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RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameRAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST
Plan identification number 001

RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RAWLINGS BROKERAGE CO has sponsored the creation of one or more 401k plans.

Company Name:RAWLINGS BROKERAGE CO
Employer identification number (EIN):640627799
NAIC Classification:523130
NAIC Description:Commodity Contracts Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-07-01KENNON SINGLEY2024-09-23 KENNON SINGLEY2024-09-23
0012022-07-01KENNON SINGLEY2023-12-31 KENNON SINGLEY2023-12-31
0012021-07-01KENNON SINGLEY2022-12-02
0012020-07-01KENNON SINGLEY2021-09-28 KENNON SINGLEY2021-09-28
0012019-07-01KENNON SINGLEY2020-09-09 KENNON SINGLEY2020-09-09
0012018-07-01KENNON SINGLEY2020-01-28 KENNON SINGLEY2020-01-28
0012017-07-01KENNON SINGLEY2018-10-08 KENNON SINGLEY2018-10-08
0012016-07-01JAMES W RAWLINGS JAMES W RAWLINGS2017-09-12
0012015-07-01JAMES W RAWLINGS JAMES W RAWLINGS2016-10-15
0012014-07-01JAMES W RAWLINGS JAMES W RAWLINGS2015-09-10
0012013-07-01JAMES W RAWLINGS JAMES W RAWLINGS2014-09-02
0012012-07-01JAMES W RAWLINGS JAMES W RAWLINGS2013-08-21
0012011-07-01JAMES W RAWLINGS2012-08-16 JAMES W RAWLINGS2012-08-16

Financial Data on RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST

Measure Date Value
2025 : RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 2025 401k financial data
Total expenses incurred by plan in this plan year2025-11-17174780
Net assets as of the end of the plan year2025-11-173042186
Total assets as of the beginning of the plan year2025-11-172779132
Participant contributions to plan in this plan year2025-11-1717872
Other expenses paid from plan in this plan year2025-11-17200
Other income to plan in this plan year2025-11-17405340
Plan net income in this plan year2025-11-17263054
Net assets as of the end of the plan year2025-11-173042186
Net assets as of the beginning of the plan year2025-11-172779132
Employer contributions to plan in this plan year2025-11-1714622
2024 : RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 2024 401k financial data
Total expenses incurred by plan in this plan year2024-09-26135050
Net assets as of the end of the plan year2024-09-262779132
Total assets as of the beginning of the plan year2024-09-262525604
Participant contributions to plan in this plan year2024-09-2617625
Other income to plan in this plan year2024-09-26357633
Plan net income in this plan year2024-09-26253528
Net assets as of the end of the plan year2024-09-262779132
Net assets as of the beginning of the plan year2024-09-262525604
Employer contributions to plan in this plan year2024-09-2613320
2023 : RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 2023 401k financial data
Total expenses incurred by plan in this plan year2023-01-23165262
Net assets as of the end of the plan year2023-01-232381663
Total assets as of the beginning of the plan year2023-01-232878719
Value of plan covered by a fidelity bond2023-01-23500000
Participant contributions to plan in this plan year2023-01-2314328
Other income to plan in this plan year2023-01-23-375780
Plan net income in this plan year2023-01-23-497056
Net assets as of the end of the plan year2023-01-232381663
Net assets as of the beginning of the plan year2023-01-232878719
Employer contributions to plan in this plan year2023-01-2329658
2017 : RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total income from all sources2017-06-30$384,557
Expenses. Total of all expenses incurred2017-06-30$126,367
Benefits paid (including direct rollovers)2017-06-30$126,367
Total plan assets at end of year2017-06-30$2,604,297
Total plan assets at beginning of year2017-06-30$2,346,107
Total contributions received or receivable from participants2017-06-30$22,661
Other income received2017-06-30$300,379
Net income (gross income less expenses)2017-06-30$258,190
Net plan assets at end of year (total assets less liabilities)2017-06-30$2,604,297
Net plan assets at beginning of year (total assets less liabilities)2017-06-30$2,346,107
Total contributions received or receivable from employer(s)2017-06-30$61,517
2016 : RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total income from all sources2016-06-30$101,016
Total plan assets at end of year2016-06-30$2,346,107
Total plan assets at beginning of year2016-06-30$2,245,091
Total contributions received or receivable from participants2016-06-30$43,478
Other income received2016-06-30$1,446
Net income (gross income less expenses)2016-06-30$101,016
Net plan assets at end of year (total assets less liabilities)2016-06-30$2,346,107
Net plan assets at beginning of year (total assets less liabilities)2016-06-30$2,245,091
Total contributions received or receivable from employer(s)2016-06-30$56,092
2015 : RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total income from all sources2015-06-30$160,939
Total plan assets at end of year2015-06-30$2,245,091
Total plan assets at beginning of year2015-06-30$2,084,152
Total contributions received or receivable from participants2015-06-30$23,248
Other income received2015-06-30$72,937
Net income (gross income less expenses)2015-06-30$160,939
Net plan assets at end of year (total assets less liabilities)2015-06-30$2,245,091
Net plan assets at beginning of year (total assets less liabilities)2015-06-30$2,084,152
Total contributions received or receivable from employer(s)2015-06-30$64,754
2014 : RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total income from all sources2014-06-30$310,143
Total plan assets at end of year2014-06-30$2,084,152
Total plan assets at beginning of year2014-06-30$1,774,009
Total contributions received or receivable from participants2014-06-30$20,910
Other income received2014-06-30$229,983
Net income (gross income less expenses)2014-06-30$310,143
Net plan assets at end of year (total assets less liabilities)2014-06-30$2,084,152
Net plan assets at beginning of year (total assets less liabilities)2014-06-30$1,774,009
Total contributions received or receivable from employer(s)2014-06-30$59,250
2013 : RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total income from all sources2013-06-30$141,133
Total plan assets at end of year2013-06-30$1,774,009
Total plan assets at beginning of year2013-06-30$1,632,876
Total contributions received or receivable from participants2013-06-30$13,247
Other income received2013-06-30$76,570
Net income (gross income less expenses)2013-06-30$141,133
Net plan assets at end of year (total assets less liabilities)2013-06-30$1,774,009
Net plan assets at beginning of year (total assets less liabilities)2013-06-30$1,632,876
Total contributions received or receivable from employer(s)2013-06-30$51,316

Form 5500 Responses for RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST

2016: RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: RAWLINGS BROKERAGE COMPANY PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number458612
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number458612
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number458612
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number458612
Policy instance 1

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