AUSTAL USA, LLC has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
---|
2022 : AUSTAL USA, LLC 401(K) PLAN 2022 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-3,209,991 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $10,720,573 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $10,305,515 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $58,950 |
Value of total corrective distributions | 2022-12-31 | $120,098 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $13,070,686 |
Value of total assets at end of year | 2022-12-31 | $96,487,923 |
Value of total assets at beginning of year | 2022-12-31 | $110,418,487 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $236,010 |
Total interest from all sources | 2022-12-31 | $189,171 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $610,068 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $610,068 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $8,785,994 |
Participant contributions at end of year | 2022-12-31 | $4,158,374 |
Participant contributions at beginning of year | 2022-12-31 | $3,888,082 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $416,444 |
Other income not declared elsewhere | 2022-12-31 | $13,207 |
Administrative expenses (other) incurred | 2022-12-31 | $236,010 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-13,930,564 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $96,487,923 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $110,418,487 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $15,422,108 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $21,435,260 |
Interest on participant loans | 2022-12-31 | $189,171 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $76,907,441 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $85,095,145 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-3,872,606 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-13,220,517 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $3,868,248 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $10,305,515 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CARR, RIGGS & INGRAM, LLC |
Accountancy firm EIN | 2022-12-31 | 721396621 |
2021 : AUSTAL USA, LLC 401(K) PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $27,376,500 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $10,831,413 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $10,461,300 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $31,251 |
Value of total corrective distributions | 2021-12-31 | $163,550 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $14,012,069 |
Value of total assets at end of year | 2021-12-31 | $110,418,487 |
Value of total assets at beginning of year | 2021-12-31 | $93,873,400 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $175,312 |
Total interest from all sources | 2021-12-31 | $240,801 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,259,076 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,259,076 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $9,625,452 |
Participant contributions at end of year | 2021-12-31 | $3,888,082 |
Participant contributions at beginning of year | 2021-12-31 | $4,369,084 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $74,974 |
Other income not declared elsewhere | 2021-12-31 | $-271,049 |
Administrative expenses (other) incurred | 2021-12-31 | $175,312 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $16,545,087 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $110,418,487 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $93,873,400 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $21,435,260 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $54,336,489 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $20,466,484 |
Interest on participant loans | 2021-12-31 | $213,928 |
Interest earned on other investments | 2021-12-31 | $26,873 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $85,095,145 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $14,701,343 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,425,014 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $8,710,589 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $4,311,643 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $10,461,300 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CARR, RIGGS & INGRAM, LLC |
Accountancy firm EIN | 2021-12-31 | 721396621 |
2020 : AUSTAL USA, LLC 401(K) PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $29,627,617 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $21,953,239 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $21,334,103 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $30 |
Value of total corrective distributions | 2020-12-31 | $210,012 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $13,772,593 |
Value of total assets at end of year | 2020-12-31 | $93,873,400 |
Value of total assets at beginning of year | 2020-12-31 | $86,199,022 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $409,094 |
Total interest from all sources | 2020-12-31 | $678,245 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $419,879 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $419,879 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $9,274,909 |
Participant contributions at end of year | 2020-12-31 | $4,369,084 |
Participant contributions at beginning of year | 2020-12-31 | $4,972,981 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $230,724 |
Other income not declared elsewhere | 2020-12-31 | $92,170 |
Administrative expenses (other) incurred | 2020-12-31 | $409,094 |
Total non interest bearing cash at end of year | 2020-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $102 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $7,674,378 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $93,873,400 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $86,199,022 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $54,336,489 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $50,306,678 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $20,466,484 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $17,468,870 |
Interest on participant loans | 2020-12-31 | $267,934 |
Interest earned on other investments | 2020-12-31 | $410,311 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $14,701,343 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $13,450,391 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $6,785,106 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $7,879,624 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $4,266,960 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $21,334,103 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | CARR, RIGGS & INGRAM, LLC |
Accountancy firm EIN | 2020-12-31 | 721396621 |
2019 : AUSTAL USA, LLC 401(K) PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $28,127,932 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $7,087,562 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $6,812,271 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $8,225 |
Value of total corrective distributions | 2019-12-31 | $130,993 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $14,305,023 |
Value of total assets at end of year | 2019-12-31 | $86,199,022 |
Value of total assets at beginning of year | 2019-12-31 | $65,158,652 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $136,073 |
Total interest from all sources | 2019-12-31 | $578,738 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $-1,011,029 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $-1,011,029 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $9,480,682 |
Participant contributions at end of year | 2019-12-31 | $4,972,981 |
Participant contributions at beginning of year | 2019-12-31 | $4,504,546 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $414,307 |
Other income not declared elsewhere | 2019-12-31 | $23,642 |
Administrative expenses (other) incurred | 2019-12-31 | $136,073 |
Total non interest bearing cash at end of year | 2019-12-31 | $102 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $21,040,370 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $86,199,022 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $65,158,652 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $50,306,678 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $50,961,157 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $17,468,870 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $0 |
Interest on participant loans | 2019-12-31 | $267,928 |
Interest earned on other investments | 2019-12-31 | $310,810 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $13,450,391 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $9,692,949 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $13,972,184 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $259,374 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $4,410,034 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $6,812,271 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | RUSSELL THOMPSON BUTLER HOUSTON, LL |
Accountancy firm EIN | 2019-12-31 | 630965059 |
2018 : AUSTAL USA, LLC 401(K) PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $9,149,024 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $5,432,527 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $5,218,673 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $88 |
Value of total corrective distributions | 2018-12-31 | $151,198 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $12,928,421 |
Value of total assets at end of year | 2018-12-31 | $65,158,652 |
Value of total assets at beginning of year | 2018-12-31 | $61,442,155 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $62,568 |
Total interest from all sources | 2018-12-31 | $471,835 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $531,129 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $531,129 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $8,400,785 |
Participant contributions at end of year | 2018-12-31 | $4,504,546 |
Participant contributions at beginning of year | 2018-12-31 | $3,696,105 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $533,944 |
Other income not declared elsewhere | 2018-12-31 | $-26,797 |
Administrative expenses (other) incurred | 2018-12-31 | $62,568 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $639 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $3,716,497 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $65,158,652 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $61,442,155 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $50,961,157 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $49,539,229 |
Interest on participant loans | 2018-12-31 | $205,745 |
Interest earned on other investments | 2018-12-31 | $266,090 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $9,692,949 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $8,206,182 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,755,564 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $3,993,692 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,218,673 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | RUSSELL THOMPSON BUTLER HOUSTON, LL |
Accountancy firm EIN | 2018-12-31 | 630965059 |
2017 : AUSTAL USA, LLC 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $20,296,768 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $3,938,824 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,740,287 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $1,137 |
Value of total corrective distributions | 2017-12-31 | $117,501 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $11,703,145 |
Value of total assets at end of year | 2017-12-31 | $61,442,155 |
Value of total assets at beginning of year | 2017-12-31 | $45,084,211 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $79,899 |
Total interest from all sources | 2017-12-31 | $349,120 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $382,524 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $382,524 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $7,346,356 |
Participant contributions at end of year | 2017-12-31 | $3,696,105 |
Participant contributions at beginning of year | 2017-12-31 | $3,036,841 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $857,188 |
Other income not declared elsewhere | 2017-12-31 | $641 |
Administrative expenses (other) incurred | 2017-12-31 | $79,899 |
Total non interest bearing cash at end of year | 2017-12-31 | $639 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $16,357,944 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $61,442,155 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $45,084,211 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $49,539,229 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $35,402,133 |
Interest on participant loans | 2017-12-31 | $142,843 |
Interest earned on other investments | 2017-12-31 | $206,277 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $8,206,182 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $6,645,237 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $7,861,338 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $3,499,601 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $3,740,287 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | RUSSELL THOMPSON BUTLER HOUSTON, LL |
Accountancy firm EIN | 2017-12-31 | 630965059 |
2016 : AUSTAL USA, LLC 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $12,413,515 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,567,054 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,372,355 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $1,877 |
Value of total corrective distributions | 2016-12-31 | $91,380 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $10,211,748 |
Value of total assets at end of year | 2016-12-31 | $45,084,211 |
Value of total assets at beginning of year | 2016-12-31 | $35,237,750 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $101,442 |
Total interest from all sources | 2016-12-31 | $280,770 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $334,359 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $334,359 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $6,334,768 |
Participant contributions at end of year | 2016-12-31 | $3,036,841 |
Participant contributions at beginning of year | 2016-12-31 | $2,435,949 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $767,175 |
Other income not declared elsewhere | 2016-12-31 | $-675 |
Administrative expenses (other) incurred | 2016-12-31 | $101,442 |
Total non interest bearing cash at end of year | 2016-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $108 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $9,846,461 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $45,084,211 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $35,237,750 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $35,402,133 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $27,843,940 |
Interest on participant loans | 2016-12-31 | $112,609 |
Interest earned on other investments | 2016-12-31 | $168,161 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $6,645,237 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $4,957,753 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,587,313 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $3,109,805 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,372,355 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | RUSSELL THOMPSON BUTLER HOUSTON, LL |
Accountancy firm EIN | 2016-12-31 | 630965059 |
2015 : AUSTAL USA, LLC 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $8,220,612 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $2,421,074 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,209,280 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $4,789 |
Value of total corrective distributions | 2015-12-31 | $149,559 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $8,609,281 |
Value of total assets at end of year | 2015-12-31 | $35,237,750 |
Value of total assets at beginning of year | 2015-12-31 | $29,438,212 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $57,446 |
Total interest from all sources | 2015-12-31 | $207,401 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $255,066 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $255,066 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $5,574,448 |
Participant contributions at end of year | 2015-12-31 | $2,435,949 |
Participant contributions at beginning of year | 2015-12-31 | $1,600,512 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $362,684 |
Other income not declared elsewhere | 2015-12-31 | $-18 |
Administrative expenses (other) incurred | 2015-12-31 | $57,446 |
Total non interest bearing cash at end of year | 2015-12-31 | $108 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $43 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $5,799,538 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $35,237,750 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $29,438,212 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $27,843,940 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $24,185,380 |
Interest on participant loans | 2015-12-31 | $83,793 |
Interest earned on other investments | 2015-12-31 | $123,608 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $4,957,753 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $3,652,277 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-851,118 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $2,672,149 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,209,280 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | RUSSELL THOMPSON BUTLER HOUSTON, LL |
Accountancy firm EIN | 2015-12-31 | 630965059 |
2014 : AUSTAL USA, LLC 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $8,616,049 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,344,400 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,192,601 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $6,991 |
Value of total corrective distributions | 2014-12-31 | $110,053 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $7,326,930 |
Value of total assets at end of year | 2014-12-31 | $29,438,212 |
Value of total assets at beginning of year | 2014-12-31 | $23,166,563 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $34,755 |
Total interest from all sources | 2014-12-31 | $154,988 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $268,625 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $268,625 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $4,343,335 |
Participant contributions at end of year | 2014-12-31 | $1,600,512 |
Participant contributions at beginning of year | 2014-12-31 | $1,209,692 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $782,025 |
Other income not declared elsewhere | 2014-12-31 | $-181 |
Administrative expenses (other) incurred | 2014-12-31 | $34,755 |
Total non interest bearing cash at end of year | 2014-12-31 | $43 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $6,271,649 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $29,438,212 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $23,166,563 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $24,185,380 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $19,249,569 |
Interest on participant loans | 2014-12-31 | $54,485 |
Interest earned on other investments | 2014-12-31 | $100,503 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $3,652,277 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $2,707,302 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $865,687 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $2,201,570 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,192,601 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | RUSSELL THOMPSON BUTLER HOUSTON, LL |
Accountancy firm EIN | 2014-12-31 | 630965059 |
2013 : AUSTAL USA, LLC 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $9,273,232 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,534,571 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,458,598 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $6,725 |
Value of total corrective distributions | 2013-12-31 | $41,453 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $5,292,832 |
Value of total assets at end of year | 2013-12-31 | $23,166,563 |
Value of total assets at beginning of year | 2013-12-31 | $15,427,902 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $27,795 |
Total interest from all sources | 2013-12-31 | $100,819 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $162,057 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $162,057 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $3,279,902 |
Participant contributions at end of year | 2013-12-31 | $1,209,692 |
Participant contributions at beginning of year | 2013-12-31 | $721,080 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $337,142 |
Other income not declared elsewhere | 2013-12-31 | $6 |
Administrative expenses (other) incurred | 2013-12-31 | $27,795 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $7,738,661 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $23,166,563 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $15,427,902 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $19,249,569 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $12,817,616 |
Interest on participant loans | 2013-12-31 | $36,128 |
Interest earned on other investments | 2013-12-31 | $64,691 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $2,707,302 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,889,206 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,717,518 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,675,788 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,458,598 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | RUSSELL THOMPSON BUTLER HOUSTON,LLP |
Accountancy firm EIN | 2013-12-31 | 630965059 |
2012 : AUSTAL USA, LLC 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $5,708,741 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $736,822 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $666,939 |
Value of total corrective distributions | 2012-12-31 | $51,797 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,095,351 |
Value of total assets at end of year | 2012-12-31 | $15,427,902 |
Value of total assets at beginning of year | 2012-12-31 | $10,455,983 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $18,086 |
Total interest from all sources | 2012-12-31 | $58,558 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $151,019 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $151,019 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,839,461 |
Participant contributions at end of year | 2012-12-31 | $721,080 |
Participant contributions at beginning of year | 2012-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $308,255 |
Other income not declared elsewhere | 2012-12-31 | $-7,020 |
Administrative expenses (other) incurred | 2012-12-31 | $18,086 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $4,971,919 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $15,427,902 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $10,455,983 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $12,817,616 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $9,306,468 |
Interest on participant loans | 2012-12-31 | $15,389 |
Interest earned on other investments | 2012-12-31 | $43,169 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $1,889,206 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $1,149,515 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,410,833 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $947,635 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $666,939 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | RUSSELL THOMPSON BUTLER HOUSTON,LLP |
Accountancy firm EIN | 2012-12-31 | 630965059 |
2011 : AUSTAL USA, LLC 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $3,208,580 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $313,772 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $304,073 |
Value of total corrective distributions | 2011-12-31 | $9,699 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $3,552,961 |
Value of total assets at end of year | 2011-12-31 | $10,455,983 |
Value of total assets at beginning of year | 2011-12-31 | $7,561,175 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $29,703 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $105,197 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $105,197 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,237,035 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $308,214 |
Other income not declared elsewhere | 2011-12-31 | $318 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $2,894,808 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $10,455,983 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $7,561,175 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $9,306,468 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $6,659,768 |
Interest earned on other investments | 2011-12-31 | $29,703 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $1,149,515 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $901,407 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-479,599 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,007,712 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $304,073 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | RUSSELL THOMPSON BUTLER HOUSTON,LLP |
Accountancy firm EIN | 2011-12-31 | 630965059 |
2010 : AUSTAL USA, LLC 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $3,619,058 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $375,951 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $358,144 |
Value of total corrective distributions | 2010-12-31 | $17,765 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,789,182 |
Value of total assets at end of year | 2010-12-31 | $7,561,175 |
Value of total assets at beginning of year | 2010-12-31 | $4,318,068 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $42 |
Total interest from all sources | 2010-12-31 | $19,468 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $59,381 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $59,381 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,474,416 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $620,412 |
Administrative expenses (other) incurred | 2010-12-31 | $42 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $3,243,107 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $7,561,175 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,318,068 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $6,659,768 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $3,883,875 |
Interest earned on other investments | 2010-12-31 | $19,468 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $901,407 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $434,193 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $751,027 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $694,354 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $358,144 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | RUSSELL THOMPSON BUTLER HOUSTON,LLP |
Accountancy firm EIN | 2010-12-31 | 630965059 |
2009 : AUSTAL USA, LLC 401(K) PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |