401k Plan data: ELLIS STEEL COMPANY, INC. 401K PLAN plan

ELLIS STEEL COMPANY, INC. 401K PLAN 401k Plan overview

Plan Name	ELLIS STEEL COMPANY, INC. 401K PLAN
Plan identification number	001

ELLIS STEEL COMPANY, INC. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ELLIS STEEL COMPANY, INC has sponsored the creation of one or more 401k plans.

Company Name: ELLIS STEEL COMPANY, INC

Employer identification number (EIN): 640640425

NAIC Classification: 331110
NAIC Description: Iron and Steel Mills and Ferroalloy Manufacturing

Additional information about ELLIS STEEL COMPANY, INC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2007-08-23

Company Identification Number: 0800861584

Legal Registered Office Address: PO BOX 816

WEST POINT
United States of America (USA)
39773

More information about ELLIS STEEL COMPANY, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ELLIS STEEL COMPANY, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 FRANK HOPPER
001 2013-01-01 FRANK HOPPER
001 2012-01-01 FRANK HOPPER
001 2011-01-01 STEPHANIE VANDENBRANDEN
001 2010-01-01 FRANK HOPPER
001 2009-01-01 FRANK HOPPER

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	FRANK HOPPER
001	2013-01-01	FRANK HOPPER
001	2012-01-01	FRANK HOPPER
001	2011-01-01	STEPHANIE VANDENBRANDEN
001	2010-01-01	FRANK HOPPER
001	2009-01-01	FRANK HOPPER

Plan Statistics for ELLIS STEEL COMPANY, INC. 401K PLAN

401k plan membership statisitcs for ELLIS STEEL COMPANY, INC. 401K PLAN

Measure Date Value
2014: ELLIS STEEL COMPANY, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 174
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ELLIS STEEL COMPANY, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 185
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 162
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 11
Total of all active and inactive participants 2013-01-01 174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 174
Number of participants with account balances 2013-01-01 92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3
2012: ELLIS STEEL COMPANY, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 253
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 150
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 14
Total of all active and inactive participants 2012-01-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 166
Number of participants with account balances 2012-01-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: ELLIS STEEL COMPANY, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 188
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 62
Total of all active and inactive participants 2011-01-01 250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 250
Number of participants with account balances 2011-01-01 250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ELLIS STEEL COMPANY, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 193
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 160
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 20
Total of all active and inactive participants 2010-01-01 180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 180
Number of participants with account balances 2010-01-01 258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 5
2009: ELLIS STEEL COMPANY, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 201
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 172
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 15
Total of all active and inactive participants 2009-01-01 187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 187
Number of participants with account balances 2009-01-01 266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2014: ELLIS STEEL COMPANY, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	174
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ELLIS STEEL COMPANY, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	185
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	162
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	11
Total of all active and inactive participants	2013-01-01	174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	174
Number of participants with account balances	2013-01-01	92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3
2012: ELLIS STEEL COMPANY, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	253
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	150
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	14
Total of all active and inactive participants	2012-01-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	166
Number of participants with account balances	2012-01-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: ELLIS STEEL COMPANY, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	188
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	62
Total of all active and inactive participants	2011-01-01	250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	250
Number of participants with account balances	2011-01-01	250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ELLIS STEEL COMPANY, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	193
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	160
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	20
Total of all active and inactive participants	2010-01-01	180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	180
Number of participants with account balances	2010-01-01	258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	5
2009: ELLIS STEEL COMPANY, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	201
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	172
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	15
Total of all active and inactive participants	2009-01-01	187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	187
Number of participants with account balances	2009-01-01	266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on ELLIS STEEL COMPANY, INC. 401K PLAN

Measure	Date	Value
2014 : ELLIS STEEL COMPANY, INC. 401K PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-04-30	$-1,039
Total unrealized appreciation/depreciation of assets	2014-04-30	$-1,039
Total income from all sources (including contributions)	2014-04-30	$1,617
Total of all expenses incurred	2014-04-30	$2,157,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-04-30	$2,157,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-04-30	$0
Value of total assets at end of year	2014-04-30	$0
Value of total assets at beginning of year	2014-04-30	$2,155,466
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-04-30	$0
Total interest from all sources	2014-04-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-04-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-04-30	$0
Administrative expenses professional fees incurred	2014-04-30	$0
Was this plan covered by a fidelity bond	2014-04-30	Yes
Value of fidelity bond cover	2014-04-30	$150,000
If this is an individual account plan, was there a blackout period	2014-04-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-04-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-04-30	No
Contributions received from participants	2014-04-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-04-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-04-30	No
Income. Non cash contributions	2014-04-30	$0
Value of net income/loss	2014-04-30	$-2,155,466
Value of net assets at end of year (total assets less liabilities)	2014-04-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-04-30	$2,155,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-04-30	No
Were any leases to which the plan was party in default or uncollectible	2014-04-30	No
Value of interest in pooled separate accounts at end of year	2014-04-30	$0
Value of interest in pooled separate accounts at beginning of year	2014-04-30	$2,154,426
Interest on participant loans	2014-04-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-04-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-04-30	$1,040
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-04-30	$1,040
Net investment gain/loss from pooled separate accounts	2014-04-30	$2,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-04-30	No
Was there a failure to transmit to the plan any participant contributions	2014-04-30	No
Has the plan failed to provide any benefit when due under the plan	2014-04-30	No
Contributions received in cash from employer	2014-04-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-04-30	$2,157,083
Did the plan have assets held for investment	2014-04-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-04-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-04-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-04-30	Disclaimer
Accountancy firm name	2014-04-30	A.T. WILLIAMS
Accountancy firm EIN	2014-04-30	640617313
2013 : ELLIS STEEL COMPANY, INC. 401K PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$558,557
Total of all expenses incurred	2013-12-31	$226,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$221,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$235,417
Value of total assets at end of year	2013-12-31	$2,155,466
Value of total assets at beginning of year	2013-12-31	$1,823,898
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$5,428
Total interest from all sources	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$150,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$137,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$331,568
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,155,466
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,823,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$2,154,426
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,823,378
Interest on participant loans	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,040
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$520
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$520
Net investment gain/loss from pooled separate accounts	2013-12-31	$323,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$98,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$221,561
Contract administrator fees	2013-12-31	$5,428
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	REA, SHAW, GRIFFIN & STUART, LLP
Accountancy firm EIN	2013-12-31	620295411
2012 : ELLIS STEEL COMPANY, INC. 401K PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$442,968
Total of all expenses incurred	2012-12-31	$89,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$78,207
Value of total corrective distributions	2012-12-31	$4,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$233,423
Value of total assets at end of year	2012-12-31	$1,823,898
Value of total assets at beginning of year	2012-12-31	$1,470,258
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$6,604
Total interest from all sources	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$150,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$140,395
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$353,640
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,823,898
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,470,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$715
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,823,378
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,465,171
Interest on participant loans	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$520
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$5,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$5,087
Net investment gain/loss from pooled separate accounts	2012-12-31	$209,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$93,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$78,207
Contract administrator fees	2012-12-31	$5,889
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	A.T. WILLIAMS
Accountancy firm EIN	2012-12-31	640617313
2011 : ELLIS STEEL COMPANY, INC. 401K PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$70,773
Total of all expenses incurred	2011-12-31	$167,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$138,717
Value of total corrective distributions	2011-12-31	$22,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$126,508
Value of total assets at end of year	2011-12-31	$1,470,237
Value of total assets at beginning of year	2011-12-31	$1,566,678
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$6,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$810
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$100,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$106,239
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-96,441
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,470,237
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,566,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,561,612
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,465,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$5,066
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$5,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$5,066
Net investment gain/loss from pooled separate accounts	2011-12-31	$-55,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$20,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$138,717
Contract administrator fees	2011-12-31	$5,682
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	A. T. WILLIAMS
Accountancy firm EIN	2011-12-31	640617313
2010 : ELLIS STEEL COMPANY, INC. 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$328,165
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$93,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$83,276
Value of total corrective distributions	2010-12-31	$3,892
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$146,627
Value of total assets at end of year	2010-12-31	$1,566,678
Value of total assets at beginning of year	2010-12-31	$1,332,070
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$6,389
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$100,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$124,800
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$234,608
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,566,678
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,332,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,561,612
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,327,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$5,066
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$4,867
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$4,867
Net investment gain/loss from pooled separate accounts	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$21,827
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$83,276
Contract administrator fees	2010-12-31	$6,389
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	A.T. WILLIAMS
Accountancy firm EIN	2010-12-31	640617313
2009 : ELLIS STEEL COMPANY, INC. 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ELLIS STEEL COMPANY, INC. 401K PLAN

2014: ELLIS STEEL COMPANY, INC. 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ELLIS STEEL COMPANY, INC. 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ELLIS STEEL COMPANY, INC. 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ELLIS STEEL COMPANY, INC. 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ELLIS STEEL COMPANY, INC. 401K PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ELLIS STEEL COMPANY, INC. 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ELLIS STEEL COMPANY, INC
Employer identification number (EIN):	640640425
NAIC Classification:	331110
NAIC Description:	Iron and Steel Mills and Ferroalloy Manufacturing

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2007-08-23
Company Identification Number:	0800861584
Legal Registered Office Address:	PO BOX 816 WEST POINT United States of America (USA) 39773