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SOUTHWEST SECURITY, INC. 401(K) PLAN 401k Plan overview

Plan NameSOUTHWEST SECURITY, INC. 401(K) PLAN
Plan identification number 002

SOUTHWEST SECURITY, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SOUTHWEST SECURITY, INC. has sponsored the creation of one or more 401k plans.

Company Name:SOUTHWEST SECURITY, INC.
Employer identification number (EIN):640639663
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about SOUTHWEST SECURITY, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1987-11-23
Company Identification Number: K05193
Legal Registered Office Address: 441 DEL PRADO BLVD.

CAPE CORAL

33909

More information about SOUTHWEST SECURITY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWEST SECURITY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022019-01-01
0022018-01-01
0022017-01-01JAMES BIGLANE JAMES BIGLANE2018-08-03
0022016-01-01ADRIAN SANDEL ADRIAN SANDEL2017-10-10
0022015-01-01ADRIAN SANDEL ADRIAN SANDEL2016-10-14
0022014-01-01ADRIAN SANDEL ADRIAN SANDEL2015-10-13
0022013-01-01JAMES BIGLANE2014-07-22 JAMES BIGLANE2014-07-22
0022012-01-01JAMES BIGLANE2013-05-02 JAMES BIGLANE2013-05-02
0022011-01-01JAMES BIGLANE2012-05-15 JAMES BIGLANE2012-05-15
0022010-01-01JAMES BIGLANE2011-06-22 JAMES BIGLANE2011-06-22

Plan Statistics for SOUTHWEST SECURITY, INC. 401(K) PLAN

401k plan membership statisitcs for SOUTHWEST SECURITY, INC. 401(K) PLAN

Measure Date Value
2022: SOUTHWEST SECURITY, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01135
Total number of active participants reported on line 7a of the Form 55002022-01-01105
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0120
Total of all active and inactive participants2022-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01125
Number of participants with account balances2022-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: SOUTHWEST SECURITY, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01146
Total number of active participants reported on line 7a of the Form 55002021-01-01106
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0129
Total of all active and inactive participants2021-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01135
Number of participants with account balances2021-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-017
2020: SOUTHWEST SECURITY, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01153
Total number of active participants reported on line 7a of the Form 55002020-01-01127
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0119
Total of all active and inactive participants2020-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01146
Number of participants with account balances2020-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: SOUTHWEST SECURITY, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01160
Total number of active participants reported on line 7a of the Form 55002019-01-01129
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0124
Total of all active and inactive participants2019-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01153
Number of participants with account balances2019-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: SOUTHWEST SECURITY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01152
Total number of active participants reported on line 7a of the Form 55002018-01-01135
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0122
Total of all active and inactive participants2018-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01158
Number of participants with account balances2018-01-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: SOUTHWEST SECURITY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01148
Total number of active participants reported on line 7a of the Form 55002017-01-01135
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0116
Total of all active and inactive participants2017-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01152
Number of participants with account balances2017-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: SOUTHWEST SECURITY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01150
Total number of active participants reported on line 7a of the Form 55002016-01-01129
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0115
Total of all active and inactive participants2016-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01145
Number of participants with account balances2016-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: SOUTHWEST SECURITY, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01156
Total number of active participants reported on line 7a of the Form 55002015-01-01135
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01150
Number of participants with account balances2015-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: SOUTHWEST SECURITY, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01142
Total number of active participants reported on line 7a of the Form 55002014-01-01123
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0114
Total of all active and inactive participants2014-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01137
Number of participants with account balances2014-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016

Financial Data on SOUTHWEST SECURITY, INC. 401(K) PLAN

Measure Date Value
2022 : SOUTHWEST SECURITY, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,875
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,875
Total income from all sources (including contributions)2022-12-31$-1,097,117
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,122,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,056,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$589,038
Value of total assets at end of year2022-12-31$6,253,066
Value of total assets at beginning of year2022-12-31$8,472,397
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$66,158
Total interest from all sources2022-12-31$4,786
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$66,158
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$365,137
Participant contributions at end of year2022-12-31$46,430
Participant contributions at beginning of year2022-12-31$74,761
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$74,631
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$2,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$2,875
Total non interest bearing cash at end of year2022-12-31$17,080
Total non interest bearing cash at beginning of year2022-12-31$6,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,219,331
Value of net assets at end of year (total assets less liabilities)2022-12-31$6,250,191
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,469,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$5,990,823
Value of interest in pooled separate accounts at beginning of year2022-12-31$8,218,006
Interest on participant loans2022-12-31$2,787
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$1,999
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$198,733
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$173,178
Net investment gain/loss from pooled separate accounts2022-12-31$-1,690,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$149,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,056,056
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31SILAS SIMMONS, LLP
Accountancy firm EIN2022-12-31640319291
2021 : SOUTHWEST SECURITY, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,875
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,875
Total income from all sources (including contributions)2021-12-31$1,829,119
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,305,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,223,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$573,082
Value of total assets at end of year2021-12-31$8,472,397
Value of total assets at beginning of year2021-12-31$7,949,058
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$81,817
Total interest from all sources2021-12-31$5,180
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$381,813
Participant contributions at end of year2021-12-31$74,761
Participant contributions at beginning of year2021-12-31$88,257
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$22,923
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$2,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$2,875
Total non interest bearing cash at end of year2021-12-31$6,452
Total non interest bearing cash at beginning of year2021-12-31$6,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$523,339
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,469,522
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$7,946,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$8,218,006
Value of interest in pooled separate accounts at beginning of year2021-12-31$7,768,843
Interest on participant loans2021-12-31$3,912
Interest earned on other investments2021-12-31$1,268
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$173,178
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$85,506
Net investment gain/loss from pooled separate accounts2021-12-31$1,250,857
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$168,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,223,963
Contract administrator fees2021-12-31$81,817
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31SILAS SIMMONS, LLP
Accountancy firm EIN2021-12-31640319291
2020 : SOUTHWEST SECURITY, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,875
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,875
Total income from all sources (including contributions)2020-12-31$1,893,216
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$543,947
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$479,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$558,834
Value of total assets at end of year2020-12-31$7,949,058
Value of total assets at beginning of year2020-12-31$6,599,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$64,360
Total interest from all sources2020-12-31$6,474
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$390,976
Participant contributions at end of year2020-12-31$88,257
Participant contributions at beginning of year2020-12-31$126,310
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,778
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$2,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$2,875
Total non interest bearing cash at end of year2020-12-31$6,452
Total non interest bearing cash at beginning of year2020-12-31$6,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,349,269
Value of net assets at end of year (total assets less liabilities)2020-12-31$7,946,183
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,596,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$7,768,843
Value of interest in pooled separate accounts at beginning of year2020-12-31$6,395,595
Interest on participant loans2020-12-31$5,387
Interest earned on other investments2020-12-31$1,087
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$85,506
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$71,432
Net investment gain/loss from pooled separate accounts2020-12-31$1,327,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$165,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$479,587
Contract administrator fees2020-12-31$64,360
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SILAS SIMMONS, LLP
Accountancy firm EIN2020-12-31640319291
2019 : SOUTHWEST SECURITY, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,875
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,875
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,875
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,875
Total income from all sources (including contributions)2019-12-31$1,766,068
Total income from all sources (including contributions)2019-12-31$1,766,068
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$332,276
Total of all expenses incurred2019-12-31$332,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$293,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$293,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$530,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$530,053
Value of total assets at end of year2019-12-31$6,599,789
Value of total assets at end of year2019-12-31$6,599,789
Value of total assets at beginning of year2019-12-31$5,165,997
Value of total assets at beginning of year2019-12-31$5,165,997
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$38,817
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$38,817
Total interest from all sources2019-12-31$8,617
Total interest from all sources2019-12-31$8,617
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$370,625
Contributions received from participants2019-12-31$370,625
Participant contributions at end of year2019-12-31$126,310
Participant contributions at end of year2019-12-31$126,310
Participant contributions at beginning of year2019-12-31$177,879
Participant contributions at beginning of year2019-12-31$177,879
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$2,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$2,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$2,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$2,875
Total non interest bearing cash at end of year2019-12-31$6,452
Total non interest bearing cash at end of year2019-12-31$6,452
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,433,792
Value of net income/loss2019-12-31$1,433,792
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,596,914
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,596,914
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,163,122
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,163,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$6,395,595
Value of interest in pooled separate accounts at end of year2019-12-31$6,395,595
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,899,027
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,899,027
Interest on participant loans2019-12-31$7,558
Interest on participant loans2019-12-31$7,558
Income. Interest from loans (other than to participants)2019-12-31$1,059
Income. Interest from loans (other than to participants)2019-12-31$1,059
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$71,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$71,432
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$89,091
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$89,091
Net investment gain/loss from pooled separate accounts2019-12-31$1,227,398
Net investment gain/loss from pooled separate accounts2019-12-31$1,227,398
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$159,428
Contributions received in cash from employer2019-12-31$159,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$293,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$293,459
Contract administrator fees2019-12-31$38,817
Contract administrator fees2019-12-31$38,817
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SILAS SIMMONS, LLP
Accountancy firm name2019-12-31SILAS SIMMONS, LLP
Accountancy firm EIN2019-12-31640319291
Accountancy firm EIN2019-12-31640319291
2018 : SOUTHWEST SECURITY, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,875
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,875
Total income from all sources (including contributions)2018-12-31$190,256
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$334,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$305,445
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$486,829
Value of total assets at end of year2018-12-31$5,165,997
Value of total assets at beginning of year2018-12-31$5,310,075
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$28,889
Total interest from all sources2018-12-31$9,305
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$332,845
Participant contributions at end of year2018-12-31$177,879
Participant contributions at beginning of year2018-12-31$181,303
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,577
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$2,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$2,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-144,078
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,163,122
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,307,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$4,899,027
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,124,490
Income. Interest from loans (other than to participants)2018-12-31$9,305
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$89,091
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$4,282
Net investment gain/loss from pooled separate accounts2018-12-31$-305,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$149,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$305,445
Contract administrator fees2018-12-31$28,889
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SILAS SIMMONS, LLP
Accountancy firm EIN2018-12-31640319291
2017 : SOUTHWEST SECURITY, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,875
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,330
Total income from all sources (including contributions)2017-12-31$1,208,920
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$569,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$542,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$470,402
Value of total assets at end of year2017-12-31$5,310,075
Value of total assets at beginning of year2017-12-31$4,669,895
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$27,101
Total interest from all sources2017-12-31$8,430
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$309,436
Participant contributions at end of year2017-12-31$181,303
Participant contributions at beginning of year2017-12-31$235,151
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$18,288
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$2,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$2,330
Other income not declared elsewhere2017-12-31$371
Administrative expenses (other) incurred2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$639,635
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,307,200
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,667,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$5,124,490
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,430,462
Income. Interest from loans (other than to participants)2017-12-31$8,430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,282
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,282
Net investment gain/loss from pooled separate accounts2017-12-31$729,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$142,678
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$542,184
Contract administrator fees2017-12-31$27,101
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SILAS SIMMONS, LLP
Accountancy firm EIN2017-12-31640319291
2016 : SOUTHWEST SECURITY, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,330
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$15,933
Total income from all sources (including contributions)2016-12-31$781,701
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$248,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$221,790
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$527,399
Value of total assets at end of year2016-12-31$4,669,895
Value of total assets at beginning of year2016-12-31$4,150,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$26,985
Total interest from all sources2016-12-31$6,108
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$1,500
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$317,066
Participant contributions at end of year2016-12-31$235,151
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$63,794
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$2,330
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$15,933
Other income not declared elsewhere2016-12-31$824
Administrative expenses (other) incurred2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$532,926
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,667,565
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,134,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$25,485
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,146,728
Value of interest in pooled separate accounts at end of year2016-12-31$4,430,462
Interest on participant loans2016-12-31$6,108
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,282
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,844
Net investment gain/loss from pooled separate accounts2016-12-31$247,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$146,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$221,790
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SILAS SIMMONS, LLP
Accountancy firm EIN2016-12-31640319291
2015 : SOUTHWEST SECURITY, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$15,933
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$14,298
Total income from all sources (including contributions)2015-12-31$473,699
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$168,828
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$144,597
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$468,516
Value of total assets at end of year2015-12-31$4,150,572
Value of total assets at beginning of year2015-12-31$3,844,066
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$24,231
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$289,994
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$43,007
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$15,933
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$14,298
Other income not declared elsewhere2015-12-31$802
Administrative expenses (other) incurred2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$304,871
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,134,639
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,829,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$24,231
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,146,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,836,861
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,844
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$7,205
Net investment gain/loss from pooled separate accounts2015-12-31$4,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$135,515
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$144,597
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SILAS SIMMONS, LLP
Accountancy firm EIN2015-12-31640319291
2014 : SOUTHWEST SECURITY, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$14,298
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$934,055
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$275,646
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$241,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$725,697
Value of total assets at end of year2014-12-31$3,844,066
Value of total assets at beginning of year2014-12-31$3,171,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$33,830
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$257,755
Participant contributions at beginning of year2014-12-31$7,529
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$345,764
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$14,298
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$358
Administrative expenses (other) incurred2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$658,409
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,829,768
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,171,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$33,830
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,836,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,152,861
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$7,205
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$7,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$208,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$122,178
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$3,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$241,816
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SILAS SIMMONS, LLP
Accountancy firm EIN2014-12-31640319291

Form 5500 Responses for SOUTHWEST SECURITY, INC. 401(K) PLAN

2022: SOUTHWEST SECURITY, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SOUTHWEST SECURITY, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SOUTHWEST SECURITY, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SOUTHWEST SECURITY, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SOUTHWEST SECURITY, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SOUTHWEST SECURITY, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOUTHWEST SECURITY, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOUTHWEST SECURITY, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOUTHWEST SECURITY, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54898
Policy instance 1
Insurance contract or identification number54898
Number of Individuals Covered118
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $35,102
Total amount of fees paid to insurance companyUSD $687
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,102
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54898
Policy instance 1
Insurance contract or identification number54898
Number of Individuals Covered123
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $41,433
Total amount of fees paid to insurance companyUSD $4,194
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $41,433
Insurance broker organization code?3
Amount paid for insurance broker fees4194
Additional information about fees paid to insurance brokerTPA FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54898
Policy instance 1
Insurance contract or identification number54898
Number of Individuals Covered135
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $31,922
Total amount of fees paid to insurance companyUSD $3,251
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,922
Insurance broker organization code?3
Amount paid for insurance broker fees3251
Additional information about fees paid to insurance brokerTPA FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54898
Policy instance 1
Insurance contract or identification number54898
Number of Individuals Covered140
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $29,311
Total amount of fees paid to insurance companyUSD $2,948
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $29,311
Insurance broker organization code?3
Amount paid for insurance broker fees2948
Additional information about fees paid to insurance brokerTPA FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54898
Policy instance 1
Insurance contract or identification number54898
Number of Individuals Covered144
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $27,376
Total amount of fees paid to insurance companyUSD $4,964
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,032
Insurance broker organization code?3
Amount paid for insurance broker fees4964
Additional information about fees paid to insurance brokerTPA FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54898
Policy instance 1
Insurance contract or identification number54898
Number of Individuals Covered138
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $24,102
Total amount of fees paid to insurance companyUSD $2,261
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,572
Insurance broker organization code?3
Amount paid for insurance broker fees2261
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameSTEVENS DOWD & COMPANY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54898
Policy instance 1
Insurance contract or identification number54898
Number of Individuals Covered131
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $24,832
Total amount of fees paid to insurance companyUSD $1,736
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $15,911
Insurance broker organization code?3
Amount paid for insurance broker fees1736
Additional information about fees paid to insurance brokerTPA ADMIN FEE
Insurance broker nameSTEVENS DOWD & COMPANY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54898
Policy instance 1
Insurance contract or identification number54898
Number of Individuals Covered130
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $25,509
Total amount of fees paid to insurance companyUSD $1,434
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,080
Insurance broker organization code?3
Amount paid for insurance broker fees1434
Additional information about fees paid to insurance brokerTPA ADMIN FEE
Insurance broker nameSTEVENS DOWD & COMPANY

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