EVONIK CORPORATION 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	EVONIK CORPORATION 401(K) SAVINGS PLAN
Plan identification number	002

EVONIK CORPORATION 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash. Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities. Participant-directed brokerage accounts provided as an investment option under the plan. Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll. Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account. Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EVONIK CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:	EVONIK CORPORATION
Employer identification number (EIN):	630673043
NAIC Classification:	325100

Additional information about EVONIK CORPORATION

Jurisdiction of Incorporation:	New Jersey Division of Revenue and Enterprise Services
Incorporation Date:
Company Identification Number:	0100056320

More information about EVONIK CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EVONIK CORPORATION 401(K) SAVINGS PLAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2023-01-01
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01	RANDY CHERKIS
002	2016-01-01	RANDY CHERKIS
002	2015-01-01	RANDY CHERKIS
002	2014-01-01	RANDY CHERKIS
002	2013-01-01	RANDY CHERKIS
002	2012-01-01	WILLIAM DORCAS
002	2011-01-01	WILLIAM DORCAS
002	2010-01-01	WILLIAM DORCAS
002	2009-01-01	WILLIAM DORCAS		WILLIAM DORCAS	2010-10-12
002	2008-01-01

Plan Statistics for EVONIK CORPORATION 401(K) SAVINGS PLAN

401k plan membership statisitcs for EVONIK CORPORATION 401(K) SAVINGS PLAN

Measure	Date	Value
2023: EVONIK CORPORATION 401(K) SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	6,960
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	4,716
Number of retired or separated participants receiving benefits	2023-01-01	140
Number of other retired or separated participants entitled to future benefits	2023-01-01	2,004
Total of all active and inactive participants	2023-01-01	6,860
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	6,860
Number of participants with account balances	2023-01-01	6,821
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	212
2022: EVONIK CORPORATION 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	6,176
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	4,883
Number of retired or separated participants receiving benefits	2022-01-01	85
Number of other retired or separated participants entitled to future benefits	2022-01-01	1,990
Total of all active and inactive participants	2022-01-01	6,958
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	2
Total participants	2022-01-01	6,960
Number of participants with account balances	2022-01-01	6,960
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	85
2021: EVONIK CORPORATION 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	5,539
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	4,640
Number of retired or separated participants receiving benefits	2021-01-01	77
Number of other retired or separated participants entitled to future benefits	2021-01-01	1,456
Total of all active and inactive participants	2021-01-01	6,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	6,174
Number of participants with account balances	2021-01-01	6,174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	61
2020: EVONIK CORPORATION 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	5,997
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	4,266
Number of retired or separated participants receiving benefits	2020-01-01	70
Number of other retired or separated participants entitled to future benefits	2020-01-01	1,202
Total of all active and inactive participants	2020-01-01	5,538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	5,538
Number of participants with account balances	2020-01-01	5,538
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	37
2019: EVONIK CORPORATION 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	6,352
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	4,710
Number of retired or separated participants receiving benefits	2019-01-01	69
Number of other retired or separated participants entitled to future benefits	2019-01-01	1,218
Total of all active and inactive participants	2019-01-01	5,997
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	5,997
Number of participants with account balances	2019-01-01	5,997
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	49
2018: EVONIK CORPORATION 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	5,919
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	4,929
Number of retired or separated participants receiving benefits	2018-01-01	65
Number of other retired or separated participants entitled to future benefits	2018-01-01	1,358
Total of all active and inactive participants	2018-01-01	6,352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	6,352
Number of participants with account balances	2018-01-01	6,299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	39
2017: EVONIK CORPORATION 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	5,195
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	4,618
Number of retired or separated participants receiving benefits	2017-01-01	54
Number of other retired or separated participants entitled to future benefits	2017-01-01	1,247
Total of all active and inactive participants	2017-01-01	5,919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	5,919
Number of participants with account balances	2017-01-01	5,780
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	48
2016: EVONIK CORPORATION 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	5,241
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	3,871
Number of retired or separated participants receiving benefits	2016-01-01	49
Number of other retired or separated participants entitled to future benefits	2016-01-01	1,158
Total of all active and inactive participants	2016-01-01	5,078
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	5,078
Number of participants with account balances	2016-01-01	5,049
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	20
2015: EVONIK CORPORATION 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	4,989
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4,181
Number of retired or separated participants receiving benefits	2015-01-01	40
Number of other retired or separated participants entitled to future benefits	2015-01-01	1,016
Total of all active and inactive participants	2015-01-01	5,237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	5,237
Number of participants with account balances	2015-01-01	4,940
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	33
2014: EVONIK CORPORATION 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4,817
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3,947
Number of retired or separated participants receiving benefits	2014-01-01	29
Number of other retired or separated participants entitled to future benefits	2014-01-01	1,013
Total of all active and inactive participants	2014-01-01	4,989
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	4,989
Number of participants with account balances	2014-01-01	4,830
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	37
2013: EVONIK CORPORATION 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	4,811
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3,858
Number of retired or separated participants receiving benefits	2013-01-01	23
Number of other retired or separated participants entitled to future benefits	2013-01-01	936
Total of all active and inactive participants	2013-01-01	4,817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	4,817
Number of participants with account balances	2013-01-01	4,817
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	36
2012: EVONIK CORPORATION 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	4,712
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3,859
Number of retired or separated participants receiving benefits	2012-01-01	19
Number of other retired or separated participants entitled to future benefits	2012-01-01	933
Total of all active and inactive participants	2012-01-01	4,811
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	4,811
Number of participants with account balances	2012-01-01	4,811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	46
2011: EVONIK CORPORATION 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	4,793
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3,815
Number of retired or separated participants receiving benefits	2011-01-01	14
Number of other retired or separated participants entitled to future benefits	2011-01-01	883
Total of all active and inactive participants	2011-01-01	4,712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	4,712
Number of participants with account balances	2011-01-01	4,712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	110
2010: EVONIK CORPORATION 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	4,169
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	3,985
Number of retired or separated participants receiving benefits	2010-01-01	13
Number of other retired or separated participants entitled to future benefits	2010-01-01	795
Total of all active and inactive participants	2010-01-01	4,793
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	4,793
Number of participants with account balances	2010-01-01	4,793
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	37
2009: EVONIK CORPORATION 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	4,933
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	3,351
Number of retired or separated participants receiving benefits	2009-01-01	12
Number of other retired or separated participants entitled to future benefits	2009-01-01	804
Total of all active and inactive participants	2009-01-01	4,167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	4,169
Number of participants with account balances	2009-01-01	4,163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	104

Financial Data on EVONIK CORPORATION 401(K) SAVINGS PLAN

Measure	Date	Value
2023 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2023 401k financial data
Unrealized appreciation/depreciation of real estate assets	2023-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2023-12-31	$432,919
Total unrealized appreciation/depreciation of assets	2023-12-31	$432,919
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$120,906
Total income from all sources (including contributions)	2023-12-31	$318,333,070
Total loss/gain on sale of assets	2023-12-31	$-476,578
Total of all expenses incurred	2023-12-31	$124,394,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$122,833,661
Expenses. Certain deemed distributions of participant loans	2023-12-31	$65,958
Value of total corrective distributions	2023-12-31	$145,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$110,921,941
Value of total assets at end of year	2023-12-31	$1,412,634,798
Value of total assets at beginning of year	2023-12-31	$1,218,816,980
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$1,349,348
Total interest from all sources	2023-12-31	$7,890,602
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$22,105,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$22,105,438
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$50,533,160
Participant contributions at end of year	2023-12-31	$19,970,284
Participant contributions at beginning of year	2023-12-31	$18,790,737
Participant contributions at end of year	2023-12-31	$100,031
Participant contributions at beginning of year	2023-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$8,464,878
Value of other receiveables (less allowance for doubtful accounts) at end of year	2023-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2023-12-31	$3,190,219
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2023-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2023-12-31	$120,906
Other income not declared elsewhere	2023-12-31	$2,119,823
Administrative expenses (other) incurred	2023-12-31	$183,542
Total non interest bearing cash at end of year	2023-12-31	$0
Total non interest bearing cash at beginning of year	2023-12-31	$2,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$193,938,724
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$1,412,634,798
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$1,218,696,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Investment advisory and management fees	2023-12-31	$81,859
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$702,766,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$627,402,429
Value of interest in pooled separate accounts at end of year	2023-12-31	$403,943,545
Value of interest in pooled separate accounts at beginning of year	2023-12-31	$334,723,557
Interest on participant loans	2023-12-31	$1,000,697
Income. Interest from US Government securities	2023-12-31	$3,167,095
Income. Interest from corporate debt instruments	2023-12-31	$3,501,792
Value of interest in common/collective trusts at end of year	2023-12-31	$57,296,130
Value of interest in common/collective trusts at beginning of year	2023-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2023-12-31	$903,087
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2023-12-31	$2,098,508
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2023-12-31	$2,098,508
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2023-12-31	$221,018
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-12-31	$224,591,003
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-12-31	$0
Asset value of US Government securities at end of year	2023-12-31	$0
Asset value of US Government securities at beginning of year	2023-12-31	$134,326,606
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$82,993,108
Net investment gain/loss from pooled separate accounts	2023-12-31	$90,401,601
Net investment gain or loss from common/collective trusts	2023-12-31	$1,944,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$51,923,903
Employer contributions (assets) at end of year	2023-12-31	$573,373
Employer contributions (assets) at beginning of year	2023-12-31	$38,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$122,833,661
Asset. Corporate debt instrument debt (other) at end of year	2023-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2023-12-31	$96,130,040
Contract administrator fees	2023-12-31	$441,369
Assets. Corporate common stocks other than exployer securities at end of year	2023-12-31	$2,490,373
Assets. Corporate common stocks other than exployer securities at beginning of year	2023-12-31	$2,114,008
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Aggregate proceeds on sale of assets	2023-12-31	$311,512,892
Aggregate carrying amount (costs) on sale of assets	2023-12-31	$311,989,470
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2023-12-31	410746749
2022 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$-16,026,924
Total unrealized appreciation/depreciation of assets	2022-12-31	$-16,026,924
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$120,906
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$145,449,547
Total income from all sources (including contributions)	2022-12-31	$-154,403,391
Total loss/gain on sale of assets	2022-12-31	$-14,118,844
Total of all expenses incurred	2022-12-31	$123,747,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$122,484,467
Expenses. Certain deemed distributions of participant loans	2022-12-31	$-1,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$113,885,568
Value of total assets at end of year	2022-12-31	$1,218,816,980
Value of total assets at beginning of year	2022-12-31	$1,642,296,417
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$1,264,852
Total interest from all sources	2022-12-31	$7,187,371
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$9,948,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$9,910,558
Administrative expenses professional fees incurred	2022-12-31	$775,962
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$50,277,424
Participant contributions at end of year	2022-12-31	$18,790,737
Participant contributions at beginning of year	2022-12-31	$18,312,586
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$11,893,159
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$3,190,219
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$157,299,218
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$120,906
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$145,449,547
Administrative expenses (other) incurred	2022-12-31	$11,211
Total non interest bearing cash at end of year	2022-12-31	$2,020
Total non interest bearing cash at beginning of year	2022-12-31	$1,615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-278,150,796
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$1,218,696,074
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$1,496,846,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$79,495
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$627,402,429
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$605,788,852
Value of interest in pooled separate accounts at end of year	2022-12-31	$334,723,557
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$589,959,511
Interest on participant loans	2022-12-31	$906,344
Income. Interest from US Government securities	2022-12-31	$3,395,908
Income. Interest from corporate debt instruments	2022-12-31	$2,694,782
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$2,098,508
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$7,994,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$7,994,530
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$190,337
Asset value of US Government securities at end of year	2022-12-31	$134,326,606
Asset value of US Government securities at beginning of year	2022-12-31	$165,232,233
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-136,609,318
Net investment gain/loss from pooled separate accounts	2022-12-31	$-118,669,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$51,714,985
Employer contributions (assets) at end of year	2022-12-31	$38,856
Income. Dividends from common stock	2022-12-31	$38,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$122,484,467
Asset. Corporate debt instrument debt (other) at end of year	2022-12-31	$96,130,040
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$94,382,427
Contract administrator fees	2022-12-31	$398,184
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$2,114,008
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$3,325,445
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$2,139,296,524
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$2,153,415,368
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CLIFTONLARSONALLEN,LLP
Accountancy firm EIN	2022-12-31	410746749
2021 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$-6,165,885
Total unrealized appreciation/depreciation of assets	2021-12-31	$-6,165,885
Total transfer of assets to this plan	2021-12-31	$11,151,499
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$145,449,547
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$77,683,982
Total income from all sources (including contributions)	2021-12-31	$258,982,329
Total loss/gain on sale of assets	2021-12-31	$-5,689,624
Total of all expenses incurred	2021-12-31	$114,904,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$113,570,970
Expenses. Certain deemed distributions of participant loans	2021-12-31	$44,104
Value of total corrective distributions	2021-12-31	$157,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$108,473,063
Value of total assets at end of year	2021-12-31	$1,642,296,417
Value of total assets at beginning of year	2021-12-31	$1,419,301,855
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$1,132,358
Total interest from all sources	2021-12-31	$4,873,019
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$7,507,317
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$7,470,554
Administrative expenses professional fees incurred	2021-12-31	$528,782
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$48,743,196
Participant contributions at end of year	2021-12-31	$18,312,586
Participant contributions at beginning of year	2021-12-31	$16,961,355
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$10,904,284
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$157,299,218
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$52,934,616
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$145,449,547
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$77,683,982
Administrative expenses (other) incurred	2021-12-31	$521,111
Total non interest bearing cash at end of year	2021-12-31	$1,615
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$144,077,498
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$1,496,846,870
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$1,341,617,873
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$82,465
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$605,788,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$490,905,644
Value of interest in pooled separate accounts at end of year	2021-12-31	$589,959,511
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$515,700,197
Interest on participant loans	2021-12-31	$964,094
Income. Interest from US Government securities	2021-12-31	$1,265,291
Income. Interest from corporate debt instruments	2021-12-31	$2,625,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$7,994,530
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$10,143,388
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$10,143,388
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$18,381
Asset value of US Government securities at end of year	2021-12-31	$165,232,233
Asset value of US Government securities at beginning of year	2021-12-31	$142,113,477
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$91,751,085
Net investment gain/loss from pooled separate accounts	2021-12-31	$58,233,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$48,825,583
Income. Dividends from common stock	2021-12-31	$36,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$113,570,970
Asset. Corporate debt instrument debt (other) at end of year	2021-12-31	$94,382,427
Asset. Corporate debt instrument debt (other) at beginning of year	2021-12-31	$186,789,639
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$3,325,445
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$3,753,539
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$3,422,885,337
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$3,428,574,961
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	SOBEL & CO. LLC
Accountancy firm EIN	2021-12-31	221430039
2020 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$5,054,309
Total unrealized appreciation/depreciation of assets	2020-12-31	$5,054,309
Total transfer of assets to this plan	2020-12-31	$52,152,613
Total transfer of assets from this plan	2020-12-31	$86,712,126
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$77,683,982
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$3,805,412
Total income from all sources (including contributions)	2020-12-31	$293,116,409
Total loss/gain on sale of assets	2020-12-31	$7,263,768
Total of all expenses incurred	2020-12-31	$90,584,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$89,676,854
Expenses. Certain deemed distributions of participant loans	2020-12-31	$-4,785
Value of total corrective distributions	2020-12-31	$97,109
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$92,820,096
Value of total assets at end of year	2020-12-31	$1,419,301,855
Value of total assets at beginning of year	2020-12-31	$1,177,450,809
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$815,242
Total interest from all sources	2020-12-31	$5,943,746
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$5,914,975
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$5,876,819
Administrative expenses professional fees incurred	2020-12-31	$730,940
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$42,405,686
Participant contributions at end of year	2020-12-31	$16,961,355
Participant contributions at beginning of year	2020-12-31	$20,564,343
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$9,396,238
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$52,934,616
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$1,608,313
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$77,683,982
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$3,805,412
Administrative expenses (other) incurred	2020-12-31	$7,669
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$202,531,989
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$1,341,617,873
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$1,173,645,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$76,633
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$490,905,644
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$425,916,830
Value of interest in pooled separate accounts at end of year	2020-12-31	$515,700,197
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$491,141,587
Interest on participant loans	2020-12-31	$973,659
Income. Interest from US Government securities	2020-12-31	$2,030,943
Income. Interest from corporate debt instruments	2020-12-31	$2,882,842
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$10,143,388
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$6,937,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$6,937,381
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$56,302
Asset value of US Government securities at end of year	2020-12-31	$142,113,477
Asset value of US Government securities at beginning of year	2020-12-31	$147,869,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$68,531,221
Net investment gain/loss from pooled separate accounts	2020-12-31	$107,588,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$41,018,172
Income. Dividends from common stock	2020-12-31	$38,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$89,676,854
Asset. Corporate debt instrument debt (other) at end of year	2020-12-31	$186,789,639
Asset. Corporate debt instrument debt (other) at beginning of year	2020-12-31	$79,443,176
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$3,753,539
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$3,969,461
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$1,112,741,100
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$1,105,477,332
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	SOBEL & CO. LLC
Accountancy firm EIN	2020-12-31	221430039
2019 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$3,262,980
Total unrealized appreciation/depreciation of assets	2019-12-31	$3,262,980
Total transfer of assets from this plan	2019-12-31	$20,454,849
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$3,805,412
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,688,636
Total income from all sources (including contributions)	2019-12-31	$311,885,022
Total loss/gain on sale of assets	2019-12-31	$3,888,155
Total of all expenses incurred	2019-12-31	$77,188,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$76,421,298
Expenses. Certain deemed distributions of participant loans	2019-12-31	$12,638
Value of total corrective distributions	2019-12-31	$83,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$98,291,563
Value of total assets at end of year	2019-12-31	$1,177,450,809
Value of total assets at beginning of year	2019-12-31	$961,091,970
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$670,490
Total interest from all sources	2019-12-31	$6,434,520
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$6,297,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$6,250,007
Administrative expenses professional fees incurred	2019-12-31	$484,683
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$47,165,261
Participant contributions at end of year	2019-12-31	$20,564,343
Participant contributions at beginning of year	2019-12-31	$20,904,949
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$5,171,652
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$1,608,313
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$1,122,515
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$3,805,412
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$1,688,636
Other income not declared elsewhere	2019-12-31	$1,325,068
Administrative expenses (other) incurred	2019-12-31	$111,898
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$234,696,912
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$1,173,645,397
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$959,403,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$73,909
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$425,916,830
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$334,666,047
Value of interest in pooled separate accounts at end of year	2019-12-31	$491,141,587
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$389,422,078
Interest on participant loans	2019-12-31	$1,105,129
Income. Interest from US Government securities	2019-12-31	$2,816,606
Income. Interest from corporate debt instruments	2019-12-31	$2,413,597
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$6,937,381
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$3,687,010
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$3,687,010
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$99,188
Asset value of US Government securities at end of year	2019-12-31	$147,869,718
Asset value of US Government securities at beginning of year	2019-12-31	$133,286,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$88,199,985
Net investment gain/loss from pooled separate accounts	2019-12-31	$104,185,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$45,954,650
Income. Dividends from common stock	2019-12-31	$47,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$76,421,298
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$79,443,176
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$74,269,592
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$3,969,461
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$3,733,512
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$602,865,306
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$598,977,151
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	SOBEL & CO. LLC
Accountancy firm EIN	2019-12-31	221430039
2018 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-4,115,752
Total unrealized appreciation/depreciation of assets	2018-12-31	$-4,115,752
Total transfer of assets to this plan	2018-12-31	$2,816,881
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$1,688,636
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$38,558,851
Total loss/gain on sale of assets	2018-12-31	$-386,932
Total of all expenses incurred	2018-12-31	$85,140,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$84,313,568
Expenses. Certain deemed distributions of participant loans	2018-12-31	$63,742
Value of total corrective distributions	2018-12-31	$104,995
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$100,864,949
Value of total assets at end of year	2018-12-31	$961,091,970
Value of total assets at beginning of year	2018-12-31	$1,003,167,992
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$658,085
Total interest from all sources	2018-12-31	$5,838,874
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$5,496,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$5,444,237
Administrative expenses professional fees incurred	2018-12-31	$417,949
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$46,490,864
Participant contributions at end of year	2018-12-31	$20,904,949
Participant contributions at beginning of year	2018-12-31	$18,065,094
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$9,189,333
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$1,122,515
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$1,059,212
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$1,688,636
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$743,724
Administrative expenses (other) incurred	2018-12-31	$168,793
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-46,581,539
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$959,403,334
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$1,003,167,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$71,343
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$334,666,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$413,050,090
Value of interest in pooled separate accounts at end of year	2018-12-31	$389,422,078
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$378,222,064
Interest on participant loans	2018-12-31	$1,006,310
Income. Interest from US Government securities	2018-12-31	$2,539,916
Income. Interest from corporate debt instruments	2018-12-31	$2,230,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$3,687,010
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$2,394,230
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$2,394,230
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$62,393
Asset value of US Government securities at end of year	2018-12-31	$133,286,267
Asset value of US Government securities at beginning of year	2018-12-31	$109,772,742
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-48,543,390
Net investment gain/loss from pooled separate accounts	2018-12-31	$-21,339,015
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$45,184,752
Income. Dividends from common stock	2018-12-31	$52,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$84,313,568
Asset. Corporate debt instrument debt (other) at end of year	2018-12-31	$74,269,592
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-31	$74,684,360
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$3,733,512
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$5,920,200
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$542,169,554
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$542,556,486
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	SOBEL & CO. LLC
Accountancy firm EIN	2018-12-31	221430039
2017 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$1,566,014
Total unrealized appreciation/depreciation of assets	2017-12-31	$1,566,014
Total transfer of assets to this plan	2017-12-31	$72,048,851
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$234,700,480
Total loss/gain on sale of assets	2017-12-31	$-1,101,751
Total of all expenses incurred	2017-12-31	$68,130,026
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$67,169,255
Expenses. Certain deemed distributions of participant loans	2017-12-31	$28,540
Value of total corrective distributions	2017-12-31	$79,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$103,259,176
Value of total assets at end of year	2017-12-31	$1,003,167,992
Value of total assets at beginning of year	2017-12-31	$764,548,687
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$852,462
Total interest from all sources	2017-12-31	$5,114,242
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$4,357,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$4,272,945
Administrative expenses professional fees incurred	2017-12-31	$692,001
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$7,266
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$42,714,257
Participant contributions at end of year	2017-12-31	$18,065,094
Participant contributions at beginning of year	2017-12-31	$16,225,078
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$19,491,997
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$1,059,212
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$945,673
Other income not declared elsewhere	2017-12-31	$316,694
Administrative expenses (other) incurred	2017-12-31	$108,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$166,570,454
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,003,167,992
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$764,548,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$204,847
Investment advisory and management fees	2017-12-31	$52,414
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$413,050,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$264,250,380
Value of interest in pooled separate accounts at end of year	2017-12-31	$378,222,064
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$289,940,599
Interest on participant loans	2017-12-31	$758,377
Interest earned on other investments	2017-12-31	$11,565
Income. Interest from US Government securities	2017-12-31	$1,999,660
Income. Interest from corporate debt instruments	2017-12-31	$2,321,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$2,394,230
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$8,322,310
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$8,322,310
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$23,464
Asset value of US Government securities at end of year	2017-12-31	$109,772,742
Asset value of US Government securities at beginning of year	2017-12-31	$102,197,643
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$51,432,538
Net investment gain/loss from pooled separate accounts	2017-12-31	$69,755,607
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$41,052,922
Income. Dividends from preferred stock	2017-12-31	$215
Income. Dividends from common stock	2017-12-31	$84,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$67,169,255
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$74,684,360
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$74,088,564
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$5,920,200
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$8,366,327
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$443,834,460
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$444,936,211
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	SOBEL & CO LLC
Accountancy firm EIN	2017-12-31	221430039
2016 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$-1,876,750
Total unrealized appreciation/depreciation of assets	2016-12-31	$-1,876,750
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$110,083,885
Total loss/gain on sale of assets	2016-12-31	$1,090,852
Total of all expenses incurred	2016-12-31	$57,472,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$56,252,108
Expenses. Certain deemed distributions of participant loans	2016-12-31	$9,405
Value of total corrective distributions	2016-12-31	$56,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$70,712,508
Value of total assets at end of year	2016-12-31	$764,548,687
Value of total assets at beginning of year	2016-12-31	$711,937,492
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,154,494
Total interest from all sources	2016-12-31	$5,003,617
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$4,365,869
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$4,272,523
Administrative expenses professional fees incurred	2016-12-31	$985,645
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$7,266
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$4,022
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$34,470,534
Participant contributions at end of year	2016-12-31	$16,225,078
Participant contributions at beginning of year	2016-12-31	$16,438,750
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$4,890,580
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$945,673
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$664,839
Other income not declared elsewhere	2016-12-31	$594,630
Administrative expenses (other) incurred	2016-12-31	$84,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$52,611,195
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$764,548,687
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$711,937,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$204,847
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$174,394
Investment advisory and management fees	2016-12-31	$84,205
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$264,250,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$237,597,066
Value of interest in pooled separate accounts at end of year	2016-12-31	$289,940,599
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$283,352,340
Interest on participant loans	2016-12-31	$696,205
Interest earned on other investments	2016-12-31	$15,785
Income. Interest from US Government securities	2016-12-31	$2,172,703
Income. Interest from corporate debt instruments	2016-12-31	$2,108,508
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$8,322,310
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$4,432,775
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$4,432,775
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$10,416
Asset value of US Government securities at end of year	2016-12-31	$102,197,643
Asset value of US Government securities at beginning of year	2016-12-31	$101,647,956
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$24,844,874
Net investment gain/loss from pooled separate accounts	2016-12-31	$5,348,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$31,351,394
Employer contributions (assets) at beginning of year	2016-12-31	$1,200,000
Income. Dividends from preferred stock	2016-12-31	$205
Income. Dividends from common stock	2016-12-31	$93,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$56,252,108
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$74,088,564
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$60,503,736
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$8,366,327
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$5,921,614
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$458,027,871
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$456,937,019
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	SOBEL & CO LLC
Accountancy firm EIN	2016-12-31	221430039
2015 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-3,896,781
Total unrealized appreciation/depreciation of assets	2015-12-31	$-3,896,781
Total transfer of assets to this plan	2015-12-31	$148,252
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$7,126
Total income from all sources (including contributions)	2015-12-31	$65,799,837
Total loss/gain on sale of assets	2015-12-31	$146,615
Total of all expenses incurred	2015-12-31	$54,069,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$53,409,939
Expenses. Certain deemed distributions of participant loans	2015-12-31	$53,801
Value of total corrective distributions	2015-12-31	$114,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$64,532,869
Value of total assets at end of year	2015-12-31	$711,937,492
Value of total assets at beginning of year	2015-12-31	$700,066,065
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$491,746
Total interest from all sources	2015-12-31	$4,455,089
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$3,945,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$3,864,937
Administrative expenses professional fees incurred	2015-12-31	$331,480
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$4,022
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$32,619,273
Participant contributions at end of year	2015-12-31	$16,438,750
Participant contributions at beginning of year	2015-12-31	$16,011,903
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$7,871,195
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$664,839
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$670,931
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$7,126
Other income not declared elsewhere	2015-12-31	$402,532
Administrative expenses (other) incurred	2015-12-31	$91,319
Total non interest bearing cash at beginning of year	2015-12-31	$57,749
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$11,730,301
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$711,937,492
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$700,058,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$174,394
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$414,116
Investment advisory and management fees	2015-12-31	$68,947
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$237,597,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$237,339,781
Value of interest in pooled separate accounts at end of year	2015-12-31	$283,352,340
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$243,873,137
Interest on participant loans	2015-12-31	$691,873
Interest earned on other investments	2015-12-31	$38,010
Income. Interest from US Government securities	2015-12-31	$1,589,901
Income. Interest from corporate debt instruments	2015-12-31	$2,130,355
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$4,432,775
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$9,966,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$9,966,608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$4,950
Asset value of US Government securities at end of year	2015-12-31	$101,647,956
Asset value of US Government securities at beginning of year	2015-12-31	$92,744,504
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-11,258,008
Net investment gain/loss from pooled separate accounts	2015-12-31	$7,471,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$24,042,401
Employer contributions (assets) at end of year	2015-12-31	$1,200,000
Income. Dividends from preferred stock	2015-12-31	$15
Income. Dividends from common stock	2015-12-31	$80,575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$53,409,939
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$60,503,736
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$60,767,354
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$5,921,614
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$38,219,982
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$425,111,181
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$424,964,566
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	SOBEL & CO LLC
Accountancy firm EIN	2015-12-31	221430039
2014 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$6,131,085
Total unrealized appreciation/depreciation of assets	2014-12-31	$6,131,085
Total transfer of assets to this plan	2014-12-31	$5,818,395
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$7,126
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$2,390,788
Total income from all sources (including contributions)	2014-12-31	$100,575,769
Total loss/gain on sale of assets	2014-12-31	$-1,040,905
Total of all expenses incurred	2014-12-31	$47,301,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$46,939,924
Expenses. Certain deemed distributions of participant loans	2014-12-31	$15,154
Value of total corrective distributions	2014-12-31	$6,778
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$59,908,763
Value of total assets at end of year	2014-12-31	$700,066,065
Value of total assets at beginning of year	2014-12-31	$643,357,415
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$339,996
Total interest from all sources	2014-12-31	$4,314,520
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$4,377,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$3,560,950
Administrative expenses professional fees incurred	2014-12-31	$160,306
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$30,684,268
Participant contributions at end of year	2014-12-31	$16,011,903
Participant contributions at beginning of year	2014-12-31	$15,633,427
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$7,329,469
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$670,931
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$1,050,650
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$7,126
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$2,390,788
Other income not declared elsewhere	2014-12-31	$41,568
Administrative expenses (other) incurred	2014-12-31	$81,493
Total non interest bearing cash at end of year	2014-12-31	$57,749
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$53,273,917
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$700,058,939
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$640,966,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$414,116
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$477,988
Investment advisory and management fees	2014-12-31	$98,197
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$237,339,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$234,574,052
Value of interest in pooled separate accounts at end of year	2014-12-31	$243,873,137
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$206,729,094
Interest on participant loans	2014-12-31	$685,176
Interest earned on other investments	2014-12-31	$41,363
Income. Interest from US Government securities	2014-12-31	$1,757,913
Income. Interest from corporate debt instruments	2014-12-31	$1,789,417
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$9,966,608
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$9,377,977
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$9,377,977
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$40,651
Asset value of US Government securities at end of year	2014-12-31	$92,744,504
Asset value of US Government securities at beginning of year	2014-12-31	$86,990,533
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$12,909,799
Net investment gain/loss from pooled separate accounts	2014-12-31	$13,933,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$21,895,026
Income. Dividends from common stock	2014-12-31	$816,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$46,939,924
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$60,767,354
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$51,404,982
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$38,219,982
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$37,118,712
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$465,421,093
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$466,461,998
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	SOBEL & CO LLC
Accountancy firm EIN	2014-12-31	221430039
2013 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$1,538,572
Total unrealized appreciation/depreciation of assets	2013-12-31	$1,538,572
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$2,390,788
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,499,151
Total income from all sources (including contributions)	2013-12-31	$149,097,666
Total loss/gain on sale of assets	2013-12-31	$578,843
Total of all expenses incurred	2013-12-31	$39,411,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$38,696,842
Expenses. Certain deemed distributions of participant loans	2013-12-31	$40,755
Value of total corrective distributions	2013-12-31	$374,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$55,533,503
Value of total assets at end of year	2013-12-31	$643,357,415
Value of total assets at beginning of year	2013-12-31	$532,779,119
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$298,529
Total interest from all sources	2013-12-31	$3,849,025
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,694,266
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,993,744
Administrative expenses professional fees incurred	2013-12-31	$128,454
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$2,112
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$29,331,094
Participant contributions at end of year	2013-12-31	$15,633,427
Participant contributions at beginning of year	2013-12-31	$14,467,700
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$5,532,455
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$1,050,650
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$786,831
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$2,390,788
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$1,499,151
Other income not declared elsewhere	2013-12-31	$140,636
Administrative expenses (other) incurred	2013-12-31	$67,388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$109,686,659
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$640,966,627
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$531,279,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$477,988
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$314,065
Investment advisory and management fees	2013-12-31	$102,687
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$234,574,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$173,157,822
Value of interest in pooled separate accounts at end of year	2013-12-31	$206,729,094
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$171,995,819
Interest on participant loans	2013-12-31	$655,140
Interest earned on other investments	2013-12-31	$40,387
Income. Interest from US Government securities	2013-12-31	$1,544,514
Income. Interest from corporate debt instruments	2013-12-31	$1,603,982
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$9,377,977
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$8,811,181
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$8,811,181
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$5,002
Asset value of US Government securities at end of year	2013-12-31	$86,990,533
Asset value of US Government securities at beginning of year	2013-12-31	$93,199,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$49,179,727
Net investment gain/loss from pooled separate accounts	2013-12-31	$34,583,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$20,669,954
Income. Dividends from preferred stock	2013-12-31	$233
Income. Dividends from common stock	2013-12-31	$700,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$38,696,842
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$51,404,982
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$38,188,951
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$37,118,712
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$31,854,915
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$449,951,948
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$449,373,105
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	SOBEL & CO LLC
Accountancy firm EIN	2013-12-31	221430039
2012 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$1,761,724
Total unrealized appreciation/depreciation of assets	2012-12-31	$1,761,724
Total transfer of assets to this plan	2012-12-31	$2,826,749
Total transfer of assets from this plan	2012-12-31	$774,186
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,499,151
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$-436
Total income from all sources (including contributions)	2012-12-31	$108,907,128
Total loss/gain on sale of assets	2012-12-31	$806,421
Total of all expenses incurred	2012-12-31	$32,686,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$31,791,432
Expenses. Certain deemed distributions of participant loans	2012-12-31	$21,833
Value of total corrective distributions	2012-12-31	$377,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$52,293,919
Value of total assets at end of year	2012-12-31	$532,779,119
Value of total assets at beginning of year	2012-12-31	$453,006,453
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$496,309
Total interest from all sources	2012-12-31	$3,717,037
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$3,375,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$3,202,474
Administrative expenses professional fees incurred	2012-12-31	$249,968
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$2,112
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$33,471
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$28,385,007
Participant contributions at end of year	2012-12-31	$14,467,700
Participant contributions at beginning of year	2012-12-31	$13,679,390
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$4,094,432
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$786,831
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$1,247,663
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$1,499,151
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$-436
Other income not declared elsewhere	2012-12-31	$535,769
Administrative expenses (other) incurred	2012-12-31	$75,043
Total non interest bearing cash at beginning of year	2012-12-31	$54
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$76,220,516
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$531,279,968
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$453,006,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$314,065
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$428,640
Investment advisory and management fees	2012-12-31	$171,298
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$173,157,822
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$146,736,199
Value of interest in pooled separate accounts at end of year	2012-12-31	$171,995,819
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$162,536,093
Interest on participant loans	2012-12-31	$619,651
Interest earned on other investments	2012-12-31	$30,587
Income. Interest from US Government securities	2012-12-31	$1,171,513
Income. Interest from corporate debt instruments	2012-12-31	$1,891,351
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$8,811,181
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$6,432,768
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$6,432,768
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$3,935
Asset value of US Government securities at end of year	2012-12-31	$93,199,723
Asset value of US Government securities at beginning of year	2012-12-31	$60,256,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$19,232,796
Net investment gain/loss from pooled separate accounts	2012-12-31	$27,184,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$19,814,480
Income. Dividends from preferred stock	2012-12-31	$665
Income. Dividends from common stock	2012-12-31	$172,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$31,791,432
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$38,188,951
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$56,256,913
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$31,854,915
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$5,399,037
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$417,993,382
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$417,186,961
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	SOBEL & CO LLC
Accountancy firm EIN	2012-12-31	221430039
2011 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$3,373,272
Total unrealized appreciation/depreciation of assets	2011-12-31	$3,373,272
Total transfer of assets from this plan	2011-12-31	$10,471,398
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$-436
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$-27
Total income from all sources (including contributions)	2011-12-31	$46,608,324
Total loss/gain on sale of assets	2011-12-31	$-1,602,807
Total of all expenses incurred	2011-12-31	$37,602,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$36,975,380
Expenses. Certain deemed distributions of participant loans	2011-12-31	$56,230
Value of total corrective distributions	2011-12-31	$264,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$51,127,534
Value of total assets at end of year	2011-12-31	$453,006,453
Value of total assets at beginning of year	2011-12-31	$454,471,967
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$306,060
Total interest from all sources	2011-12-31	$4,474,303
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,971,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,882,099
Administrative expenses professional fees incurred	2011-12-31	$72,655
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$33,471
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$38,355
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$29,174,793
Participant contributions at end of year	2011-12-31	$13,679,390
Participant contributions at beginning of year	2011-12-31	$13,499,923
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$3,059,894
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$1,247,663
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$1,399,958
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$-436
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$-27
Other income not declared elsewhere	2011-12-31	$278,971
Administrative expenses (other) incurred	2011-12-31	$104,405
Total non interest bearing cash at end of year	2011-12-31	$54
Total non interest bearing cash at beginning of year	2011-12-31	$454
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$9,006,293
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$453,006,889
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$454,471,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$428,640
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$502,782
Investment advisory and management fees	2011-12-31	$129,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$146,736,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$120,592,169
Value of interest in pooled separate accounts at end of year	2011-12-31	$162,536,093
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$205,272,956
Interest on participant loans	2011-12-31	$659,348
Interest earned on other investments	2011-12-31	$37,318
Income. Interest from US Government securities	2011-12-31	$1,409,530
Income. Interest from corporate debt instruments	2011-12-31	$2,361,787
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$6,432,768
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$4,731,060
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$4,731,060
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$6,320
Asset value of US Government securities at end of year	2011-12-31	$60,256,225
Asset value of US Government securities at beginning of year	2011-12-31	$48,041,662
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-8,800,275
Net investment gain/loss from pooled separate accounts	2011-12-31	$-4,214,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$18,892,847
Income. Dividends from preferred stock	2011-12-31	$1,754
Income. Dividends from common stock	2011-12-31	$87,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$36,975,380
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$56,256,913
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$53,911,264
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$5,399,037
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$6,481,384
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$242,756,332
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$244,359,139
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SOBEL & CO LLC
Accountancy firm EIN	2011-12-31	221430039
2010 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$1,508,265
Total unrealized appreciation/depreciation of assets	2010-12-31	$1,508,265
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$-27
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$96,215,843
Total loss/gain on sale of assets	2010-12-31	$237,988
Total of all expenses incurred	2010-12-31	$21,535,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$20,950,213
Expenses. Certain deemed distributions of participant loans	2010-12-31	$31,442
Value of total corrective distributions	2010-12-31	$273,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$55,497,978
Value of total assets at end of year	2010-12-31	$454,471,967
Value of total assets at beginning of year	2010-12-31	$379,791,813
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$280,409
Total interest from all sources	2010-12-31	$4,313,704
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,046,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$960,483
Administrative expenses professional fees incurred	2010-12-31	$147,624
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$38,355
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$36,575
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$27,908,358
Participant contributions at end of year	2010-12-31	$13,499,923
Participant contributions at beginning of year	2010-12-31	$12,497,102
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$11,243,082
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$1,399,958
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$872,365
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$-27
Other income not declared elsewhere	2010-12-31	$337,646
Administrative expenses (other) incurred	2010-12-31	$87,067
Total non interest bearing cash at end of year	2010-12-31	$454
Total non interest bearing cash at beginning of year	2010-12-31	$228,261
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$74,680,181
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$454,471,994
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$379,791,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$502,782
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$261,548
Investment advisory and management fees	2010-12-31	$45,718
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$120,592,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$88,960,238
Value of interest in pooled separate accounts at end of year	2010-12-31	$205,272,956
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$179,616,296
Interest on participant loans	2010-12-31	$737,703
Interest earned on other investments	2010-12-31	$25,300
Income. Interest from US Government securities	2010-12-31	$894,417
Income. Interest from corporate debt instruments	2010-12-31	$2,648,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$4,731,060
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$4,281,033
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$4,281,033
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$7,610
Asset value of US Government securities at end of year	2010-12-31	$48,041,662
Asset value of US Government securities at beginning of year	2010-12-31	$34,283,662
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$14,610,620
Net investment gain/loss from pooled separate accounts	2010-12-31	$18,662,762
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$16,346,538
Income. Dividends from preferred stock	2010-12-31	$1,927
Income. Dividends from common stock	2010-12-31	$84,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$20,950,213
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$53,911,264
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$52,799,833
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$6,481,384
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$5,954,900
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$204,698,222
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$204,460,234
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SOBEL & CO LLC
Accountancy firm EIN	2010-12-31	221430039
2009 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for EVONIK CORPORATION 401(K) SAVINGS PLAN

2023: EVONIK CORPORATION 401(K) SAVINGS PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	Yes
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: EVONIK CORPORATION 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	Yes
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: EVONIK CORPORATION 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	Yes
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: EVONIK CORPORATION 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Mulitple employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	Yes
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: EVONIK CORPORATION 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Mulitple employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: EVONIK CORPORATION 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Mulitple employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: EVONIK CORPORATION 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: EVONIK CORPORATION 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: EVONIK CORPORATION 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: EVONIK CORPORATION 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: EVONIK CORPORATION 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: EVONIK CORPORATION 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EVONIK CORPORATION 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: EVONIK CORPORATION 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: EVONIK CORPORATION 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: EVONIK CORPORATION 401(K) SAVINGS PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62153
Policy instance	2
Insurance contract or identification number GA-62153 Number of Individuals Covered 6821 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	556245-01
Policy instance	1
Insurance contract or identification number 556245-01 Number of Individuals Covered 6821 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	041164
Policy instance	2
Insurance contract or identification number 041164 Number of Individuals Covered 6960 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62153
Policy instance	1
Insurance contract or identification number GA-62153 Number of Individuals Covered 6960 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	041164
Policy instance	2
Insurance contract or identification number 041164 Number of Individuals Covered 6174 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62153
Policy instance	1
Insurance contract or identification number GA-62153 Number of Individuals Covered 6174 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62153
Policy instance	1
Insurance contract or identification number GA-62153 Number of Individuals Covered 5538 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	041164
Policy instance	2
Insurance contract or identification number 041164 Number of Individuals Covered 5538 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	041164
Policy instance	2
Insurance contract or identification number 041164 Number of Individuals Covered 5997 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62153
Policy instance	1
Insurance contract or identification number GA-62153 Number of Individuals Covered 5997 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	041164
Policy instance	2
Insurance contract or identification number 041164 Number of Individuals Covered 6299 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62153
Policy instance	1
Insurance contract or identification number GA-62153 Number of Individuals Covered 6299 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	041164
Policy instance	2
Insurance contract or identification number 041164 Number of Individuals Covered 5919 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62153
Policy instance	1
Insurance contract or identification number GA-62153 Number of Individuals Covered 5919 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62153
Policy instance	1
Insurance contract or identification number GA-62153 Number of Individuals Covered 5237 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	041164
Policy instance	2
Insurance contract or identification number 041164 Number of Individuals Covered 5237 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	041164
Policy instance	1
Insurance contract or identification number 041164 Number of Individuals Covered 4830 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62153
Policy instance	2
Insurance contract or identification number GA-62153 Number of Individuals Covered 4830 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	041164
Policy instance	1
Insurance contract or identification number 041164 Number of Individuals Covered 4817 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62153
Policy instance	2
Insurance contract or identification number GA-62153 Number of Individuals Covered 4817 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62153
Policy instance	2
Insurance contract or identification number GA-62153 Number of Individuals Covered 4811 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	041164
Policy instance	1
Insurance contract or identification number 041164 Number of Individuals Covered 4811 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	041164
Policy instance	2
Insurance contract or identification number 041164 Number of Individuals Covered 4712 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62153
Policy instance	1
Insurance contract or identification number GA-62153 Number of Individuals Covered 4712 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62153
Policy instance	1
Insurance contract or identification number GA-62153 Number of Individuals Covered 4793 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	041164
Policy instance	2
Insurance contract or identification number 041164 Number of Individuals Covered 4793 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No