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SERP OF JAMES RALPH MIMS 401k Plan overview

Plan NameSERP OF JAMES RALPH MIMS
Plan identification number 001

SERP OF JAMES RALPH MIMS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.

401k Sponsoring company profile

MIMS INSURANCE AGENCY has sponsored the creation of one or more 401k plans.

Company Name:MIMS INSURANCE AGENCY
Employer identification number (EIN):630415433
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SERP OF JAMES RALPH MIMS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01ROBERT HARTIN2020-10-29
0012018-01-01ROBERT HARTIN2019-10-13
0012017-01-01ROBERT HARTIN2018-10-15
0012016-01-01ROBERT HARTIN2018-01-16
0012015-01-01ROBERT HARTIN2016-11-10
0012014-01-01ROBERT HARTIN2015-10-14
0012012-01-01ROBERT HARTIN
0012011-01-01ROBERT M HARTIN, CPA, CPM, LLC
0012010-01-01ROBERT M. HARTIN, CPA, CPM, LLC
0012009-01-01ROBERT HARTIN

Plan Statistics for SERP OF JAMES RALPH MIMS

401k plan membership statisitcs for SERP OF JAMES RALPH MIMS

Measure Date Value
2012: SERP OF JAMES RALPH MIMS 2012 401k membership
Total participants, beginning-of-year2012-01-013
Total number of active participants reported on line 7a of the Form 55002012-01-012
Total of all active and inactive participants2012-01-012
Total participants2012-01-012
Number of participants with account balances2012-01-012
2011: SERP OF JAMES RALPH MIMS 2011 401k membership
Total participants, beginning-of-year2011-01-013
Total number of active participants reported on line 7a of the Form 55002011-01-013
Total of all active and inactive participants2011-01-013
Total participants2011-01-013
2010: SERP OF JAMES RALPH MIMS 2010 401k membership
Total participants, beginning-of-year2010-01-013
Total number of active participants reported on line 7a of the Form 55002010-01-013
Total of all active and inactive participants2010-01-013
Total participants2010-01-013
2009: SERP OF JAMES RALPH MIMS 2009 401k membership
Total participants, beginning-of-year2009-01-013
Total number of active participants reported on line 7a of the Form 55002009-01-013
Total of all active and inactive participants2009-01-013
Total participants2009-01-013

Form 5500 Responses for SERP OF JAMES RALPH MIMS

2012: SERP OF JAMES RALPH MIMS 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: SERP OF JAMES RALPH MIMS 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: SERP OF JAMES RALPH MIMS 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: SERP OF JAMES RALPH MIMS 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number210166249
Policy instance 1
Insurance contract or identification number210166249
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedKEOGH / HR10
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number210166676
Policy instance 2
Insurance contract or identification number210166676
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedINVFLEX-HR/10
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number210246309
Policy instance 3
Insurance contract or identification number210246309
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedKEOGH / HR10
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number210246309
Policy instance 3
Insurance contract or identification number210246309
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $35
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number210166249
Policy instance 2
Insurance contract or identification number210166249
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $35
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number210166676
Policy instance 1
Insurance contract or identification number210166676
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $35
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION (National Association of Insurance Commissioners NAIC id number: )
Policy contract number57299055
Policy instance 4
Insurance contract or identification number57299055
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION (National Association of Insurance Commissioners NAIC id number: )
Policy contract number57299055
Policy instance 4
Insurance contract or identification number57299055
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number210166249
Policy instance 2
Insurance contract or identification number210166249
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $171
Total amount of fees paid to insurance companyUSD $35
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number210166676
Policy instance 1
Insurance contract or identification number210166676
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $604
Total amount of fees paid to insurance companyUSD $35
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number210246309
Policy instance 3
Insurance contract or identification number210246309
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $181
Total amount of fees paid to insurance companyUSD $35

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