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MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 401k Plan overview

Plan NameMID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN
Plan identification number 002

MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MID STATE CONSTRUCTION COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:MID STATE CONSTRUCTION COMPANY, INC.
Employer identification number (EIN):640428577
NAIC Classification:236200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-01-01
0022018-01-01PG BERNHEIM
0022017-01-01PG BERNHEIM
0022016-01-01P.G. BERNHEIM P.G. BERNHEIM2017-07-05
0022016-01-01 P G BERNHEIM2017-03-20
0022015-01-01P G BERNHEIM P G BERNHEIM2016-04-01
0022014-01-01P. G. BERNHEIM P. G. BERNHEIM2015-09-21
0022013-01-01P.G. BERNHEIM P.G. BERNHEIM2014-06-11
0022012-01-01P.G. BERNHEIM P.G. BERNHEIM2013-06-19
0022011-01-01PG BERNHEIM2012-05-30 PG BERNHEIM2012-05-30
0022010-01-01PAUL BERNHEIM2011-04-07 PAUL BERNHEIM2011-04-07
0022008-01-01PG BERNHEIM PG BERNHEIM2010-09-16

Plan Statistics for MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN

401k plan membership statisitcs for MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN

Measure Date Value
2019: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0122
Total number of active participants reported on line 7a of the Form 55002019-01-0120
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0110
Total of all active and inactive participants2019-01-0130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0130
Number of participants with account balances2019-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0134
Total number of active participants reported on line 7a of the Form 55002018-01-0123
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0110
Total of all active and inactive participants2018-01-0133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0133
Number of participants with account balances2018-01-0127
2017: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0132
Total number of active participants reported on line 7a of the Form 55002017-01-0122
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0111
Total of all active and inactive participants2017-01-0133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0133
Number of participants with account balances2017-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0131
Total number of active participants reported on line 7a of the Form 55002016-01-0121
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0111
Total of all active and inactive participants2016-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0132
Number of participants with account balances2016-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0129
Total number of active participants reported on line 7a of the Form 55002015-01-0121
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0110
Total of all active and inactive participants2015-01-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0131
Number of participants with account balances2015-01-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0133
Total number of active participants reported on line 7a of the Form 55002014-01-0119
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0110
Total of all active and inactive participants2014-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0129
Number of participants with account balances2014-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0148
Total number of active participants reported on line 7a of the Form 55002013-01-0120
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0110
Total of all active and inactive participants2013-01-0130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0130
Number of participants with account balances2013-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0156
Total number of active participants reported on line 7a of the Form 55002012-01-0128
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0120
Total of all active and inactive participants2012-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0148
Number of participants with account balances2012-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2008: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-0159
Total number of active participants reported on line 7a of the Form 55002008-01-0140
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-0120
Total of all active and inactive participants2008-01-0160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-0160
Number of participants with account balances2008-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-011

Financial Data on MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN

Measure Date Value
2019 : MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2019 401k financial data
Total plan liabilities at beginning of year2019-12-31$1,410
Total income from all sources2019-12-31$784,138
Expenses. Total of all expenses incurred2019-12-31$559,089
Benefits paid (including direct rollovers)2019-12-31$556,805
Total plan assets at end of year2019-12-31$3,792,324
Total plan assets at beginning of year2019-12-31$3,568,685
Value of fidelity bond covering the plan2019-12-31$1,000,000
Total contributions received or receivable from participants2019-12-31$86,584
Expenses. Other expenses not covered elsewhere2019-12-31$1,091
Other income received2019-12-31$656,478
Net income (gross income less expenses)2019-12-31$225,049
Net plan assets at end of year (total assets less liabilities)2019-12-31$3,792,324
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$3,567,275
Assets. Value of participant loans2019-12-31$39,123
Assets. Value of real-estate (other than employer real property)2019-12-31$153,812
Total contributions received or receivable from employer(s)2019-12-31$41,076
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$1,193
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$1,410
Total plan liabilities at beginning of year2018-12-31$1,293
Total income from all sources2018-12-31$-69,945
Expenses. Total of all expenses incurred2018-12-31$75,719
Benefits paid (including direct rollovers)2018-12-31$75,327
Total plan assets at end of year2018-12-31$3,568,685
Total plan assets at beginning of year2018-12-31$3,714,232
Value of fidelity bond covering the plan2018-12-31$1,000,000
Total contributions received or receivable from participants2018-12-31$92,045
Other income received2018-12-31$-205,101
Net income (gross income less expenses)2018-12-31$-145,664
Net plan assets at end of year (total assets less liabilities)2018-12-31$3,567,275
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$3,712,939
Assets. Value of participant loans2018-12-31$45,134
Assets. Value of real-estate (other than employer real property)2018-12-31$153,812
Assets. Value of employer securities2018-12-31$55,900
Total contributions received or receivable from employer(s)2018-12-31$43,111
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$392
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$1,293
Total plan liabilities at beginning of year2017-12-31$730
Total income from all sources2017-12-31$615,971
Expenses. Total of all expenses incurred2017-12-31$42,845
Benefits paid (including direct rollovers)2017-12-31$42,845
Total plan assets at end of year2017-12-31$3,714,232
Total plan assets at beginning of year2017-12-31$3,140,543
Value of fidelity bond covering the plan2017-12-31$1,000,000
Total contributions received or receivable from participants2017-12-31$88,320
Other income received2017-12-31$421,716
Net income (gross income less expenses)2017-12-31$573,126
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,712,939
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,139,813
Assets. Value of participant loans2017-12-31$42,058
Assets. Value of real-estate (other than employer real property)2017-12-31$95,000
Assets. Value of employer securities2017-12-31$64,500
Total contributions received or receivable from employer(s)2017-12-31$105,935
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$730
Total income from all sources2016-12-31$356,996
Expenses. Total of all expenses incurred2016-12-31$115,309
Benefits paid (including direct rollovers)2016-12-31$114,809
Total plan assets at end of year2016-12-31$3,148,543
Total plan assets at beginning of year2016-12-31$2,906,126
Value of fidelity bond covering the plan2016-12-31$1,000,000
Total contributions received or receivable from participants2016-12-31$93,290
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$472
Other income received2016-12-31$167,363
Net income (gross income less expenses)2016-12-31$241,687
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,147,813
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,906,126
Assets. Value of participant loans2016-12-31$37,377
Assets. Value of real-estate (other than employer real property)2016-12-31$103,000
Assets. Value of employer securities2016-12-31$107,500
Total contributions received or receivable from employer(s)2016-12-31$95,871
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$500
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$186,322
Expenses. Total of all expenses incurred2015-12-31$200,796
Benefits paid (including direct rollovers)2015-12-31$200,000
Total plan assets at end of year2015-12-31$2,906,126
Total plan assets at beginning of year2015-12-31$2,920,600
Value of fidelity bond covering the plan2015-12-31$1,000,000
Total contributions received or receivable from participants2015-12-31$90,062
Expenses. Other expenses not covered elsewhere2015-12-31$546
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-11,617
Net income (gross income less expenses)2015-12-31$-14,474
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,906,126
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,920,600
Assets. Value of participant loans2015-12-31$34,375
Assets. Value of real-estate (other than employer real property)2015-12-31$103,000
Assets. Value of employer securities2015-12-31$107,500
Total contributions received or receivable from employer(s)2015-12-31$107,877
Value of certain deemed distributions of participant loans2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$250
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2014 401k financial data
Total plan liabilities at beginning of year2014-12-31$2,647
Total income from all sources2014-12-31$238,819
Expenses. Total of all expenses incurred2014-12-31$44,854
Benefits paid (including direct rollovers)2014-12-31$44,008
Total plan assets at end of year2014-12-31$2,920,600
Total plan assets at beginning of year2014-12-31$2,729,282
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$81,542
Expenses. Other expenses not covered elsewhere2014-12-31$546
Contributions received from other sources (not participants or employers)2014-12-31$6,936
Other income received2014-12-31$113,897
Net income (gross income less expenses)2014-12-31$193,965
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,920,600
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,726,635
Assets. Value of participant loans2014-12-31$37,078
Assets. Value of real-estate (other than employer real property)2014-12-31$103,000
Assets. Value of employer securities2014-12-31$107,500
Total contributions received or receivable from employer(s)2014-12-31$36,444
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$2,647
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$621,090
Expenses. Total of all expenses incurred2013-12-31$432,952
Benefits paid (including direct rollovers)2013-12-31$430,740
Total plan assets at end of year2013-12-31$2,729,282
Total plan assets at beginning of year2013-12-31$2,538,497
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$74,959
Expenses. Other expenses not covered elsewhere2013-12-31$1,037
Contributions received from other sources (not participants or employers)2013-12-31$17,401
Other income received2013-12-31$491,917
Net income (gross income less expenses)2013-12-31$188,138
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,726,635
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,538,497
Assets. Value of participant loans2013-12-31$39,579
Assets. Value of real-estate (other than employer real property)2013-12-31$103,000
Assets. Value of employer securities2013-12-31$86,000
Total contributions received or receivable from employer(s)2013-12-31$36,813
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$1,175
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$397,299
Expenses. Total of all expenses incurred2012-12-31$325,947
Benefits paid (including direct rollovers)2012-12-31$324,110
Total plan assets at end of year2012-12-31$2,538,497
Total plan assets at beginning of year2012-12-31$2,467,145
Value of fidelity bond covering the plan2012-12-31$1,000,000
Total contributions received or receivable from participants2012-12-31$44,003
Expenses. Other expenses not covered elsewhere2012-12-31$1,437
Other income received2012-12-31$276,471
Net income (gross income less expenses)2012-12-31$71,352
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,538,497
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,467,145
Assets. Value of participant loans2012-12-31$70,356
Assets. Value of real-estate (other than employer real property)2012-12-31$103,000
Assets. Value of employer securities2012-12-31$110,854
Total contributions received or receivable from employer(s)2012-12-31$76,825
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$400
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0

Form 5500 Responses for MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN

2019: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2008: MID STATE CONSTRUCTION COMPANY, INC. 401(K) PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement – InsuranceYes
2008-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878647
Policy instance 1
Insurance contract or identification number878647
Number of Individuals Covered26
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $16,016
Total amount of fees paid to insurance companyUSD $1,605
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,016
Insurance broker organization code?3
Amount paid for insurance broker fees1605
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878647
Policy instance 1
Insurance contract or identification number878647
Number of Individuals Covered27
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $17,053
Total amount of fees paid to insurance companyUSD $1,698
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,053
Insurance broker organization code?3
Amount paid for insurance broker fees1698
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878647
Policy instance 1
Insurance contract or identification number878647
Number of Individuals Covered30
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $15,051
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,051
Insurance broker organization code?3
Insurance broker nameRAYMOND JAMES INSURANCE GROUP, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878647
Policy instance 1
Insurance contract or identification number878647
Number of Individuals Covered31
Insurance policy start date2016-01-01
Insurance policy end date2016-12-31
Total amount of commissions paid to insurance brokerUSD $12,825
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,825
Insurance broker organization code?3
Insurance broker nameRAYMOND JAMES INSURANCE GROUP, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878647
Policy instance 1
Insurance contract or identification number878647
Number of Individuals Covered28
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $12,716
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $12,716
Insurance broker organization code?3
Insurance broker nameRAYMOND JAMES INSURANCE GROUP, INC.
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number75640000
Policy instance 2
Insurance contract or identification number75640000
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameNEW ENGLAND FINANCIAL
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878647
Policy instance 1
Insurance contract or identification number878647
Number of Individuals Covered25
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $12,245
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,178
Insurance broker organization code?3
Insurance broker nameRAYMOND JAMES INSURANCE GROUP, INC.
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number75640000
Policy instance 2
Insurance contract or identification number75640000
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $16
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $16
Insurance broker organization code?3
Insurance broker nameNEW ENGLAND FINANCIAL
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878647
Policy instance 1
Insurance contract or identification number878647
Number of Individuals Covered26
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $10,718
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $10,718
Insurance broker organization code?3
Insurance broker namePLANNING CORP OF AMERICA MS
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number75640000
Policy instance 3
Insurance contract or identification number75640000
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $37
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $37
Insurance broker organization code?3
Insurance broker nameNEW ENGLAND FINANCIAL
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878647
Policy instance 2
Insurance contract or identification number878647
Number of Individuals Covered39
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $10,566
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $8,709
Insurance broker organization code?3
Insurance broker nameRAYMOND JAMES FINANCIAL SERVICES
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number75640000
Policy instance 1
Insurance contract or identification number75640000
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $6
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $6
Insurance broker organization code?3
Insurance broker nameNEW ENGLAND FINANCIAL

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