401k Plan data: GRAHAM ROOFING, INC. 401(K) PLAN plan

GRAHAM ROOFING, INC. 401(K) PLAN 401k Plan overview

Plan Name	GRAHAM ROOFING, INC. 401(K) PLAN
Plan identification number	001

GRAHAM ROOFING, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GRAHAM ROOFING, INC. has sponsored the creation of one or more 401k plans.

Company Name: GRAHAM ROOFING, INC.

Employer identification number (EIN): 640512412

NAIC Classification: 238100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GRAHAM ROOFING, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 SUZANNE RICHARDSON 2024-06-14
001 2022-01-01 SUZANNE RICHARDSON 2023-05-30
001 2021-01-01 SUZANNE RICHARDSON 2022-07-18
001 2020-01-01 SUZANNE RICHARDSON 2021-07-30
001 2019-01-01 SUZANNE RICHARDSON 2020-07-30
001 2018-01-01 SUZANNE RICHARDSON 2019-06-07 SUZANNE RICHARDSON 2019-06-07
001 2017-01-01 SUZANNE RICHARDSON
001 2016-01-01 SUZANNE RICHARDSON
001 2015-01-01 RALPH W. HOOKS JR.
001 2014-01-01 SUZANNE RICHARDSON
001 2013-01-01 SUZANNE RICHARDSON
001 2012-01-01 SUZANNE RICHARDSON SUZANNE RICHARDSON 2013-10-10
001 2010-01-01 SUZANNE RICHARDSON 2011-07-13 SUZANNE RICHARDSON 2011-07-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	SUZANNE RICHARDSON	2024-06-14
001	2022-01-01	SUZANNE RICHARDSON	2023-05-30
001	2021-01-01	SUZANNE RICHARDSON	2022-07-18
001	2020-01-01	SUZANNE RICHARDSON	2021-07-30
001	2019-01-01	SUZANNE RICHARDSON	2020-07-30
001	2018-01-01	SUZANNE RICHARDSON	2019-06-07	SUZANNE RICHARDSON	2019-06-07
001	2017-01-01	SUZANNE RICHARDSON
001	2016-01-01	SUZANNE RICHARDSON
001	2015-01-01	RALPH W. HOOKS JR.
001	2014-01-01	SUZANNE RICHARDSON
001	2013-01-01	SUZANNE RICHARDSON
001	2012-01-01	SUZANNE RICHARDSON		SUZANNE RICHARDSON	2013-10-10
001	2010-01-01	SUZANNE RICHARDSON	2011-07-13	SUZANNE RICHARDSON	2011-07-13

Plan Statistics for GRAHAM ROOFING, INC. 401(K) PLAN

401k plan membership statisitcs for GRAHAM ROOFING, INC. 401(K) PLAN

Measure Date Value
2017: GRAHAM ROOFING, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 59
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 51
Number of other retired or separated participants entitled to future benefits 2017-01-01 5
Total of all active and inactive participants 2017-01-01 56
Total participants 2017-01-01 56
Number of participants with account balances 2017-01-01 34
2016: GRAHAM ROOFING, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 65
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 55
Number of other retired or separated participants entitled to future benefits 2016-01-01 4
Total of all active and inactive participants 2016-01-01 59
Total participants 2016-01-01 59
Number of participants with account balances 2016-01-01 33
2015: GRAHAM ROOFING, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 57
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 61
Number of other retired or separated participants entitled to future benefits 2015-01-01 4
Total of all active and inactive participants 2015-01-01 65
Total participants 2015-01-01 65
Number of participants with account balances 2015-01-01 32
2014: GRAHAM ROOFING, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 51
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 53
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 4
Total of all active and inactive participants 2014-01-01 57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 57
Number of participants with account balances 2014-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: GRAHAM ROOFING, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 58
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 48
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 3
Total of all active and inactive participants 2013-01-01 51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 51
Number of participants with account balances 2013-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: GRAHAM ROOFING, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 52
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 56
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 58
Number of participants with account balances 2012-01-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2017: GRAHAM ROOFING, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	59
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	51
Number of other retired or separated participants entitled to future benefits	2017-01-01	5
Total of all active and inactive participants	2017-01-01	56
Total participants	2017-01-01	56
Number of participants with account balances	2017-01-01	34
2016: GRAHAM ROOFING, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	65
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	55
Number of other retired or separated participants entitled to future benefits	2016-01-01	4
Total of all active and inactive participants	2016-01-01	59
Total participants	2016-01-01	59
Number of participants with account balances	2016-01-01	33
2015: GRAHAM ROOFING, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	57
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	61
Number of other retired or separated participants entitled to future benefits	2015-01-01	4
Total of all active and inactive participants	2015-01-01	65
Total participants	2015-01-01	65
Number of participants with account balances	2015-01-01	32
2014: GRAHAM ROOFING, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	51
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	53
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	4
Total of all active and inactive participants	2014-01-01	57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	57
Number of participants with account balances	2014-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: GRAHAM ROOFING, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	58
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	48
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	3
Total of all active and inactive participants	2013-01-01	51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	51
Number of participants with account balances	2013-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: GRAHAM ROOFING, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	52
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	56
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	58
Number of participants with account balances	2012-01-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on GRAHAM ROOFING, INC. 401(K) PLAN

Measure	Date	Value
2017 : GRAHAM ROOFING, INC. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$422,488
Expenses. Total of all expenses incurred	2017-12-31	$277,249
Benefits paid (including direct rollovers)	2017-12-31	$275,086
Total plan assets at end of year	2017-12-31	$2,009,531
Total plan assets at beginning of year	2017-12-31	$1,864,292
Value of fidelity bond covering the plan	2017-12-31	$150,000
Total contributions received or receivable from participants	2017-12-31	$59,041
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$298,360
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$145,239
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,009,531
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,864,292
Assets. Value of participant loans	2017-12-31	$108,501
Total contributions received or receivable from employer(s)	2017-12-31	$65,087
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$2,163
2016 : GRAHAM ROOFING, INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$198,564
Expenses. Total of all expenses incurred	2016-12-31	$28,860
Benefits paid (including direct rollovers)	2016-12-31	$28,642
Total plan assets at end of year	2016-12-31	$1,864,292
Total plan assets at beginning of year	2016-12-31	$1,694,588
Value of fidelity bond covering the plan	2016-12-31	$150,000
Total contributions received or receivable from participants	2016-12-31	$82,729
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$90,599
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$169,704
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,864,292
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,694,588
Assets. Value of participant loans	2016-12-31	$100,876
Total contributions received or receivable from employer(s)	2016-12-31	$25,236
Value of certain deemed distributions of participant loans	2016-12-31	$-1,057
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$1,275
2015 : GRAHAM ROOFING, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$71,288
Expenses. Total of all expenses incurred	2015-12-31	$59,156
Benefits paid (including direct rollovers)	2015-12-31	$56,643
Total plan assets at end of year	2015-12-31	$1,694,588
Total plan assets at beginning of year	2015-12-31	$1,682,456
Value of fidelity bond covering the plan	2015-12-31	$150,000
Total contributions received or receivable from participants	2015-12-31	$62,391
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$12,294
Other income received	2015-12-31	$-51,291
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$12,132
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,694,588
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,682,456
Assets. Value of participant loans	2015-12-31	$122,511
Total contributions received or receivable from employer(s)	2015-12-31	$47,894
Value of certain deemed distributions of participant loans	2015-12-31	$1,044
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$1,469
2014 : GRAHAM ROOFING, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$126,030
Expenses. Total of all expenses incurred	2014-12-31	$45,921
Benefits paid (including direct rollovers)	2014-12-31	$40,826
Total plan assets at end of year	2014-12-31	$1,682,456
Total plan assets at beginning of year	2014-12-31	$1,602,347
Value of fidelity bond covering the plan	2014-12-31	$150,000
Total contributions received or receivable from participants	2014-12-31	$55,692
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$69,861
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$80,109
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,682,456
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,602,347
Assets. Value of participant loans	2014-12-31	$93,509
Total contributions received or receivable from employer(s)	2014-12-31	$477
Value of certain deemed distributions of participant loans	2014-12-31	$13
Value of corrective distributions	2014-12-31	$3,587
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$1,495
2013 : GRAHAM ROOFING, INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$326,732
Expenses. Total of all expenses incurred	2013-12-31	$227,835
Benefits paid (including direct rollovers)	2013-12-31	$226,697
Total plan assets at end of year	2013-12-31	$1,602,347
Total plan assets at beginning of year	2013-12-31	$1,503,450
Value of fidelity bond covering the plan	2013-12-31	$150,000
Total contributions received or receivable from participants	2013-12-31	$61,510
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$213,774
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$98,897
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,602,347
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,503,450
Assets. Value of participant loans	2013-12-31	$68,720
Total contributions received or receivable from employer(s)	2013-12-31	$51,448
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,138
2012 : GRAHAM ROOFING, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$234,002
Expenses. Total of all expenses incurred	2012-12-31	$108,463
Benefits paid (including direct rollovers)	2012-12-31	$108,112
Total plan assets at end of year	2012-12-31	$1,503,450
Total plan assets at beginning of year	2012-12-31	$1,377,911
Value of fidelity bond covering the plan	2012-12-31	$150,000
Total contributions received or receivable from participants	2012-12-31	$50,947
Other income received	2012-12-31	$178,073
Net income (gross income less expenses)	2012-12-31	$125,539
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,503,450
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,377,911
Assets. Value of participant loans	2012-12-31	$69,735
Total contributions received or receivable from employer(s)	2012-12-31	$4,982
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$351
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0

Form 5500 Responses for GRAHAM ROOFING, INC. 401(K) PLAN

2017: GRAHAM ROOFING, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GRAHAM ROOFING, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GRAHAM ROOFING, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GRAHAM ROOFING, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GRAHAM ROOFING, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GRAHAM ROOFING, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GRAHAM ROOFING, INC.
Employer identification number (EIN):	640512412
NAIC Classification:	238100