401k Plan data: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN plan

ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 401k Plan overview

Plan Name	ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN
Plan identification number	001

ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASSOCIATES CAPITAL GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name: ASSOCIATES CAPITAL GROUP, LLC

Employer identification number (EIN): 631193356

NAIC Classification: 622000
NAIC Description: Hospitals

Additional information about ASSOCIATES CAPITAL GROUP, LLC

Jurisdiction of Incorporation: Georgia Department of States Corporations Division

Incorporation Date:

Company Identification Number: 944134

More information about ASSOCIATES CAPITAL GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01 LEONARD P BRYANT 2022-02-23
001 2020-01-01 LEONARD P BRYANT 2021-07-21
001 2019-01-01 LEONARD P BRYANT 2020-08-25
001 2018-01-01
001 2017-01-01 LEONARD P BRYANT
001 2016-01-01 LEONARD P BRYANT
001 2015-01-01 LEONARD P BRYANT
001 2014-01-01 LEONARD P BRYANT
001 2013-01-01 LEN BRYANT
001 2012-01-01 LEONARD P BRYANT
001 2011-01-01 LEONARD P BRYANT
001 2009-01-01 LEONARD P. BRYANT LEONARD P. BRYANT 2010-10-14
001 2009-01-01 LEONARD P. BRYANT

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01	LEONARD P BRYANT	2022-02-23
001	2020-01-01	LEONARD P BRYANT	2021-07-21
001	2019-01-01	LEONARD P BRYANT	2020-08-25
001	2018-01-01
001	2017-01-01	LEONARD P BRYANT
001	2016-01-01	LEONARD P BRYANT
001	2015-01-01	LEONARD P BRYANT
001	2014-01-01	LEONARD P BRYANT
001	2013-01-01	LEN BRYANT
001	2012-01-01	LEONARD P BRYANT
001	2011-01-01	LEONARD P BRYANT
001	2009-01-01	LEONARD P. BRYANT		LEONARD P. BRYANT	2010-10-14
001	2009-01-01	LEONARD P. BRYANT

Plan Statistics for ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN

401k plan membership statisitcs for ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN

Measure Date Value
2018: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 206
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 5
Number of retired or separated participants receiving benefits 2018-01-01 2
Number of other retired or separated participants entitled to future benefits 2018-01-01 44
Total of all active and inactive participants 2018-01-01 51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 51
Number of participants with account balances 2018-01-01 51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 196
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 152
Number of retired or separated participants receiving benefits 2017-01-01 2
Number of other retired or separated participants entitled to future benefits 2017-01-01 52
Total of all active and inactive participants 2017-01-01 206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 206
Number of participants with account balances 2017-01-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 199
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 134
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 55
Total of all active and inactive participants 2016-01-01 189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 189
Number of participants with account balances 2016-01-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 322
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 138
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 55
Total of all active and inactive participants 2015-01-01 193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 193
Number of participants with account balances 2015-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 351
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 295
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 23
Total of all active and inactive participants 2014-01-01 318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 318
Number of participants with account balances 2014-01-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 325
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 323
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 20
Total of all active and inactive participants 2013-01-01 343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 343
Number of participants with account balances 2013-01-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 364
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 301
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 21
Total of all active and inactive participants 2012-01-01 322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 322
Number of participants with account balances 2012-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 307
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 330
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 21
Total of all active and inactive participants 2011-01-01 351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 351
Number of participants with account balances 2011-01-01 92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 278
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 257
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 18
Total of all active and inactive participants 2009-01-01 275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 275
Number of participants with account balances 2009-01-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2018: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	206
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	5
Number of retired or separated participants receiving benefits	2018-01-01	2
Number of other retired or separated participants entitled to future benefits	2018-01-01	44
Total of all active and inactive participants	2018-01-01	51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	51
Number of participants with account balances	2018-01-01	51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	196
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	152
Number of retired or separated participants receiving benefits	2017-01-01	2
Number of other retired or separated participants entitled to future benefits	2017-01-01	52
Total of all active and inactive participants	2017-01-01	206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	206
Number of participants with account balances	2017-01-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	199
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	134
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	55
Total of all active and inactive participants	2016-01-01	189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	189
Number of participants with account balances	2016-01-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	322
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	138
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	55
Total of all active and inactive participants	2015-01-01	193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	193
Number of participants with account balances	2015-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	351
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	295
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	23
Total of all active and inactive participants	2014-01-01	318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	318
Number of participants with account balances	2014-01-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	325
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	323
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	20
Total of all active and inactive participants	2013-01-01	343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	343
Number of participants with account balances	2013-01-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	364
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	301
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	21
Total of all active and inactive participants	2012-01-01	322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	322
Number of participants with account balances	2012-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	307
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	330
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	21
Total of all active and inactive participants	2011-01-01	351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	351
Number of participants with account balances	2011-01-01	92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	278
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	257
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	18
Total of all active and inactive participants	2009-01-01	275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	275
Number of participants with account balances	2009-01-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN

Measure	Date	Value
2018 : ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$3,390
Total of all expenses incurred	2018-12-31	$722,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$709,403
Value of total assets at end of year	2018-12-31	$652,529
Value of total assets at beginning of year	2018-12-31	$1,371,488
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$12,946
Total interest from all sources	2018-12-31	$63
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$100,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Participant contributions at beginning of year	2018-12-31	$2,166
Administrative expenses (other) incurred	2018-12-31	$12,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-718,959
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$652,529
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$1,371,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$652,529
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$1,369,322
Income. Interest from US Government securities	2018-12-31	$63
Net investment gain/loss from pooled separate accounts	2018-12-31	$3,327
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$709,403
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BORLAND BENEFIELD PC
Accountancy firm EIN	2018-12-31	630721243
2017 : ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$268,679
Total of all expenses incurred	2017-12-31	$367,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$348,299
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$60,523
Value of total assets at end of year	2017-12-31	$1,371,488
Value of total assets at beginning of year	2017-12-31	$1,469,826
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$18,718
Total interest from all sources	2017-12-31	$152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$100,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$52,492
Participant contributions at end of year	2017-12-31	$2,166
Participant contributions at beginning of year	2017-12-31	$5,462
Administrative expenses (other) incurred	2017-12-31	$18,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-98,338
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,371,488
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,469,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$1,369,322
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$1,464,364
Interest on participant loans	2017-12-31	$152
Net investment gain/loss from pooled separate accounts	2017-12-31	$208,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$8,031
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$348,299
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BORLAND BENEFIELD PC
Accountancy firm EIN	2017-12-31	630721243
2016 : ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$134,018
Total of all expenses incurred	2016-12-31	$153,234
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$134,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$78,579
Value of total assets at end of year	2016-12-31	$1,469,826
Value of total assets at beginning of year	2016-12-31	$1,489,042
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$18,892
Total interest from all sources	2016-12-31	$539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$60,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$69,619
Participant contributions at end of year	2016-12-31	$5,462
Participant contributions at beginning of year	2016-12-31	$15,416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-19,216
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,469,826
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$1,489,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$1,464,364
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,473,626
Interest on participant loans	2016-12-31	$539
Net investment gain/loss from pooled separate accounts	2016-12-31	$54,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$8,960
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$134,342
Contract administrator fees	2016-12-31	$18,892
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BORLAND BENEFIELD PC
Accountancy firm EIN	2016-12-31	630721243
2015 : ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$79,336
Total of all expenses incurred	2015-12-31	$246,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$223,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$85,629
Value of total assets at end of year	2015-12-31	$1,489,042
Value of total assets at beginning of year	2015-12-31	$1,656,168
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$22,953
Total interest from all sources	2015-12-31	$410
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$100,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$75,755
Participant contributions at end of year	2015-12-31	$15,416
Participant contributions at beginning of year	2015-12-31	$12,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-167,126
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,489,042
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,656,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,473,626
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,643,845
Interest on participant loans	2015-12-31	$410
Net investment gain/loss from pooled separate accounts	2015-12-31	$-6,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$9,874
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$223,509
Contract administrator fees	2015-12-31	$22,953
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LOVOY SUMMERVILLE AND SHELTON LLC
Accountancy firm EIN	2015-12-31	630795199
2014 : ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$257,506
Total of all expenses incurred	2014-12-31	$158,365
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$137,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$169,987
Value of total assets at end of year	2014-12-31	$1,656,168
Value of total assets at beginning of year	2014-12-31	$1,557,027
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$21,101
Total interest from all sources	2014-12-31	$462
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$100,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$146,939
Participant contributions at end of year	2014-12-31	$12,323
Participant contributions at beginning of year	2014-12-31	$10,199
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$6,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$99,141
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,656,168
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,557,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,643,845
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$1,537,125
Interest on participant loans	2014-12-31	$462
Net investment gain/loss from pooled separate accounts	2014-12-31	$87,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$23,048
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$3,023
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$137,264
Contract administrator fees	2014-12-31	$21,101
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	LOVOY SUMMERVILLE AND SHELTON LLC
Accountancy firm EIN	2014-12-31	630795199
2013 : ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$410,561
Total of all expenses incurred	2013-12-31	$103,022
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$85,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$179,624
Value of total assets at end of year	2013-12-31	$1,557,027
Value of total assets at beginning of year	2013-12-31	$1,249,488
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$17,833
Total interest from all sources	2013-12-31	$652
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$100,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$122,068
Participant contributions at end of year	2013-12-31	$10,199
Participant contributions at beginning of year	2013-12-31	$19,698
Participant contributions at end of year	2013-12-31	$6,680
Participant contributions at beginning of year	2013-12-31	$10,436
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$307,539
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,557,027
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,249,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,537,125
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,214,927
Interest on participant loans	2013-12-31	$652
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from pooled separate accounts	2013-12-31	$230,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$57,556
Employer contributions (assets) at end of year	2013-12-31	$3,023
Employer contributions (assets) at beginning of year	2013-12-31	$4,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$85,189
Contract administrator fees	2013-12-31	$17,833
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	LOVOY SUMMERVILLE AND SHELTON LLC
Accountancy firm EIN	2013-12-31	630795199
2012 : ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$306,476
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$152,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$130,097
Expenses. Certain deemed distributions of participant loans	2012-12-31	$5,116
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$194,312
Value of total assets at end of year	2012-12-31	$1,249,488
Value of total assets at beginning of year	2012-12-31	$1,095,836
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$17,611
Total interest from all sources	2012-12-31	$1,012
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$100,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$135,703
Participant contributions at end of year	2012-12-31	$19,698
Participant contributions at beginning of year	2012-12-31	$33,355
Participant contributions at end of year	2012-12-31	$10,436
Participant contributions at beginning of year	2012-12-31	$10,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$153,652
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,249,488
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,095,836
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,214,927
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,048,152
Interest on participant loans	2012-12-31	$1,012
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Net investment gain/loss from pooled separate accounts	2012-12-31	$111,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$58,609
Employer contributions (assets) at end of year	2012-12-31	$4,427
Employer contributions (assets) at beginning of year	2012-12-31	$4,048
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$130,097
Contract administrator fees	2012-12-31	$17,611
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LOVOY SUMMERVILLE AND SHELTON LLC
Accountancy firm EIN	2012-12-31	630795199
2011 : ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$186,976
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$187,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$172,874
Expenses. Certain deemed distributions of participant loans	2011-12-31	$419
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$208,934
Value of total assets at end of year	2011-12-31	$1,095,836
Value of total assets at beginning of year	2011-12-31	$1,096,441
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$14,288
Total interest from all sources	2011-12-31	$1,269
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$100,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$149,218
Participant contributions at end of year	2011-12-31	$33,355
Participant contributions at beginning of year	2011-12-31	$33,040
Participant contributions at end of year	2011-12-31	$10,281
Participant contributions at beginning of year	2011-12-31	$10,466
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$44
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-605
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,095,836
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,096,441
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,048,152
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,048,172
Interest on participant loans	2011-12-31	$1,269
Net investment gain/loss from pooled separate accounts	2011-12-31	$-23,227
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$59,672
Employer contributions (assets) at end of year	2011-12-31	$4,048
Employer contributions (assets) at beginning of year	2011-12-31	$4,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$172,874
Contract administrator fees	2011-12-31	$14,288
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LOVOY SUMMERVILLE AND SHELTON LLC
Accountancy firm EIN	2011-12-31	630795199
2010 : ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$281,215
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$35,870
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$22,499
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$186,449
Value of total assets at end of year	2010-12-31	$1,096,441
Value of total assets at beginning of year	2010-12-31	$851,096
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$13,371
Total interest from all sources	2010-12-31	$1,362
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$100,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$132,419
Participant contributions at end of year	2010-12-31	$33,040
Participant contributions at beginning of year	2010-12-31	$17,075
Participant contributions at end of year	2010-12-31	$10,466
Participant contributions at beginning of year	2010-12-31	$5,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$245,345
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,096,441
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$851,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,048,172
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$826,646
Interest on participant loans	2010-12-31	$1,362
Net investment gain/loss from pooled separate accounts	2010-12-31	$93,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$54,030
Employer contributions (assets) at end of year	2010-12-31	$4,763
Employer contributions (assets) at beginning of year	2010-12-31	$2,194
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$22,499
Contract administrator fees	2010-12-31	$13,371
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LOVOY, SUMMERVILLE & SHELTON, LLC
Accountancy firm EIN	2010-12-31	630795199
2009 : ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN

2018: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ASSOCIATES CAPITAL GROUP, LLC PROFIT SHARING / 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

990829

Policy instance

Insurance contract or identification number	990829
Number of Individuals Covered	51
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $3,893
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,114
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

990829

Policy instance

Insurance contract or identification number	990829
Number of Individuals Covered	69
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $6,201
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,961
Insurance broker organization code?	3
Insurance broker name	NFP INSURANCE AGENCY SERVICES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

990829

Policy instance

Insurance contract or identification number	990829
Number of Individuals Covered	78
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $6,950
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,560
Insurance broker organization code?	3
Insurance broker name	NFP INSURANCE AGENCY SERVICES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

990829

Policy instance

Insurance contract or identification number	990829
Number of Individuals Covered	81
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $6,948
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,558
Insurance broker organization code?	3
Insurance broker name	NFP INSURANCE AGENCY SERVICES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

990829

Policy instance

Insurance contract or identification number	990829
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $5,887
Total amount of fees paid to insurance company	USD $0
Commission paid to Insurance Broker	USD $4,710
Insurance broker organization code?	3
Insurance broker name	NFP INSURANCE AGENCY SERVICES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

990829

Policy instance

Insurance contract or identification number	990829
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $4,965
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $3,972
Insurance broker organization code?	3
Insurance broker name	NFP INSURANCE AGENCY SERVICES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

990829

Policy instance

Insurance contract or identification number	990829
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $3,485
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

990829

Policy instance

Insurance contract or identification number	990829
Number of Individuals Covered	307
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $3,168
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	ASSOCIATES CAPITAL GROUP, LLC
Employer identification number (EIN):	631193356
NAIC Classification:	622000
NAIC Description:	Hospitals

Jurisdiction of Incorporation:	Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number:	944134