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HERRIN-GEAR 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameHERRIN-GEAR 401(K) RETIREMENT PLAN
Plan identification number 001

HERRIN-GEAR 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HERRIN-GEAR CHEVROLET COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:HERRIN-GEAR CHEVROLET COMPANY, INC.
Employer identification number (EIN):640470222
NAIC Classification:441110
NAIC Description:New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HERRIN-GEAR 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01SCOTT NOBLITT2021-10-11 SCOTT NOBLITT2021-10-11
0012019-01-01BARRY NASH2020-09-16 BARRY NASH2020-09-16
0012018-01-01BARRY NASH2019-09-29 BARRY NASH2019-09-29
0012017-01-01
0012016-01-01BARRY NASH
0012015-01-01BARRY NASH
0012014-01-01BARRY NASH
0012013-01-01BARRY NASH BARRY NASH2014-10-14
0012012-01-01JACK HERRIN JACK HERRIN2013-10-15
0012011-01-01CLIFFORD C. DAVIS, III CLIFFORD C. DAVIS, III2012-10-09
0012010-01-01CLIFFORD C. DAVIS, III CLIFFORD C. DAVIS, III2011-10-15
0012009-01-01CLIFFORD C. DAVIS, III CLIFFORD C. DAVIS, III2010-10-15

Plan Statistics for HERRIN-GEAR 401(K) RETIREMENT PLAN

401k plan membership statisitcs for HERRIN-GEAR 401(K) RETIREMENT PLAN

Measure Date Value
2020: HERRIN-GEAR 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01323
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-0121
Number of other retired or separated participants entitled to future benefits2020-01-0161
Total of all active and inactive participants2020-01-0182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0182
Number of participants with account balances2020-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-018
2019: HERRIN-GEAR 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01297
Total number of active participants reported on line 7a of the Form 55002019-01-01201
Number of retired or separated participants receiving benefits2019-01-0111
Number of other retired or separated participants entitled to future benefits2019-01-0165
Total of all active and inactive participants2019-01-01277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01277
Number of participants with account balances2019-01-01275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0116
2018: HERRIN-GEAR 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01276
Total number of active participants reported on line 7a of the Form 55002018-01-01213
Number of retired or separated participants receiving benefits2018-01-018
Number of other retired or separated participants entitled to future benefits2018-01-0144
Total of all active and inactive participants2018-01-01265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01265
Number of participants with account balances2018-01-01257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0118
2017: HERRIN-GEAR 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01326
Total number of active participants reported on line 7a of the Form 55002017-01-01214
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-0126
Total of all active and inactive participants2017-01-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01247
Number of participants with account balances2017-01-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0118
2016: HERRIN-GEAR 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01314
Total number of active participants reported on line 7a of the Form 55002016-01-01217
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-0161
Total of all active and inactive participants2016-01-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01284
Number of participants with account balances2016-01-01284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: HERRIN-GEAR 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01294
Total number of active participants reported on line 7a of the Form 55002015-01-01207
Number of retired or separated participants receiving benefits2015-01-017
Number of other retired or separated participants entitled to future benefits2015-01-0155
Total of all active and inactive participants2015-01-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01269
Number of participants with account balances2015-01-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0115
2014: HERRIN-GEAR 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01320
Total number of active participants reported on line 7a of the Form 55002014-01-01256
Number of retired or separated participants receiving benefits2014-01-017
Number of other retired or separated participants entitled to future benefits2014-01-0140
Total of all active and inactive participants2014-01-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01303
Number of participants with account balances2014-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0114
2013: HERRIN-GEAR 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01294
Total number of active participants reported on line 7a of the Form 55002013-01-01195
Number of retired or separated participants receiving benefits2013-01-0125
Number of other retired or separated participants entitled to future benefits2013-01-0160
Total of all active and inactive participants2013-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01280
Number of participants with account balances2013-01-01276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: HERRIN-GEAR 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01311
Total number of active participants reported on line 7a of the Form 55002012-01-01193
Number of retired or separated participants receiving benefits2012-01-017
Number of other retired or separated participants entitled to future benefits2012-01-0151
Total of all active and inactive participants2012-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01251
Number of participants with account balances2012-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0120
2011: HERRIN-GEAR 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01336
Total number of active participants reported on line 7a of the Form 55002011-01-01204
Number of retired or separated participants receiving benefits2011-01-015
Number of other retired or separated participants entitled to future benefits2011-01-0166
Total of all active and inactive participants2011-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01275
Number of participants with account balances2011-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0114
2010: HERRIN-GEAR 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01327
Total number of active participants reported on line 7a of the Form 55002010-01-01188
Number of retired or separated participants receiving benefits2010-01-017
Number of other retired or separated participants entitled to future benefits2010-01-0196
Total of all active and inactive participants2010-01-01291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01291
Number of participants with account balances2010-01-01285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0112
2009: HERRIN-GEAR 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01308
Total number of active participants reported on line 7a of the Form 55002009-01-01183
Number of retired or separated participants receiving benefits2009-01-019
Number of other retired or separated participants entitled to future benefits2009-01-0188
Total of all active and inactive participants2009-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01280
Number of participants with account balances2009-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0116

Financial Data on HERRIN-GEAR 401(K) RETIREMENT PLAN

Measure Date Value
2020 : HERRIN-GEAR 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$3,473,525
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$80,581
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$3,241
Total income from all sources (including contributions)2020-12-31$1,732,071
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$6,824,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,712,892
Value of total corrective distributions2020-12-31$50,614
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$506,027
Value of total assets at end of year2020-12-31$1,325,275
Value of total assets at beginning of year2020-12-31$9,813,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$60,699
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$442,662
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$63,365
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$80,581
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$3,241
Total non interest bearing cash at end of year2020-12-31$58,572
Total non interest bearing cash at beginning of year2020-12-31$95,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-5,092,134
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,244,694
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,810,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$26,721
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,229,202
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$9,685,627
Value of interest in common/collective trusts at end of year2020-12-31$37,302
Value of interest in common/collective trusts at beginning of year2020-12-31$30,247
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$199
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,245
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,226,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,712,892
Contract administrator fees2020-12-31$33,978
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BKD
Accountancy firm EIN2020-12-31440160260
2019 : HERRIN-GEAR 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$3,241
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$37,531
Total income from all sources (including contributions)2019-12-31$2,506,630
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,418,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,339,587
Value of total corrective distributions2019-12-31$20,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$633,454
Value of total assets at end of year2019-12-31$9,813,594
Value of total assets at beginning of year2019-12-31$8,759,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$58,951
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$549,454
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$3,241
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$5,391
Total non interest bearing cash at end of year2019-12-31$95,475
Total non interest bearing cash at beginning of year2019-12-31$127,261
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,087,962
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,810,353
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,722,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$27,777
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,685,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,405,510
Value of interest in common/collective trusts at end of year2019-12-31$30,247
Value of interest in common/collective trusts at beginning of year2019-12-31$223,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,245
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$3,272
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$3,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,873,176
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$84,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,339,587
Contract administrator fees2019-12-31$31,174
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$32,140
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BKD
Accountancy firm EIN2019-12-31440160260
2018 : HERRIN-GEAR 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$37,531
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$4,653
Total income from all sources (including contributions)2018-12-31$187,750
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$538,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$449,922
Value of total corrective distributions2018-12-31$30,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$664,229
Value of total assets at end of year2018-12-31$8,759,922
Value of total assets at beginning of year2018-12-31$9,077,437
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$57,979
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$552,014
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$28,215
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$5,391
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$4,653
Total non interest bearing cash at end of year2018-12-31$127,261
Total non interest bearing cash at beginning of year2018-12-31$117,120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-350,393
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,722,391
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,072,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$27,464
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,405,510
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$8,715,972
Value of interest in common/collective trusts at end of year2018-12-31$223,879
Value of interest in common/collective trusts at beginning of year2018-12-31$217,573
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$3,272
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$11,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$11,772
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-476,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$84,000
Employer contributions (assets) at beginning of year2018-12-31$15,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$449,922
Contract administrator fees2018-12-31$30,515
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$32,140
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BKD
Accountancy firm EIN2018-12-31440160260
2017 : HERRIN-GEAR 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,653
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,143
Total income from all sources (including contributions)2017-12-31$1,997,835
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,377,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,301,872
Value of total corrective distributions2017-12-31$16,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$655,811
Value of total assets at end of year2017-12-31$9,077,437
Value of total assets at beginning of year2017-12-31$8,453,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$59,315
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$568,186
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,625
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$4,653
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$1,143
Total non interest bearing cash at end of year2017-12-31$117,120
Total non interest bearing cash at beginning of year2017-12-31$122,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$620,196
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,072,784
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,452,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$26,240
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$8,715,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,118,933
Value of interest in common/collective trusts at end of year2017-12-31$217,573
Value of interest in common/collective trusts at beginning of year2017-12-31$208,018
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$11,772
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$4,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$4,757
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,342,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$84,000
Employer contributions (assets) at end of year2017-12-31$15,000
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,301,872
Contract administrator fees2017-12-31$33,075
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BKD
Accountancy firm EIN2017-12-31440160260
2016 : HERRIN-GEAR 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,143
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$8,724
Total income from all sources (including contributions)2016-12-31$1,381,420
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$440,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$387,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$756,134
Value of total assets at end of year2016-12-31$8,453,731
Value of total assets at beginning of year2016-12-31$7,520,855
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$53,659
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$587,756
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$1,884
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$84,378
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$1,143
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$8,724
Total non interest bearing cash at end of year2016-12-31$122,023
Total non interest bearing cash at beginning of year2016-12-31$127,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$940,457
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,452,588
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,512,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$23,612
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,118,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,277,565
Value of interest in common/collective trusts at end of year2016-12-31$208,018
Value of interest in common/collective trusts at beginning of year2016-12-31$113,580
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$4,757
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$625,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$84,000
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$387,304
Contract administrator fees2016-12-31$30,047
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BKD
Accountancy firm EIN2016-12-31440160260
2015 : HERRIN-GEAR 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$8,724
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$597
Total income from all sources (including contributions)2015-12-31$573,439
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$350,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$265,996
Value of total corrective distributions2015-12-31$33,505
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$655,270
Value of total assets at end of year2015-12-31$7,520,855
Value of total assets at beginning of year2015-12-31$7,289,645
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$50,855
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$561,585
Participant contributions at end of year2015-12-31$1,884
Participant contributions at beginning of year2015-12-31$4,381
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$9,685
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$8,724
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$597
Total non interest bearing cash at end of year2015-12-31$127,826
Total non interest bearing cash at beginning of year2015-12-31$130,046
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$223,083
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,512,131
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,289,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$25,598
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,277,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,044,058
Value of interest in common/collective trusts at end of year2015-12-31$113,580
Value of interest in common/collective trusts at beginning of year2015-12-31$111,160
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-83,264
Net investment gain or loss from common/collective trusts2015-12-31$1,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$84,000
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$265,996
Contract administrator fees2015-12-31$25,257
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BKD, LLP
Accountancy firm EIN2015-12-31440160260
2014 : HERRIN-GEAR 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$597
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,152,697
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$561,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$510,491
Value of total corrective distributions2014-12-31$9,444
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$628,131
Value of total assets at end of year2014-12-31$7,289,645
Value of total assets at beginning of year2014-12-31$6,698,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$41,715
Total interest from all sources2014-12-31$2
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$544,131
Participant contributions at end of year2014-12-31$37,470
Participant contributions at beginning of year2014-12-31$2,411
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$36,433
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$597
Other income not declared elsewhere2014-12-31$4,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$591,047
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,289,048
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,698,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$38,475
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,037,048
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,473,233
Value of interest in common/collective trusts at end of year2014-12-31$111,160
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$19,967
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$99,155
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$99,155
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$86,769
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$519,065
Net investment gain or loss from common/collective trusts2014-12-31$961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$84,000
Employer contributions (assets) at end of year2014-12-31$84,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$510,491
Contract administrator fees2014-12-31$3,240
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BKD, LLP
Accountancy firm EIN2014-12-31440160260
2013 : HERRIN-GEAR 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,363,357
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$390,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$340,453
Value of total corrective distributions2013-12-31$16,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$479,762
Value of total assets at end of year2013-12-31$6,698,001
Value of total assets at beginning of year2013-12-31$5,725,643
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$34,134
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$394,576
Participant contributions at end of year2013-12-31$2,411
Participant contributions at beginning of year2013-12-31$4,759
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,186
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$36,433
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$4,996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$972,358
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,698,001
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,725,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,473,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,529,141
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$99,155
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$99,631
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$99,631
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$86,769
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$87,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$883,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$84,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$340,453
Contract administrator fees2013-12-31$34,134
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BKD, LLP
Accountancy firm EIN2013-12-31440160260
2012 : HERRIN-GEAR 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$120
Total income from all sources (including contributions)2012-12-31$993,430
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$369,026
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$321,507
Value of total corrective distributions2012-12-31$16,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$434,446
Value of total assets at end of year2012-12-31$5,725,643
Value of total assets at beginning of year2012-12-31$5,101,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$30,599
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$345,624
Participant contributions at end of year2012-12-31$4,759
Participant contributions at beginning of year2012-12-31$2,441
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,822
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$4,996
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$624,404
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,725,643
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,101,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,529,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,861,861
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$99,631
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$102,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$102,851
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$87,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$132,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$558,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$84,000
Employer contributions (assets) at beginning of year2012-12-31$2,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$321,507
Contract administrator fees2012-12-31$30,599
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BKD, LLP
Accountancy firm EIN2012-12-31440160260
2011 : HERRIN-GEAR 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$120
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$327,773
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$318,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$271,688
Value of total corrective distributions2011-12-31$4,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$408,014
Value of total assets at end of year2011-12-31$5,101,359
Value of total assets at beginning of year2011-12-31$5,092,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$42,512
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$324,014
Participant contributions at end of year2011-12-31$2,441
Participant contributions at beginning of year2011-12-31$5,413
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$9,016
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,101,239
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,092,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,861,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,893,747
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$102,851
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$30,469
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$30,469
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$132,206
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$128,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-80,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$84,000
Employer contributions (assets) at end of year2011-12-31$2,000
Employer contributions (assets) at beginning of year2011-12-31$34,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$271,688
Contract administrator fees2011-12-31$42,512
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BDK, LLP
Accountancy firm EIN2011-12-31440160260
2010 : HERRIN-GEAR 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$861,887
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$445,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$401,116
Value of total corrective distributions2010-12-31$4,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$347,017
Value of total assets at end of year2010-12-31$5,092,223
Value of total assets at beginning of year2010-12-31$4,675,645
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$39,876
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$607
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$293,063
Participant contributions at end of year2010-12-31$5,413
Participant contributions at beginning of year2010-12-31$1,996
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$11,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$416,578
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,092,223
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,675,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$39,269
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,893,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,506,549
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$30,469
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$30,888
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$30,888
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$128,594
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$136,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$514,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$42,000
Employer contributions (assets) at end of year2010-12-31$34,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$401,116
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BKD, LLP
Accountancy firm EIN2010-12-31440160260

Form 5500 Responses for HERRIN-GEAR 401(K) RETIREMENT PLAN

2020: HERRIN-GEAR 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HERRIN-GEAR 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HERRIN-GEAR 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HERRIN-GEAR 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HERRIN-GEAR 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HERRIN-GEAR 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HERRIN-GEAR 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HERRIN-GEAR 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HERRIN-GEAR 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HERRIN-GEAR 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HERRIN-GEAR 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HERRIN-GEAR 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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