401k Plan data: UNITED SECURITY BANCSHARES INC. 401(K) PLAN plan

UNITED SECURITY BANCSHARES INC. 401(K) PLAN 401k Plan overview

Plan Name	UNITED SECURITY BANCSHARES INC. 401(K) PLAN
Plan identification number	001

UNITED SECURITY BANCSHARES INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Stock bonus
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FIRST US BANK has sponsored the creation of one or more 401k plans.

Company Name: FIRST US BANK

Employer identification number (EIN): 630318800

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED SECURITY BANCSHARES INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 KIMBERLY PRETNAR
001 2016-01-01
001 2015-01-01 DAVID SAYLORS
001 2014-01-01
001 2013-01-01
001 2012-01-01 DAVID SAYLORS
001 2011-01-01 DAVID SAYLORS
001 2010-01-01 JOHN INGRAM
001 2009-01-01 JOHN E. INGRAM, JR.
001 2009-01-01 JOHN E. INGRAM, JR.

Plan Statistics for UNITED SECURITY BANCSHARES INC. 401(K) PLAN

401k plan membership statisitcs for UNITED SECURITY BANCSHARES INC. 401(K) PLAN

Measure Date Value
2016: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 346
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 282
Number of retired or separated participants receiving benefits 2016-01-01 11
Number of other retired or separated participants entitled to future benefits 2016-01-01 34
Total of all active and inactive participants 2016-01-01 327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 328
Number of participants with account balances 2016-01-01 286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 376
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 282
Number of retired or separated participants receiving benefits 2015-01-01 10
Number of other retired or separated participants entitled to future benefits 2015-01-01 54
Total of all active and inactive participants 2015-01-01 346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 346
Number of participants with account balances 2015-01-01 283
2014: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 351
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 289
Number of retired or separated participants receiving benefits 2014-01-01 19
Number of other retired or separated participants entitled to future benefits 2014-01-01 64
Total of all active and inactive participants 2014-01-01 372
Total participants 2014-01-01 372
Number of participants with account balances 2014-01-01 304
2013: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 357
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 281
Number of retired or separated participants receiving benefits 2013-01-01 12
Number of other retired or separated participants entitled to future benefits 2013-01-01 54
Total of all active and inactive participants 2013-01-01 347
Total participants 2013-01-01 347
Number of participants with account balances 2013-01-01 286
2012: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 370
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 289
Number of retired or separated participants receiving benefits 2012-01-01 15
Number of other retired or separated participants entitled to future benefits 2012-01-01 53
Total of all active and inactive participants 2012-01-01 357
Total participants 2012-01-01 357
Number of participants with account balances 2012-01-01 292
2011: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 369
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 298
Number of retired or separated participants receiving benefits 2011-01-01 12
Number of other retired or separated participants entitled to future benefits 2011-01-01 60
Total of all active and inactive participants 2011-01-01 370
Total participants 2011-01-01 370
Number of participants with account balances 2011-01-01 306
2010: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 354
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 302
Number of retired or separated participants receiving benefits 2010-01-01 1
Number of other retired or separated participants entitled to future benefits 2010-01-01 65
Total of all active and inactive participants 2010-01-01 368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 369
Number of participants with account balances 2010-01-01 306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 347
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 324
Number of retired or separated participants receiving benefits 2009-01-01 8
Number of other retired or separated participants entitled to future benefits 2009-01-01 22
Total of all active and inactive participants 2009-01-01 354
Total participants 2009-01-01 354
Number of participants with account balances 2009-01-01 305

Measure	Date	Value
2016: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	346
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	282
Number of retired or separated participants receiving benefits	2016-01-01	11
Number of other retired or separated participants entitled to future benefits	2016-01-01	34
Total of all active and inactive participants	2016-01-01	327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	328
Number of participants with account balances	2016-01-01	286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	376
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	282
Number of retired or separated participants receiving benefits	2015-01-01	10
Number of other retired or separated participants entitled to future benefits	2015-01-01	54
Total of all active and inactive participants	2015-01-01	346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	346
Number of participants with account balances	2015-01-01	283
2014: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	351
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	289
Number of retired or separated participants receiving benefits	2014-01-01	19
Number of other retired or separated participants entitled to future benefits	2014-01-01	64
Total of all active and inactive participants	2014-01-01	372
Total participants	2014-01-01	372
Number of participants with account balances	2014-01-01	304
2013: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	357
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	281
Number of retired or separated participants receiving benefits	2013-01-01	12
Number of other retired or separated participants entitled to future benefits	2013-01-01	54
Total of all active and inactive participants	2013-01-01	347
Total participants	2013-01-01	347
Number of participants with account balances	2013-01-01	286
2012: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	370
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	289
Number of retired or separated participants receiving benefits	2012-01-01	15
Number of other retired or separated participants entitled to future benefits	2012-01-01	53
Total of all active and inactive participants	2012-01-01	357
Total participants	2012-01-01	357
Number of participants with account balances	2012-01-01	292
2011: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	369
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	298
Number of retired or separated participants receiving benefits	2011-01-01	12
Number of other retired or separated participants entitled to future benefits	2011-01-01	60
Total of all active and inactive participants	2011-01-01	370
Total participants	2011-01-01	370
Number of participants with account balances	2011-01-01	306
2010: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	354
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	302
Number of retired or separated participants receiving benefits	2010-01-01	1
Number of other retired or separated participants entitled to future benefits	2010-01-01	65
Total of all active and inactive participants	2010-01-01	368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	369
Number of participants with account balances	2010-01-01	306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	347
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	324
Number of retired or separated participants receiving benefits	2009-01-01	8
Number of other retired or separated participants entitled to future benefits	2009-01-01	22
Total of all active and inactive participants	2009-01-01	354
Total participants	2009-01-01	354
Number of participants with account balances	2009-01-01	305

Financial Data on UNITED SECURITY BANCSHARES INC. 401(K) PLAN

Measure	Date	Value
2016 : UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$1,022,517
Total unrealized appreciation/depreciation of assets	2016-12-31	$1,022,517
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,408,814
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,303,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,245,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,171,221
Value of total assets at end of year	2016-12-31	$13,292,958
Value of total assets at beginning of year	2016-12-31	$13,187,838
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$58,301
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$215,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$58,301
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$739,604
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$23,686
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$2,133
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$34,722
Total non interest bearing cash at end of year	2016-12-31	$43,586
Total non interest bearing cash at beginning of year	2016-12-31	$41,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$105,120
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$13,292,958
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$13,187,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$8,943,065
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$8,813,480
Value of interest in common/collective trusts at end of year	2016-12-31	$1,506,075
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,695,801
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$49,895
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$2,750,337
Assets. Invements in employer securities at beginning of year	2016-12-31	$2,563,478
Contributions received in cash from employer	2016-12-31	$429,484
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$15,133
Income. Dividends from common stock	2016-12-31	$215,076
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,245,393
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN	2016-12-31	721396621
2015 : UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-269,111
Total unrealized appreciation/depreciation of assets	2015-12-31	$-269,111
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,137,994
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$787,968
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$787,943
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,099,866
Value of total assets at end of year	2015-12-31	$13,187,838
Value of total assets at beginning of year	2015-12-31	$12,837,812
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$25
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$307,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$307,239
Administrative expenses professional fees incurred	2015-12-31	$25
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$671,444
Participant contributions at end of year	2015-12-31	$23,686
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$44,203
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$34,722
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$41,538
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$350,026
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$13,187,838
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,837,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$8,813,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$10,190,111
Value of interest in common/collective trusts at end of year	2015-12-31	$1,695,801
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$2,563,478
Assets. Invements in employer securities at beginning of year	2015-12-31	$2,647,701
Contributions received in cash from employer	2015-12-31	$384,219
Employer contributions (assets) at end of year	2015-12-31	$15,133
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$787,943
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN	2015-12-31	721396621
2014 : UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$664,807
Total unrealized appreciation/depreciation of assets	2014-12-31	$664,807
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$47,012
Total income from all sources (including contributions)	2014-12-31	$2,442,370
Total of all expenses incurred	2014-12-31	$2,035,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,035,756
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,332,355
Value of total assets at end of year	2014-12-31	$12,837,812
Value of total assets at beginning of year	2014-12-31	$12,478,210
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$445,208
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$644,218
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$339,685
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$47,012
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$406,614
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,837,812
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$12,431,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$10,190,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$10,016,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$2,647,701
Assets. Invements in employer securities at beginning of year	2014-12-31	$2,414,683
Contributions received in cash from employer	2014-12-31	$348,452
Income. Dividends from common stock	2014-12-31	$445,208
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,035,756
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$47,012
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN	2014-12-31	721396621
2013 : UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$597,875
Total unrealized appreciation/depreciation of assets	2013-12-31	$597,875
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$47,012
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,967,053
Total loss/gain on sale of assets	2013-12-31	$-4,403
Total of all expenses incurred	2013-12-31	$793,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$793,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$929,660
Value of total assets at end of year	2013-12-31	$12,478,210
Value of total assets at beginning of year	2013-12-31	$10,257,936
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$390,946
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$606,988
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$869
Total non interest bearing cash at end of year	2013-12-31	$47,012
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,173,262
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,431,198
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$10,257,936
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$10,016,515
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$8,460,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,052,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$2,414,683
Assets. Invements in employer securities at beginning of year	2013-12-31	$1,797,471
Contributions received in cash from employer	2013-12-31	$321,803
Income. Dividends from common stock	2013-12-31	$390,946
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$793,791
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$367,253
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$371,656
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$47,012
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN	2013-12-31	721396621
2012 : UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$779,248
Total unrealized appreciation/depreciation of assets	2012-12-31	$779,248
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$29,718
Total income from all sources (including contributions)	2012-12-31	$2,067,635
Total loss/gain on sale of assets	2012-12-31	$271,819
Total of all expenses incurred	2012-12-31	$1,464,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,464,462
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$826,223
Value of total assets at end of year	2012-12-31	$10,257,936
Value of total assets at beginning of year	2012-12-31	$9,684,481
Total interest from all sources	2012-12-31	$16
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$107,135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$528,070
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$424
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$29,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$603,173
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$10,257,936
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,654,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,460,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$8,223,923
Income. Interest from US Government securities	2012-12-31	$16
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$83,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$1,797,471
Assets. Invements in employer securities at beginning of year	2012-12-31	$1,430,840
Contributions received in cash from employer	2012-12-31	$297,729
Income. Dividends from common stock	2012-12-31	$107,135
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,464,462
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$4,056,535
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$3,784,716
Liabilities. Value of acquisition indebtedness at end of year	2012-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$29,718
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN	2012-12-31	721396621
2011 : UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-2,655,817
Total unrealized appreciation/depreciation of assets	2011-12-31	$-2,655,817
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$29,718
Total income from all sources (including contributions)	2011-12-31	$-1,227,120
Total loss/gain on sale of assets	2011-12-31	$-13,223
Total of all expenses incurred	2011-12-31	$775,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$775,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,160,901
Value of total assets at end of year	2011-12-31	$9,684,481
Value of total assets at beginning of year	2011-12-31	$11,657,684
Total interest from all sources	2011-12-31	$23
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$94,764
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$535,195
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$18,773
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$197,628
Other income not declared elsewhere	2011-12-31	$32,621
Total non interest bearing cash at end of year	2011-12-31	$29,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,002,921
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,654,763
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$11,657,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$8,223,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$8,233,765
Income. Interest from US Government securities	2011-12-31	$23
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$153,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$1,430,840
Assets. Invements in employer securities at beginning of year	2011-12-31	$3,389,893
Contributions received in cash from employer	2011-12-31	$428,078
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$15,253
Income. Dividends from common stock	2011-12-31	$94,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$775,801
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$813,239
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$826,462
Liabilities. Value of acquisition indebtedness at end of year	2011-12-31	$29,718
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN	2011-12-31	721396621
2010 : UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$53,100
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$445,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$445,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$970,817
Value of total assets at end of year	2010-12-31	$11,657,684
Value of total assets at beginning of year	2010-12-31	$12,049,996
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$205
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$234,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$142,765
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$524,246
Participant contributions at end of year	2010-12-31	$18,773
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$30,966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-392,312
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$11,657,684
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$12,049,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$8,233,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,076,104
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$2,421,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$2,421,011
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$205
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$-1,152,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$3,389,893
Assets. Invements in employer securities at beginning of year	2010-12-31	$4,552,881
Contributions received in cash from employer	2010-12-31	$415,605
Employer contributions (assets) at end of year	2010-12-31	$15,253
Income. Dividends from common stock	2010-12-31	$91,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$445,412
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN	2010-12-31	721396621

Form 5500 Responses for UNITED SECURITY BANCSHARES INC. 401(K) PLAN

2016: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: UNITED SECURITY BANCSHARES INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FIRST US BANK
Employer identification number (EIN):	630318800
NAIC Classification:	522110
NAIC Description:	Commercial Banking

Plan id#	Filing Submission Date	Name of Administrator
001	2016-01-01	KIMBERLY PRETNAR
001	2016-01-01
001	2015-01-01	DAVID SAYLORS
001	2014-01-01
001	2013-01-01
001	2012-01-01	DAVID SAYLORS
001	2011-01-01	DAVID SAYLORS
001	2010-01-01	JOHN INGRAM
001	2009-01-01	JOHN E. INGRAM, JR.
001	2009-01-01	JOHN E. INGRAM, JR.