number of participants with account balances2016-01-01279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01442
Total number of active participants reported on line 7a of the Form 55002015-01-01299
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01127
Total of all active and inactive participants2015-01-01426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01427
Number of participants with account balances2015-01-01327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0114
2014: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01610
Total number of active participants reported on line 7a of the Form 55002014-01-01305
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01137
Total of all active and inactive participants2014-01-01442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01442
Number of participants with account balances2014-01-01385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0119
2013: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01719
Total number of active participants reported on line 7a of the Form 55002013-01-01407
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01203
Total of all active and inactive participants2013-01-01610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01610
Number of participants with account balances2013-01-01502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0195
2012: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01875
Total number of active participants reported on line 7a of the Form 55002012-01-01574
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01145
Total of all active and inactive participants2012-01-01719
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01719
Number of participants with account balances2012-01-01637
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0177
2011: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01809
Total number of active participants reported on line 7a of the Form 55002011-01-01537
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01333
Total of all active and inactive participants2011-01-01870
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01870
Number of participants with account balances2011-01-01799
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01120
2010: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01795
Total number of active participants reported on line 7a of the Form 55002010-01-01686
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01123
Total of all active and inactive participants2010-01-01809
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01809
Number of participants with account balances2010-01-01748
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0164
2009: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01689
Total number of active participants reported on line 7a of the Form 55002009-01-01675
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01120
Total of all active and inactive participants2009-01-01795
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01795
Number of participants with account balances2009-01-01741
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0164

Financial Data on LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN

Measure Date Value
2017 : LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-02-14$62,490
Total unrealized appreciation/depreciation of assets2017-02-14$62,490
Total transfer of assets from this plan2017-02-14$9,553,674
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-02-14$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-02-14$0
Total income from all sources (including contributions)2017-02-14$395,080
Total loss/gain on sale of assets2017-02-14$0
Total of all expenses incurred2017-02-14$397,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-02-14$397,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-02-14$69,127
Value of total assets at end of year2017-02-14$0
Value of total assets at beginning of year2017-02-14$9,556,320
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-02-14$317
Total interest from all sources2017-02-14$8,863
Total dividends received (eg from common stock, registered investment company shares)2017-02-14$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-02-14No
Was this plan covered by a fidelity bond2017-02-14Yes
Value of fidelity bond cover2017-02-14$5,000,000
If this is an individual account plan, was there a blackout period2017-02-14No
Were there any nonexempt tranactions with any party-in-interest2017-02-14No
Contributions received from participants2017-02-14$54,852
Participant contributions at end of year2017-02-14$0
Participant contributions at beginning of year2017-02-14$270,791
Assets. Other investments not covered elsewhere at end of year2017-02-14$0
Other income not declared elsewhere2017-02-14$31
Administrative expenses (other) incurred2017-02-14$317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-02-14No
Value of net income/loss2017-02-14$-2,646
Value of net assets at end of year (total assets less liabilities)2017-02-14$0
Value of net assets at beginning of year (total assets less liabilities)2017-02-14$9,556,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-02-14No
Were any loans by the plan or fixed income obligations due to the plan in default2017-02-14No
Were any leases to which the plan was party in default or uncollectible2017-02-14No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-02-14$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-02-14$5,121,160
Interest on participant loans2017-02-14$1,309
Interest earned on other investments2017-02-14$7,554
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-02-14$2,090,990
Net investment gain/loss from pooled separate accounts2017-02-14$254,569
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-02-14No
Was there a failure to transmit to the plan any participant contributions2017-02-14No
Has the plan failed to provide any benefit when due under the plan2017-02-14No
Assets. Invements in employer securities at end of year2017-02-14$0
Assets. Invements in employer securities at beginning of year2017-02-14$2,073,379
Contributions received in cash from employer2017-02-14$14,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-02-14$397,409
Did the plan have assets held for investment2017-02-14No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-02-14No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-02-14Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-02-14No
Opinion of an independent qualified public accountant for this plan2017-02-14Unqualified
Accountancy firm name2017-02-14LANE GORMAN TRUBITT, LLC
Accountancy firm EIN2017-02-14751044330
2016 : LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$453,736
Total unrealized appreciation/depreciation of assets2016-12-31$453,736
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,460,306
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,967,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,965,167
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$569,156
Value of total assets at end of year2016-12-31$9,556,320
Value of total assets at beginning of year2016-12-31$10,063,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,746
Total interest from all sources2016-12-31$80,845
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$461,584
Participant contributions at end of year2016-12-31$270,791
Participant contributions at beginning of year2016-12-31$298,871
Other income not declared elsewhere2016-12-31$3,273
Administrative expenses (other) incurred2016-12-31$2,746
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-507,607
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,556,320
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,063,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,121,160
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,123,958
Interest on participant loans2016-12-31$11,057
Interest earned on other investments2016-12-31$69,788
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,090,990
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,546,103
Net investment gain/loss from pooled separate accounts2016-12-31$353,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$2,073,379
Assets. Invements in employer securities at beginning of year2016-12-31$2,094,995
Contributions received in cash from employer2016-12-31$107,572
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,965,167
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31LANE GORMAN TRUBITT, LLC
Accountancy firm EIN2016-12-31751044330
2015 : LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$136,696
Total unrealized appreciation/depreciation of assets2015-12-31$136,696
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$849,708
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,599,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,576,634
Expenses. Certain deemed distributions of participant loans2015-12-31$19,448
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$610,444
Value of total assets at end of year2015-12-31$10,063,927
Value of total assets at beginning of year2015-12-31$10,813,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,249
Total interest from all sources2015-12-31$89,742
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$520,940
Participant contributions at end of year2015-12-31$298,871
Participant contributions at beginning of year2015-12-31$313,680
Other income not declared elsewhere2015-12-31$1,367
Administrative expenses (other) incurred2015-12-31$3,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-749,623
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,063,927
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,813,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,123,958
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,513,464
Interest on participant loans2015-12-31$12,804
Interest earned on other investments2015-12-31$76,938
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,546,103
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,643,429
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$11,459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$2,094,995
Assets. Invements in employer securities at beginning of year2015-12-31$2,342,977
Contributions received in cash from employer2015-12-31$89,504
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,576,634
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LANE GORMAN TRUBITT, LLC
Accountancy firm EIN2015-12-31751044330
2014 : LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$122,032
Total unrealized appreciation/depreciation of assets2014-12-31$122,032
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,398,234
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,541,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,493,201
Expenses. Certain deemed distributions of participant loans2014-12-31$41,769
Value of total corrective distributions2014-12-31$2,699
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$777,113
Value of total assets at end of year2014-12-31$10,813,550
Value of total assets at beginning of year2014-12-31$10,956,354
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,369
Total interest from all sources2014-12-31$92,209
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$656,669
Participant contributions at end of year2014-12-31$313,680
Participant contributions at beginning of year2014-12-31$376,356
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$10,000
Other income not declared elsewhere2014-12-31$1,829
Administrative expenses (other) incurred2014-12-31$3,369
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-142,804
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,813,550
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,956,354
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,513,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,460,739
Interest on participant loans2014-12-31$14,502
Interest earned on other investments2014-12-31$77,707
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,643,429
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,527,604
Net investment gain/loss from pooled separate accounts2014-12-31$405,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$2,342,977
Assets. Invements in employer securities at beginning of year2014-12-31$2,549,824
Contributions received in cash from employer2014-12-31$110,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,493,201
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$41,831
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LANE GORMAN TRUBITT, PLLC
Accountancy firm EIN2014-12-31751044330
2013 : LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,043,725
Total unrealized appreciation/depreciation of assets2013-12-31$1,043,725
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,460,838
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,708,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,701,931
Expenses. Certain deemed distributions of participant loans2013-12-31$894
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,097,721
Value of total assets at end of year2013-12-31$10,956,354
Value of total assets at beginning of year2013-12-31$10,203,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,615
Total interest from all sources2013-12-31$91,721
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$912,055
Participant contributions at end of year2013-12-31$376,356
Participant contributions at beginning of year2013-12-31$573,828
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$32,024
Other income not declared elsewhere2013-12-31$1,384
Administrative expenses (other) incurred2013-12-31$5,615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$752,398
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,956,354
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,203,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,460,739
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,878,278
Interest on participant loans2013-12-31$17,203
Interest earned on other investments2013-12-31$74,518
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,527,604
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,412,640
Net investment gain/loss from pooled separate accounts2013-12-31$1,226,287
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$2,549,824
Assets. Invements in employer securities at beginning of year2013-12-31$2,316,349
Contributions received in cash from employer2013-12-31$153,642
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,701,931
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$41,831
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$22,861
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LANE GORMAN TRUBITT, PLLC
Accountancy firm EIN2013-12-31751044330
2012 : LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$418,760
Total unrealized appreciation/depreciation of assets2012-12-31$418,760
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,606,033
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,276,781
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,247,524
Expenses. Certain deemed distributions of participant loans2012-12-31$12,422
Value of total corrective distributions2012-12-31$9,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,455,206
Value of total assets at end of year2012-12-31$10,203,956
Value of total assets at beginning of year2012-12-31$8,874,704
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,552
Total interest from all sources2012-12-31$89,440
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,240,483
Participant contributions at end of year2012-12-31$573,828
Participant contributions at beginning of year2012-12-31$408,428
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$17,240
Other income not declared elsewhere2012-12-31$1,366
Administrative expenses (other) incurred2012-12-31$7,552
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,329,252
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,203,956
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,874,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,878,278
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,024,148
Interest on participant loans2012-12-31$19,851
Interest earned on other investments2012-12-31$69,589
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,412,640
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,330,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$641,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$2,316,349
Assets. Invements in employer securities at beginning of year2012-12-31$2,091,123
Contributions received in cash from employer2012-12-31$197,483
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,247,524
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$22,861
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$20,438
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LANE GORMAN TRUBITT, PLLC
Accountancy firm EIN2012-12-31751044330
2011 : LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$182,556
Total unrealized appreciation/depreciation of assets2011-12-31$182,556
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,637,314
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,405,968
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,393,541
Expenses. Certain deemed distributions of participant loans2011-12-31$492
Value of total corrective distributions2011-12-31$7,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,549,002
Value of total assets at end of year2011-12-31$8,874,704
Value of total assets at beginning of year2011-12-31$8,643,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,900
Total interest from all sources2011-12-31$90,327
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,208,962
Participant contributions at end of year2011-12-31$408,428
Participant contributions at beginning of year2011-12-31$407,261
Other income not declared elsewhere2011-12-31$759
Administrative expenses (other) incurred2011-12-31$4,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$231,346
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,874,704
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,643,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,024,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,109,727
Interest on participant loans2011-12-31$16,412
Interest earned on other investments2011-12-31$73,915
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,330,567
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,091,299
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-185,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$2,091,123
Assets. Invements in employer securities at beginning of year2011-12-31$2,005,305
Contributions received in cash from employer2011-12-31$340,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,393,541
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$20,438
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$29,766
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LANE GORMAN TRUBITT, PLLC
Accountancy firm EIN2011-12-31751044330
2010 : LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$618,475
Total unrealized appreciation/depreciation of assets2010-12-31$618,475
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,461,442
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,707,558
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,664,296
Expenses. Certain deemed distributions of participant loans2010-12-31$36,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,232,820
Value of total assets at end of year2010-12-31$8,643,358
Value of total assets at beginning of year2010-12-31$7,889,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,300
Total interest from all sources2010-12-31$92,876
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$4,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$4,407
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,022,179
Participant contributions at end of year2010-12-31$407,261
Participant contributions at beginning of year2010-12-31$457,717
Other income not declared elsewhere2010-12-31$4,377
Administrative expenses (other) incurred2010-12-31$6,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$753,884
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,643,358
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,889,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,109,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,180,046
Interest on participant loans2010-12-31$19,641
Interest earned on other investments2010-12-31$73,235
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,091,299
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,261,870
Net investment gain/loss from pooled separate accounts2010-12-31$508,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$2,005,305
Assets. Invements in employer securities at beginning of year2010-12-31$1,963,680
Contributions received in cash from employer2010-12-31$210,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,664,296
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$29,766
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$26,161
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LANE GORMAN TRUBITT, PLLC
Accountancy firm EIN2010-12-31751044330

Form 5500 Responses for LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN

2017: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: LIBERTY NATIONAL LIFE INSURANCE CO. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHX372
Policy instance 1
Insurance contract or identification numberPHX372
Number of Individuals Covered427
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $12,622
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,622
Insurance broker organization code?3
Insurance broker nameBBVA COMPASS INS AGENCY INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHX372
Policy instance 1
Insurance contract or identification numberPHX372
Number of Individuals Covered442
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $7,718
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,718
Insurance broker organization code?3
Insurance broker nameBBVA COMPASS INS AGENCY INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHX372
Policy instance 1
Insurance contract or identification numberPHX372
Number of Individuals Covered558
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $11,571
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,624
Insurance broker organization code?3
Insurance broker nameBBVA COMPASS INVESTMENTS SOLUTIONS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHX372
Policy instance 1
Insurance contract or identification numberPHX372
Number of Individuals Covered719
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $10,244
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,244
Insurance broker organization code?3
Insurance broker nameBBVA COMPASS INS AGENCY INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHX372
Policy instance 1
Insurance contract or identification numberPHX372
Number of Individuals Covered870
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $15,484
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHX372
Policy instance 1
Insurance contract or identification numberPHX372
Number of Individuals Covered809
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $13,695
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,695
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameBBVA COMPASS INS AGENCY INC

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