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UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 401k Plan overview

Plan NameUNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN
Plan identification number 002

UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C. has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C.
Employer identification number (EIN):630649108
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01DAVID O'NEAL DAVID O'NEAL2018-10-12
0022016-01-01DAVID O'NEAL DAVID O'NEAL2017-10-13
0022015-01-01DAVID O'NEAL DAVID O'NEAL2016-10-14
0022014-01-01DAVID O'NEAL DAVID O'NEAL2015-10-14
0022013-01-01DAVID O'NEAL DAVID O'NEAL2014-10-09
0022012-01-01DAVID O'NEAL DAVID O'NEAL2013-10-15
0022011-01-01DAVID O'NEAL DAVID O'NEAL2012-10-15
0022009-01-01DAVID O'NEAL
0022009-01-01DAVID O'NEAL

Plan Statistics for UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN

401k plan membership statisitcs for UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN

Measure Date Value
2022: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-017,890
Total number of active participants reported on line 7a of the Form 55002022-01-014,555
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-013,672
Total of all active and inactive participants2022-01-018,227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0123
Total participants2022-01-018,250
Number of participants with account balances2022-01-017,424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01221
2021: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-017,262
Total number of active participants reported on line 7a of the Form 55002021-01-014,394
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-013,462
Total of all active and inactive participants2021-01-017,856
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0128
Total participants2021-01-017,884
Number of participants with account balances2021-01-017,020
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01156
2020: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-016,906
Total number of active participants reported on line 7a of the Form 55002020-01-014,066
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-013,170
Total of all active and inactive participants2020-01-017,236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0124
Total participants2020-01-017,260
Number of participants with account balances2020-01-016,554
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01153
2019: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-016,519
Total number of active participants reported on line 7a of the Form 55002019-01-013,803
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-013,075
Total of all active and inactive participants2019-01-016,878
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0124
Total participants2019-01-016,902
Number of participants with account balances2019-01-016,195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01116
2018: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-016,269
Total number of active participants reported on line 7a of the Form 55002018-01-013,511
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-012,987
Total of all active and inactive participants2018-01-016,498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0119
Total participants2018-01-016,517
Number of participants with account balances2018-01-015,928
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0195
2017: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-016,082
Total number of active participants reported on line 7a of the Form 55002017-01-013,331
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-012,911
Total of all active and inactive participants2017-01-016,242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0124
Total participants2017-01-016,266
Number of participants with account balances2017-01-015,770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01112
2016: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015,852
Total number of active participants reported on line 7a of the Form 55002016-01-013,235
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-012,822
Total of all active and inactive participants2016-01-016,057
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0122
Total participants2016-01-016,079
Number of participants with account balances2016-01-015,586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01102
2015: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015,680
Total number of active participants reported on line 7a of the Form 55002015-01-013,141
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-012,688
Total of all active and inactive participants2015-01-015,829
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0122
Total participants2015-01-015,851
Number of participants with account balances2015-01-015,422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01110
2014: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,404
Total number of active participants reported on line 7a of the Form 55002014-01-012,860
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012,787
Total of all active and inactive participants2014-01-015,647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0126
Total participants2014-01-015,673
Number of participants with account balances2014-01-015,320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01153
2013: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015,269
Total number of active participants reported on line 7a of the Form 55002013-01-012,709
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-012,666
Total of all active and inactive participants2013-01-015,375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0126
Total participants2013-01-015,401
Number of participants with account balances2013-01-015,136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0194
2012: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-017,723
Total number of active participants reported on line 7a of the Form 55002012-01-012,737
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012,517
Total of all active and inactive participants2012-01-015,254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0112
Total participants2012-01-015,266
Number of participants with account balances2012-01-015,004
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01100
2011: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015,202
Total number of active participants reported on line 7a of the Form 55002011-01-015,282
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012,426
Total of all active and inactive participants2011-01-017,708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0112
Total participants2011-01-017,720
Number of participants with account balances2011-01-014,911
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01110
2009: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,399
Total number of active participants reported on line 7a of the Form 55002009-01-013,194
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011,418
Total of all active and inactive participants2009-01-014,612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-019
Total participants2009-01-014,621
Number of participants with account balances2009-01-014,608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01159

Financial Data on UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN

Measure Date Value
2022 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$32,601
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-128,583,163
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$57,746,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$56,749,173
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$66,892,749
Value of total assets at end of year2022-12-31$1,163,166,856
Value of total assets at beginning of year2022-12-31$1,349,463,744
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$997,153
Total interest from all sources2022-12-31$7,178,456
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$35,529,956
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$35,529,956
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$21,253,873
Participant contributions at end of year2022-12-31$3,729,499
Participant contributions at beginning of year2022-12-31$3,611,275
Participant contributions at end of year2022-12-31$1,416,459
Participant contributions at beginning of year2022-12-31$1,301,782
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,953,281
Other income not declared elsewhere2022-12-31$865,676
Administrative expenses (other) incurred2022-12-31$456,163
Liabilities. Value of operating payables at end of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-186,329,489
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,163,166,856
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,349,463,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$540,990
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$938,266,794
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,134,026,627
Value of interest in pooled separate accounts at end of year2022-12-31$35,344,671
Value of interest in pooled separate accounts at beginning of year2022-12-31$31,745,801
Interest on participant loans2022-12-31$179,959
Interest earned on other investments2022-12-31$6,998,497
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$181,809,061
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$176,470,318
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$1,007,739
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-241,690,699
Net investment gain/loss from pooled separate accounts2022-12-31$2,640,699
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$42,685,595
Employer contributions (assets) at end of year2022-12-31$2,600,372
Employer contributions (assets) at beginning of year2022-12-31$2,307,941
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$55,741,434
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WARREN, AVERETT, LLC
Accountancy firm EIN2022-12-31454084437
2021 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$10,356,885
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$225,194,793
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$54,075,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$52,777,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$64,004,840
Value of total assets at end of year2021-12-31$1,349,463,744
Value of total assets at beginning of year2021-12-31$1,167,987,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,298,218
Total interest from all sources2021-12-31$6,010,644
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$33,050,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$33,050,319
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$18,917,398
Participant contributions at end of year2021-12-31$3,611,275
Participant contributions at beginning of year2021-12-31$3,732,995
Participant contributions at end of year2021-12-31$1,301,782
Participant contributions at beginning of year2021-12-31$1,235,278
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$6,090,239
Other income not declared elsewhere2021-12-31$859,377
Administrative expenses (other) incurred2021-12-31$603,943
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$171,119,314
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,349,463,744
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,167,987,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$694,275
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,134,026,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$963,269,939
Value of interest in pooled separate accounts at end of year2021-12-31$31,745,801
Value of interest in pooled separate accounts at beginning of year2021-12-31$25,602,968
Interest on participant loans2021-12-31$201,974
Interest earned on other investments2021-12-31$5,808,670
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$176,470,318
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$171,641,645
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$1,215,035
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$116,453,184
Net investment gain/loss from pooled separate accounts2021-12-31$4,816,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$38,997,203
Employer contributions (assets) at end of year2021-12-31$2,307,941
Employer contributions (assets) at beginning of year2021-12-31$2,504,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$51,562,226
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31WARREN, AVERETT, LLC
Accountancy firm EIN2021-12-31454084437
2020 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$206,182,633
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$58,221,386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$57,415,401
Expenses. Certain deemed distributions of participant loans2020-12-31$56,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$53,673,731
Value of total assets at end of year2020-12-31$1,167,987,545
Value of total assets at beginning of year2020-12-31$1,020,026,298
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$749,749
Total interest from all sources2020-12-31$6,522,376
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$20,030,702
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$20,030,702
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$17,090,862
Participant contributions at end of year2020-12-31$3,732,995
Participant contributions at beginning of year2020-12-31$4,507,579
Participant contributions at end of year2020-12-31$1,235,278
Participant contributions at beginning of year2020-12-31$1,245,077
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$6,144,676
Other income not declared elsewhere2020-12-31$930,874
Administrative expenses (other) incurred2020-12-31$362,144
Liabilities. Value of operating payables at end of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$147,961,247
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,167,987,545
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,020,026,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$387,605
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$963,269,939
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$823,505,285
Value of interest in pooled separate accounts at end of year2020-12-31$25,602,968
Value of interest in pooled separate accounts at beginning of year2020-12-31$29,021,831
Interest on participant loans2020-12-31$218,459
Interest earned on other investments2020-12-31$6,303,917
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$171,641,645
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$159,574,210
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$2,185,284
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$125,269,105
Net investment gain/loss from pooled separate accounts2020-12-31$-244,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$30,438,193
Employer contributions (assets) at end of year2020-12-31$2,504,720
Employer contributions (assets) at beginning of year2020-12-31$2,172,316
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$55,230,117
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WARREN, AVERETT, LLC.
Accountancy firm EIN2020-12-31454084437
2019 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$215,393,223
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$40,332,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$39,553,291
Expenses. Certain deemed distributions of participant loans2019-12-31$54,790
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$51,909,076
Value of total assets at end of year2019-12-31$1,020,026,298
Value of total assets at beginning of year2019-12-31$844,965,990
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$724,834
Total interest from all sources2019-12-31$6,227,986
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$24,519,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$24,519,347
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$15,721,296
Participant contributions at end of year2019-12-31$4,507,579
Participant contributions at beginning of year2019-12-31$4,430,007
Participant contributions at end of year2019-12-31$1,245,077
Participant contributions at beginning of year2019-12-31$1,088,118
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,532,453
Other income not declared elsewhere2019-12-31$1,012,697
Administrative expenses (other) incurred2019-12-31$17,672
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$175,060,308
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,020,026,298
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$844,965,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$707,162
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$823,505,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$657,763,487
Value of interest in pooled separate accounts at end of year2019-12-31$29,021,831
Value of interest in pooled separate accounts at beginning of year2019-12-31$25,510,282
Interest on participant loans2019-12-31$238,478
Interest earned on other investments2019-12-31$5,989,508
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$159,574,210
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$154,010,960
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,774,221
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$130,260,534
Net investment gain/loss from pooled separate accounts2019-12-31$1,463,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$30,655,327
Employer contributions (assets) at end of year2019-12-31$2,172,316
Employer contributions (assets) at beginning of year2019-12-31$2,163,136
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$37,779,070
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WARREN AVERETT, LLC
Accountancy firm EIN2019-12-31454084437
2018 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$11,566,941
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$41,298,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$40,661,380
Expenses. Certain deemed distributions of participant loans2018-12-31$58,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$50,757,202
Value of total assets at end of year2018-12-31$844,965,990
Value of total assets at beginning of year2018-12-31$874,697,408
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$578,061
Total interest from all sources2018-12-31$6,123,418
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$28,032,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$28,032,661
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$14,378,763
Participant contributions at end of year2018-12-31$4,430,007
Participant contributions at beginning of year2018-12-31$4,255,884
Participant contributions at end of year2018-12-31$1,088,118
Participant contributions at beginning of year2018-12-31$1,164,846
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,675,034
Other income not declared elsewhere2018-12-31$433,875
Administrative expenses (other) incurred2018-12-31$18,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-29,731,418
Value of net assets at end of year (total assets less liabilities)2018-12-31$844,965,990
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$874,697,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$560,040
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$657,763,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$698,675,948
Value of interest in pooled separate accounts at end of year2018-12-31$25,510,282
Value of interest in pooled separate accounts at beginning of year2018-12-31$23,722,888
Interest on participant loans2018-12-31$217,969
Interest earned on other investments2018-12-31$5,905,449
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$154,010,960
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$144,869,203
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$898,610
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-74,914,245
Net investment gain/loss from pooled separate accounts2018-12-31$1,134,030
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$31,703,405
Employer contributions (assets) at end of year2018-12-31$2,163,136
Employer contributions (assets) at beginning of year2018-12-31$2,008,639
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$39,762,770
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WARREN AVERETT, LLC
Accountancy firm EIN2018-12-31454084437
2017 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$165,155,516
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$43,762,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$43,211,421
Expenses. Certain deemed distributions of participant loans2017-12-31$98,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$45,726,311
Value of total assets at end of year2017-12-31$874,697,408
Value of total assets at beginning of year2017-12-31$753,304,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$452,641
Total interest from all sources2017-12-31$5,781,853
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$15,759,176
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$15,759,176
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$13,739,566
Participant contributions at end of year2017-12-31$4,255,884
Participant contributions at beginning of year2017-12-31$4,846,048
Participant contributions at end of year2017-12-31$1,164,846
Participant contributions at beginning of year2017-12-31$909,171
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,532,759
Administrative expenses (other) incurred2017-12-31$28,570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$121,392,724
Value of net assets at end of year (total assets less liabilities)2017-12-31$874,697,408
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$753,304,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$424,071
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$698,675,948
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$582,533,292
Value of interest in pooled separate accounts at end of year2017-12-31$23,722,888
Value of interest in pooled separate accounts at beginning of year2017-12-31$21,893,424
Interest on participant loans2017-12-31$187,401
Interest earned on other investments2017-12-31$5,594,452
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$144,869,203
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$141,436,803
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$2,341,140
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$96,925,702
Net investment gain/loss from pooled separate accounts2017-12-31$962,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$29,453,986
Employer contributions (assets) at end of year2017-12-31$2,008,639
Employer contributions (assets) at beginning of year2017-12-31$1,685,946
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$40,870,281
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WARREN AVERETT, LLC
Accountancy firm EIN2017-12-31454084437
2016 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$92,876,254
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$38,836,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$38,405,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$45,564,806
Value of total assets at end of year2016-12-31$753,304,684
Value of total assets at beginning of year2016-12-31$699,264,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$430,635
Total interest from all sources2016-12-31$6,104,824
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$12,015,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$12,015,521
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$12,858,415
Participant contributions at end of year2016-12-31$4,846,048
Participant contributions at beginning of year2016-12-31$4,689,384
Participant contributions at end of year2016-12-31$909,171
Participant contributions at beginning of year2016-12-31$1,002,982
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$5,244,351
Administrative expenses (other) incurred2016-12-31$15,455
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$54,039,695
Value of net assets at end of year (total assets less liabilities)2016-12-31$753,304,684
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$699,264,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$415,180
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$582,533,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$534,823,249
Value of interest in pooled separate accounts at end of year2016-12-31$21,893,424
Value of interest in pooled separate accounts at beginning of year2016-12-31$20,935,397
Interest on participant loans2016-12-31$194,797
Interest earned on other investments2016-12-31$5,910,027
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$141,436,803
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$136,076,808
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$9,108,867
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$28,085,707
Net investment gain/loss from pooled separate accounts2016-12-31$1,105,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$27,462,040
Employer contributions (assets) at end of year2016-12-31$1,685,946
Employer contributions (assets) at beginning of year2016-12-31$1,737,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$29,297,057
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WARREN AVERETT, LLC.
Accountancy firm EIN2016-12-31454084437
2015 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$48,740,542
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$26,523,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$26,005,761
Expenses. Certain deemed distributions of participant loans2015-12-31$133,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$41,710,814
Value of total assets at end of year2015-12-31$699,264,989
Value of total assets at beginning of year2015-12-31$677,048,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$384,347
Total interest from all sources2015-12-31$5,651,905
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$13,638,769
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$13,638,769
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$12,223,503
Participant contributions at end of year2015-12-31$4,689,384
Participant contributions at beginning of year2015-12-31$4,772,692
Participant contributions at end of year2015-12-31$1,002,982
Participant contributions at beginning of year2015-12-31$844,637
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,300,056
Administrative expenses (other) incurred2015-12-31$384,347
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$1,047,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$22,216,551
Value of net assets at end of year (total assets less liabilities)2015-12-31$699,264,989
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$677,048,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$534,823,249
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$516,742,978
Value of interest in pooled separate accounts at end of year2015-12-31$20,935,397
Value of interest in pooled separate accounts at beginning of year2015-12-31$18,528,839
Interest on participant loans2015-12-31$208,150
Interest earned on other investments2015-12-31$5,443,755
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$136,076,808
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$133,286,642
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$417,758
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-13,824,903
Net investment gain/loss from pooled separate accounts2015-12-31$1,563,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$25,187,255
Employer contributions (assets) at end of year2015-12-31$1,737,169
Employer contributions (assets) at beginning of year2015-12-31$1,825,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$25,588,003
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WARREN AVERETT, LLC.
Accountancy firm EIN2015-12-31454084437
2014 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$75,451,714
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$27,234,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$26,781,249
Expenses. Certain deemed distributions of participant loans2014-12-31$96,617
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$37,069,003
Value of total assets at end of year2014-12-31$677,048,438
Value of total assets at beginning of year2014-12-31$628,831,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$356,782
Total interest from all sources2014-12-31$5,666,198
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$11,329,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$11,329,090
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$11,385,846
Participant contributions at end of year2014-12-31$4,772,692
Participant contributions at beginning of year2014-12-31$4,336,197
Participant contributions at end of year2014-12-31$844,637
Participant contributions at beginning of year2014-12-31$874,354
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,603,090
Other income not declared elsewhere2014-12-31$196,691
Administrative expenses (other) incurred2014-12-31$356,782
Total non interest bearing cash at end of year2014-12-31$1,047,101
Total non interest bearing cash at beginning of year2014-12-31$1,545,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$48,217,066
Value of net assets at end of year (total assets less liabilities)2014-12-31$677,048,438
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$628,831,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$516,742,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$479,753,092
Value of interest in pooled separate accounts at end of year2014-12-31$18,528,839
Value of interest in pooled separate accounts at beginning of year2014-12-31$15,224,197
Interest on participant loans2014-12-31$205,760
Interest earned on other investments2014-12-31$5,460,438
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$133,286,642
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$125,560,251
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$1,772,802
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$19,248,236
Net investment gain/loss from pooled separate accounts2014-12-31$1,942,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$24,080,067
Employer contributions (assets) at end of year2014-12-31$1,825,549
Employer contributions (assets) at beginning of year2014-12-31$1,538,219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$25,008,447
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WARREN, AVERETT, KIMBRO & MARINO
Accountancy firm EIN2014-12-31454084437
2013 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$127,182,895
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$34,697,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$34,535,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$38,617,855
Value of total assets at end of year2013-12-31$628,831,372
Value of total assets at beginning of year2013-12-31$536,345,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$161,999
Total interest from all sources2013-12-31$5,241,055
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$7,889,392
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$7,889,392
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$11,036,113
Participant contributions at end of year2013-12-31$4,336,197
Participant contributions at beginning of year2013-12-31$4,029,861
Participant contributions at end of year2013-12-31$874,354
Participant contributions at beginning of year2013-12-31$786,627
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$3,959,372
Administrative expenses (other) incurred2013-12-31$76,711
Total non interest bearing cash at end of year2013-12-31$1,545,062
Total non interest bearing cash at beginning of year2013-12-31$698,395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$92,485,564
Value of net assets at end of year (total assets less liabilities)2013-12-31$628,831,372
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$536,345,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$85,288
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$479,753,092
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$396,302,616
Value of interest in pooled separate accounts at end of year2013-12-31$15,224,197
Value of interest in pooled separate accounts at beginning of year2013-12-31$12,866,488
Interest on participant loans2013-12-31$182,854
Interest earned on other investments2013-12-31$5,058,201
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$125,560,251
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$120,574,305
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$267,056
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$74,161,435
Net investment gain/loss from pooled separate accounts2013-12-31$1,273,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$23,622,370
Employer contributions (assets) at end of year2013-12-31$1,538,219
Employer contributions (assets) at beginning of year2013-12-31$1,087,516
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$34,268,276
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WARREN, AVERETT, KIMBRO & MARINO
Accountancy firm EIN2013-12-31454084437
2012 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$89,230,211
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$28,286,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$27,682,550
Expenses. Certain deemed distributions of participant loans2012-12-31$486,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$35,067,129
Value of total assets at end of year2012-12-31$536,345,808
Value of total assets at beginning of year2012-12-31$475,402,244
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$117,620
Total interest from all sources2012-12-31$4,855,657
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,420,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,420,164
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$10,056,104
Participant contributions at end of year2012-12-31$4,029,861
Participant contributions at beginning of year2012-12-31$4,273,147
Participant contributions at end of year2012-12-31$786,627
Participant contributions at beginning of year2012-12-31$992,052
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,529,587
Other income not declared elsewhere2012-12-31$487,984
Administrative expenses (other) incurred2012-12-31$117,620
Total non interest bearing cash at end of year2012-12-31$698,395
Total non interest bearing cash at beginning of year2012-12-31$1,911,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$60,943,564
Value of net assets at end of year (total assets less liabilities)2012-12-31$536,345,808
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$475,402,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$396,302,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$343,077,259
Value of interest in pooled separate accounts at end of year2012-12-31$12,866,488
Value of interest in pooled separate accounts at beginning of year2012-12-31$11,126,996
Interest on participant loans2012-12-31$193,363
Interest earned on other investments2012-12-31$4,662,294
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$120,574,305
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$112,850,941
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$756,524
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$44,247,608
Net investment gain/loss from pooled separate accounts2012-12-31$1,151,669
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$21,481,438
Employer contributions (assets) at end of year2012-12-31$1,087,516
Employer contributions (assets) at beginning of year2012-12-31$1,170,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$26,926,026
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WARREN AVERETT, LLC
Accountancy firm EIN2012-12-31454084437
2011 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$28,763,387
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$18,356,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$18,146,486
Expenses. Certain deemed distributions of participant loans2011-12-31$107,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$30,937,305
Value of total assets at end of year2011-12-31$475,402,244
Value of total assets at beginning of year2011-12-31$464,994,887
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$101,873
Total interest from all sources2011-12-31$4,654,275
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,135,569
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,135,569
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$9,877,688
Participant contributions at end of year2011-12-31$4,273,147
Participant contributions at beginning of year2011-12-31$3,848,162
Participant contributions at end of year2011-12-31$992,052
Participant contributions at beginning of year2011-12-31$857,210
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$408,513
Administrative expenses (other) incurred2011-12-31$40,419
Total non interest bearing cash at end of year2011-12-31$1,911,434
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$10,407,357
Value of net assets at end of year (total assets less liabilities)2011-12-31$475,402,244
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$464,994,887
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$61,454
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$343,077,259
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$351,858,745
Value of interest in pooled separate accounts at end of year2011-12-31$11,126,996
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$238,616
Interest earned on other investments2011-12-31$4,415,659
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$112,850,941
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$107,377,577
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$338,043
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-10,172,235
Net investment gain/loss from pooled separate accounts2011-12-31$1,208,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$20,651,104
Employer contributions (assets) at end of year2011-12-31$1,170,415
Employer contributions (assets) at beginning of year2011-12-31$1,053,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$17,808,443
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WARREN AVERETT, LLC
Accountancy firm EIN2011-12-31454084437
2010 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$79,524,886
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$49,846,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$49,756,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$31,427,839
Value of total assets at end of year2010-12-31$464,994,887
Value of total assets at beginning of year2010-12-31$435,316,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$90,375
Total interest from all sources2010-12-31$3,444,823
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,237,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,237,185
Administrative expenses professional fees incurred2010-12-31$90,375
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$9,156,607
Participant contributions at end of year2010-12-31$3,848,162
Participant contributions at beginning of year2010-12-31$3,550,719
Participant contributions at end of year2010-12-31$857,210
Participant contributions at beginning of year2010-12-31$814,199
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,541,705
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$29,678,109
Value of net assets at end of year (total assets less liabilities)2010-12-31$464,994,887
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$435,316,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$351,858,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$281,095,378
Interest on participant loans2010-12-31$221,825
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$27,495,692
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$27,495,692
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$3,222,998
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$107,377,577
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$121,291,703
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$41,415,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$19,729,527
Employer contributions (assets) at end of year2010-12-31$1,053,193
Employer contributions (assets) at beginning of year2010-12-31$1,069,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$49,756,402
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WARREN, AVERETT, KIMBRO & MARINO
Accountancy firm EIN2010-12-31631239864
2009 : UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN

2022: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403538
Policy instance 1
Insurance contract or identification number403538
Number of Individuals Covered2891
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403538
Policy instance 1
Insurance contract or identification number403538
Number of Individuals Covered2756
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403538
Policy instance 1
Insurance contract or identification number403538
Number of Individuals Covered2624
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403538
Policy instance 1
Insurance contract or identification number403538
Number of Individuals Covered2627
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403538
Policy instance 1
Insurance contract or identification number403538
Number of Individuals Covered2615
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403538
Policy instance 1
Insurance contract or identification number403538
Number of Individuals Covered2660
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403538
Policy instance 1
Insurance contract or identification number403538
Number of Individuals Covered2721
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403538
Policy instance 1
Insurance contract or identification number403538
Number of Individuals Covered2773
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTW068879
Policy instance 2
Insurance contract or identification numberTW068879
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-06-26
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403538
Policy instance 2
Insurance contract or identification number403538
Number of Individuals Covered2838
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTW068879
Policy instance 1
Insurance contract or identification numberTW068879
Number of Individuals Covered55
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTW068879
Policy instance 1
Insurance contract or identification numberTW068879
Number of Individuals Covered56
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403538
Policy instance 2
Insurance contract or identification number403538
Number of Individuals Covered4685
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403538
Policy instance 2
Insurance contract or identification number403538
Number of Individuals Covered4591
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTW068879
Policy instance 1
Insurance contract or identification numberTW068879
Number of Individuals Covered63
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100960
Policy instance 2
Insurance contract or identification number100960
Number of Individuals Covered2877
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
WESTERN RESERVE LIFE ASSURANCE-NORTHWIND, LLC (National Association of Insurance Commissioners NAIC id number: 85561 )
Policy contract numberTW068879
Policy instance 1
Insurance contract or identification numberTW068879
Number of Individuals Covered73
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED INVESTMENT
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403538
Policy instance 3
Insurance contract or identification number403538
Number of Individuals Covered3056
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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