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CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 401k Plan overview

Plan NameCARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN
Plan identification number 001

CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARDIOLOGY, P.C. has sponsored the creation of one or more 401k plans.

Company Name:CARDIOLOGY, P.C.
Employer identification number (EIN):630710054
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about CARDIOLOGY, P.C.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1981-07-16
Company Identification Number: 711460
Legal Registered Office Address: CENTRAL NEW YORK MEDICAL CTR.
739 IRVING AVE SUITE 500
SYRACUSE
United States of America (USA)
13210

More information about CARDIOLOGY, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01JOHN CADE2023-10-05
0012021-01-01JOHN CADE2022-10-14
0012020-01-01JOHN D. CADE, JR.2021-09-21 JOHN D. CADE, JR.2021-09-21
0012019-01-01JOHN D CADE, JR2020-06-22 JOHN D CADE, JR2020-06-22
0012018-01-01
0012018-01-01
0012017-01-01JOHN CADE
0012016-01-01JOHN CADE
0012015-01-01JOHN CADE
0012014-01-01JOHN CADE
0012013-01-01JOHN CADE2014-10-09
0012012-01-01JOHN CADE2013-07-17
0012011-01-01JOHN CADE
0012010-01-01JOHN CADE JR
0012009-01-01JOHN CADE JR
0012009-01-01 JOHN CADE JR2010-10-11

Plan Statistics for CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN

401k plan membership statisitcs for CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN

Measure Date Value
2018: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0192
Total number of active participants reported on line 7a of the Form 55002018-01-0130
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0149
Total of all active and inactive participants2018-01-0179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0179
Number of participants with account balances2018-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0181
Total number of active participants reported on line 7a of the Form 55002017-01-0170
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0122
Total of all active and inactive participants2017-01-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0192
Number of participants with account balances2017-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015
2016: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0178
Total number of active participants reported on line 7a of the Form 55002016-01-0170
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-017
Total of all active and inactive participants2016-01-0177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0177
Number of participants with account balances2016-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0182
Total number of active participants reported on line 7a of the Form 55002015-01-0166
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-016
Total of all active and inactive participants2015-01-0172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-0173
Number of participants with account balances2015-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0185
Total number of active participants reported on line 7a of the Form 55002014-01-0170
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-0175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0176
Number of participants with account balances2014-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2011: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01119
Total number of active participants reported on line 7a of the Form 55002011-01-0179
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-0126
Total of all active and inactive participants2011-01-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01108
Number of participants with account balances2011-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01117
Total number of active participants reported on line 7a of the Form 55002010-01-0184
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0126
Total of all active and inactive participants2010-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01111
Number of participants with account balances2010-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0111
2009: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01115
Total number of active participants reported on line 7a of the Form 55002009-01-0194
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0118
Total of all active and inactive participants2009-01-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01112
Number of participants with account balances2009-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN

Measure Date Value
2018 : CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2018 401k financial data
Total income from all sources2018-12-31$908,423
Expenses. Total of all expenses incurred2018-12-31$650,216
Benefits paid (including direct rollovers)2018-12-31$646,710
Total plan assets at end of year2018-12-31$10,125,588
Total plan assets at beginning of year2018-12-31$9,867,381
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$287,910
Other income received2018-12-31$171,234
Net income (gross income less expenses)2018-12-31$258,207
Net plan assets at end of year (total assets less liabilities)2018-12-31$10,125,588
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$9,867,381
Total contributions received or receivable from employer(s)2018-12-31$449,279
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$3,506
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2017 401k financial data
Total income from all sources2017-12-31$2,114,598
Expenses. Total of all expenses incurred2017-12-31$683,352
Benefits paid (including direct rollovers)2017-12-31$646,493
Total plan assets at end of year2017-12-31$9,867,381
Total plan assets at beginning of year2017-12-31$8,436,135
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$278,455
Other income received2017-12-31$1,383,308
Net income (gross income less expenses)2017-12-31$1,431,246
Net plan assets at end of year (total assets less liabilities)2017-12-31$9,867,381
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$8,436,135
Total contributions received or receivable from employer(s)2017-12-31$452,835
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$36,859
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$1,394,594
Expenses. Total of all expenses incurred2016-12-31$1,085,336
Benefits paid (including direct rollovers)2016-12-31$1,054,733
Total plan assets at end of year2016-12-31$8,436,135
Total plan assets at beginning of year2016-12-31$8,126,877
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$308,003
Contributions received from other sources (not participants or employers)2016-12-31$48,949
Other income received2016-12-31$594,043
Net income (gross income less expenses)2016-12-31$309,258
Net plan assets at end of year (total assets less liabilities)2016-12-31$8,436,135
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$8,126,877
Assets. Value of assets in partnership/joint-venture interests2016-12-31$53,707
Total contributions received or receivable from employer(s)2016-12-31$443,599
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$30,603
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$850,660
Expenses. Total of all expenses incurred2015-12-31$924,836
Benefits paid (including direct rollovers)2015-12-31$892,357
Total plan assets at end of year2015-12-31$8,126,877
Total plan assets at beginning of year2015-12-31$8,201,053
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$281,383
Expenses. Other expenses not covered elsewhere2015-12-31$32,479
Contributions received from other sources (not participants or employers)2015-12-31$46,011
Other income received2015-12-31$78,162
Net income (gross income less expenses)2015-12-31$-74,176
Net plan assets at end of year (total assets less liabilities)2015-12-31$8,126,877
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$8,201,053
Total contributions received or receivable from employer(s)2015-12-31$445,104
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$1,232,939
Expenses. Total of all expenses incurred2014-12-31$957,168
Benefits paid (including direct rollovers)2014-12-31$924,483
Total plan assets at end of year2014-12-31$8,201,053
Total plan assets at beginning of year2014-12-31$7,925,282
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$260,985
Expenses. Other expenses not covered elsewhere2014-12-31$32,685
Contributions received from other sources (not participants or employers)2014-12-31$14,780
Other income received2014-12-31$957,174
Net income (gross income less expenses)2014-12-31$275,771
Net plan assets at end of year (total assets less liabilities)2014-12-31$8,201,053
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$7,925,282
Assets. Value of assets in partnership/joint-venture interests2014-12-31$76,771
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2011 : CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$1,843,902
Expenses. Total of all expenses incurred2011-12-31$19,281,274
Benefits paid (including direct rollovers)2011-12-31$19,198,942
Total plan assets at end of year2011-12-31$6,714,022
Total plan assets at beginning of year2011-12-31$24,151,394
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$452,162
Expenses. Other expenses not covered elsewhere2011-12-31$82,307
Other income received2011-12-31$931,977
Net income (gross income less expenses)2011-12-31$-17,437,372
Net plan assets at end of year (total assets less liabilities)2011-12-31$6,714,022
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$24,151,394
Total contributions received or receivable from employer(s)2011-12-31$459,763
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$25
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total income from all sources2010-12-31$716,145
Expenses. Total of all expenses incurred2010-12-31$108,858
Benefits paid (including direct rollovers)2010-12-31$108,808
Total plan assets at end of year2010-12-31$24,151,394
Total plan assets at beginning of year2010-12-31$23,544,107
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$126,085
Expenses. Other expenses not covered elsewhere2010-12-31$25
Other income received2010-12-31$93,856
Net income (gross income less expenses)2010-12-31$607,287
Net plan assets at end of year (total assets less liabilities)2010-12-31$24,151,394
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$23,544,107
Assets. Value of assets in partnership/joint-venture interests2010-12-31$776,854
Total contributions received or receivable from employer(s)2010-12-31$496,204
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$25
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN

2018: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2011: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CARDIOLOGY, P.C. 401(K) PROFIT SHARING RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number308630394
Policy instance 1
Insurance contract or identification number308630394
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number308630394
Policy instance 1
Insurance contract or identification number308630394
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $7,345
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number308630394
Policy instance 1
Insurance contract or identification number308630394
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $325
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $325
Insurance broker organization code?3
Insurance broker nameROBERT R LOTT IFC HOLDINGS INC

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