401k Plan data: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN plan

HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN
Plan identification number	001

HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC has sponsored the creation of one or more 401k plans.

Company Name: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC

Employer identification number (EIN): 630810162

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 THOMAS REYNOLDS 2016-09-19
001 2014-01-01 THOMAS REYNOLDS
001 2013-01-01 THOMAS REYNOLDS
001 2012-01-01 THOMAS REYNOLDS
001 2011-01-01 THOMAS REYNOLDS
001 2010-01-01 THOMAS REYNOLDS
001 2009-01-01 THOMAS REYNOLDS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2015-01-01	THOMAS REYNOLDS	2016-09-19
001	2014-01-01	THOMAS REYNOLDS
001	2013-01-01	THOMAS REYNOLDS
001	2012-01-01	THOMAS REYNOLDS
001	2011-01-01	THOMAS REYNOLDS
001	2010-01-01	THOMAS REYNOLDS
001	2009-01-01	THOMAS REYNOLDS

Plan Statistics for HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 33
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 30
Total of all active and inactive participants 2014-01-01 65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 66
Number of participants with account balances 2014-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 162
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 65
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 78
Total of all active and inactive participants 2013-01-01 143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 144
Number of participants with account balances 2013-01-01 136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 4
2012: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 171
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 105
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 57
Total of all active and inactive participants 2012-01-01 162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 162
Number of participants with account balances 2012-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 9
2011: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 155
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 152
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 19
Total of all active and inactive participants 2011-01-01 171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 171
Number of participants with account balances 2011-01-01 160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 6
2010: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 146
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 6
Total of all active and inactive participants 2010-01-01 152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 152
Number of participants with account balances 2010-01-01 141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 5
2009: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 124
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 41
Total of all active and inactive participants 2009-01-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 165
Number of participants with account balances 2009-01-01 165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 11

Measure	Date	Value
2014: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	33
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	30
Total of all active and inactive participants	2014-01-01	65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	66
Number of participants with account balances	2014-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	162
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	65
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	78
Total of all active and inactive participants	2013-01-01	143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	144
Number of participants with account balances	2013-01-01	136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	4
2012: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	171
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	105
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	57
Total of all active and inactive participants	2012-01-01	162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	162
Number of participants with account balances	2012-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	9
2011: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	155
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	152
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	19
Total of all active and inactive participants	2011-01-01	171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	171
Number of participants with account balances	2011-01-01	160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	6
2010: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	146
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	6
Total of all active and inactive participants	2010-01-01	152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	152
Number of participants with account balances	2010-01-01	141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	5
2009: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	124
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	41
Total of all active and inactive participants	2009-01-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	165
Number of participants with account balances	2009-01-01	165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	11

Financial Data on HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2014 : HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$202,591
Total of all expenses incurred	2014-12-31	$12,496,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$12,442,530
Expenses. Certain deemed distributions of participant loans	2014-12-31	$29,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$159,360
Value of total assets at end of year	2014-12-31	$878,347
Value of total assets at beginning of year	2014-12-31	$13,172,455
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$24,348
Total interest from all sources	2014-12-31	$4,928
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$26,688
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$26,688
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$14,237
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$296,889
Participant contributions at beginning of year	2014-12-31	$3,057
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$1,039,041
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$138,191
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$468
Other income not declared elsewhere	2014-12-31	$-339,662
Administrative expenses (other) incurred	2014-12-31	$7,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-12,294,108
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$878,347
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$13,172,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$409,606
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$769,952
Investment advisory and management fees	2014-12-31	$16,448
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$468,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$10,852,212
Interest on participant loans	2014-12-31	$4,926
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$555
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$71,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$71,075
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$351,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$6,932
Employer contributions (assets) at beginning of year	2014-12-31	$139,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$12,442,530
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PEARCE BEVILL LEESBURG MOORE PC
Accountancy firm EIN	2014-12-31	630813240
2013 : HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$1,945,622
Total of all expenses incurred	2013-12-31	$5,315,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$5,218,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$484,754
Value of total assets at end of year	2013-12-31	$13,172,455
Value of total assets at beginning of year	2013-12-31	$16,542,106
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$96,903
Total interest from all sources	2013-12-31	$17,288
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$213,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$213,770
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$332,436
Participant contributions at end of year	2013-12-31	$296,889
Participant contributions at beginning of year	2013-12-31	$447,995
Participant contributions at end of year	2013-12-31	$3,057
Participant contributions at beginning of year	2013-12-31	$60,673
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$1,039,041
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$2,093,765
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$23,657
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$468
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$693
Other income not declared elsewhere	2013-12-31	$-546,902
Administrative expenses (other) incurred	2013-12-31	$69,933
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-3,369,651
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$13,172,455
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$16,542,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$769,952
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$495,366
Investment advisory and management fees	2013-12-31	$26,970
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$10,852,212
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$13,028,068
Interest on participant loans	2013-12-31	$17,279
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$71,075
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$109,162
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$109,162
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$9
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,776,712
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$128,661
Employer contributions (assets) at end of year	2013-12-31	$139,761
Employer contributions (assets) at beginning of year	2013-12-31	$306,384
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$5,218,370
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PEARCE BEVILL LEESBURG MOORE PC
Accountancy firm EIN	2013-12-31	630813240
2012 : HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$2,299,448
Total of all expenses incurred	2012-12-31	$2,467,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,457,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$807,169
Value of total assets at end of year	2012-12-31	$16,542,106
Value of total assets at beginning of year	2012-12-31	$16,709,886
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$9,533
Total interest from all sources	2012-12-31	$15,717
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$250,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$250,930
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$478,299
Participant contributions at end of year	2012-12-31	$447,995
Participant contributions at beginning of year	2012-12-31	$354,013
Participant contributions at end of year	2012-12-31	$60,673
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$2,093,765
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$274,150
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$22,486
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$693
Other income not declared elsewhere	2012-12-31	$-14,109
Administrative expenses (other) incurred	2012-12-31	$9,533
Total non interest bearing cash at beginning of year	2012-12-31	$33,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-167,780
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$16,542,106
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$16,709,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$495,366
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$472,506
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$13,028,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$15,109,758
Interest on participant loans	2012-12-31	$15,526
Interest earned on other investments	2012-12-31	$191
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$109,162
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$24,522
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$24,522
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$93,083
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$459,028
Net investment gain/loss from pooled separate accounts	2012-12-31	$780,713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$306,384
Employer contributions (assets) at end of year	2012-12-31	$306,384
Employer contributions (assets) at beginning of year	2012-12-31	$348,468
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,457,695
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PEARCE BEVILL LEESBURG MOORE PC
Accountancy firm EIN	2012-12-31	630813240
2011 : HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$440,125
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,900,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,900,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,077,450
Value of total assets at end of year	2011-12-31	$16,709,886
Value of total assets at beginning of year	2011-12-31	$18,170,703
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$808
Total interest from all sources	2011-12-31	$13,774
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$12,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$438,648
Participant contributions at end of year	2011-12-31	$354,013
Participant contributions at beginning of year	2011-12-31	$280,094
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$274,150
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$257,504
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$290,334
Other income not declared elsewhere	2011-12-31	$-304,253
Administrative expenses (other) incurred	2011-12-31	$194
Total non interest bearing cash at end of year	2011-12-31	$33,386
Total non interest bearing cash at beginning of year	2011-12-31	$33,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,460,817
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$16,709,886
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$18,170,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$472,506
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$1,549,722
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$15,109,758
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$14,728,485
Interest on participant loans	2011-12-31	$12,869
Interest earned on other investments	2011-12-31	$905
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$24,522
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$32,021
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$32,021
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$93,083
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$86,159
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-359,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$348,468
Employer contributions (assets) at end of year	2011-12-31	$348,468
Employer contributions (assets) at beginning of year	2011-12-31	$1,203,333
Income. Dividends from common stock	2011-12-31	$12,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,900,134
Contract administrator fees	2011-12-31	$614
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PEARCE BEVILL LEESBURG MOORE PC
Accountancy firm EIN	2011-12-31	630813240
2010 : HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,809,605
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$846,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$845,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,139,420
Value of total assets at end of year	2010-12-31	$18,170,703
Value of total assets at beginning of year	2010-12-31	$15,207,746
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$788
Total interest from all sources	2010-12-31	$16,401
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$23,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$618,089
Participant contributions at end of year	2010-12-31	$280,094
Participant contributions at beginning of year	2010-12-31	$187,891
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$257,504
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$241,954
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$317,998
Other income not declared elsewhere	2010-12-31	$283,438
Administrative expenses (other) incurred	2010-12-31	$231
Total non interest bearing cash at end of year	2010-12-31	$33,385
Total non interest bearing cash at beginning of year	2010-12-31	$29,917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,962,957
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$18,170,703
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$15,207,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$1,549,722
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$1,334,166
Investment advisory and management fees	2010-12-31	$25
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$14,728,485
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$12,317,786
Interest on participant loans	2010-12-31	$10,214
Interest earned on other investments	2010-12-31	$1,224
Income. Interest from corporate debt instruments	2010-12-31	$4,927
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$32,021
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$70,679
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$70,679
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$36
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$86,159
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$86,458
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,347,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,203,333
Employer contributions (assets) at end of year	2010-12-31	$1,203,333
Employer contributions (assets) at beginning of year	2010-12-31	$938,895
Income. Dividends from common stock	2010-12-31	$23,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$845,860
Contract administrator fees	2010-12-31	$532
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PEARCE, BEVILL, LEESBURG, MOORE PC
Accountancy firm EIN	2010-12-31	630813240

Form 5500 Responses for HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN

2014: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

83001

Policy instance

Insurance contract or identification number	83001
Number of Individuals Covered	0
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $17,758
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $17,758
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	3
Insurance broker name	STERNE, AGEE & LEACH INC.

PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 )

Policy contract number

800287

Policy instance

Insurance contract or identification number	800287
Number of Individuals Covered	5
Insurance policy start date	2011-04-01
Insurance policy end date	2012-03-31
Total amount of commissions paid to insurance broker	USD $152
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

83001

Policy instance

Insurance contract or identification number	83001
Number of Individuals Covered	150
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $36,445
Total amount of fees paid to insurance company	USD $108
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 )

Policy contract number

T16316

Policy instance

Insurance contract or identification number	T16316
Number of Individuals Covered	1
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 )

Policy contract number

800287

Policy instance

Insurance contract or identification number	800287
Number of Individuals Covered	5
Insurance policy start date	2010-04-01
Insurance policy end date	2011-03-31
Total amount of commissions paid to insurance broker	USD $152
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

83001

Policy instance

Insurance contract or identification number	83001
Number of Individuals Covered	151
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $33,850
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 )

Policy contract number

T16316

Policy instance

Insurance contract or identification number	T16316
Number of Individuals Covered	1
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	HASKELL, SLAUGHTER, YOUNG & REDIKER, LLC
Employer identification number (EIN):	630810162
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers