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ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN
Plan identification number 003

ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Health (other than dental or vision)
  • Life insurance
  • Dental
  • Temporary disability (accident and sickness)
  • Long-term disability cover
  • Other welfare benefit cover

401k Sponsoring company profile

ANESTHESIOLOGISTS ASSOCIATED, PC has sponsored the creation of one or more 401k plans.

Company Name:ANESTHESIOLOGISTS ASSOCIATED, PC
Employer identification number (EIN):630577011
NAIC Classification:621399
NAIC Description:Offices of All Other Miscellaneous Health Practitioners

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-10-01
0032018-10-01
0032018-10-01
0032018-01-01
0032017-10-01
0032017-10-01
0032017-01-01BLAKE EDWARDS
0032016-10-01
0032016-10-01
0032016-01-01ROBERT PATRICK
0032015-10-01
0032015-10-01
0032015-01-01ROBERT PATRICK
0032014-01-01ROBERT PATRICK
0032013-01-01TIMOTHY AIKEN
0032012-01-01TIMOTHY AIKEN
0032011-01-01TIMOTHY AIKEN
0032010-01-01TIMOTHY AIKEN
0032009-01-01TIMOTHY AIKEN TIMOTHY AIKEN2010-07-07

Plan Statistics for ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01441
Total number of active participants reported on line 7a of the Form 55002022-01-01325
Number of retired or separated participants receiving benefits2022-01-0123
Number of other retired or separated participants entitled to future benefits2022-01-01118
Total of all active and inactive participants2022-01-01466
Total participants2022-01-01466
Number of participants with account balances2022-01-01443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0115
2021: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01389
Total number of active participants reported on line 7a of the Form 55002021-01-01339
Number of retired or separated participants receiving benefits2021-01-0118
Number of other retired or separated participants entitled to future benefits2021-01-0180
Total of all active and inactive participants2021-01-01437
Total participants2021-01-01437
Number of participants with account balances2021-01-01416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01392
Total number of active participants reported on line 7a of the Form 55002020-01-01298
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-0178
Total of all active and inactive participants2020-01-01380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01380
Number of participants with account balances2020-01-01361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0117
2019: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01337
Total number of active participants reported on line 7a of the Form 55002019-01-01291
Number of retired or separated participants receiving benefits2019-01-0129
Number of other retired or separated participants entitled to future benefits2019-01-0139
Total of all active and inactive participants2019-01-01359
Total participants2019-01-01359
Number of participants with account balances2019-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-013
2018: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01229
Total number of active participants reported on line 7a of the Form 55002018-10-01263
Total of all active and inactive participants2018-10-01263
Total participants2018-10-01263
Total participants, beginning-of-year2018-01-01198
Total number of active participants reported on line 7a of the Form 55002018-01-01307
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0127
Total of all active and inactive participants2018-01-01334
Total participants2018-01-01334
Number of participants with account balances2018-01-01296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01125
Total number of active participants reported on line 7a of the Form 55002017-10-01229
Total of all active and inactive participants2017-10-01229
Total participants2017-10-01229
Total participants, beginning-of-year2017-01-01176
Total number of active participants reported on line 7a of the Form 55002017-01-01179
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-0122
Total of all active and inactive participants2017-01-01204
Total participants2017-01-01204
Number of participants with account balances2017-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015
2016: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01130
Total number of active participants reported on line 7a of the Form 55002016-10-01125
Total of all active and inactive participants2016-10-01125
Total participants2016-10-01125
Total participants, beginning-of-year2016-01-01138
Total number of active participants reported on line 7a of the Form 55002016-01-01151
Number of other retired or separated participants entitled to future benefits2016-01-0118
Total of all active and inactive participants2016-01-01169
Total participants2016-01-01169
Number of participants with account balances2016-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-010
Total number of active participants reported on line 7a of the Form 55002015-10-01130
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-010
Total of all active and inactive participants2015-10-01130
Total participants2015-10-01130
Total participants, beginning-of-year2015-01-0196
Total number of active participants reported on line 7a of the Form 55002015-01-01112
Number of other retired or separated participants entitled to future benefits2015-01-0118
Total of all active and inactive participants2015-01-01130
Total participants2015-01-01130
Number of participants with account balances2015-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0193
Total number of active participants reported on line 7a of the Form 55002014-01-0184
Number of other retired or separated participants entitled to future benefits2014-01-0111
Total of all active and inactive participants2014-01-0195
Total participants2014-01-0195
Number of participants with account balances2014-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0198
Total number of active participants reported on line 7a of the Form 55002013-01-0184
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0114
Total of all active and inactive participants2013-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0198
Number of participants with account balances2013-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0199
Total number of active participants reported on line 7a of the Form 55002012-01-0183
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0198
Number of participants with account balances2012-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0197
Total number of active participants reported on line 7a of the Form 55002011-01-0183
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0115
Total of all active and inactive participants2011-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0198
Number of participants with account balances2011-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0196
Total number of active participants reported on line 7a of the Form 55002010-01-0179
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0118
Total of all active and inactive participants2010-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0197
Number of participants with account balances2010-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0197
Total number of active participants reported on line 7a of the Form 55002009-01-0176
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0117
Total of all active and inactive participants2009-01-0193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0193
Number of participants with account balances2009-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-10,909,655
Total unrealized appreciation/depreciation of assets2022-12-31$-10,909,655
Total income from all sources (including contributions)2022-12-31$-1,046,020
Total of all expenses incurred2022-12-31$9,197,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$9,107,410
Expenses. Certain deemed distributions of participant loans2022-12-31$9,180
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$8,727,508
Value of total assets at end of year2022-12-31$66,443,698
Value of total assets at beginning of year2022-12-31$76,687,571
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$81,263
Total interest from all sources2022-12-31$1,136,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,120,644
Participant contributions at end of year2022-12-31$162,755
Participant contributions at beginning of year2022-12-31$145,455
Participant contributions at end of year2022-12-31$309,633
Participant contributions at beginning of year2022-12-31$267,610
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$379,929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-10,243,873
Value of net assets at end of year (total assets less liabilities)2022-12-31$66,443,698
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$76,687,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$81,263
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$24,068,505
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$34,599,211
Interest on participant loans2022-12-31$7,056
Interest earned on other investments2022-12-31$1,129,071
Value of interest in common/collective trusts at end of year2022-12-31$30,014,582
Value of interest in common/collective trusts at beginning of year2022-12-31$26,845,429
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$11,409,863
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$14,522,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,226,935
Employer contributions (assets) at end of year2022-12-31$478,360
Employer contributions (assets) at beginning of year2022-12-31$306,964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$9,107,410
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BLACK & PINCKARD LLC
Accountancy firm EIN2022-12-31260079381
2021 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$4,685
Total income from all sources (including contributions)2021-12-31$16,316,691
Total of all expenses incurred2021-12-31$2,510,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,348,626
Expenses. Certain deemed distributions of participant loans2021-12-31$7,735
Value of total corrective distributions2021-12-31$2,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,448,652
Value of total assets at end of year2021-12-31$76,687,571
Value of total assets at beginning of year2021-12-31$62,885,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$151,330
Total interest from all sources2021-12-31$2,708,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,549,796
Participant contributions at end of year2021-12-31$145,455
Participant contributions at beginning of year2021-12-31$169,317
Participant contributions at end of year2021-12-31$267,610
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$127,752
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$4,685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$13,806,448
Value of net assets at end of year (total assets less liabilities)2021-12-31$76,687,571
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$62,881,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$151,330
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$34,599,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$28,137,801
Interest on participant loans2021-12-31$8,807
Interest earned on other investments2021-12-31$2,699,568
Value of interest in common/collective trusts at end of year2021-12-31$26,845,429
Value of interest in common/collective trusts at beginning of year2021-12-31$21,680,815
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$14,522,902
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$12,759,853
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,159,664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,771,104
Employer contributions (assets) at end of year2021-12-31$306,964
Employer contributions (assets) at beginning of year2021-12-31$138,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,348,626
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BLACK & PINCKARD LLC
Accountancy firm EIN2021-12-31260079381
2020 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$4,685
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$4,898
Total income from all sources (including contributions)2020-12-31$13,971,387
Total of all expenses incurred2020-12-31$9,512,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,313,703
Expenses. Certain deemed distributions of participant loans2020-12-31$39,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,986,042
Value of total assets at end of year2020-12-31$62,885,808
Value of total assets at beginning of year2020-12-31$58,427,128
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$158,814
Total interest from all sources2020-12-31$1,015,148
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,224,648
Participant contributions at end of year2020-12-31$169,317
Participant contributions at beginning of year2020-12-31$124,885
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$119,581
Liabilities. Value of operating payables at end of year2020-12-31$4,685
Liabilities. Value of operating payables at beginning of year2020-12-31$4,898
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,458,893
Value of net assets at end of year (total assets less liabilities)2020-12-31$62,881,123
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$58,422,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$158,814
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$28,137,801
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$26,984,439
Interest on participant loans2020-12-31$7,076
Interest earned on other investments2020-12-31$1,008,072
Value of interest in common/collective trusts at end of year2020-12-31$21,680,815
Value of interest in common/collective trusts at beginning of year2020-12-31$18,558,897
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$12,759,853
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$12,747,366
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,970,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,641,813
Employer contributions (assets) at end of year2020-12-31$138,022
Employer contributions (assets) at beginning of year2020-12-31$11,541
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,313,703
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BLACK & PINCKARD LLC
Accountancy firm EIN2020-12-31260079381
2019 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,898
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$43,926
Total income from all sources (including contributions)2019-12-31$16,977,862
Total of all expenses incurred2019-12-31$3,018,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,964,291
Expenses. Certain deemed distributions of participant loans2019-12-31$39,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,056,630
Value of total assets at end of year2019-12-31$58,427,128
Value of total assets at beginning of year2019-12-31$44,506,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$14,515
Total interest from all sources2019-12-31$1,089,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,244,096
Participant contributions at end of year2019-12-31$124,885
Participant contributions at beginning of year2019-12-31$164,410
Participant contributions at beginning of year2019-12-31$4,000
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,176,304
Liabilities. Value of operating payables at end of year2019-12-31$4,898
Liabilities. Value of operating payables at beginning of year2019-12-31$43,926
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$13,959,199
Value of net assets at end of year (total assets less liabilities)2019-12-31$58,422,230
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$44,463,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$14,515
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$26,984,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$34,373,379
Interest on participant loans2019-12-31$8,020
Interest earned on other investments2019-12-31$1,081,679
Value of interest in common/collective trusts at end of year2019-12-31$18,558,897
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$12,747,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$9,773,753
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,831,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,636,230
Employer contributions (assets) at end of year2019-12-31$11,541
Employer contributions (assets) at beginning of year2019-12-31$191,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,964,291
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BLACK & PINCKARD LLC
Accountancy firm EIN2019-12-31260079381
2018 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$43,926
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$23,699
Total income from all sources (including contributions)2018-12-31$6,609,305
Total of all expenses incurred2018-12-31$868,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$839,994
Expenses. Certain deemed distributions of participant loans2018-12-31$28,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$9,209,266
Value of total assets at end of year2018-12-31$44,506,957
Value of total assets at beginning of year2018-12-31$38,746,262
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$760
Total interest from all sources2018-12-31$3,026,522
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,363,774
Participant contributions at end of year2018-12-31$164,410
Participant contributions at beginning of year2018-12-31$148,202
Participant contributions at end of year2018-12-31$4,000
Participant contributions at beginning of year2018-12-31$4,000
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,969,187
Liabilities. Value of operating payables at end of year2018-12-31$43,926
Liabilities. Value of operating payables at beginning of year2018-12-31$23,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$5,740,468
Value of net assets at end of year (total assets less liabilities)2018-12-31$44,463,031
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$38,722,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$760
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$34,373,379
Value of interest in pooled separate accounts at beginning of year2018-12-31$31,148,557
Interest on participant loans2018-12-31$8,772
Interest earned on other investments2018-12-31$3,017,750
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$9,773,753
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$7,344,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,626,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,876,305
Employer contributions (assets) at end of year2018-12-31$191,415
Employer contributions (assets) at beginning of year2018-12-31$101,238
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$839,994
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BLACK & PINCKARD LLC
Accountancy firm EIN2018-12-31260079381
2017 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$6,017
Total unrealized appreciation/depreciation of assets2017-12-31$6,017
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$23,699
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,375
Total income from all sources (including contributions)2017-12-31$8,525,607
Total of all expenses incurred2017-12-31$772,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$772,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,481,375
Value of total assets at end of year2017-12-31$38,746,262
Value of total assets at beginning of year2017-12-31$30,972,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$576
Total interest from all sources2017-12-31$1,786,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,651,999
Participant contributions at end of year2017-12-31$148,202
Participant contributions at beginning of year2017-12-31$215,156
Participant contributions at end of year2017-12-31$4,000
Participant contributions at beginning of year2017-12-31$138,202
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$26,854
Liabilities. Value of operating payables at end of year2017-12-31$23,699
Liabilities. Value of operating payables at beginning of year2017-12-31$2,375
Total non interest bearing cash at beginning of year2017-12-31$8,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,752,848
Value of net assets at end of year (total assets less liabilities)2017-12-31$38,722,563
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$30,969,715
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$576
Value of interest in pooled separate accounts at end of year2017-12-31$31,148,557
Value of interest in pooled separate accounts at beginning of year2017-12-31$22,405,395
Interest on participant loans2017-12-31$9,720
Interest earned on other investments2017-12-31$1,776,408
Value of interest in common/collective trusts at end of year2017-12-31$7,344,265
Value of interest in common/collective trusts at beginning of year2017-12-31$8,062,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,252,087
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,802,522
Employer contributions (assets) at end of year2017-12-31$101,238
Employer contributions (assets) at beginning of year2017-12-31$142,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$772,183
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BLACK & PINCKARD LLC
Accountancy firm EIN2017-12-31260079381
2016 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,375
Total income from all sources (including contributions)2016-12-31$4,714,702
Total of all expenses incurred2016-12-31$1,303,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,303,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,038,428
Value of total assets at end of year2016-12-31$30,972,090
Value of total assets at beginning of year2016-12-31$27,558,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$471
Total interest from all sources2016-12-31$804,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,545,748
Participant contributions at end of year2016-12-31$215,156
Participant contributions at beginning of year2016-12-31$207,212
Participant contributions at end of year2016-12-31$138,202
Participant contributions at beginning of year2016-12-31$93,142
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$44,456
Liabilities. Value of operating payables at end of year2016-12-31$2,375
Total non interest bearing cash at end of year2016-12-31$8,205
Total non interest bearing cash at beginning of year2016-12-31$13,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,411,197
Value of net assets at end of year (total assets less liabilities)2016-12-31$30,969,715
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$27,558,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$471
Value of interest in pooled separate accounts at end of year2016-12-31$22,405,395
Value of interest in pooled separate accounts at beginning of year2016-12-31$20,578,888
Interest on participant loans2016-12-31$7,934
Interest earned on other investments2016-12-31$796,422
Value of interest in common/collective trusts at end of year2016-12-31$8,062,697
Value of interest in common/collective trusts at beginning of year2016-12-31$6,531,880
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$871,918
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,448,224
Employer contributions (assets) at end of year2016-12-31$142,435
Employer contributions (assets) at beginning of year2016-12-31$134,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,303,034
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PEARCE, BEVILL, LEESBURG, MOORE PC
Accountancy firm EIN2016-12-31630813240
2015 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$2,002,462
Expenses. Total of all expenses incurred2015-12-31$1,167,684
Benefits paid (including direct rollovers)2015-12-31$1,162,455
Total plan assets at end of year2015-12-31$27,558,518
Total plan assets at beginning of year2015-12-31$26,723,740
Value of fidelity bond covering the plan2015-12-31$1,000,000
Total contributions received or receivable from participants2015-12-31$1,036,858
Contributions received from other sources (not participants or employers)2015-12-31$137,938
Other income received2015-12-31$-317,976
Net income (gross income less expenses)2015-12-31$834,778
Net plan assets at end of year (total assets less liabilities)2015-12-31$27,558,518
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$26,723,740
Assets. Value of participant loans2015-12-31$207,212
Total contributions received or receivable from employer(s)2015-12-31$1,145,642
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$5,229
2014 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$3,265,692
Expenses. Total of all expenses incurred2014-12-31$746,732
Benefits paid (including direct rollovers)2014-12-31$745,221
Total plan assets at end of year2014-12-31$26,723,740
Total plan assets at beginning of year2014-12-31$24,204,780
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$880,104
Contributions received from other sources (not participants or employers)2014-12-31$6,155
Other income received2014-12-31$1,309,796
Net income (gross income less expenses)2014-12-31$2,518,960
Net plan assets at end of year (total assets less liabilities)2014-12-31$26,723,740
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$24,204,780
Assets. Value of participant loans2014-12-31$243,344
Total contributions received or receivable from employer(s)2014-12-31$1,069,637
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$1,511
2013 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$5,005,912
Expenses. Total of all expenses incurred2013-12-31$1,001,972
Benefits paid (including direct rollovers)2013-12-31$994,258
Total plan assets at end of year2013-12-31$24,204,780
Total plan assets at beginning of year2013-12-31$20,200,840
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$849,426
Expenses. Other expenses not covered elsewhere2013-12-31$382
Other income received2013-12-31$3,139,550
Net income (gross income less expenses)2013-12-31$4,003,940
Net plan assets at end of year (total assets less liabilities)2013-12-31$24,204,780
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$20,200,840
Assets. Value of participant loans2013-12-31$304,140
Total contributions received or receivable from employer(s)2013-12-31$1,016,936
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$7,332
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$4,098,062
Expenses. Total of all expenses incurred2012-12-31$551,726
Benefits paid (including direct rollovers)2012-12-31$535,473
Total plan assets at end of year2012-12-31$20,200,840
Total plan assets at beginning of year2012-12-31$16,654,504
Value of fidelity bond covering the plan2012-12-31$1,000,000
Total contributions received or receivable from participants2012-12-31$870,604
Expenses. Other expenses not covered elsewhere2012-12-31$679
Other income received2012-12-31$2,222,046
Net income (gross income less expenses)2012-12-31$3,546,336
Net plan assets at end of year (total assets less liabilities)2012-12-31$20,200,840
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$16,654,504
Assets. Value of participant loans2012-12-31$173,002
Total contributions received or receivable from employer(s)2012-12-31$1,005,412
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$15,574
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$1,311,362
Expenses. Total of all expenses incurred2011-12-31$222,492
Benefits paid (including direct rollovers)2011-12-31$179,518
Total plan assets at end of year2011-12-31$16,654,504
Total plan assets at beginning of year2011-12-31$15,565,634
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$875,238
Expenses. Other expenses not covered elsewhere2011-12-31$42,224
Other income received2011-12-31$-542,219
Net income (gross income less expenses)2011-12-31$1,088,870
Net plan assets at end of year (total assets less liabilities)2011-12-31$16,654,504
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$15,565,634
Assets. Value of participant loans2011-12-31$173,337
Total contributions received or receivable from employer(s)2011-12-31$978,343
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$750
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$3,530,251
Expenses. Total of all expenses incurred2010-12-31$1,064,006
Benefits paid (including direct rollovers)2010-12-31$1,026,036
Total plan assets at end of year2010-12-31$15,565,634
Total plan assets at beginning of year2010-12-31$13,099,389
Value of fidelity bond covering the plan2010-12-31$1,000,000
Total contributions received or receivable from participants2010-12-31$874,616
Expenses. Other expenses not covered elsewhere2010-12-31$36,649
Other income received2010-12-31$1,705,107
Net income (gross income less expenses)2010-12-31$2,466,245
Net plan assets at end of year (total assets less liabilities)2010-12-31$15,565,634
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$13,099,389
Assets. Value of participant loans2010-12-31$202,570
Total contributions received or receivable from employer(s)2010-12-31$950,528
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$1,321
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN

2022: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-10-01First time form 5500 has been submittedYes
2018-10-01Submission has been amendedYes
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01First time form 5500 has been submittedYes
2017-10-01Submission has been amendedYes
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01First time form 5500 has been submittedYes
2016-10-01Submission has been amendedYes
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01First time form 5500 has been submittedYes
2015-10-01Submission has been amendedYes
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ANESTHESIOLOGISTS ASSOCIATED, PC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number747005-01
Policy instance 2
Insurance contract or identification number747005-01
Number of Individuals Covered46
Insurance policy start date2022-02-19
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-831011
Policy instance 1
Insurance contract or identification numberGA-831011
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-02-28
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831011
Policy instance 1
Insurance contract or identification numberGA-831011
Number of Individuals Covered413
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $112,129
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $96,342
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831011
Policy instance 1
Insurance contract or identification numberGA-831011
Number of Individuals Covered364
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $107,719
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $107,719
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831011
Policy instance 1
Insurance contract or identification numberGA-831011
Number of Individuals Covered329
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $75,979
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $75,979
Insurance broker organization code?3
BLUE CROSS BLUE SHIELD OF ALABAMA (National Association of Insurance Commissioners NAIC id number: 55433 )
Policy contract number0037162
Policy instance 3
Insurance contract or identification number0037162
Number of Individuals Covered647
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Other welfare benefits providedPRESCRIPTION DRUGS, EPS, BABY YOURS
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTM05994337
Policy instance 1
Insurance contract or identification numberTM05994337
Number of Individuals Covered557
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $22,167
Total amount of fees paid to insurance companyUSD $0
Dental Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $281,048
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,167
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberG1053-111
Policy instance 4
Insurance contract or identification numberG1053-111
Number of Individuals Covered228
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $125,442
Total amount of fees paid to insurance companyUSD $23,448
Health Insurance Welfare BenefitYes
Other welfare benefits providedGAP INSURANCE
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $55,289
Insurance broker organization code?3
Amount paid for insurance broker fees23448
UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 )
Policy contract number039191
Policy instance 2
Insurance contract or identification number039191
Number of Individuals Covered263
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $37,805
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $629,740
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $37,805
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831011
Policy instance 1
Insurance contract or identification numberGA-831011
Number of Individuals Covered298
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $101,523
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $101,523
Insurance broker organization code?3
BLUE CROSS BLUE SHIELD OF ALABAMA (National Association of Insurance Commissioners NAIC id number: 55433 )
Policy contract number0037162
Policy instance 4
Insurance contract or identification number0037162
Number of Individuals Covered225
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Other welfare benefits providedPRESCRIPTION DRUGS, EPS, BABY YOURS
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 )
Policy contract number039191
Policy instance 3
Insurance contract or identification number039191
Number of Individuals Covered271
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $24,915
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $415,105
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,915
Insurance broker organization code?3
EYEMED VISION CARE (National Association of Insurance Commissioners NAIC id number: 71870 )
Policy contract number11588
Policy instance 2
Insurance contract or identification number11588
Number of Individuals Covered413
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $55,901
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $254,097
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36,844
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTM05994337
Policy instance 1
Insurance contract or identification numberTM05994337
Number of Individuals Covered459
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $12,133
Total amount of fees paid to insurance companyUSD $0
Dental Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $171,000
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,133
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831011
Policy instance 1
Insurance contract or identification numberGA-831011
Number of Individuals Covered166
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $104,648
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $104,648
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY
BLUE CROSS BLUE SHIELD OF ALABAMA (National Association of Insurance Commissioners NAIC id number: 55433 )
Policy contract number0037162
Policy instance 4
Insurance contract or identification number0037162
Number of Individuals Covered352
Insurance policy start date2016-10-01
Insurance policy end date2017-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Other welfare benefits providedPRESCRIPTION DRUGS, EPS, BABY YOURS
Welfare Benefit Premiums Paid to CarrierUSD $9,544
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 )
Policy contract number039191
Policy instance 3
Insurance contract or identification number039191
Number of Individuals Covered140
Insurance policy start date2016-10-01
Insurance policy end date2017-09-30
Total amount of commissions paid to insurance brokerUSD $21,366
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $330,014
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,366
Insurance broker organization code?3
EYEMED VISION CARE (National Association of Insurance Commissioners NAIC id number: 71870 )
Policy contract number11588
Policy instance 2
Insurance contract or identification number11588
Number of Individuals Covered213
Insurance policy start date2016-10-01
Insurance policy end date2017-09-30
Total amount of commissions paid to insurance brokerUSD $47,571
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $216,235
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,354
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTM05994337
Policy instance 1
Insurance contract or identification numberTM05994337
Number of Individuals Covered285
Insurance policy start date2016-10-01
Insurance policy end date2017-09-30
Total amount of commissions paid to insurance brokerUSD $12,057
Total amount of fees paid to insurance companyUSD $18
Dental Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $141,436
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,057
Amount paid for insurance broker fees18
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number5994337
Policy instance 1
Insurance contract or identification number5994337
Number of Individuals Covered255
Insurance policy start date2015-10-01
Insurance policy end date2016-09-30
Total amount of commissions paid to insurance brokerUSD $7,496
Total amount of fees paid to insurance companyUSD $0
Dental Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $102,976
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,496
Insurance broker organization code?3
EYEMED VISION CARE (National Association of Insurance Commissioners NAIC id number: 71870 )
Policy contract number11588
Policy instance 2
Insurance contract or identification number11588
Number of Individuals Covered345
Insurance policy start date2015-10-01
Insurance policy end date2016-09-30
Total amount of commissions paid to insurance brokerUSD $54,916
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $249,618
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36,195
Insurance broker organization code?3
UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 )
Policy contract number000000039191
Policy instance 3
Insurance contract or identification number000000039191
Number of Individuals Covered130
Insurance policy start date2015-10-01
Insurance policy end date2016-09-30
Total amount of commissions paid to insurance brokerUSD $16,832
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $284,632
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,832
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831011
Policy instance 1
Insurance contract or identification numberGA-831011
Number of Individuals Covered117
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $67,819
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $67,819
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831011
Policy instance 1
Insurance contract or identification numberGA-831011
Number of Individuals Covered101
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $72,030
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $60,025
Insurance broker organization code?3
Insurance broker nameQUALIFIED PLANS LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831011
Policy instance 1
Insurance contract or identification numberGA-831011
Number of Individuals Covered97
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $35,919
Total amount of fees paid to insurance companyUSD $10,193
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,628
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameBENEFITS ADMINISTRATION SERVICES
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831011
Policy instance 2
Insurance contract or identification numberGA-831011
Number of Individuals Covered92
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $91,562
Total amount of fees paid to insurance companyUSD $13,983
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $91,562
Insurance broker organization code?3
Amount paid for insurance broker fees13942
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameMORGAN STANLEY SMITH BARNEY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number72978
Policy instance 1
Insurance contract or identification number72978
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-05-29
Total amount of commissions paid to insurance brokerUSD $21,574
Total amount of fees paid to insurance companyUSD $7,258
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,574
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number72978
Policy instance 1
Insurance contract or identification number72978
Number of Individuals Covered101
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $48,675
Total amount of fees paid to insurance companyUSD $11,027
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number72978
Policy instance 1
Insurance contract or identification number72978
Number of Individuals Covered97
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $40,276
Total amount of fees paid to insurance companyUSD $6,844
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $34,085
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY

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