401k Plan data: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN plan

SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 401k Plan overview

Plan Name	SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN
Plan identification number	001

SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTHERN ORTHOPAEDIC SPECIALISTS PC has sponsored the creation of one or more 401k plans.

Company Name: SOUTHERN ORTHOPAEDIC SPECIALISTS PC

Employer identification number (EIN): 631280331

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 DR. GREGG CARR 2024-10-15
001 2022-01-01 KATHY CUNNINGHAM 2023-06-28
001 2021-01-01 KATHY CUNNINGHAM 2022-06-13 GREGG K. CARR 2022-06-13
001 2020-01-01 KATHY CUNNINGHAM 2021-07-26
001 2019-01-01 KATHY CUNNINGHAM 2020-07-22
001 2018-01-01 KATHY CUNNINGHAM 2019-09-16
001 2017-01-01 KATHYCUNNINGHAM 2018-10-11
001 2016-01-01 GREGG CARR
001 2015-01-01 GREGG CARR
001 2014-01-01 GREGG CARR
001 2013-01-01 GREGG CARR
001 2012-01-01 GREGG CARR
001 2011-01-01 GREGG CARR
001 2010-01-01 GREGG CARR
001 2009-01-01 GREGG CARR

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	DR. GREGG CARR	2024-10-15
001	2022-01-01	KATHY CUNNINGHAM	2023-06-28
001	2021-01-01	KATHY CUNNINGHAM	2022-06-13	GREGG K. CARR	2022-06-13
001	2020-01-01	KATHY CUNNINGHAM	2021-07-26
001	2019-01-01	KATHY CUNNINGHAM	2020-07-22
001	2018-01-01	KATHY CUNNINGHAM	2019-09-16
001	2017-01-01	KATHYCUNNINGHAM	2018-10-11
001	2016-01-01	GREGG CARR
001	2015-01-01	GREGG CARR
001	2014-01-01	GREGG CARR
001	2013-01-01	GREGG CARR
001	2012-01-01	GREGG CARR
001	2011-01-01	GREGG CARR
001	2010-01-01	GREGG CARR
001	2009-01-01	GREGG CARR

Plan Statistics for SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN

401k plan membership statisitcs for SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN

Measure Date Value
2016: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 5
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 5
Number of participants with account balances 2016-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 7
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 4
Total of all active and inactive participants 2015-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 12
Number of participants with account balances 2015-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5
Number of retired or separated participants receiving benefits 2014-01-01 3
Number of other retired or separated participants entitled to future benefits 2014-01-01 7
Total of all active and inactive participants 2014-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 15
Number of participants with account balances 2014-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7
Number of retired or separated participants receiving benefits 2013-01-01 3
Number of other retired or separated participants entitled to future benefits 2013-01-01 4
Total of all active and inactive participants 2013-01-01 14
Total participants 2013-01-01 14
Number of participants with account balances 2013-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3
2012: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 8
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 4
Total of all active and inactive participants 2012-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 13
Number of participants with account balances 2012-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 3
Total of all active and inactive participants 2011-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 9
Number of participants with account balances 2011-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 8
Number of retired or separated participants receiving benefits 2010-01-01 6
Number of other retired or separated participants entitled to future benefits 2010-01-01 2
Total of all active and inactive participants 2010-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 16
Number of participants with account balances 2010-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 3
2009: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 10
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 12
Number of participants with account balances 2009-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	5
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	5
Number of participants with account balances	2016-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	7
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	4
Total of all active and inactive participants	2015-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	12
Number of participants with account balances	2015-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5
Number of retired or separated participants receiving benefits	2014-01-01	3
Number of other retired or separated participants entitled to future benefits	2014-01-01	7
Total of all active and inactive participants	2014-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	15
Number of participants with account balances	2014-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7
Number of retired or separated participants receiving benefits	2013-01-01	3
Number of other retired or separated participants entitled to future benefits	2013-01-01	4
Total of all active and inactive participants	2013-01-01	14
Total participants	2013-01-01	14
Number of participants with account balances	2013-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3
2012: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	8
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	4
Total of all active and inactive participants	2012-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	13
Number of participants with account balances	2012-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	3
Total of all active and inactive participants	2011-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	9
Number of participants with account balances	2011-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	8
Number of retired or separated participants receiving benefits	2010-01-01	6
Number of other retired or separated participants entitled to future benefits	2010-01-01	2
Total of all active and inactive participants	2010-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	16
Number of participants with account balances	2010-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	3
2009: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	10
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	12
Number of participants with account balances	2009-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN

Measure	Date	Value
2016 : SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$151,994
Expenses. Total of all expenses incurred	2016-12-31	$138,258
Benefits paid (including direct rollovers)	2016-12-31	$138,108
Total plan assets at end of year	2016-12-31	$1,412,488
Total plan assets at beginning of year	2016-12-31	$1,398,752
Value of fidelity bond covering the plan	2016-12-31	$142,000
Total contributions received or receivable from participants	2016-12-31	$34,180
Other income received	2016-12-31	$85,704
Net income (gross income less expenses)	2016-12-31	$13,736
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,412,488
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,398,752
Total contributions received or receivable from employer(s)	2016-12-31	$32,110
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$150
2015 : SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2015 401k financial data
Total plan liabilities at beginning of year	2015-12-31	$1,375
Total income from all sources	2015-12-31	$66,723
Expenses. Total of all expenses incurred	2015-12-31	$7,400
Benefits paid (including direct rollovers)	2015-12-31	$7,275
Total plan assets at end of year	2015-12-31	$1,398,752
Total plan assets at beginning of year	2015-12-31	$1,340,804
Value of fidelity bond covering the plan	2015-12-31	$140,000
Total contributions received or receivable from participants	2015-12-31	$30,346
Other income received	2015-12-31	$-7,314
Net income (gross income less expenses)	2015-12-31	$59,323
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,398,752
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,339,429
Total contributions received or receivable from employer(s)	2015-12-31	$43,691
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$125
2014 : SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$1,375
Total income from all sources	2014-12-31	$155,435
Total plan assets at end of year	2014-12-31	$1,340,804
Total plan assets at beginning of year	2014-12-31	$1,183,994
Value of fidelity bond covering the plan	2014-12-31	$134,000
Total contributions received or receivable from participants	2014-12-31	$32,360
Other income received	2014-12-31	$82,403
Net income (gross income less expenses)	2014-12-31	$155,435
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,339,429
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,183,994
Total contributions received or receivable from employer(s)	2014-12-31	$40,672
2013 : SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$282,592
Expenses. Total of all expenses incurred	2013-12-31	$11,402
Benefits paid (including direct rollovers)	2013-12-31	$11,402
Total plan assets at end of year	2013-12-31	$1,183,994
Total plan assets at beginning of year	2013-12-31	$912,804
Value of fidelity bond covering the plan	2013-12-31	$92,000
Total contributions received or receivable from participants	2013-12-31	$36,390
Other income received	2013-12-31	$199,155
Net income (gross income less expenses)	2013-12-31	$271,190
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,183,994
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$912,804
Total contributions received or receivable from employer(s)	2013-12-31	$47,047
2012 : SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$171,209
Expenses. Total of all expenses incurred	2012-12-31	$707
Benefits paid (including direct rollovers)	2012-12-31	$707
Total plan assets at end of year	2012-12-31	$912,804
Total plan assets at beginning of year	2012-12-31	$742,302
Value of fidelity bond covering the plan	2012-12-31	$92,000
Total contributions received or receivable from participants	2012-12-31	$32,493
Other income received	2012-12-31	$93,022
Net income (gross income less expenses)	2012-12-31	$170,502
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$912,804
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$742,302
Total contributions received or receivable from employer(s)	2012-12-31	$45,694
2011 : SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$46,370
Expenses. Total of all expenses incurred	2011-12-31	$621,998
Benefits paid (including direct rollovers)	2011-12-31	$621,998
Total plan assets at end of year	2011-12-31	$742,302
Total plan assets at beginning of year	2011-12-31	$1,317,930
Value of fidelity bond covering the plan	2011-12-31	$75,000
Total contributions received or receivable from participants	2011-12-31	$26,214
Other income received	2011-12-31	$-22,018
Net income (gross income less expenses)	2011-12-31	$-575,628
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$742,302
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,317,930
Total contributions received or receivable from employer(s)	2011-12-31	$42,174
2010 : SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$224,548
Expenses. Total of all expenses incurred	2010-12-31	$5,585
Benefits paid (including direct rollovers)	2010-12-31	$5,585
Total plan assets at end of year	2010-12-31	$1,317,930
Total plan assets at beginning of year	2010-12-31	$1,098,967
Value of fidelity bond covering the plan	2010-12-31	$132,000
Total contributions received or receivable from participants	2010-12-31	$56,979
Other income received	2010-12-31	$134,669
Net income (gross income less expenses)	2010-12-31	$218,963
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,317,930
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,098,967
Total contributions received or receivable from employer(s)	2010-12-31	$32,900

Form 5500 Responses for SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN

2016: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SOUTHERN ORTHOPAEDIC SPECIALISTS, P.C. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHN688

Policy instance

Insurance contract or identification number	PHN688
Number of Individuals Covered	14
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $6,683
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,454
Insurance broker organization code?	7
Insurance broker name	STIFEL NICOLAUS AND COMPANY, INC.

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHN688

Policy instance

Insurance contract or identification number	PHN688
Number of Individuals Covered	15
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $5,982
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,982
Insurance broker organization code?	1
Insurance broker name	STERNE, AGEE & LEACH, INC.

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHN688

Policy instance

Insurance contract or identification number	PHN688
Number of Individuals Covered	12
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $4,917
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,917
Insurance broker organization code?	1
Insurance broker name	STERNE, AGEE & LEACH, INC.

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHN688

Policy instance

Insurance contract or identification number	PHN688
Number of Individuals Covered	12
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $3,888
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,888
Insurance broker organization code?	3
Insurance broker name	STERNE, AGEE & LEACH, INC.

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHN688

Policy instance

Insurance contract or identification number	PHN688
Number of Individuals Covered	12
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $5,380
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHN688

Policy instance

Insurance contract or identification number	PHN688
Number of Individuals Covered	13
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $5,380
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,380
Insurance broker organization code?	3
Insurance broker name	STERNE, AGEE & LEACH, INC.

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Company Name:	SOUTHERN ORTHOPAEDIC SPECIALISTS PC
Employer identification number (EIN):	631280331
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)