401k Plan data: SMITH, DUKES AND BUCKALEW SELF EMPLOYED PLAN plan

SMITH, DUKES AND BUCKALEW SELF EMPLOYED PLAN 401k Plan overview

Plan Name	SMITH, DUKES AND BUCKALEW SELF EMPLOYED PLAN
Plan identification number	002

SMITH, DUKES AND BUCKALEW SELF EMPLOYED PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMITH, DUKES AND BUCKALEW, L.L.P. has sponsored the creation of one or more 401k plans.

Company Name: SMITH, DUKES AND BUCKALEW, L.L.P.

Employer identification number (EIN): 630191630

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH, DUKES AND BUCKALEW SELF EMPLOYED PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01 MARK CHAPMAN 2024-08-30 MARK CHAPMAN 2024-08-30
002 2022-01-01 MARK CHAPMAN 2023-09-22 MARK CHAPMAN 2023-09-22
002 2021-01-01 MARK CHAPMAN 2022-09-21 MARK CHAPMAN 2022-09-21
002 2020-01-01 MARK CHAPMAN 2021-09-29 MARK CHAPMAN 2021-09-29
002 2019-01-01 MARK CHAPMAN 2020-09-25 MARK CHAPMAN 2020-09-25
002 2018-01-01 MARK CHAPMAN 2019-08-26 MARK CHAPMAN 2019-08-26
002 2017-01-01 MARK CHAPMAN 2018-09-17 MARK CHAPMAN 2018-09-17
002 2016-01-01 MARK CHAPMAN 2017-09-27 MARK CHAPMAN 2017-09-27
002 2015-01-01 MARK CHAPMAN 2016-08-31 MARK CHAPMAN 2016-08-31
002 2014-01-01 MARK CHAPMAN 2015-08-31 MARK CHAPMAN 2015-08-31
002 2013-01-01 MARK CHAPMAN 2014-09-11 MARK CHAPMAN 2014-09-11
002 2012-01-01 MARK R. CHAPMAN 2013-09-27 MARK R. CHAPMAN 2013-09-27
002 2011-01-01 MARK R CHAPMAN 2012-09-25 MARK R CHAPMAN 2012-09-25
002 2010-01-01 MARK R CHAPMAN 2011-09-19 MARK R CHAPMAN 2011-09-19
002 2009-01-01 MARK R CHAPMAN MARK R CHAPMAN 2010-08-24

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2023-01-01	MARK CHAPMAN	2024-08-30	MARK CHAPMAN	2024-08-30
002	2022-01-01	MARK CHAPMAN	2023-09-22	MARK CHAPMAN	2023-09-22
002	2021-01-01	MARK CHAPMAN	2022-09-21	MARK CHAPMAN	2022-09-21
002	2020-01-01	MARK CHAPMAN	2021-09-29	MARK CHAPMAN	2021-09-29
002	2019-01-01	MARK CHAPMAN	2020-09-25	MARK CHAPMAN	2020-09-25
002	2018-01-01	MARK CHAPMAN	2019-08-26	MARK CHAPMAN	2019-08-26
002	2017-01-01	MARK CHAPMAN	2018-09-17	MARK CHAPMAN	2018-09-17
002	2016-01-01	MARK CHAPMAN	2017-09-27	MARK CHAPMAN	2017-09-27
002	2015-01-01	MARK CHAPMAN	2016-08-31	MARK CHAPMAN	2016-08-31
002	2014-01-01	MARK CHAPMAN	2015-08-31	MARK CHAPMAN	2015-08-31
002	2013-01-01	MARK CHAPMAN	2014-09-11	MARK CHAPMAN	2014-09-11
002	2012-01-01	MARK R. CHAPMAN	2013-09-27	MARK R. CHAPMAN	2013-09-27
002	2011-01-01	MARK R CHAPMAN	2012-09-25	MARK R CHAPMAN	2012-09-25
002	2010-01-01	MARK R CHAPMAN	2011-09-19	MARK R CHAPMAN	2011-09-19
002	2009-01-01	MARK R CHAPMAN		MARK R CHAPMAN	2010-08-24

Plan Statistics for SMITH, DUKES AND BUCKALEW SELF EMPLOYED PLAN

401k plan membership statisitcs for SMITH, DUKES AND BUCKALEW SELF EMPLOYED PLAN

Measure Date Value
2009: SMITH, DUKES AND BUCKALEW SELF EMPLOYED PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 38
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 32
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 7
Total of all active and inactive participants 2009-01-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 39
Number of participants with account balances 2009-01-01 36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2009: SMITH, DUKES AND BUCKALEW SELF EMPLOYED PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	38
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	32
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	7
Total of all active and inactive participants	2009-01-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	39
Number of participants with account balances	2009-01-01	36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SMITH, DUKES AND BUCKALEW SELF EMPLOYED PLAN

Measure	Date	Value
2009 : SMITH, DUKES AND BUCKALEW SELF EMPLOYED PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SMITH, DUKES AND BUCKALEW SELF EMPLOYED PLAN

2009: SMITH, DUKES AND BUCKALEW SELF EMPLOYED PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SMITH, DUKES AND BUCKALEW, L.L.P.
Employer identification number (EIN):	630191630
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants