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SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameSPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN
Plan identification number 001

SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SPIEGEL & SPIEGEL PA has sponsored the creation of one or more 401k plans.

Company Name:SPIEGEL & SPIEGEL PA
Employer identification number (EIN):650026131
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01SIMONE SPIEGEL SIMONE SPIEGEL2018-08-27
0012016-01-01SIMONE SPIEGEL SIMONE SPIEGEL2017-08-24
0012015-01-01SIMONE SPIEGEL SIMONE SPIEGEL2016-08-11
0012014-01-01SIMONE SPIEGEL SIMONE SPIEGEL2015-10-12
0012013-01-01SIMONE SPIEGEL SIMONE SPIEGEL2014-09-08
0012012-01-01SIMONE SPIEGEL SIMONE SPIEGEL2013-08-27
0012011-01-01SIMONE SPIEGEL SIMONE SPIEGEL2012-10-10
0012009-01-01SIMONE SPIEGEL SIMONE SPIEGEL2010-10-11

Financial Data on SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN

Measure Date Value
2017 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$45,197,563
Total plan liabilities at beginning of year2017-12-31$52,672,468
Total income from all sources2017-12-31$5,747,905
Expenses. Total of all expenses incurred2017-12-31$6,746
Benefits paid (including direct rollovers)2017-12-31$1,240
Total plan assets at end of year2017-12-31$112,971,942
Total plan assets at beginning of year2017-12-31$114,705,688
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$96,770
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$5,492,979
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$5,741,159
Net plan assets at end of year (total assets less liabilities)2017-12-31$67,774,379
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$62,033,220
Assets. Value of real-estate (other than employer real property)2017-12-31$110,240,000
Total contributions received or receivable from employer(s)2017-12-31$158,156
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$5,506
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$52,672,468
Total plan liabilities at beginning of year2016-12-31$60,078,533
Total income from all sources2016-12-31$4,830,731
Expenses. Total of all expenses incurred2016-12-31$62,247
Benefits paid (including direct rollovers)2016-12-31$58,804
Total plan assets at end of year2016-12-31$114,705,688
Total plan assets at beginning of year2016-12-31$117,343,269
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$90,571
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$4,598,108
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$4,768,484
Net plan assets at end of year (total assets less liabilities)2016-12-31$62,033,220
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$57,264,736
Assets. Value of participant loans2016-12-31$0
Assets. Value of real-estate (other than employer real property)2016-12-31$111,858,870
Total contributions received or receivable from employer(s)2016-12-31$142,052
Value of certain deemed distributions of participant loans2016-12-31$1,880
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$1,563
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$60,078,533
Total plan liabilities at beginning of year2015-12-31$64,125,138
Total income from all sources2015-12-31$13,222,857
Expenses. Total of all expenses incurred2015-12-31$5,987
Benefits paid (including direct rollovers)2015-12-31$1,145
Total plan assets at end of year2015-12-31$117,343,269
Total plan assets at beginning of year2015-12-31$108,173,004
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$85,670
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$12,999,075
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$13,216,870
Net plan assets at end of year (total assets less liabilities)2015-12-31$57,264,736
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$44,047,866
Assets. Value of participant loans2015-12-31$2,498
Assets. Value of real-estate (other than employer real property)2015-12-31$113,900,000
Total contributions received or receivable from employer(s)2015-12-31$138,112
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$4,842
2014 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$64,125,138
Total plan liabilities at beginning of year2014-12-31$67,838,050
Total income from all sources2014-12-31$4,965,347
Expenses. Total of all expenses incurred2014-12-31$124,583
Benefits paid (including direct rollovers)2014-12-31$79,060
Total plan assets at end of year2014-12-31$108,173,004
Total plan assets at beginning of year2014-12-31$107,045,152
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$80,559
Expenses. Other expenses not covered elsewhere2014-12-31$5,607
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$4,758,082
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$4,840,764
Net plan assets at end of year (total assets less liabilities)2014-12-31$44,047,866
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$39,207,102
Assets. Value of participant loans2014-12-31$0
Assets. Value of real-estate (other than employer real property)2014-12-31$101,480,000
Total contributions received or receivable from employer(s)2014-12-31$126,706
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$39,916
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$67,838,050
Total plan liabilities at beginning of year2013-12-31$71,681,427
Total income from all sources2013-12-31$3,131,038
Expenses. Total of all expenses incurred2013-12-31$3,095
Benefits paid (including direct rollovers)2013-12-31$773
Total plan assets at end of year2013-12-31$107,045,152
Total plan assets at beginning of year2013-12-31$107,760,586
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$74,488
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$2,935,321
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$3,127,943
Net plan assets at end of year (total assets less liabilities)2013-12-31$39,207,102
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$36,079,159
Assets. Value of participant loans2013-12-31$162
Assets. Value of real-estate (other than employer real property)2013-12-31$102,680,000
Total contributions received or receivable from employer(s)2013-12-31$121,229
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$2,322
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$71,681,427
Total plan liabilities at beginning of year2012-12-31$53,457,413
Total income from all sources2012-12-31$3,135,574
Expenses. Total of all expenses incurred2012-12-31$2,857
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$107,760,586
Total plan assets at beginning of year2012-12-31$86,403,855
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$65,629
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$2,943,523
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$3,132,717
Net plan assets at end of year (total assets less liabilities)2012-12-31$36,079,159
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$32,946,442
Assets. Value of participant loans2012-12-31$4,400
Assets. Value of real-estate (other than employer real property)2012-12-31$104,955,000
Total contributions received or receivable from employer(s)2012-12-31$126,422
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$2,857
2011 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$53,457,413
Total plan liabilities at beginning of year2011-12-31$39,160,581
Total income from all sources2011-12-31$15,452,564
Expenses. Total of all expenses incurred2011-12-31$77,083
Benefits paid (including direct rollovers)2011-12-31$64,288
Total plan assets at end of year2011-12-31$86,403,855
Total plan assets at beginning of year2011-12-31$56,731,542
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$64,113
Expenses. Other expenses not covered elsewhere2011-12-31$4,817
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$15,276,496
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$15,375,481
Net plan assets at end of year (total assets less liabilities)2011-12-31$32,946,442
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$17,570,961
Assets. Value of participant loans2011-12-31$8,468
Assets. Value of real-estate (other than employer real property)2011-12-31$82,400,000
Total contributions received or receivable from employer(s)2011-12-31$111,955
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$7,978
2010 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$39,160,581
Total plan liabilities at beginning of year2010-12-31$32,362,797
Total income from all sources2010-12-31$4,000,975
Expenses. Total of all expenses incurred2010-12-31$2,988
Benefits paid (including direct rollovers)2010-12-31$2,914
Total plan assets at end of year2010-12-31$56,731,542
Total plan assets at beginning of year2010-12-31$45,935,771
Value of fidelity bond covering the plan2010-12-31$51,422,000
Total contributions received or receivable from participants2010-12-31$51,220
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$3,847,111
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$3,997,987
Net plan assets at end of year (total assets less liabilities)2010-12-31$17,570,961
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$13,572,974
Assets. Value of participant loans2010-12-31$12,377
Assets. Value of real-estate (other than employer real property)2010-12-31$50,800,000
Total contributions received or receivable from employer(s)2010-12-31$102,644
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$74

Form 5500 Responses for SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN

2017: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number807317-000
Policy instance 1
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37532
Policy instance 1
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37532
Policy instance 1
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number671443
Policy instance 2
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number671443
Policy instance 1
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number671443
Policy instance 1
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number671443
Policy instance 1
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number671443
Policy instance 1

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