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WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 401k Plan overview

Plan NameWATKINS & EAGER PLLC 401(K) SAVINGS PLAN
Plan identification number 001

WATKINS & EAGER PLLC 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WATKINS & EAGER PLLC has sponsored the creation of one or more 401k plans.

Company Name:WATKINS & EAGER PLLC
Employer identification number (EIN):640261610
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WATKINS & EAGER PLLC 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01J GRANT SELLERS2023-09-26 J GRANT SELLERS2023-09-26
0012021-01-01J GRANT SELLERS2022-10-03 J GRANT SELLERS2022-10-03
0012021-01-01J GRANT SELLERS2024-01-13 J GRANT SELLERS2024-01-13
0012020-01-01J GRANT SELLERS2021-10-11 J GRANT SELLERS2021-10-11
0012019-01-01J GRANT SELLERS2020-08-12 J GRANT SELLERS2020-08-12
0012018-01-01J GRANT SELLERS2019-08-28 J GRANT SELLERS2019-08-28
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01J. GRANT SELLERS
0012011-01-01J. GRANT SELLERS
0012010-01-01J. GRANT SELLERS
0012009-01-01GRANT SELLERS

Plan Statistics for WATKINS & EAGER PLLC 401(K) SAVINGS PLAN

401k plan membership statisitcs for WATKINS & EAGER PLLC 401(K) SAVINGS PLAN

Measure Date Value
2022: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01102
Total number of active participants reported on line 7a of the Form 55002022-01-0197
Number of retired or separated participants receiving benefits2022-01-018
Number of other retired or separated participants entitled to future benefits2022-01-0130
Total of all active and inactive participants2022-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01137
Number of participants with account balances2022-01-01137
2021: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01106
Total number of active participants reported on line 7a of the Form 55002021-01-01102
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-0132
Total of all active and inactive participants2021-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01139
Number of participants with account balances2021-01-01136
2020: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01111
Total number of active participants reported on line 7a of the Form 55002020-01-01106
Number of retired or separated participants receiving benefits2020-01-016
Number of other retired or separated participants entitled to future benefits2020-01-0130
Total of all active and inactive participants2020-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01143
Number of participants with account balances2020-01-01141
2019: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01103
Total number of active participants reported on line 7a of the Form 55002019-01-01111
Number of retired or separated participants receiving benefits2019-01-016
Number of other retired or separated participants entitled to future benefits2019-01-0130
Total of all active and inactive participants2019-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01148
Number of participants with account balances2019-01-01146
2018: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01101
Total number of active participants reported on line 7a of the Form 55002018-01-01103
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-0136
Total of all active and inactive participants2018-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01144
Number of participants with account balances2018-01-01142
2017: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01101
Total number of active participants reported on line 7a of the Form 55002017-01-01101
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-0138
Total of all active and inactive participants2017-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01143
Number of participants with account balances2017-01-01140
2016: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01143
Total number of active participants reported on line 7a of the Form 55002016-01-01101
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0136
Total of all active and inactive participants2016-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01142
Number of participants with account balances2016-01-01141
2015: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01142
Total number of active participants reported on line 7a of the Form 55002015-01-01100
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-0138
Total of all active and inactive participants2015-01-01143
Total participants2015-01-01143
Number of participants with account balances2015-01-01143
2014: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01151
Total number of active participants reported on line 7a of the Form 55002014-01-01105
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-0132
Total of all active and inactive participants2014-01-01142
Total participants2014-01-01142
Number of participants with account balances2014-01-01142
2013: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01150
Total number of active participants reported on line 7a of the Form 55002013-01-01123
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-0123
Total of all active and inactive participants2013-01-01151
Total participants2013-01-01151
Number of participants with account balances2013-01-01151
2012: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01156
Total number of active participants reported on line 7a of the Form 55002012-01-01124
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-0122
Total of all active and inactive participants2012-01-01150
Total participants2012-01-01150
Number of participants with account balances2012-01-01150
2011: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01161
Total number of active participants reported on line 7a of the Form 55002011-01-01125
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0128
Total of all active and inactive participants2011-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01156
Number of participants with account balances2011-01-01155
2010: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01168
Total number of active participants reported on line 7a of the Form 55002010-01-01129
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-0130
Total of all active and inactive participants2010-01-01161
Total participants2010-01-01161
Number of participants with account balances2010-01-01161
2009: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01181
Total number of active participants reported on line 7a of the Form 55002009-01-01132
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0134
Total of all active and inactive participants2009-01-01168
Total participants2009-01-01168
Number of participants with account balances2009-01-01168

Financial Data on WATKINS & EAGER PLLC 401(K) SAVINGS PLAN

Measure Date Value
2022 : WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$5,817
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$3,229
Total income from all sources (including contributions)2022-12-31$-12,020,076
Total of all expenses incurred2022-12-31$5,981,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,962,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,550,338
Value of total assets at end of year2022-12-31$106,371,112
Value of total assets at beginning of year2022-12-31$124,370,061
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$18,563
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,013,426
Participant contributions at end of year2022-12-31$51,657
Participant contributions at beginning of year2022-12-31$51,429
Assets. Other investments not covered elsewhere at end of year2022-12-31$266,509
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$638,779
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,628,447
Other income not declared elsewhere2022-12-31$-372,270
Administrative expenses (other) incurred2022-12-31$18,563
Liabilities. Value of operating payables at end of year2022-12-31$5,817
Liabilities. Value of operating payables at beginning of year2022-12-31$3,229
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-18,001,537
Value of net assets at end of year (total assets less liabilities)2022-12-31$106,365,295
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$124,366,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$105,814,811
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$123,426,229
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$5,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-17,198,144
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,908,465
Employer contributions (assets) at end of year2022-12-31$238,135
Employer contributions (assets) at beginning of year2022-12-31$253,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,957,882
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HARPER RAINS KNIGHT & COMPANY
Accountancy firm EIN2022-12-31640809101
2021 : WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$3,229
Total income from all sources (including contributions)2021-12-31$17,333,039
Total of all expenses incurred2021-12-31$2,682,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,663,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,906,188
Value of total assets at end of year2021-12-31$124,370,061
Value of total assets at beginning of year2021-12-31$109,716,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$19,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,013,568
Participant contributions at end of year2021-12-31$51,429
Participant contributions at beginning of year2021-12-31$37,888
Assets. Other investments not covered elsewhere at end of year2021-12-31$638,779
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$621,907
Other income not declared elsewhere2021-12-31$16,872
Administrative expenses (other) incurred2021-12-31$19,389
Liabilities. Value of operating payables at end of year2021-12-31$3,229
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$14,650,194
Value of net assets at end of year (total assets less liabilities)2021-12-31$124,366,832
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$109,716,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$123,426,229
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$108,795,286
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$3,229
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$14,409,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,892,620
Employer contributions (assets) at end of year2021-12-31$253,624
Employer contributions (assets) at beginning of year2021-12-31$261,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,660,227
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HARPER RAINS KNIGHT & COMPANY
Accountancy firm EIN2021-12-31640809101
2020 : WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$14,412,708
Total of all expenses incurred2020-12-31$6,927,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,908,639
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,827,378
Value of total assets at end of year2020-12-31$109,716,638
Value of total assets at beginning of year2020-12-31$102,231,694
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$19,125
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$977,681
Participant contributions at end of year2020-12-31$37,888
Participant contributions at beginning of year2020-12-31$24,405
Assets. Other investments not covered elsewhere at end of year2020-12-31$621,907
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$574,853
Other income not declared elsewhere2020-12-31$47,054
Administrative expenses (other) incurred2020-12-31$19,125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,484,944
Value of net assets at end of year (total assets less liabilities)2020-12-31$109,716,638
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$102,231,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$108,795,286
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$101,452,736
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$3,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$11,538,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,849,697
Employer contributions (assets) at end of year2020-12-31$261,557
Employer contributions (assets) at beginning of year2020-12-31$179,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,905,243
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31HARPER RAINS KNIGHT & COMPANY
Accountancy firm EIN2020-12-31640809101
2019 : WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$19,901,962
Total of all expenses incurred2019-12-31$4,899,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,895,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,641,647
Value of total assets at end of year2019-12-31$102,231,694
Value of total assets at beginning of year2019-12-31$87,229,661
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$4,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$908,340
Participant contributions at end of year2019-12-31$24,405
Participant contributions at beginning of year2019-12-31$24,033
Assets. Other investments not covered elsewhere at end of year2019-12-31$574,853
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$554,607
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$863,534
Other income not declared elsewhere2019-12-31$20,247
Administrative expenses (other) incurred2019-12-31$4,876
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$15,002,033
Value of net assets at end of year (total assets less liabilities)2019-12-31$102,231,694
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$87,229,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$101,452,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$86,457,038
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$4,050
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$16,240,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,869,773
Employer contributions (assets) at end of year2019-12-31$179,700
Employer contributions (assets) at beginning of year2019-12-31$193,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,891,003
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HARPER RAINS KNIGHT & COMPANY
Accountancy firm EIN2019-12-31640809101
2018 : WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-1,445,736
Total of all expenses incurred2018-12-31$1,593,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,593,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,511,299
Value of total assets at end of year2018-12-31$87,229,661
Value of total assets at beginning of year2018-12-31$90,268,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$822,992
Participant contributions at end of year2018-12-31$24,033
Participant contributions at beginning of year2018-12-31$146,074
Assets. Other investments not covered elsewhere at end of year2018-12-31$554,607
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$569,448
Other income not declared elsewhere2018-12-31$28,185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,038,897
Value of net assets at end of year (total assets less liabilities)2018-12-31$87,229,661
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$90,268,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$86,457,038
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$89,291,450
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$4,292
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,985,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,688,307
Employer contributions (assets) at end of year2018-12-31$193,983
Employer contributions (assets) at beginning of year2018-12-31$261,586
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,588,869
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HARPER RAINS KNIGHT & COMPANY
Accountancy firm EIN2018-12-31640809101
2017 : WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$13,926,812
Total of all expenses incurred2017-12-31$1,740,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,740,780
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,500,893
Value of total assets at end of year2017-12-31$90,268,558
Value of total assets at beginning of year2017-12-31$78,082,526
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$841,512
Participant contributions at end of year2017-12-31$146,074
Participant contributions at beginning of year2017-12-31$87,301
Assets. Other investments not covered elsewhere at end of year2017-12-31$569,448
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$535,928
Other income not declared elsewhere2017-12-31$33,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$12,186,032
Value of net assets at end of year (total assets less liabilities)2017-12-31$90,268,558
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$78,082,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$89,291,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$77,314,483
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$10,400
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$11,392,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,659,381
Employer contributions (assets) at end of year2017-12-31$261,586
Employer contributions (assets) at beginning of year2017-12-31$144,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,730,380
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HARPER RAINS KNIGHT & COMPANY
Accountancy firm EIN2017-12-31640809101
2016 : WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$7,883,892
Total of all expenses incurred2016-12-31$1,048,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,048,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,591,158
Value of total assets at end of year2016-12-31$78,082,526
Value of total assets at beginning of year2016-12-31$71,246,983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$941,778
Participant contributions at end of year2016-12-31$87,301
Participant contributions at beginning of year2016-12-31$23,245
Assets. Other investments not covered elsewhere at end of year2016-12-31$535,928
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$514,224
Other income not declared elsewhere2016-12-31$21,704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,835,543
Value of net assets at end of year (total assets less liabilities)2016-12-31$78,082,526
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$71,246,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$77,314,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$70,506,419
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$10,504
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,271,030
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,649,380
Employer contributions (assets) at end of year2016-12-31$144,814
Employer contributions (assets) at beginning of year2016-12-31$203,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,037,845
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HARPER RAINS KNIGHT & COMPANY
Accountancy firm EIN2016-12-31640809101
2015 : WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$2,612,046
Total of all expenses incurred2015-12-31$1,338,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,338,227
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,730,375
Value of total assets at end of year2015-12-31$71,246,983
Value of total assets at beginning of year2015-12-31$69,973,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$937,709
Participant contributions at end of year2015-12-31$23,245
Participant contributions at beginning of year2015-12-31$88,369
Assets. Other investments not covered elsewhere at end of year2015-12-31$514,224
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$510,377
Other income not declared elsewhere2015-12-31$3,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,273,819
Value of net assets at end of year (total assets less liabilities)2015-12-31$71,246,983
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$69,973,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$70,506,419
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$69,250,892
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$10,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-122,176
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,792,666
Employer contributions (assets) at end of year2015-12-31$203,095
Employer contributions (assets) at beginning of year2015-12-31$123,526
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,327,280
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HARPER RAINS KNIGHT & COMPANY
Accountancy firm EIN2015-12-31640809101
2014 : WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$7,423,916
Total of all expenses incurred2014-12-31$5,844,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,844,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,735,447
Value of total assets at end of year2014-12-31$69,973,164
Value of total assets at beginning of year2014-12-31$68,393,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$960,754
Participant contributions at end of year2014-12-31$88,369
Participant contributions at beginning of year2014-12-31$169,796
Assets. Other investments not covered elsewhere at end of year2014-12-31$510,377
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$546,226
Other income not declared elsewhere2014-12-31$53,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,579,466
Value of net assets at end of year (total assets less liabilities)2014-12-31$69,973,164
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$68,393,698
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$69,250,892
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$67,479,120
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$11,310
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,634,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,774,693
Employer contributions (assets) at end of year2014-12-31$123,526
Employer contributions (assets) at beginning of year2014-12-31$198,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,833,140
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HARPER RAINS KNIGHT & COMPANY
Accountancy firm EIN2014-12-31640809101
2013 : WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$12,759,493
Total of all expenses incurred2013-12-31$847,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$847,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,963,911
Value of total assets at end of year2013-12-31$68,393,698
Value of total assets at beginning of year2013-12-31$56,481,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,131,528
Participant contributions at end of year2013-12-31$169,796
Participant contributions at beginning of year2013-12-31$122,662
Assets. Other investments not covered elsewhere at end of year2013-12-31$546,226
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$531,140
Other income not declared elsewhere2013-12-31$15,087
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$11,911,728
Value of net assets at end of year (total assets less liabilities)2013-12-31$68,393,698
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$56,481,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$67,479,120
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$55,721,539
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$11,853
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,780,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,832,383
Employer contributions (assets) at end of year2013-12-31$198,556
Employer contributions (assets) at beginning of year2013-12-31$106,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$835,912
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HARPER RAINS KNIGHT & COMPANY
Accountancy firm EIN2013-12-31640809101
2012 : WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$8,609,192
Total of all expenses incurred2012-12-31$4,725,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,725,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,112,288
Value of total assets at end of year2012-12-31$56,481,970
Value of total assets at beginning of year2012-12-31$52,598,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,380,591
Participant contributions at end of year2012-12-31$122,662
Participant contributions at beginning of year2012-12-31$45,773
Assets. Other investments not covered elsewhere at end of year2012-12-31$531,140
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$498,904
Other income not declared elsewhere2012-12-31$32,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,883,908
Value of net assets at end of year (total assets less liabilities)2012-12-31$56,481,970
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$52,598,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$55,721,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$51,913,676
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$15,017
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,464,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,731,697
Employer contributions (assets) at end of year2012-12-31$106,629
Employer contributions (assets) at beginning of year2012-12-31$139,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,710,267
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HARPER RAINS KNIGHT & COMPANY
Accountancy firm EIN2012-12-31640809101
2011 : WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$9,850
Total income from all sources (including contributions)2011-12-31$3,153,851
Total of all expenses incurred2011-12-31$2,634,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,632,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,850,857
Value of total assets at end of year2011-12-31$52,598,062
Value of total assets at beginning of year2011-12-31$52,088,322
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,923
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,102,866
Participant contributions at end of year2011-12-31$45,773
Participant contributions at beginning of year2011-12-31$87,846
Assets. Other investments not covered elsewhere at end of year2011-12-31$498,904
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$561,097
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$9,850
Other income not declared elsewhere2011-12-31$25,151
Administrative expenses (other) incurred2011-12-31$1,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$519,590
Value of net assets at end of year (total assets less liabilities)2011-12-31$52,598,062
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$52,078,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$51,913,676
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$51,318,074
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$12,933
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$277,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,747,991
Employer contributions (assets) at end of year2011-12-31$139,709
Employer contributions (assets) at beginning of year2011-12-31$121,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,619,405
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HARPER RAINS KNIGHT & COMPANY
Accountancy firm EIN2011-12-31640809101
2010 : WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$9,850
Total income from all sources (including contributions)2010-12-31$7,675,184
Total of all expenses incurred2010-12-31$571,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$565,449
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,724,559
Value of total assets at end of year2010-12-31$52,088,322
Value of total assets at beginning of year2010-12-31$44,974,501
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,764
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,015,124
Participant contributions at end of year2010-12-31$87,846
Participant contributions at beginning of year2010-12-31$16,082
Assets. Other investments not covered elsewhere at end of year2010-12-31$561,097
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$510,598
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$9,850
Other income not declared elsewhere2010-12-31$50,499
Administrative expenses (other) incurred2010-12-31$5,764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,103,971
Value of net assets at end of year (total assets less liabilities)2010-12-31$52,078,472
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$44,974,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$51,318,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$44,286,492
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$19,150
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,900,126
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,709,435
Employer contributions (assets) at end of year2010-12-31$121,305
Employer contributions (assets) at beginning of year2010-12-31$161,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$546,299
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HARPER RAINS KNIGHT & COMPANY
Accountancy firm EIN2010-12-31640809101

Form 5500 Responses for WATKINS & EAGER PLLC 401(K) SAVINGS PLAN

2022: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: WATKINS & EAGER PLLC 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4141583
Policy instance 2
Insurance contract or identification number4141583
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MONY (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number905892
Policy instance 1
Insurance contract or identification number905892
Number of Individuals Covered4
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
MONY (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number905892
Policy instance 1
Insurance contract or identification number905892
Number of Individuals Covered3
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $145
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $145
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4141583
Policy instance 2
Insurance contract or identification number4141583
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
MONY (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number905892
Policy instance 1
Insurance contract or identification number905892
Number of Individuals Covered3
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $145
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $145
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4141583
Policy instance 2
Insurance contract or identification number4141583
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
MONY (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number905892
Policy instance 1
Insurance contract or identification number905892
Number of Individuals Covered4
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $145
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $145
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4141583
Policy instance 2
Insurance contract or identification number4141583
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
MONY (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number905892
Policy instance 1
Insurance contract or identification number905892
Number of Individuals Covered4
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4141583
Policy instance 2
Insurance contract or identification number4141583
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
MONY (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number905892
Policy instance 1
Insurance contract or identification number905892
Number of Individuals Covered4
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $119
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $119
Insurance broker organization code?3
Insurance broker nameRICHARD NOEL
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number083391
Policy instance 3
Insurance contract or identification number083391
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameNEW ENGLAND BRIGHTHOUSE
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4141583
Policy instance 2
Insurance contract or identification number4141583
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameROBERT TIMOTHY SINKS
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract numberY700222-266-233
Policy instance 3
Insurance contract or identification numberY700222-266-233
Number of Individuals Covered2
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameWILLIAM MORRIS GROUP PA
MONY (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number905892
Policy instance 1
Insurance contract or identification number905892
Number of Individuals Covered4
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameRICHARD NOEL
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4141583
Policy instance 2
Insurance contract or identification number4141583
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameLEWIS CHRISTOPHER R
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract numberY700222-266-233
Policy instance 3
Insurance contract or identification numberY700222-266-233
Number of Individuals Covered2
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $66
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees66
Additional information about fees paid to insurance brokerGROSS DEALER CONCESSIONS
Insurance broker organization code?3
Insurance broker nameWILLIAM MORRIS GROUP PA
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4141583
Policy instance 2
Insurance contract or identification number4141583
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameLEWIS CHRISTOPHER R
MONY (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number905892
Policy instance 1
Insurance contract or identification number905892
Number of Individuals Covered4
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameRICHARD NOEL
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract numberY700222-266-233
Policy instance 3
Insurance contract or identification numberY700222-266-233
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameWILLIAM MORRIS GROUP PA
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4141583
Policy instance 2
Insurance contract or identification number4141583
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameLEWIS CHRISTOPHER R
MONY (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number905892
Policy instance 1
Insurance contract or identification number905892
Number of Individuals Covered5
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameRICHARD NOEL
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4141583
Policy instance 2
Insurance contract or identification number4141583
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameLEWIS CHRISTOPHER R
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract numberY700222-266-233
Policy instance 3
Insurance contract or identification numberY700222-266-233
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameWILLIAM MORRIS
MONY (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number905892
Policy instance 1
Insurance contract or identification number905892
Number of Individuals Covered5
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $196
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $196
Insurance broker organization code?3
Insurance broker nameRICHARD NOEL
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract numberY700222-266-233
Policy instance 4
Insurance contract or identification numberY700222-266-233
Number of Individuals Covered2
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONY (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number905892
Policy instance 1
Insurance contract or identification number905892
Number of Individuals Covered5
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $196
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4141583
Policy instance 2
Insurance contract or identification number4141583
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MML BAYSTATE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70416 )
Policy contract numberL007886409
Policy instance 3
Insurance contract or identification numberL007886409
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $36
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract numberY700222-266-233
Policy instance 4
Insurance contract or identification numberY700222-266-233
Number of Individuals Covered3
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $100
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4141583
Policy instance 2
Insurance contract or identification number4141583
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONY (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract number905892
Policy instance 1
Insurance contract or identification number905892
Number of Individuals Covered5
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $196
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MML BAYSTATE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70416 )
Policy contract numberL007886409
Policy instance 3
Insurance contract or identification numberL007886409
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $399
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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