Logo

COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameCOWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. has sponsored the creation of one or more 401k plans.

Company Name:COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC.
Employer identification number (EIN):640791345
NAIC Classification:443141
NAIC Description:Household Appliance Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-09-01JOHN A MALONEY2024-01-30 JOHN A MALONEY2024-01-30
0012021-09-01JOHN A MALONEY2023-01-30 JOHN A MALONEY2023-01-30
0012020-09-01EDWARD C. MALONEY2022-01-18 EDWARD C. MALONEY2022-01-18
0012020-09-01EDWARD C. MALONEY2022-01-18 EDWARD C. MALONEY2022-01-18
0012019-09-01EDWARD C. MALONEY2021-03-03 EDWARD C. MALONEY2021-03-03
0012018-09-01EDWARD C. MALONEY2020-01-29 EDWARD C. MALONEY2020-01-29
0012017-09-01
0012016-09-01
0012015-09-01EDWARD C. MALONEY
0012014-09-01EDWARD C. MALONEY
0012013-09-01EDWARD C. MALONEY EDWARD C. MALONEY2015-02-09
0012012-09-01EDWARD C. MALONEY EDWARD C. MALONEY2014-02-14
0012011-09-01EDWARD C. MALONEY EDWARD C. MALONEY2013-01-31
0012010-09-01EDWARD C. MALONEY EDWARD C. MALONEY2012-01-26
0012009-09-01EDWARD C. MALONEY EDWARD C. MALONEY2011-01-28

Plan Statistics for COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-09-01119
Total number of active participants reported on line 7a of the Form 55002022-09-0188
Number of retired or separated participants receiving benefits2022-09-014
Number of other retired or separated participants entitled to future benefits2022-09-0115
Total of all active and inactive participants2022-09-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-09-010
Total participants2022-09-01107
Number of participants with account balances2022-09-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-09-015
2021: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-09-01132
Total number of active participants reported on line 7a of the Form 55002021-09-0187
Number of retired or separated participants receiving benefits2021-09-0114
Number of other retired or separated participants entitled to future benefits2021-09-0116
Total of all active and inactive participants2021-09-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-09-011
Total participants2021-09-01118
Number of participants with account balances2021-09-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-09-017
2020: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-09-01139
Total number of active participants reported on line 7a of the Form 55002020-09-01109
Number of retired or separated participants receiving benefits2020-09-018
Number of other retired or separated participants entitled to future benefits2020-09-0116
Total of all active and inactive participants2020-09-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-09-010
Total participants2020-09-01133
Number of participants with account balances2020-09-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-09-019
2019: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-09-01138
Total number of active participants reported on line 7a of the Form 55002019-09-01120
Number of retired or separated participants receiving benefits2019-09-017
Number of other retired or separated participants entitled to future benefits2019-09-0114
Total of all active and inactive participants2019-09-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-09-010
Total participants2019-09-01141
Number of participants with account balances2019-09-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-09-014
2018: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-09-01140
Total number of active participants reported on line 7a of the Form 55002018-09-01112
Number of retired or separated participants receiving benefits2018-09-016
Number of other retired or separated participants entitled to future benefits2018-09-0118
Total of all active and inactive participants2018-09-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-09-010
Total participants2018-09-01136
Number of participants with account balances2018-09-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-09-018
2017: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-09-01147
Total number of active participants reported on line 7a of the Form 55002017-09-01110
Number of retired or separated participants receiving benefits2017-09-0110
Number of other retired or separated participants entitled to future benefits2017-09-0114
Total of all active and inactive participants2017-09-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-09-010
Total participants2017-09-01134
Number of participants with account balances2017-09-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-09-016
2016: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-09-01136
Total number of active participants reported on line 7a of the Form 55002016-09-01117
Number of retired or separated participants receiving benefits2016-09-0110
Number of other retired or separated participants entitled to future benefits2016-09-0115
Total of all active and inactive participants2016-09-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-09-010
Total participants2016-09-01142
Number of participants with account balances2016-09-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-09-0112
2015: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-09-01142
Total number of active participants reported on line 7a of the Form 55002015-09-01115
Number of retired or separated participants receiving benefits2015-09-015
Number of other retired or separated participants entitled to future benefits2015-09-0110
Total of all active and inactive participants2015-09-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-09-010
Total participants2015-09-01130
Number of participants with account balances2015-09-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-09-015
2014: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-09-01138
Total number of active participants reported on line 7a of the Form 55002014-09-01117
Number of retired or separated participants receiving benefits2014-09-013
Number of other retired or separated participants entitled to future benefits2014-09-0115
Total of all active and inactive participants2014-09-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-010
Total participants2014-09-01135
Number of participants with account balances2014-09-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-012
2013: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-09-01134
Total number of active participants reported on line 7a of the Form 55002013-09-01107
Number of retired or separated participants receiving benefits2013-09-014
Number of other retired or separated participants entitled to future benefits2013-09-0115
Total of all active and inactive participants2013-09-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-010
Total participants2013-09-01126
Number of participants with account balances2013-09-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-016
2012: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-09-01135
Total number of active participants reported on line 7a of the Form 55002012-09-01106
Number of retired or separated participants receiving benefits2012-09-015
Number of other retired or separated participants entitled to future benefits2012-09-0111
Total of all active and inactive participants2012-09-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-010
Total participants2012-09-01122
Number of participants with account balances2012-09-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-014
2011: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-09-01130
Total number of active participants reported on line 7a of the Form 55002011-09-01105
Number of retired or separated participants receiving benefits2011-09-014
Number of other retired or separated participants entitled to future benefits2011-09-0118
Total of all active and inactive participants2011-09-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-09-010
Total participants2011-09-01127
Number of participants with account balances2011-09-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-09-014
2010: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-09-01138
Total number of active participants reported on line 7a of the Form 55002010-09-01104
Number of retired or separated participants receiving benefits2010-09-015
Number of other retired or separated participants entitled to future benefits2010-09-0115
Total of all active and inactive participants2010-09-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-09-010
Total participants2010-09-01124
Number of participants with account balances2010-09-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-09-015
2009: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-09-01131
Total number of active participants reported on line 7a of the Form 55002009-09-01105
Number of retired or separated participants receiving benefits2009-09-015
Number of other retired or separated participants entitled to future benefits2009-09-0113
Total of all active and inactive participants2009-09-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-09-010
Total participants2009-09-01123
Number of participants with account balances2009-09-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-09-0110

Financial Data on COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-08-31$20,746
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-08-31$13,567
Total income from all sources (including contributions)2023-08-31$708,251
Total loss/gain on sale of assets2023-08-31$0
Total of all expenses incurred2023-08-31$2,077,487
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-08-31$2,001,675
Value of total corrective distributions2023-08-31$20,746
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-08-31$291,890
Value of total assets at end of year2023-08-31$5,026,237
Value of total assets at beginning of year2023-08-31$6,388,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-08-31$55,066
Total interest from all sources2023-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2023-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-08-31No
Was this plan covered by a fidelity bond2023-08-31Yes
Value of fidelity bond cover2023-08-31$3,000,000
If this is an individual account plan, was there a blackout period2023-08-31No
Were there any nonexempt tranactions with any party-in-interest2023-08-31No
Contributions received from participants2023-08-31$240,832
Participant contributions at end of year2023-08-31$5,494
Participant contributions at beginning of year2023-08-31$6,363
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-08-31$20,746
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-08-31$13,567
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-08-31No
Value of net income/loss2023-08-31$-1,369,236
Value of net assets at end of year (total assets less liabilities)2023-08-31$5,005,491
Value of net assets at beginning of year (total assets less liabilities)2023-08-31$6,374,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-08-31No
Were any leases to which the plan was party in default or uncollectible2023-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-08-31$4,245,037
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-08-31$5,547,408
Value of interest in common/collective trusts at end of year2023-08-31$53,833
Value of interest in common/collective trusts at beginning of year2023-08-31$744
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-08-31$45,042
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-08-31$69,791
Expenses. Payments to insurance carriers foe the provision of benefits2023-08-31$27,900
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-08-31$416,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-08-31No
Was there a failure to transmit to the plan any participant contributions2023-08-31Yes
Has the plan failed to provide any benefit when due under the plan2023-08-31No
Contributions received in cash from employer2023-08-31$51,058
Employer contributions (assets) at end of year2023-08-31$56,831
Employer contributions (assets) at beginning of year2023-08-31$148,588
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-08-31$1,973,775
Contract administrator fees2023-08-31$55,066
Assets. Corporate common stocks other than exployer securities at end of year2023-08-31$620,000
Assets. Corporate common stocks other than exployer securities at beginning of year2023-08-31$615,400
Did the plan have assets held for investment2023-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-08-31No
Opinion of an independent qualified public accountant for this plan2023-08-31Unqualified
Accountancy firm name2023-08-31MATTHEWS CUTRER & LINDSAY, P.A.
Accountancy firm EIN2023-08-31640897081
2022 : COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$13,567
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$5,537
Total income from all sources (including contributions)2022-08-31$267,726
Total loss/gain on sale of assets2022-08-31$0
Total of all expenses incurred2022-08-31$1,096,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-08-31$1,015,862
Value of total corrective distributions2022-08-31$13,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-08-31$428,376
Value of total assets at end of year2022-08-31$6,388,294
Value of total assets at beginning of year2022-08-31$7,209,441
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-08-31$67,474
Total interest from all sources2022-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-08-31$17,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-08-31$1,628
Administrative expenses professional fees incurred2022-08-31$375
Was this plan covered by a fidelity bond2022-08-31Yes
Value of fidelity bond cover2022-08-31$3,000,000
If this is an individual account plan, was there a blackout period2022-08-31No
Were there any nonexempt tranactions with any party-in-interest2022-08-31No
Contributions received from participants2022-08-31$283,479
Participant contributions at end of year2022-08-31$6,363
Participant contributions at beginning of year2022-08-31$7,938
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-08-31$13,567
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-08-31$5,537
Other income not declared elsewhere2022-08-31$1,087,871
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Value of net income/loss2022-08-31$-829,177
Value of net assets at end of year (total assets less liabilities)2022-08-31$6,374,727
Value of net assets at beginning of year (total assets less liabilities)2022-08-31$7,203,904
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-08-31No
Were any leases to which the plan was party in default or uncollectible2022-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-08-31$5,547,408
Value of interest in common/collective trusts at end of year2022-08-31$744
Value of interest in common/collective trusts at beginning of year2022-08-31$6,285,504
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-08-31$69,791
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-08-31$153,392
Expenses. Payments to insurance carriers foe the provision of benefits2022-08-31$49,626
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-08-31$65,636
Net investment gain/loss from pooled separate accounts2022-08-31$-78,201
Net investment gain or loss from common/collective trusts2022-08-31$-1,253,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-08-31No
Was there a failure to transmit to the plan any participant contributions2022-08-31Yes
Has the plan failed to provide any benefit when due under the plan2022-08-31No
Contributions received in cash from employer2022-08-31$144,897
Employer contributions (assets) at end of year2022-08-31$148,588
Employer contributions (assets) at beginning of year2022-08-31$152,607
Income. Dividends from common stock2022-08-31$16,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-08-31$966,236
Contract administrator fees2022-08-31$67,099
Assets. Corporate common stocks other than exployer securities at end of year2022-08-31$615,400
Assets. Corporate common stocks other than exployer securities at beginning of year2022-08-31$610,000
Did the plan have assets held for investment2022-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-08-31No
Opinion of an independent qualified public accountant for this plan2022-08-31Unqualified
Accountancy firm name2022-08-31MATTHEWS CUTRER & LINDSAY, P.A.
Accountancy firm EIN2022-08-31640897081
2021 : COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$5,537
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$12,476
Total income from all sources (including contributions)2021-08-31$1,828,648
Total loss/gain on sale of assets2021-08-31$0
Total of all expenses incurred2021-08-31$474,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-08-31$402,621
Value of total corrective distributions2021-08-31$5,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-08-31$419,340
Value of total assets at end of year2021-08-31$7,209,441
Value of total assets at beginning of year2021-08-31$5,862,683
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-08-31$66,793
Total interest from all sources2021-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-08-31$27,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-08-31$4,363
Administrative expenses professional fees incurred2021-08-31$10,014
Was this plan covered by a fidelity bond2021-08-31Yes
Value of fidelity bond cover2021-08-31$3,000,000
If this is an individual account plan, was there a blackout period2021-08-31No
Were there any nonexempt tranactions with any party-in-interest2021-08-31No
Contributions received from participants2021-08-31$267,572
Participant contributions at end of year2021-08-31$7,938
Participant contributions at beginning of year2021-08-31$8,050
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-08-31$5,537
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-08-31$12,476
Other income not declared elsewhere2021-08-31$-28,526
Administrative expenses (other) incurred2021-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Value of net income/loss2021-08-31$1,353,697
Value of net assets at end of year (total assets less liabilities)2021-08-31$7,203,904
Value of net assets at beginning of year (total assets less liabilities)2021-08-31$5,850,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-08-31No
Were any leases to which the plan was party in default or uncollectible2021-08-31No
Investment advisory and management fees2021-08-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-08-31$1,343,388
Value of interest in pooled separate accounts at beginning of year2021-08-31$787,516
Value of interest in common/collective trusts at end of year2021-08-31$6,285,504
Value of interest in common/collective trusts at beginning of year2021-08-31$2,853,183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-08-31$153,392
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-08-31$190,353
Expenses. Payments to insurance carriers foe the provision of benefits2021-08-31$37,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-08-31$286,642
Net investment gain/loss from pooled separate accounts2021-08-31$204,196
Net investment gain or loss from common/collective trusts2021-08-31$919,133
Net gain/loss from 103.12 investment entities2021-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-08-31No
Was there a failure to transmit to the plan any participant contributions2021-08-31No
Has the plan failed to provide any benefit when due under the plan2021-08-31No
Contributions received in cash from employer2021-08-31$151,768
Employer contributions (assets) at end of year2021-08-31$152,607
Employer contributions (assets) at beginning of year2021-08-31$70,193
Income. Dividends from common stock2021-08-31$23,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-08-31$365,421
Contract administrator fees2021-08-31$56,779
Assets. Corporate common stocks other than exployer securities at end of year2021-08-31$610,000
Assets. Corporate common stocks other than exployer securities at beginning of year2021-08-31$610,000
Did the plan have assets held for investment2021-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-08-31No
Opinion of an independent qualified public accountant for this plan2021-08-31Disclaimer
Accountancy firm name2021-08-31MATTHEWS CUTRER & LINDSAY, P.A.
Accountancy firm EIN2021-08-31640897081
2020 : COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-08-31$-8,103
Total unrealized appreciation/depreciation of assets2020-08-31$-8,103
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$12,476
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$11,430
Total income from all sources (including contributions)2020-08-31$1,017,303
Total loss/gain on sale of assets2020-08-31$0
Total of all expenses incurred2020-08-31$642,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-08-31$603,200
Value of total corrective distributions2020-08-31$12,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-08-31$307,533
Value of total assets at end of year2020-08-31$5,862,683
Value of total assets at beginning of year2020-08-31$5,486,580
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-08-31$26,570
Total interest from all sources2020-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-08-31$23,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-08-31No
Was this plan covered by a fidelity bond2020-08-31Yes
Value of fidelity bond cover2020-08-31$1,000,000
If this is an individual account plan, was there a blackout period2020-08-31No
Were there any nonexempt tranactions with any party-in-interest2020-08-31No
Contributions received from participants2020-08-31$240,349
Participant contributions at end of year2020-08-31$8,050
Participant contributions at beginning of year2020-08-31$7,110
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-08-31$12,476
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-08-31$11,430
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Value of net income/loss2020-08-31$375,057
Value of net assets at end of year (total assets less liabilities)2020-08-31$5,850,207
Value of net assets at beginning of year (total assets less liabilities)2020-08-31$5,475,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-08-31No
Were any leases to which the plan was party in default or uncollectible2020-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-08-31$1,343,388
Value of interest in pooled separate accounts at end of year2020-08-31$787,516
Value of interest in pooled separate accounts at beginning of year2020-08-31$4,651,036
Value of interest in common/collective trusts at end of year2020-08-31$2,853,183
Value of interest in common/collective trusts at beginning of year2020-08-31$6,984
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-08-31$190,353
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-08-31$198,456
Expenses. Payments to insurance carriers foe the provision of benefits2020-08-31$31,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-08-31$111,744
Net investment gain/loss from pooled separate accounts2020-08-31$356,598
Net investment gain or loss from common/collective trusts2020-08-31$226,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-08-31No
Was there a failure to transmit to the plan any participant contributions2020-08-31No
Has the plan failed to provide any benefit when due under the plan2020-08-31No
Contributions received in cash from employer2020-08-31$67,184
Employer contributions (assets) at end of year2020-08-31$70,193
Employer contributions (assets) at beginning of year2020-08-31$12,994
Income. Dividends from common stock2020-08-31$23,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-08-31$571,744
Contract administrator fees2020-08-31$26,570
Assets. Corporate common stocks other than exployer securities at end of year2020-08-31$610,000
Assets. Corporate common stocks other than exployer securities at beginning of year2020-08-31$610,000
Did the plan have assets held for investment2020-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-08-31Yes
Opinion of an independent qualified public accountant for this plan2020-08-31Disclaimer
Accountancy firm name2020-08-31LEFOLDT & COMPANY
Accountancy firm EIN2020-08-31640854133
2019 : COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-08-31$-30,000
Total unrealized appreciation/depreciation of assets2019-08-31$-30,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$11,430
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$13,514
Total income from all sources (including contributions)2019-08-31$274,762
Total loss/gain on sale of assets2019-08-31$0
Total of all expenses incurred2019-08-31$758,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-08-31$727,514
Value of total corrective distributions2019-08-31$11,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-08-31$237,698
Value of total assets at end of year2019-08-31$5,486,580
Value of total assets at beginning of year2019-08-31$5,972,744
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-08-31$19,898
Total interest from all sources2019-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-08-31$22,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-08-31No
Administrative expenses professional fees incurred2019-08-31$13,014
Was this plan covered by a fidelity bond2019-08-31Yes
Value of fidelity bond cover2019-08-31$1,000,000
If this is an individual account plan, was there a blackout period2019-08-31No
Were there any nonexempt tranactions with any party-in-interest2019-08-31No
Contributions received from participants2019-08-31$228,269
Participant contributions at end of year2019-08-31$7,110
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-08-31$11,430
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-08-31$13,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Value of net income/loss2019-08-31$-484,080
Value of net assets at end of year (total assets less liabilities)2019-08-31$5,475,150
Value of net assets at beginning of year (total assets less liabilities)2019-08-31$5,959,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-08-31No
Were any leases to which the plan was party in default or uncollectible2019-08-31No
Value of interest in pooled separate accounts at end of year2019-08-31$4,651,036
Value of interest in pooled separate accounts at beginning of year2019-08-31$5,088,657
Value of interest in common/collective trusts at end of year2019-08-31$6,984
Value of interest in common/collective trusts at beginning of year2019-08-31$11,858
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-08-31$198,456
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-08-31$238,456
Net investment gain/loss from pooled separate accounts2019-08-31$44,383
Net investment gain or loss from common/collective trusts2019-08-31$181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-08-31No
Was there a failure to transmit to the plan any participant contributions2019-08-31No
Has the plan failed to provide any benefit when due under the plan2019-08-31No
Contributions received in cash from employer2019-08-31$9,429
Employer contributions (assets) at end of year2019-08-31$12,994
Employer contributions (assets) at beginning of year2019-08-31$33,773
Income. Dividends from common stock2019-08-31$22,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-08-31$727,514
Contract administrator fees2019-08-31$6,884
Assets. Corporate common stocks other than exployer securities at end of year2019-08-31$610,000
Assets. Corporate common stocks other than exployer securities at beginning of year2019-08-31$600,000
Did the plan have assets held for investment2019-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-08-31Yes
Opinion of an independent qualified public accountant for this plan2019-08-31Disclaimer
Accountancy firm name2019-08-31LEFOLDT & COMPANY
Accountancy firm EIN2019-08-31640854133
2018 : COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-08-31$-49,993
Total unrealized appreciation/depreciation of assets2018-08-31$-49,993
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$13,514
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$3,051
Total income from all sources (including contributions)2018-08-31$736,285
Total loss/gain on sale of assets2018-08-31$0
Total of all expenses incurred2018-08-31$343,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-08-31$320,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-08-31$252,175
Value of total assets at end of year2018-08-31$5,972,744
Value of total assets at beginning of year2018-08-31$5,569,500
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-08-31$23,013
Total interest from all sources2018-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-08-31$20,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-08-31No
Administrative expenses professional fees incurred2018-08-31$21,613
Was this plan covered by a fidelity bond2018-08-31Yes
Value of fidelity bond cover2018-08-31$1,000,000
If this is an individual account plan, was there a blackout period2018-08-31No
Were there any nonexempt tranactions with any party-in-interest2018-08-31No
Contributions received from participants2018-08-31$222,073
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-08-31$13,514
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-08-31$3,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Value of net income/loss2018-08-31$392,781
Value of net assets at end of year (total assets less liabilities)2018-08-31$5,959,230
Value of net assets at beginning of year (total assets less liabilities)2018-08-31$5,566,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-08-31No
Were any leases to which the plan was party in default or uncollectible2018-08-31No
Value of interest in pooled separate accounts at end of year2018-08-31$5,088,657
Value of interest in pooled separate accounts at beginning of year2018-08-31$4,629,454
Value of interest in common/collective trusts at end of year2018-08-31$11,858
Value of interest in common/collective trusts at beginning of year2018-08-31$11,977
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-08-31$238,456
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-08-31$288,449
Net investment gain/loss from pooled separate accounts2018-08-31$513,955
Net investment gain or loss from common/collective trusts2018-08-31$148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-08-31No
Was there a failure to transmit to the plan any participant contributions2018-08-31No
Has the plan failed to provide any benefit when due under the plan2018-08-31No
Contributions received in cash from employer2018-08-31$30,102
Employer contributions (assets) at end of year2018-08-31$33,773
Employer contributions (assets) at beginning of year2018-08-31$39,620
Income. Dividends from common stock2018-08-31$20,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-08-31$320,491
Contract administrator fees2018-08-31$1,400
Assets. Corporate common stocks other than exployer securities at end of year2018-08-31$600,000
Assets. Corporate common stocks other than exployer securities at beginning of year2018-08-31$600,000
Did the plan have assets held for investment2018-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-08-31Yes
Opinion of an independent qualified public accountant for this plan2018-08-31Disclaimer
Accountancy firm name2018-08-31LEFOLDT & COMPANY
Accountancy firm EIN2018-08-31640854133
2017 : COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-08-31$-15,301
Total unrealized appreciation/depreciation of assets2017-08-31$-15,301
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$3,051
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total income from all sources (including contributions)2017-08-31$735,732
Total loss/gain on sale of assets2017-08-31$0
Total of all expenses incurred2017-08-31$186,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-08-31$172,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-08-31$281,527
Value of total assets at end of year2017-08-31$5,569,500
Value of total assets at beginning of year2017-08-31$5,017,049
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-08-31$13,659
Total interest from all sources2017-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-08-31$17,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-08-31No
Administrative expenses professional fees incurred2017-08-31$12,499
Was this plan covered by a fidelity bond2017-08-31Yes
Value of fidelity bond cover2017-08-31$1,000,000
If this is an individual account plan, was there a blackout period2017-08-31No
Were there any nonexempt tranactions with any party-in-interest2017-08-31No
Contributions received from participants2017-08-31$247,021
Participant contributions at beginning of year2017-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-08-31$3,051
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Value of net income/loss2017-08-31$549,400
Value of net assets at end of year (total assets less liabilities)2017-08-31$5,566,449
Value of net assets at beginning of year (total assets less liabilities)2017-08-31$5,017,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-08-31No
Were any leases to which the plan was party in default or uncollectible2017-08-31No
Value of interest in pooled separate accounts at end of year2017-08-31$4,629,454
Value of interest in pooled separate accounts at beginning of year2017-08-31$3,955,006
Value of interest in common/collective trusts at end of year2017-08-31$11,977
Value of interest in common/collective trusts at beginning of year2017-08-31$10,121
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-08-31$288,449
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-08-31$323,750
Net investment gain/loss from pooled separate accounts2017-08-31$451,901
Net investment gain or loss from common/collective trusts2017-08-31$105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-08-31No
Was there a failure to transmit to the plan any participant contributions2017-08-31No
Has the plan failed to provide any benefit when due under the plan2017-08-31No
Contributions received in cash from employer2017-08-31$34,506
Employer contributions (assets) at end of year2017-08-31$39,620
Employer contributions (assets) at beginning of year2017-08-31$148,172
Income. Dividends from common stock2017-08-31$17,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-08-31$172,673
Contract administrator fees2017-08-31$1,160
Assets. Corporate common stocks other than exployer securities at end of year2017-08-31$600,000
Assets. Corporate common stocks other than exployer securities at beginning of year2017-08-31$580,000
Did the plan have assets held for investment2017-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-08-31Yes
Opinion of an independent qualified public accountant for this plan2017-08-31Disclaimer
Accountancy firm name2017-08-31LEFOLDT & COMPANY
Accountancy firm EIN2017-08-31640854133
2016 : COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-08-31$-29,073
Total unrealized appreciation/depreciation of assets2016-08-31$-29,073
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$21,758
Total income from all sources (including contributions)2016-08-31$569,721
Total loss/gain on sale of assets2016-08-31$0
Total of all expenses incurred2016-08-31$225,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-31$199,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-31$381,608
Value of total assets at end of year2016-08-31$5,017,049
Value of total assets at beginning of year2016-08-31$4,695,026
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-31$26,789
Total interest from all sources2016-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-08-31$16,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-31No
Administrative expenses professional fees incurred2016-08-31$19,931
Was this plan covered by a fidelity bond2016-08-31Yes
Value of fidelity bond cover2016-08-31$1,000,000
If this is an individual account plan, was there a blackout period2016-08-31No
Were there any nonexempt tranactions with any party-in-interest2016-08-31No
Contributions received from participants2016-08-31$223,460
Participant contributions at end of year2016-08-31$0
Participant contributions at beginning of year2016-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-08-31$12,096
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-08-31$21,758
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Value of net income/loss2016-08-31$343,781
Value of net assets at end of year (total assets less liabilities)2016-08-31$5,017,049
Value of net assets at beginning of year (total assets less liabilities)2016-08-31$4,673,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-31No
Were any leases to which the plan was party in default or uncollectible2016-08-31No
Value of interest in pooled separate accounts at end of year2016-08-31$3,955,006
Value of interest in pooled separate accounts at beginning of year2016-08-31$3,609,605
Value of interest in common/collective trusts at end of year2016-08-31$10,121
Value of interest in common/collective trusts at beginning of year2016-08-31$12,305
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-08-31$323,750
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-08-31$362,823
Net investment gain/loss from pooled separate accounts2016-08-31$200,593
Net investment gain or loss from common/collective trusts2016-08-31$93
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-31No
Was there a failure to transmit to the plan any participant contributions2016-08-31Yes
Has the plan failed to provide any benefit when due under the plan2016-08-31No
Contributions received in cash from employer2016-08-31$146,052
Employer contributions (assets) at end of year2016-08-31$148,172
Employer contributions (assets) at beginning of year2016-08-31$140,293
Income. Dividends from common stock2016-08-31$16,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-31$199,151
Contract administrator fees2016-08-31$6,858
Assets. Corporate common stocks other than exployer securities at end of year2016-08-31$580,000
Assets. Corporate common stocks other than exployer securities at beginning of year2016-08-31$570,000
Did the plan have assets held for investment2016-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-31Yes
Opinion of an independent qualified public accountant for this plan2016-08-31Disclaimer
Accountancy firm name2016-08-31LEFOLDT & COMPANY
Accountancy firm EIN2016-08-31640854133
2015 : COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-08-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-08-31$10,030
Total unrealized appreciation/depreciation of assets2015-08-31$10,030
Total transfer of assets to this plan2015-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$21,758
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total income from all sources (including contributions)2015-08-31$246,332
Total loss/gain on sale of assets2015-08-31$0
Total of all expenses incurred2015-08-31$408,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-08-31$383,695
Value of total corrective distributions2015-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-08-31$318,496
Value of total assets at end of year2015-08-31$4,695,026
Value of total assets at beginning of year2015-08-31$4,835,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-08-31$24,828
Total income from rents2015-08-31$0
Total interest from all sources2015-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-08-31$16,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-08-31$0
Administrative expenses professional fees incurred2015-08-31$12,876
Was this plan covered by a fidelity bond2015-08-31Yes
Value of fidelity bond cover2015-08-31$1,000,000
If this is an individual account plan, was there a blackout period2015-08-31No
Were there any nonexempt tranactions with any party-in-interest2015-08-31No
Contributions received from participants2015-08-31$201,769
Participant contributions at end of year2015-08-31$0
Participant contributions at beginning of year2015-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-08-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-08-31$15,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-08-31$21,758
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-08-31$0
Other income not declared elsewhere2015-08-31$-25,973
Administrative expenses (other) incurred2015-08-31$0
Liabilities. Value of operating payables at beginning of year2015-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Value of net income/loss2015-08-31$-162,191
Value of net assets at end of year (total assets less liabilities)2015-08-31$4,673,268
Value of net assets at beginning of year (total assets less liabilities)2015-08-31$4,835,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-08-31No
Were any leases to which the plan was party in default or uncollectible2015-08-31No
Investment advisory and management fees2015-08-31$0
Value of interest in pooled separate accounts at end of year2015-08-31$3,609,605
Value of interest in pooled separate accounts at beginning of year2015-08-31$3,706,309
Interest on participant loans2015-08-31$0
Income. Interest from loans (other than to participants)2015-08-31$0
Interest earned on other investments2015-08-31$0
Income. Interest from US Government securities2015-08-31$0
Income. Interest from corporate debt instruments2015-08-31$0
Value of interest in common/collective trusts at end of year2015-08-31$12,305
Value of interest in common/collective trusts at beginning of year2015-08-31$98,999
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-08-31$362,823
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-08-31$388,796
Expenses. Payments to insurance carriers foe the provision of benefits2015-08-31$0
Net investment gain/loss from pooled separate accounts2015-08-31$-72,339
Net investment gain or loss from common/collective trusts2015-08-31$118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-08-31No
Was there a failure to transmit to the plan any participant contributions2015-08-31Yes
Has the plan failed to provide any benefit when due under the plan2015-08-31No
Contributions received in cash from employer2015-08-31$116,727
Employer contributions (assets) at end of year2015-08-31$140,293
Employer contributions (assets) at beginning of year2015-08-31$66,355
Income. Dividends from preferred stock2015-08-31$0
Income. Dividends from common stock2015-08-31$16,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-08-31$383,695
Contract administrator fees2015-08-31$11,952
Assets. Corporate common stocks other than exployer securities at end of year2015-08-31$570,000
Assets. Corporate common stocks other than exployer securities at beginning of year2015-08-31$560,000
Liabilities. Value of benefit claims payable at beginning of year2015-08-31$0
Did the plan have assets held for investment2015-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-08-31No
Aggregate proceeds on sale of assets2015-08-31$0
Aggregate carrying amount (costs) on sale of assets2015-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-08-31Yes
Opinion of an independent qualified public accountant for this plan2015-08-31Disclaimer
Accountancy firm name2015-08-31LEFOLDT & COMPANY
Accountancy firm EIN2015-08-31640854133
2014 : COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-08-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-08-31$10,000
Total unrealized appreciation/depreciation of assets2014-08-31$10,000
Total transfer of assets to this plan2014-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total income from all sources (including contributions)2014-08-31$743,943
Total loss/gain on sale of assets2014-08-31$0
Total of all expenses incurred2014-08-31$318,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-08-31$288,641
Value of total corrective distributions2014-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-08-31$249,293
Value of total assets at end of year2014-08-31$4,835,459
Value of total assets at beginning of year2014-08-31$4,409,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-08-31$29,686
Total income from rents2014-08-31$0
Total interest from all sources2014-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-08-31$15,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-08-31$0
Administrative expenses professional fees incurred2014-08-31$18,038
Was this plan covered by a fidelity bond2014-08-31Yes
Value of fidelity bond cover2014-08-31$1,000,000
If this is an individual account plan, was there a blackout period2014-08-31No
Were there any nonexempt tranactions with any party-in-interest2014-08-31No
Contributions received from participants2014-08-31$184,492
Participant contributions at end of year2014-08-31$0
Participant contributions at beginning of year2014-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-08-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-08-31$15,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-08-31$22
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-08-31$0
Other income not declared elsewhere2014-08-31$-6,840
Administrative expenses (other) incurred2014-08-31$0
Liabilities. Value of operating payables at end of year2014-08-31$0
Liabilities. Value of operating payables at beginning of year2014-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Value of net income/loss2014-08-31$425,616
Value of net assets at end of year (total assets less liabilities)2014-08-31$4,835,459
Value of net assets at beginning of year (total assets less liabilities)2014-08-31$4,409,843
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-08-31No
Were any leases to which the plan was party in default or uncollectible2014-08-31No
Investment advisory and management fees2014-08-31$0
Value of interest in pooled separate accounts at end of year2014-08-31$3,706,309
Value of interest in pooled separate accounts at beginning of year2014-08-31$3,182,675
Income. Interest from loans (other than to participants)2014-08-31$0
Interest earned on other investments2014-08-31$0
Income. Interest from US Government securities2014-08-31$0
Income. Interest from corporate debt instruments2014-08-31$0
Value of interest in common/collective trusts at end of year2014-08-31$98,999
Value of interest in common/collective trusts at beginning of year2014-08-31$211,622
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-08-31$388,796
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-08-31$395,636
Expenses. Payments to insurance carriers foe the provision of benefits2014-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-08-31$0
Net investment gain/loss from pooled separate accounts2014-08-31$475,891
Net investment gain or loss from common/collective trusts2014-08-31$599
Net gain/loss from 103.12 investment entities2014-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-08-31No
Was there a failure to transmit to the plan any participant contributions2014-08-31Yes
Has the plan failed to provide any benefit when due under the plan2014-08-31No
Contributions received in cash from employer2014-08-31$64,801
Employer contributions (assets) at end of year2014-08-31$66,355
Employer contributions (assets) at beginning of year2014-08-31$69,888
Income. Dividends from preferred stock2014-08-31$0
Income. Dividends from common stock2014-08-31$15,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-08-31$288,641
Contract administrator fees2014-08-31$11,648
Assets. Corporate common stocks other than exployer securities at end of year2014-08-31$560,000
Assets. Corporate common stocks other than exployer securities at beginning of year2014-08-31$550,000
Liabilities. Value of benefit claims payable at end of year2014-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-08-31$0
Did the plan have assets held for investment2014-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-08-31No
Aggregate proceeds on sale of assets2014-08-31$0
Aggregate carrying amount (costs) on sale of assets2014-08-31$0
Liabilities. Value of acquisition indebtedness at end of year2014-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-08-31Yes
Opinion of an independent qualified public accountant for this plan2014-08-31Disclaimer
Accountancy firm name2014-08-31LEFOLDT & COMPANY
Accountancy firm EIN2014-08-31640854133
2013 : COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-08-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-08-31$0
Total unrealized appreciation/depreciation of assets2013-08-31$0
Total transfer of assets to this plan2013-08-31$0
Total transfer of assets from this plan2013-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total income from all sources (including contributions)2013-08-31$496,285
Total loss/gain on sale of assets2013-08-31$0
Total of all expenses incurred2013-08-31$177,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-08-31$147,514
Value of total corrective distributions2013-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-08-31$270,228
Value of total assets at end of year2013-08-31$4,409,843
Value of total assets at beginning of year2013-08-31$4,090,860
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-08-31$29,788
Total income from rents2013-08-31$0
Total interest from all sources2013-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-08-31$10,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-08-31$0
Administrative expenses professional fees incurred2013-08-31$15,500
Was this plan covered by a fidelity bond2013-08-31Yes
Value of fidelity bond cover2013-08-31$1,000,000
If this is an individual account plan, was there a blackout period2013-08-31No
Were there any nonexempt tranactions with any party-in-interest2013-08-31No
Contributions received from participants2013-08-31$201,293
Participant contributions at end of year2013-08-31$0
Participant contributions at beginning of year2013-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-08-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-08-31$22
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-08-31$0
Other income not declared elsewhere2013-08-31$-36,086
Administrative expenses (other) incurred2013-08-31$0
Liabilities. Value of operating payables at beginning of year2013-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Value of net income/loss2013-08-31$318,983
Value of net assets at end of year (total assets less liabilities)2013-08-31$4,409,843
Value of net assets at beginning of year (total assets less liabilities)2013-08-31$4,090,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-08-31No
Were any leases to which the plan was party in default or uncollectible2013-08-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-08-31$0
Investment advisory and management fees2013-08-31$0
Value of interest in pooled separate accounts at end of year2013-08-31$3,182,675
Value of interest in pooled separate accounts at beginning of year2013-08-31$2,792,210
Income. Interest from loans (other than to participants)2013-08-31$0
Interest earned on other investments2013-08-31$0
Income. Interest from US Government securities2013-08-31$0
Income. Interest from corporate debt instruments2013-08-31$0
Value of interest in common/collective trusts at end of year2013-08-31$211,622
Value of interest in common/collective trusts at beginning of year2013-08-31$258,890
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-08-31$395,636
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-08-31$431,722
Expenses. Payments to insurance carriers foe the provision of benefits2013-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-08-31$0
Net investment gain/loss from pooled separate accounts2013-08-31$250,562
Net investment gain or loss from common/collective trusts2013-08-31$1,581
Net gain/loss from 103.12 investment entities2013-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-08-31No
Was there a failure to transmit to the plan any participant contributions2013-08-31No
Has the plan failed to provide any benefit when due under the plan2013-08-31No
Contributions received in cash from employer2013-08-31$68,935
Employer contributions (assets) at end of year2013-08-31$69,888
Employer contributions (assets) at beginning of year2013-08-31$58,038
Income. Dividends from preferred stock2013-08-31$0
Income. Dividends from common stock2013-08-31$10,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-08-31$147,514
Contract administrator fees2013-08-31$14,288
Assets. Corporate common stocks other than exployer securities at end of year2013-08-31$550,000
Assets. Corporate common stocks other than exployer securities at beginning of year2013-08-31$550,000
Liabilities. Value of benefit claims payable at beginning of year2013-08-31$0
Did the plan have assets held for investment2013-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-08-31No
Aggregate proceeds on sale of assets2013-08-31$0
Aggregate carrying amount (costs) on sale of assets2013-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-08-31Yes
Opinion of an independent qualified public accountant for this plan2013-08-31Disclaimer
Accountancy firm name2013-08-31LEFOLDT& COMPANY, PA
Accountancy firm EIN2013-08-31640854133
2012 : COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-08-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-08-31$0
Total unrealized appreciation/depreciation of assets2012-08-31$0
Total transfer of assets to this plan2012-08-31$0
Total transfer of assets from this plan2012-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total income from all sources (including contributions)2012-08-31$458,575
Total loss/gain on sale of assets2012-08-31$0
Total of all expenses incurred2012-08-31$248,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-08-31$220,764
Value of total corrective distributions2012-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-08-31$227,199
Value of total assets at end of year2012-08-31$4,090,860
Value of total assets at beginning of year2012-08-31$3,880,812
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-08-31$27,763
Total income from rents2012-08-31$0
Total interest from all sources2012-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-08-31$5,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-08-31$0
Administrative expenses professional fees incurred2012-08-31$14,950
Was this plan covered by a fidelity bond2012-08-31Yes
Value of fidelity bond cover2012-08-31$1,000,000
If this is an individual account plan, was there a blackout period2012-08-31No
Were there any nonexempt tranactions with any party-in-interest2012-08-31No
Contributions received from participants2012-08-31$169,644
Participant contributions at end of year2012-08-31$0
Participant contributions at beginning of year2012-08-31$25
Income. Received or receivable in cash from other sources (including rollovers)2012-08-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-08-31$120
Other income not declared elsewhere2012-08-31$-9,706
Administrative expenses (other) incurred2012-08-31$0
Liabilities. Value of operating payables at end of year2012-08-31$0
Liabilities. Value of operating payables at beginning of year2012-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Value of net income/loss2012-08-31$210,048
Value of net assets at end of year (total assets less liabilities)2012-08-31$4,090,860
Value of net assets at beginning of year (total assets less liabilities)2012-08-31$3,880,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-08-31No
Were any leases to which the plan was party in default or uncollectible2012-08-31No
Investment advisory and management fees2012-08-31$0
Value of interest in pooled separate accounts at end of year2012-08-31$2,792,210
Value of interest in pooled separate accounts at beginning of year2012-08-31$2,609,176
Income. Interest from loans (other than to participants)2012-08-31$0
Interest earned on other investments2012-08-31$0
Income. Interest from US Government securities2012-08-31$0
Income. Interest from corporate debt instruments2012-08-31$0
Value of interest in common/collective trusts at end of year2012-08-31$258,890
Value of interest in common/collective trusts at beginning of year2012-08-31$249,383
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-08-31$431,722
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-08-31$441,428
Expenses. Payments to insurance carriers foe the provision of benefits2012-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-08-31$0
Net investment gain/loss from pooled separate accounts2012-08-31$232,638
Net investment gain or loss from common/collective trusts2012-08-31$2,944
Net gain/loss from 103.12 investment entities2012-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-08-31No
Was there a failure to transmit to the plan any participant contributions2012-08-31Yes
Has the plan failed to provide any benefit when due under the plan2012-08-31No
Contributions received in cash from employer2012-08-31$57,555
Employer contributions (assets) at end of year2012-08-31$58,038
Employer contributions (assets) at beginning of year2012-08-31$30,680
Income. Dividends from preferred stock2012-08-31$0
Income. Dividends from common stock2012-08-31$5,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-08-31$220,764
Contract administrator fees2012-08-31$12,813
Assets. Corporate common stocks other than exployer securities at end of year2012-08-31$550,000
Assets. Corporate common stocks other than exployer securities at beginning of year2012-08-31$550,000
Liabilities. Value of benefit claims payable at end of year2012-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-08-31$0
Did the plan have assets held for investment2012-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-08-31No
Aggregate proceeds on sale of assets2012-08-31$0
Aggregate carrying amount (costs) on sale of assets2012-08-31$0
Liabilities. Value of acquisition indebtedness at end of year2012-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-08-31Yes
Opinion of an independent qualified public accountant for this plan2012-08-31Disclaimer
Accountancy firm name2012-08-31LEFOLDT & CO., PA
Accountancy firm EIN2012-08-31640854133
2011 : COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-08-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-08-31$0
Total unrealized appreciation/depreciation of assets2011-08-31$0
Total transfer of assets to this plan2011-08-31$0
Total transfer of assets from this plan2011-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total income from all sources (including contributions)2011-08-31$485,242
Total loss/gain on sale of assets2011-08-31$0
Total of all expenses incurred2011-08-31$226,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-08-31$198,941
Value of total corrective distributions2011-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-08-31$197,283
Value of total assets at end of year2011-08-31$3,880,812
Value of total assets at beginning of year2011-08-31$3,621,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-08-31$27,228
Total income from rents2011-08-31$0
Total interest from all sources2011-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-08-31$0
Administrative expenses professional fees incurred2011-08-31$18,488
Was this plan covered by a fidelity bond2011-08-31Yes
Value of fidelity bond cover2011-08-31$1,000,000
If this is an individual account plan, was there a blackout period2011-08-31No
Were there any nonexempt tranactions with any party-in-interest2011-08-31No
Contributions received from participants2011-08-31$169,954
Participant contributions at end of year2011-08-31$25
Participant contributions at beginning of year2011-08-31$4,646
Income. Received or receivable in cash from other sources (including rollovers)2011-08-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-08-31$120
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-08-31$4,110
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-08-31$0
Other income not declared elsewhere2011-08-31$-804
Administrative expenses (other) incurred2011-08-31$0
Liabilities. Value of operating payables at beginning of year2011-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Value of net income/loss2011-08-31$259,073
Value of net assets at end of year (total assets less liabilities)2011-08-31$3,880,812
Value of net assets at beginning of year (total assets less liabilities)2011-08-31$3,621,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-08-31No
Were any leases to which the plan was party in default or uncollectible2011-08-31No
Investment advisory and management fees2011-08-31$0
Value of interest in pooled separate accounts at end of year2011-08-31$2,609,176
Value of interest in pooled separate accounts at beginning of year2011-08-31$2,400,393
Interest on participant loans2011-08-31$0
Income. Interest from loans (other than to participants)2011-08-31$0
Interest earned on other investments2011-08-31$0
Income. Interest from US Government securities2011-08-31$0
Income. Interest from corporate debt instruments2011-08-31$0
Value of interest in common/collective trusts at end of year2011-08-31$249,383
Value of interest in common/collective trusts at beginning of year2011-08-31$189,357
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-08-31$441,428
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-08-31$442,235
Expenses. Payments to insurance carriers foe the provision of benefits2011-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-08-31$0
Net investment gain/loss from pooled separate accounts2011-08-31$285,284
Net investment gain or loss from common/collective trusts2011-08-31$3,479
Net gain/loss from 103.12 investment entities2011-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-08-31No
Was there a failure to transmit to the plan any participant contributions2011-08-31Yes
Has the plan failed to provide any benefit when due under the plan2011-08-31No
Contributions received in cash from employer2011-08-31$27,329
Employer contributions (assets) at end of year2011-08-31$30,680
Employer contributions (assets) at beginning of year2011-08-31$30,998
Income. Dividends from preferred stock2011-08-31$0
Income. Dividends from common stock2011-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-08-31$198,941
Contract administrator fees2011-08-31$8,740
Assets. Corporate common stocks other than exployer securities at end of year2011-08-31$550,000
Assets. Corporate common stocks other than exployer securities at beginning of year2011-08-31$550,000
Liabilities. Value of benefit claims payable at beginning of year2011-08-31$0
Did the plan have assets held for investment2011-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-08-31No
Aggregate proceeds on sale of assets2011-08-31$0
Aggregate carrying amount (costs) on sale of assets2011-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-08-31Yes
Opinion of an independent qualified public accountant for this plan2011-08-31Disclaimer
Accountancy firm name2011-08-31LEFOLDT & CO., PA
Accountancy firm EIN2011-08-31640854133

Form 5500 Responses for COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN

2022: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-09-01Type of plan entityMulitple employer plan
2022-09-01Submission has been amendedNo
2022-09-01This submission is the final filingNo
2022-09-01This return/report is a short plan year return/report (less than 12 months)No
2022-09-01Plan is a collectively bargained planNo
2022-09-01Plan funding arrangement – InsuranceYes
2022-09-01Plan funding arrangement – TrustYes
2022-09-01Plan benefit arrangement – InsuranceYes
2022-09-01Plan benefit arrangement - TrustYes
2021: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-09-01Type of plan entityMulitple employer plan
2021-09-01Submission has been amendedNo
2021-09-01This submission is the final filingNo
2021-09-01This return/report is a short plan year return/report (less than 12 months)No
2021-09-01Plan is a collectively bargained planNo
2021-09-01Plan funding arrangement – InsuranceYes
2021-09-01Plan funding arrangement – TrustYes
2021-09-01Plan benefit arrangement – InsuranceYes
2021-09-01Plan benefit arrangement - TrustYes
2020: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-09-01Type of plan entityMulitple employer plan
2020-09-01Submission has been amendedNo
2020-09-01This submission is the final filingNo
2020-09-01This return/report is a short plan year return/report (less than 12 months)No
2020-09-01Plan is a collectively bargained planNo
2020-09-01Plan funding arrangement – InsuranceYes
2020-09-01Plan funding arrangement – TrustYes
2020-09-01Plan benefit arrangement – InsuranceYes
2020-09-01Plan benefit arrangement - TrustYes
2019: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-09-01Type of plan entityMulitple employer plan
2019-09-01Submission has been amendedNo
2019-09-01This submission is the final filingNo
2019-09-01This return/report is a short plan year return/report (less than 12 months)No
2019-09-01Plan is a collectively bargained planNo
2019-09-01Plan funding arrangement – InsuranceYes
2019-09-01Plan funding arrangement – TrustYes
2019-09-01Plan benefit arrangement – InsuranceYes
2019-09-01Plan benefit arrangement - TrustYes
2018: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-09-01Type of plan entityMulitple employer plan
2018-09-01Submission has been amendedNo
2018-09-01This submission is the final filingNo
2018-09-01This return/report is a short plan year return/report (less than 12 months)No
2018-09-01Plan is a collectively bargained planNo
2018-09-01Plan funding arrangement – InsuranceYes
2018-09-01Plan funding arrangement – TrustYes
2018-09-01Plan benefit arrangement – InsuranceYes
2018-09-01Plan benefit arrangement - TrustYes
2017: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-09-01Type of plan entityMulitple employer plan
2017-09-01Submission has been amendedNo
2017-09-01This submission is the final filingNo
2017-09-01This return/report is a short plan year return/report (less than 12 months)No
2017-09-01Plan is a collectively bargained planNo
2017-09-01Plan funding arrangement – InsuranceYes
2017-09-01Plan funding arrangement – TrustYes
2017-09-01Plan benefit arrangement – InsuranceYes
2017-09-01Plan benefit arrangement - TrustYes
2016: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-09-01Type of plan entityMulitple employer plan
2016-09-01Submission has been amendedNo
2016-09-01This submission is the final filingNo
2016-09-01This return/report is a short plan year return/report (less than 12 months)No
2016-09-01Plan is a collectively bargained planNo
2016-09-01Plan funding arrangement – InsuranceYes
2016-09-01Plan funding arrangement – TrustYes
2016-09-01Plan benefit arrangement – InsuranceYes
2016-09-01Plan benefit arrangement - TrustYes
2015: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-09-01Type of plan entityMulitple employer plan
2015-09-01Submission has been amendedNo
2015-09-01This submission is the final filingNo
2015-09-01This return/report is a short plan year return/report (less than 12 months)No
2015-09-01Plan is a collectively bargained planNo
2015-09-01Plan funding arrangement – InsuranceYes
2015-09-01Plan funding arrangement – TrustYes
2015-09-01Plan benefit arrangement – InsuranceYes
2015-09-01Plan benefit arrangement - TrustYes
2014: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-09-01Type of plan entityMulitple employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – InsuranceYes
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement – InsuranceYes
2014-09-01Plan benefit arrangement - TrustYes
2013: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-09-01Type of plan entityMulitple employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – InsuranceYes
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement – InsuranceYes
2013-09-01Plan benefit arrangement - TrustYes
2012: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-09-01Type of plan entityMulitple employer plan
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)No
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – InsuranceYes
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement – InsuranceYes
2012-09-01Plan benefit arrangement - TrustYes
2011: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-09-01Type of plan entityMulitple employer plan
2011-09-01Submission has been amendedNo
2011-09-01This submission is the final filingNo
2011-09-01This return/report is a short plan year return/report (less than 12 months)No
2011-09-01Plan is a collectively bargained planNo
2011-09-01Plan funding arrangement – InsuranceYes
2011-09-01Plan funding arrangement – TrustYes
2011-09-01Plan benefit arrangement – InsuranceYes
2011-09-01Plan benefit arrangement - TrustYes
2010: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-09-01Type of plan entityMulitple employer plan
2010-09-01Submission has been amendedNo
2010-09-01This submission is the final filingNo
2010-09-01This return/report is a short plan year return/report (less than 12 months)No
2010-09-01Plan is a collectively bargained planNo
2010-09-01Plan funding arrangement – InsuranceYes
2010-09-01Plan funding arrangement – TrustYes
2010-09-01Plan benefit arrangement – InsuranceYes
2010-09-01Plan benefit arrangement - TrustYes
2009: COWBOY MALONEY APPLIANCE, AUDIO, VIDEO CENTER, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-09-01Type of plan entityMulitple employer plan
2009-09-01Submission has been amendedNo
2009-09-01This submission is the final filingNo
2009-09-01This return/report is a short plan year return/report (less than 12 months)No
2009-09-01Plan is a collectively bargained planNo
2009-09-01Plan funding arrangement – InsuranceYes
2009-09-01Plan funding arrangement – TrustYes
2009-09-01Plan benefit arrangement – InsuranceYes
2009-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number5-20667
Policy instance 2
Insurance contract or identification number5-20667
Number of Individuals Covered105
Insurance policy start date2022-09-01
Insurance policy end date2023-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberVL900417/8
Policy instance 1
Insurance contract or identification numberVL900417/8
Number of Individuals Covered2
Insurance policy start date2022-09-01
Insurance policy end date2023-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number5-20667
Policy instance 2
Insurance contract or identification number5-20667
Number of Individuals Covered119
Insurance policy start date2021-09-01
Insurance policy end date2022-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberVL900417/8
Policy instance 1
Insurance contract or identification numberVL900417/8
Insurance policy start date2021-09-01
Insurance policy end date2022-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number5-20667
Policy instance 2
Insurance contract or identification number5-20667
Number of Individuals Covered129
Insurance policy start date2020-09-01
Insurance policy end date2021-08-31
Total amount of commissions paid to insurance brokerUSD $522
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $329
Amount paid for insurance broker fees0
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberVL900417/8
Policy instance 1
Insurance contract or identification numberVL900417/8
Number of Individuals Covered3
Insurance policy start date2020-09-01
Insurance policy end date2021-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberVL900417/8
Policy instance 1
Insurance contract or identification numberVL900417/8
Number of Individuals Covered3
Insurance policy start date2019-09-01
Insurance policy end date2020-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number5-20667
Policy instance 2
Insurance contract or identification number5-20667
Number of Individuals Covered127
Insurance policy start date2019-09-01
Insurance policy end date2020-08-31
Total amount of commissions paid to insurance brokerUSD $31,456
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,456
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberVL900417/8
Policy instance 1
Insurance contract or identification numberVL900417/8
Number of Individuals Covered3
Insurance policy start date2018-09-01
Insurance policy end date2019-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number5-20667
Policy instance 2
Insurance contract or identification number5-20667
Number of Individuals Covered127
Insurance policy start date2018-09-01
Insurance policy end date2019-08-31
Total amount of commissions paid to insurance brokerUSD $14,322
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,322
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number5-20667
Policy instance 2
Insurance contract or identification number5-20667
Number of Individuals Covered127
Insurance policy start date2017-09-01
Insurance policy end date2018-08-31
Total amount of commissions paid to insurance brokerUSD $14,640
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberVL900417/8
Policy instance 1
Insurance contract or identification numberVL900417/8
Number of Individuals Covered3
Insurance policy start date2017-09-01
Insurance policy end date2018-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number5-20667
Policy instance 2
Insurance contract or identification number5-20667
Number of Individuals Covered148
Insurance policy start date2015-09-01
Insurance policy end date2016-08-31
Total amount of commissions paid to insurance brokerUSD $16,508
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,523
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameRAYMOND JAMES INSURANCE GROUP INC.
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberVL900417/8
Policy instance 1
Insurance contract or identification numberVL900417/8
Number of Individuals Covered3
Insurance policy start date2015-09-01
Insurance policy end date2016-08-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberVL900417/8
Policy instance 2
Insurance contract or identification numberVL900417/8
Number of Individuals Covered3
Insurance policy start date2014-09-01
Insurance policy end date2015-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number5-20667
Policy instance 1
Insurance contract or identification number5-20667
Number of Individuals Covered148
Insurance policy start date2014-09-01
Insurance policy end date2015-08-31
Total amount of commissions paid to insurance brokerUSD $18,620
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,620
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameS B H U LIFE AGENCY, INC.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number5-20667
Policy instance 1
Insurance contract or identification number5-20667
Number of Individuals Covered123
Insurance policy start date2013-09-01
Insurance policy end date2014-08-31
Total amount of commissions paid to insurance brokerUSD $17,890
Total amount of fees paid to insurance companyUSD $146
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,890
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameMORGAN STANLEY DW INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberVL900417/8
Policy instance 2
Insurance contract or identification numberVL900417/8
Number of Individuals Covered3
Insurance policy start date2013-09-01
Insurance policy end date2014-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberVL900417/8
Policy instance 2
Insurance contract or identification numberVL900417/8
Number of Individuals Covered3
Insurance policy start date2012-09-01
Insurance policy end date2013-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number5-20667
Policy instance 1
Insurance contract or identification number5-20667
Number of Individuals Covered112
Insurance policy start date2012-09-01
Insurance policy end date2013-08-31
Total amount of commissions paid to insurance brokerUSD $15,986
Total amount of fees paid to insurance companyUSD $159
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,986
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameMORGAN STANLEY DW INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number5-20667
Policy instance 1
Insurance contract or identification number5-20667
Number of Individuals Covered127
Insurance policy start date2011-09-01
Insurance policy end date2012-08-31
Total amount of commissions paid to insurance brokerUSD $11,097
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberVL900417/8
Policy instance 2
Insurance contract or identification numberVL900417/8
Number of Individuals Covered3
Insurance policy start date2011-09-01
Insurance policy end date2012-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number5-20667
Policy instance 1
Insurance contract or identification number5-20667
Number of Individuals Covered153
Insurance policy start date2010-09-01
Insurance policy end date2011-08-31
Total amount of commissions paid to insurance brokerUSD $14,670
Total amount of fees paid to insurance companyUSD $1,462
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberVL900417/8
Policy instance 2
Insurance contract or identification numberVL900417/8
Number of Individuals Covered3
Insurance policy start date2010-09-01
Insurance policy end date2011-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1